U.S. District Court
SOUTHERN DISTRICT OF TEXAS (Houston)
CRIMINAL DOCKET FOR CASE #: 4:10-cr-00664-1


Case title: USA v. ABB Inc

Date Filed: 09/29/2010
Date Terminated: 10/01/2010

Assigned to: Judge Lynn N. Hughes

Defendant (1)
ABB Inc
TERMINATED: 10/01/2010
represented byLaurence A Urgenson
Kirkland and Ellis LLP
655 Fiftheenth Street N W
Suite 1200
Washington, DC 20005
202-879-5145
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Audrey Lynn Harris
Kirkland and Ellis LLP
655 Fifteenth Street N W
Suite 1200
Washington, DC 20005
202-879-5990
ATTORNEY TO BE NOTICED
Designation: Retained

Laura Fraedrich
Kirkland and Ellis LLP
655 Fifteenth Street N W
Suite 1200
Washington, DC 20005
202-879-5990
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
CONSPIRACY
(1)
No term of imprisonment; No SRT; Fine of $17,100,000 concurrent to count 2; $400 SA.
VIOLATION OF THE FOREIGN CORRUPT PRACTICES ACT
(2)
No term of imprisonment; No SRT; Fine of $17,100,000 concurrent to count 1; $400 SA.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byNicola Jean Mrazek
Dept of Justice
Criminal Division
1400 New York Ave, NW
Bond Bldg 4404
Washington, DC 20005
202-514-8122
Fax: 202-514-7021
Email: nicola.mrazek@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Financial Litigation
U S Attorney's Office
Southern District of Texas
P O Box 61129
Houston, TX 77208
713-567-9000
Fax: 713-718-3391 fax
Email: flu.usatxs-@usdoj.gov
ATTORNEY TO BE NOTICED
Designation: Retained

US Marshal - H
515 Rusk
10th Floor
Houston, TX 77002
713-718-4800
Fax: 713-718-4848
ATTORNEY TO BE NOTICED
Designation: Retained

US Pretrial Svcs - H
515 Rusk
6th Floor
Houston, TX 77002
713-250-5218
Fax: 713-250-5666
ATTORNEY TO BE NOTICED
Designation: Retained

US Probation - H
515 Rusk
2nd Floor
Houston, TX 77002
713-250-5266
Fax: INS_prob1
ATTORNEY TO BE NOTICED
Designation: Retained

Date Filed #Docket Text
09/29/20101INFORMATION as to ABB Inc (1) count(s) 1, filed. (ckrus, ) (Entered: 09/29/2010)
09/29/20102ORDER TRANSFERRING CASE. Case reassigned to Judge Lynn N. Hughes for all further proceedings. Judge Lee H. Rosenthal no longer assigned to case as to ABB Inc. (Signed by Judge Lee H Rosenthal) Parties notified. (ghassan, ) (Entered: 09/29/2010)
09/29/20103NOTICE OF SETTING as to ABB Inc. Arraignment set for 9/29/2010 at 04:00 PM in Courtroom 11C before Judge Lynn N. Hughes, filed. (ghassan, ) (Entered: 09/29/2010)
09/29/2010  Missed count added: ABB Inc (1) count(s) 2 (ckrus, ) (Entered: 09/29/2010)
09/29/20104 MOTION for Laurence A. Urgenson to Appear Pro Hac Vice by ABB Inc, filed. (ghassan, ) (Entered: 09/29/2010)
09/29/20105 MOTION for Audrey L. Harris to Appear Pro Hac Vice by ABB Inc, filed. (ghassan, ) (Entered: 09/29/2010)
09/29/20106 MOTION for Laura Fraedrich to Appear Pro Hac Vice by ABB Inc, filed. (ghassan, ) (Entered: 09/29/2010)
09/29/20107ORDER granting 4 Motion to Appear Pro Hac Vice as to ABB Inc (1). (Signed by Judge Lynn N. Hughes.) Parties notified. (ghassan, ) (Entered: 09/29/2010)
09/29/20108ORDER granting 5 Motion to Appear Pro Hac Vice as to ABB Inc (1). (Signed by Judge Lynn N. Hughes.) Parties notified. (ghassan, ) (Entered: 09/29/2010)
09/29/20109ORDER granting 6 Motion to Appear Pro Hac Vice as to ABB Inc (1). (Signed by Judge Lynn N. Hughes.) Parties notified. (ghassan, ) (Entered: 09/29/2010)
09/29/2010  Minute Entry for Arraignment held before Judge Lynn N. Hughes on 9/29/2010 for ABB Inc.: Guilty on Counts 1, and 2. Indictment waived. Plea agreement executed. Sentencing to immediately follow. Appearances: Nicola Mrazek, Laurence Urgenson.(Court Reporter: K. Metzger) (ghassan, ) (Entered: 09/30/2010)
09/29/201010WAIVER OF INDICTMENT by ABB Inc., filed.(ghassan, ) (Entered: 09/30/2010)
09/29/201011SENTENCING DATA SHEET by ABB Inc., filed.(ghassan, ) (Entered: 09/30/2010)
09/29/201012PLEA AGREEMENT as to ABB Inc, filed. (Attachments: # 1 Attachment A-1 through Attachment D)(ghassan, ) (Entered: 09/30/2010)
09/29/201013Sentencing Memorandum (Sealed) by USA as to ABB Inc., filed. (Entered: 09/30/2010)
09/29/201014Sentencing Memorandum (Sealed) by ABB Inc., filed. (Entered: 09/30/2010)
09/29/2010  Minute Entry for Sentencing held before Judge Lynn N. Hughes on 9/29/2010 for ABB Inc. (1): Count 1: No term of imprisonment; No SRT; Fine of $17,100,000 concurrent to count 2; $400 SA.; Count 2: No term of imprisonment; No SRT; Fine of $17,100,000 concurrent to count 1; $400 SA. Appearances:Nicola Mrazek, Laurence Urgenson, US Probation - K. Jones. (Court Reporter: K. Metzger) (ghassan, ) (Entered: 09/30/2010)
10/01/201017JUDGMENT as to ABB Inc. (Signed by Judge Lynn N. Hughes) Parties notified. (ghassan, ) (Entered: 10/05/2010)
10/01/201018Statement of Reasons (Sealed) as to ABB Inc, filed. (Entered: 10/05/2010)
10/04/201015AO 435 TRANSCRIPT ORDER FORM by Jim Buchanan/AUSA. This is to order a transcript of Sentencing held on 09/29/2010 before Judge Lynn N. Hughes (original). Court Reporter/Transcriber: Kathy Metzger, filed. (bdaniel, ) (Entered: 10/04/2010)
10/05/201016TRANSCRIPT as to ABB Inc re: Arraignment/Sentencing held on 9/29/2010 before Judge Lynn N. Hughes.Court Reporter: K. Metzger. Release of Transcript Restriction set for 1/3/2011, filed. (kmetzger) (Entered: 10/05/2010)
10/05/2010  Document(s) Sent by regular mail to Nicola Mrazek, and Laurence Urgenson re: 18 Statement of Reasons (Sealed). (ghassan, ) (Entered: 10/05/2010)
10/06/201019Notice of Filing of Official Transcript as to 16 Transcript. Party notified, filed. (dclark, ) (Entered: 10/06/2010)
10/07/201020AO 435 TRANSCRIPT ORDER FORM by Matthew whittaker. This is to order a transcript of Sentencing held on 9/29/2010 before Judge Lynn N. Hughes Court Reporter/Transcriber: K Metzger, filed. (ckrus, ) (Entered: 10/07/2010)
10/27/2010  Wire payment received 10/13/2010 for ABB Inc, receipt number HOU005730 for $17,100,000.00, filed. (jholguin, ) Modified on 10/27/2010 (jholguin, ). (Entered: 10/27/2010)