CLOSED

U.S. District Court
United States District Court for the Western District of Washington (Seattle)
CRIMINAL DOCKET FOR CASE #: 2:06-cr-00011-JLR All Defendants


Case title: USA v. Alaska Brokerage International, Inc. et al

Date Filed: 01/17/2006
Date Terminated: 01/08/2007

Assigned to: Judge James L. Robart

Defendant (1)
Alaska Brokerage International Inc
TERMINATED: 01/08/2007
represented byRandall Thor Thomsen
DANIELSON HARRIGAN LEYH & TOLLEFSON
999 THIRD AVENUE
SUITE 4400
SEATTLE, WA 98104
206-623-1700
Fax: FAX 623-8717
Email: randallt@dhlt.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
Conspiracy to Restrain Trade in Violation of 15 U.S.C. 1, 15:1
(1)
The Corporation is placed on probation for a period of one year. A $30,000 fine is imposed; $400 special assessment fee is imposed.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None

Assigned to: Judge James L. Robart

Defendant (2)
David Karsch
TERMINATED: 01/08/2007
represented byRichard FX Guay
MEYER SUOZZI ENGLISH & KLEIN
1350 BROADWAY
SUITE 501
NEW YORK, NY 10018
212-239-4999
Email: rguay@msek.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

David Nelson Bruce
SAVITT BRUCE & WILLEY LLP
1425 FOURTH AVE
STE 800
SEATTLE, WA 98101-2272
206-749-0500
Fax: FAX 749-0600
Email: dbruce@jetcitylaw.com
ATTORNEY TO BE NOTICED

Pending Counts

Disposition
Conspiracy to Restrain Trade in Violation of 15 U.S.C. 1, 15:1
(1)
Deft is committed to the custody of AG for a term of 4 months. Court recommends FMC Devens. Upon release from custody the defendant shall be placed on electronic home monitoring for a period of 4 months. The defendant shall pay the cost of home monitoring. $20,000 fine is imposed; $100 special penalty assessment is imposed. Upon release from custody the defendant shall be placed on 1 yr supervised release. Deft on bond.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byJohn Terzaken , III
US DEPARTMENT OF JUSTICE (ANTITRUST - DC)
1401 H STREET NW
STE 3700
WASHINGTON, DC 20530
202-307-0710
Email: john.terzaken@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Lawrence R Lincoln
US ATTORNEY'S OFFICE (SEA)
700 STEWART ST
STE 5220
SEATTLE, WA 98101-1271
206-553-7970
Email: Lawrence.Lincoln@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Craig Y Lee
US DEPARTMENT OF JUSTICE (ANTITRUST - DC)
1401 H STREET NW
STE 3700
WASHINGTON, DC 20530
202-307-1044
Email: craig.lee2@usdoj.gov
ATTORNEY TO BE NOTICED

John McKay
SEATTLE UNIVERSITY SCHOOL OF LAW
901 12TH AVENUE
SULLIVAN HALL
PO BOX 222000
SEATTLE, WA 98122-1090
206-398-4051
Email: John.McKay@usdoj.gov
TERMINATED: 01/19/2006

Lester John Schmoll
US DEPARTMENT OF JUSTICE (ANTITRUST - DC)
1401 H STREET NW
STE 3700
WASHINGTON, DC 20530
202-307-5780
Email: John.Schmoll@usdoj.gov
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
01/17/20061INDICTMENT as to Alaska Brokerage International, Inc. (1) count(s) 1, David Karsch (2) count(s) 1. (Attachments: # 1 Status Sheet) (JK, ) (Entered: 01/17/2006)
01/17/20062SEALED Signature Page to 1 Indictment as to Alaska Brokerage International, Inc., David Karsch. (JK, ) (Entered: 01/17/2006)
01/19/200611NOTICE OF ATTORNEY SUBSTITUTION Lawrence R Lincoln is substituted as counsel for USA. Attorney John McKay terminated. (Lincoln, Lawrence) (Entered: 01/19/2006)
01/31/200613NOTICE OF ATTORNEY APPEARANCE Craig Y Lee appearing for USA. (Lee, Craig) (Entered: 01/31/2006)
01/31/200614NOTICE OF ATTORNEY APPEARANCE John Terzaken, III appearing for USA. (Terzaken, John) (Entered: 01/31/2006)
01/31/200615NOTICE OF ATTORNEY APPEARANCE Lester John Schmoll appearing for USA. (Schmoll, Lester) (Entered: 01/31/2006)
02/15/200616MINUTE ORDER as to Alaska Brokerage International, Inc., David Karsch Continuing arraignment to 3/2/06 at 2:30pmby Judge James P. Donohue. (cc: USPO) (PV, ) (Entered: 02/15/2006)
02/15/2006  Reset Hearings as to Alaska Brokerage International, Inc., David Karsch: Arraignment set for 3/2/2006 at 02:30 PM in Courtroom 12B before James P. Donohue. (PV, ) (Entered: 02/15/2006)
02/27/200619Letter from attorney Richard Guayl regarding waiver and entry of plea as to defendant David Karsch (MD, ) (Entered: 03/01/2006)
02/27/200620WAIVER by defendant David Karsch re: of appearance at arraignment and entry of plea of not guilty. (MD, ) (Entered: 03/01/2006)
02/28/200621Letter from Government attorney regarding Defendant Karsch waiver as to defendant David Karsch (MD, ) (Entered: 03/01/2006)
02/28/200622MINUTE ORDER as to deft David Karsch Set/Reset Hearings by Judge James P. Donohue. (cc: USPO) Initial and Arraignment set for 3/16/2006 at 02:30 PM before Magistrate Judge Monica J Benton in Courtroom 12B. (MD, ) (Entered: 03/01/2006)
03/01/200623 MOTION to Withdraw as Attorney submitted by attorney Randall Thomsen by Alaska Brokerage International, Inc.. Noting Date 3/10/2006.(Thomsen, Randall) (Entered: 03/01/2006)
03/01/200624AFFIDAVIT of Randall Thomsen by Alaska Brokerage International, Inc. re 23 MOTION to Withdraw as Attorney submitted by attorney Randall Thomsen filed by Alaska Brokerage International, Inc., (Thomsen, Randall) (Entered: 03/01/2006)
03/02/200625 Minute Entry for proceedings held before Judge James P. Donohue - CRD: HAZ; AUSA: J SCHMOLL, J TERZAKEN; Def Cnsl: R THOMSEN; Digital Recording: Y;Time of Hearing: 2:30 PM; Courtroom: 12B; ARRAIGNMENT as to Alaska Brokerage International, Inc. (1) Count 1 held on 3/2/2006. Defendant(s) advised of rights, charges and penalties. Defendant(s) pleads NOT GUILTY to all charges. Defense Counsel requests discovery pursuant to Local Rule. Defense counsel has filed a motion to withdraw. Counsel addresses service of documents. Counsel are directed that any documents not filed electronically be served on all parties by overnight delivery.

Motions due by 3/23/2006; Jury Trial is set for 5/9/2006 at 09:00 AM before James L. Robart. (HAZ, ) (Entered: 03/03/2006)

03/09/200626NOTICE Striking Pending Motion to Withdraw by Alaska Brokerage International, Inc. re 23 MOTION to Withdraw as Attorney submitted by attorney Randall Thomsen (Thomsen, Randall) (Entered: 03/09/2006)
03/16/200627 Minute Entry for proceedings held before Judge Monica J. Benton - CRD: HAZ; AUSA: J SCHMOLL, K LEE; Def Cnsl: R GUAY - not currently admitted in WD-WA; PTS: C SMITH; Digital Recording: Y;Time of Hearing: 2:30 PM; Courtroom: 12B; Scheduled ARRAIGNMENT AND DETENTION Hearing Not Held as to David Karsch. CT discusses issue of obtaining local counsel and completing pro hac vice appliction for admission in this district with counsel. Mr Guay assures the Court that he will obtain local counsel. CT requests that Mr Guay file a motion to waive his client's presence at the arraignment for its consideration.

Arraignment set for 3/23/2006 at 09:00 AM before Hon. Monica J. Benton. Detention Hearing set for 3/23/2006 at 09:00 AM before Hon. Monica J. Benton. (HAZ, ) (Entered: 03/17/2006)

03/17/200628 MOTION for Disclosure and Protection of Grand Jury Materials Pursuant to Federal Rule of Criminal Procedure 6(e)(3)(E)(i) by USA as to Alaska Brokerage International, Inc., David Karsch. Noting Date 3/31/2006. (Attachments: # 2 Proposed Order)(Terzaken, John) (Entered: 03/17/2006)
03/17/200629ORDER granting 28 Motion for disclosure and protection of grand jury materials as to Alaska Brokerage International, Inc. (1), David Karsch (2) by Judge James L. Robart. (RS, ) (Entered: 03/20/2006)
03/21/200630NOTICE Disclosure Statement by Alaska Brokerage International, Inc. (Thomsen, Randall) (Entered: 03/21/2006)
03/21/200631STIPULATION AND PROPOSED ORDER Extending Deadline for Filing Pre-Trial Motions by parties (Thomsen, Randall) (Entered: 03/21/2006)
03/21/200632 NOTICE OF RESCHEDULED HEARING as to David Karsch (cc: USPO, PTS, USMO)Per request of Defense Counsel and with no objection from the Government, the initial/arraignment has been re-set for 3/30/2006 at 02:30 PM in Courtroom 12B before Hon. Monica J. Benton. (JN, ) (Entered: 03/21/2006)
03/22/200633JOINT STIPULATION AND ORDER EXTENDING DEADLINE FOR FILING PRETRIAL MOTIONS as to Alaska Brokerage International, Inc., David Karsch re 31 Stipulation by Judge James L. Robart. Motions due by 4/6/2006. (MD, ) (Entered: 03/22/2006)
03/24/200634 MOTION to Waive Arraignment and Supporting Affirmation w Exhibit by David Karsch. Noting Date 3/30/2006.(Guay, Richard) (Entered: 03/24/2006)
03/27/200635PROPOSED ORDER (Unsigned) re 34 MOTION to Waive Arraignment and Supporting Affirmation w Exhibit filed by David Karsch, (Guay, Richard) (Entered: 03/27/2006)
03/28/200636ORDER ACCEPTING 34 Motion to Waive Arraignment as to David Karsch (2) by Judge Monica J. Benton. (AE, ) (Entered: 03/28/2006)
03/28/200637MINUTE ORDER as to David Karsch by Judge Monica J. Benton. A show cause hearing is set for April 11, 2006 at 1:30 p.m. No appearance necessary if compliance with Pro Hac Vice rules have been met. (cc: USPO) (AE, ) (Entered: 03/28/2006)
03/29/200638STATEMENT of United States Concerning A Corporate Victim by USA as to Alaska Brokerage International, Inc., David Karsch (Terzaken, John) (Entered: 03/29/2006)
03/30/200639STIPULATION AND PROPOSED ORDER Setting Briefing Schedule for Filing Pretrial Motions by parties (Thomsen, Randall) (Entered: 03/30/2006)
03/31/200640JOINT STIPULATION AND ORDER SETTING BRIEFING SCHEDULE FOR FILING PRETRIAL MOTIONS as to Alaska Brokerage International, Inc., David Karsch by Judge James L. Robart. Motions due by 4/6/2006. (MD, ) (Entered: 03/31/2006)
04/04/200641SEALED DOCUMENT Affidavit of John Terzaken by USA as to Alaska Brokerage International, Inc., David Karsch (Attachments: # 9 Exh H)(Terzaken, John) Modified/Described Attachments on 4/6/2006 (ECS, ). (Entered: 04/04/2006)
04/04/200642 MOTION in Limine to Exclude Certain Evidence by USA as to Alaska Brokerage International, Inc., David Karsch. Noting Date 4/21/2006.Oral Argument Requested. (Attachments: # 2 Proposed Order)(Terzaken, John) (Entered: 04/04/2006)
04/04/200643 MOTION in Limine to Admit Evidence by USA as to Alaska Brokerage International, Inc., David Karsch. Noting Date 4/21/2006.Oral Argument Requested. (Attachments: # 2 Proposed Order)(Terzaken, John) (Entered: 04/04/2006)
04/05/200644 MOTION in Limine Requesting Status Conference by USA as to Alaska Brokerage International, Inc., David Karsch. Noting Date 4/14/2006. (Attachments: # 1 Proposed Order)(Terzaken, John) (Entered: 04/05/2006)
04/06/200645NOTICE by USA as to Alaska Brokerage International, Inc., David Karsch that the following is RE-NOTED: 42 MOTION in Limine to Exclude Certain Evidence; Noting Date 4/14/2006. (Terzaken, John) (Entered: 04/06/2006)
04/06/200646RESPONSE, by Alaska Brokerage International, Inc., to 44 MOTION in Limine Requesting Status Conference. (Thomsen, Randall) (Entered: 04/06/2006)
04/06/200647 MOTION to Suppress November 2005 Statements by Defendant David Karsch by Alaska Brokerage International, Inc.. Noting Date 4/14/2006. (Attachments: # 1 Proposed Order)(Thomsen, Randall) (Entered: 04/06/2006)
04/06/200648 DECLARATION of Randall Thomsen by Alaska Brokerage International, Inc. re 47 MOTION to Suppress November 2005 Statements by Defendant David Karsch filed by Alaska Brokerage International, Inc., (Thomsen, Randall) (Entered: 04/06/2006)
04/06/200649 MOTION to Dismiss Defendant (Indictment) for Lack of Subject Matter Jurisdiction by Alaska Brokerage International, Inc.. Noting Date 4/14/2006.Oral Argument Requested. (Attachments: # 1 Proposed Order)(Thomsen, Randall) (Entered: 04/06/2006)
04/06/200650 DECLARATION of Randall Thomsen by Alaska Brokerage International, Inc. re 49 MOTION to Dismiss Defendant (Indictment) for Lack of Subject Matter Jurisdiction filed by Alaska Brokerage International, Inc., (Thomsen, Randall) (Entered: 04/06/2006)
04/06/200651 MOTION to Compel Production of Brady Material Re: Statements of Raymond Cheung and Johnson Lau by Alaska Brokerage International, Inc.. Noting Date 4/14/2006. (Attachments: # 1 Proposed Order)(Thomsen, Randall) (Entered: 04/06/2006)
04/06/200652 DECLARATION of Randall Thomsen by Alaska Brokerage International, Inc. re 51 MOTION to Compel Production of Brady Material Re: Statements of Raymond Cheung and Johnson Lau filed by Alaska Brokerage International, Inc., (Thomsen, Randall) (Entered: 04/06/2006)
04/06/200653 MOTION in Limine Re: General Evidence and Trial Protocol by Alaska Brokerage International, Inc.. Noting Date 4/14/2006. (Attachments: # 1 Proposed Order)(Thomsen, Randall) (Entered: 04/06/2006)
04/06/200654 DECLARATION of Randall Thomsen by Alaska Brokerage International, Inc. re 53 MOTION in Limine Re: General Evidence and Trial Protocol filed by Alaska Brokerage International, Inc., (Thomsen, Randall) (Entered: 04/06/2006)
04/06/200655 MOTION to Produce Statements of Witnesses and Relalated Materials by Alaska Brokerage International, Inc.. Noting Date 4/14/2006. (Attachments: # 1 Proposed Order)(Thomsen, Randall) Modified on 4/20/2006 - motion terminated(MD, ). (Entered: 04/06/2006)
04/10/200656NOTICE OF ATTORNEY APPEARANCE: David Nelson Bruce appearing for David Karsch (Attachments: # 1 Certificate of Service)(Bruce, David) (Entered: 04/10/2006)
04/11/2006  ***Note as to defendant David Karsch: Status hearing set before Judge Benton for today, April 11, 2006 at 1:30 p.m. has been stricken due to Counsel compliance with Pro Hac Vice rules. Pro Hac paperwork to follow. (AE, ) (Entered: 04/11/2006)
04/11/200657APPLICATION AND ORDER as to David Karsch admitting Richard FX Guay pro hac vice Receipt #: SEA310 (MD, ) (Entered: 04/12/2006)
04/12/200658RESPONSE, by David Karsch, to 1 Certificate of Service)(Guay, Richard) (Entered: 04/12/2006)
04/13/2006  Set/Reset Hearings as to Alaska Brokerage International, Inc., David Karsch: In-court Hearing/status conference is scheduled Wednesday, APRIL 19, 2006 at 9:30 a.m. before Hon. James L. Robart. (CC, ) (Entered: 04/13/2006)
04/14/200659MEMORANDUM by USA as to Alaska Brokerage International, Inc., David Karsch re 1 Exhibit A)(Terzaken, John) (Entered: 04/14/2006)
04/14/200660MEMORANDUM by USA as to Alaska Brokerage International, Inc., David Karsch re 49 MOTION to Dismiss Defendant (Indictment) for Lack of Subject Matter Jurisdiction filed by Alaska Brokerage International, Inc., MEMORANDUM OF LAW IN OPPOSITION (Terzaken, John) (Entered: 04/14/2006)
04/14/200661RESPONSE, by USA as to Alaska Brokerage International, Inc., David Karsch, to 1 Exhibit A)(Terzaken, John) (Entered: 04/14/2006)
04/14/200662MEMORANDUM by USA as to Alaska Brokerage International, Inc., David Karsch re 47 MOTION to Suppress November 2005 Statements by Defendant David Karsch filed by Alaska Brokerage International, Inc., MEMORANDUM OF LAW IN OPPOSITION (Terzaken, John) (Entered: 04/14/2006)
04/14/200663MEMORANDUM by USA as to Alaska Brokerage International, Inc., David Karsch re 51 MOTION to Compel Production of Brady Material Re: Statements of Raymond Cheung and Johnson Lau filed by Alaska Brokerage International, Inc., MEMORANDUM OF LAW IN OPPOSITION (Terzaken, John) (Entered: 04/14/2006)
04/14/200664NOTICE of Joinder by David Karsch as to Alaska Brokerage International, Inc., David Karsch re 1 Certificate of Service)(Guay, Richard) (Entered: 04/14/2006)
04/14/200665RESPONSE, by Alaska Brokerage International, Inc., to 43 MOTION in Limine to Admit Evidence. (Leyh, Timothy) (Entered: 04/14/2006)
04/14/200666RESPONSE, by Alaska Brokerage International, Inc., to 42 MOTION in Limine to Exclude Certain Evidence. (Leyh, Timothy) (Entered: 04/14/2006)
04/17/200667NOTICE OF JOINDER (SUPPLEMENTAL) by David Karsch as to Alaska Brokerage International, Inc., David Karsch re 1)(Guay, Richard) (Entered: 04/17/2006)
04/19/200668 Minute Entry for proceedings held before Judge James L. Robart - CRD: Casey Condon; AUSA: John Terzeken, John Schmoll, Craig Lee; Def Cnsl: Tim Leigh, Randall Thompsen, Richard Guay, David Bruce; Court Reporter: Laurene Kelly; MOTION HEARING as to Alaska Brokerage International, Inc., David Karsch held on 4/19/2006. Attorney Richard Clinton is present representing American Legion Cooperative. Mr. Guay advises the court he has advised his client of the hearing and waives his presence for this proceeding. The court approves the waiver of appearance. The court discusses the current trial date of May 9, 2006. The court continues the trial to Thursday, MAY 18, 2006 for jury selection. Court will then resume Monday, May 22, 2006 at 1:30 p.m. and continue through Friday, May 26, 2006. The court hears argument from counsel. The court makes rulings. A minute order shall follow. A pretrial conference is scheduled Monday, MAY 8, 2006 at 10:00 a.m. (CC, ) (Entered: 04/19/2006)
04/19/200669MINUTE ORDER GRANTING 47 Motion to Suppress as to Alaska Brokerage International, Inc. Court directs the parties to produce the Brady material at issue in ABI's motion for in camera review 49 motion to dismiss the indictment for lack of subject matter jurisdiction filed by Deft Alaska Brokerage Int'l Inc ("ABI"). The court schedules the pre-trial conference for May 8, 2006 at 10:00 a.m. Jury selection will begin on May 18, 2006 at 9:00 a.m. by Judge James L. Robart. (MD, ) Modified text on 4/21/2006 (MD, ). (Entered: 04/20/2006)
04/21/2006  For the reasons stated at the status conference, the court grants in part and denies without prejudice the motion in limine to exclude certain evidence, docket no. 42. The court grants in part and denies in part the motion to compel production of Brady material. The court grants in part and denies in part the motion in limine re general evidence, docket no. 53. (CC, ) (Entered: 04/21/2006)
04/25/200670STATEMENT of United States by USA as to Alaska Brokerage International, Inc., David Karsch Concerning Additional Corporate Victims (Terzaken, John) (Entered: 04/25/2006)
04/27/200671 MOTION to Continue Trial or Permit Video Deposition by USA as to Alaska Brokerage International, Inc., David Karsch. Noting Date 5/5/2006.Oral Argument Requested. (Attachments: # 2 Proposed Order)(Terzaken, John) (Entered: 04/27/2006)
04/27/200672AFFIDAVIT of John Terzaken by USA as to Alaska Brokerage International, Inc., David Karsch re 1 Exhibit A)(Terzaken, John) (Entered: 04/27/2006)
05/04/200673RESPONSE, by Alaska Brokerage International, Inc., to 1 Proposed Order)(Thomsen, Randall) (Entered: 05/04/2006)
05/04/200674SEALED DOCUMENT Declaration of Randall Thomsen in Opposition to Government's Motion for Permission to Take Testimony or in the Alternative for a Continuance by Alaska Brokerage International, Inc. re 73 Response to Motion (Thomsen, Randall) (Entered: 05/04/2006)
05/04/200675RESPONSE, by David Karsch, to 1 Certificate of Service)(Bruce, David) (Entered: 05/04/2006)
05/05/200676 MINUTE ORDER by Judge James L. Robart: The court is in receipt of the Antitrust Division, U.S. Department of Justice's letter of April 21, 2006 (including Exhibits A, B & C) concerning potential Brady material. The court has reviewed the material and finds it does not have to be produced to Defendants. (cc: USPO) (TG, ) (Entered: 05/05/2006)
05/08/200677 Minute Entry for proceedings held before Judge James L. Robart - CRD: Casey Condon; AUSA: J. Terzeken, J. Schmoll, C. Lee; Def Cnsl: R. Thomsen, T. Leyh, R. Guay, D. Bruce; Court Reporter: Laurene Kelly; PRETRIAL CONFERENCE as to Alaska Brokerage International, Inc., David Karsch held on 5/8/2006. Jury selection shall begin Tuesday, MAY 16, 2006 at 9:00 a.m. The court strikes as moot the motion to continue, docket no. 71. Counsel advises several additional motions shall be filed. (CC, ) (Entered: 05/08/2006)
05/08/200678 MOTION in Limine to Exclude Testimony of Robert A. Wagner by USA as to Alaska Brokerage International, Inc., David Karsch. Noting Date 5/12/2006. (Attachments: # 3 Proposed Order)(Terzaken, John) (Entered: 05/08/2006)
05/10/2006  Set/Reset Hearings as to Alaska Brokerage International, Inc., David Karsch: The court schedules a Daubert hearing Tuesday, May 16, 2006 at 9:00 a.m. Jury selection will begin at 1:30 p.m., May 16, 2006. Trial briefs, voir dire and jury instructions shall be filed by 4:00 p.m., Friday, May 12, 2006.(CC, ) (Entered: 05/10/2006)
05/11/200679TRIAL BRIEF by USA as to Alaska Brokerage International, Inc., David Karsch (Terzaken, John) (Entered: 05/11/2006)
05/11/200680Proposed Voir Dire by USA as to Alaska Brokerage International, Inc., David Karsch (Terzaken, John) (Entered: 05/11/2006)
05/12/200681RESPONSE, by Alaska Brokerage International, Inc., to 1 Proposed Order)(Thomsen, Randall) (Entered: 05/12/2006)
05/12/200682 DECLARATION of Randall Thomsen by Alaska Brokerage International, Inc. re 78 MOTION in Limine to Exclude Testimony of Robert A. Wagner filed by USA, (Thomsen, Randall) (Entered: 05/12/2006)
05/12/200683REQUEST Settlement Conference by David Karsch (Attachments: # 1 Certificate of Service)(Guay, Richard) Modified to name attachment on 5/15/2006 (DM, ). (Entered: 05/12/2006)
05/12/200684TRIAL BRIEF by Alaska Brokerage International, Inc. (Thomsen, Randall) (Entered: 05/12/2006)
05/12/200685Proposed Voir Dire by Alaska Brokerage International, Inc. (Thomsen, Randall) (Entered: 05/12/2006)
05/12/200686Proposed Jury Instructions by Alaska Brokerage International, Inc. and Special Jury Verdict Form (Thomsen, Randall) (Entered: 05/12/2006)
05/12/200687Proposed Jury Instructions by USA as to Alaska Brokerage International, Inc., David Karsch (Terzaken, John) (Entered: 05/12/2006)
05/12/200688Proposed Jury Instructions by USA as to Alaska Brokerage International, Inc., David Karsch PROPOSED PRELIMINARY JURY INSTRUCTIONS (Terzaken, John) (Entered: 05/12/2006)
05/16/200689 Minute Entry for proceedings held before Judge Thomas S. Zilly - AUSA: J. Terzaken, C. Lee, J. Schmoll; Def Cnsl: T.Leyh, R. Thomsen, R. Guay, D. Bruce; SETTLEMENT CONFERENCE as to Alaska Brokerage International, Inc., David Karsch held on 5/16/2006. (CC, ) (Entered: 05/16/2006)
05/16/200690 MOTION and Memorandum to Withdraw Not Guilty Plea and Enter Plea of Nolo Contendere by Alaska Brokerage International, Inc.. Noting Date 5/17/2006.(Thomsen, Randall) (Entered: 05/16/2006)
05/16/200694 Minute Entry for proceedings held before Judge James L. Robart - CRD: Casey; AUSA: John Schmll; Def Cnsl: Richard Guay; Court Reporter: Barry Fanning.CHANGE OF PLEA HEARING as to David Karsch held on 5/16/2006. Deft is on bond. Defendant placed under oath and advised of rights/charges/penalties. Court reviews the plea agreement: David Karsch (2) pleads GUILTY to Count 1. Remaining Counts to be dismissed at sentencing. Court finds the Defendant is competent to enter a guilty plea; Court orders the preparation of a Presentence Report. Sentencing set for 9/18/2006 at 09:00 AM before James L. Robart. (MD, ) (Entered: 05/18/2006)
05/17/200691MEMORANDUM by USA as to Alaska Brokerage International, Inc., David Karsch re 90 MOTION and Memorandum to Withdraw Not Guilty Plea and Enter Plea of Nolo Contendere filed by Alaska Brokerage International, Inc., MEMORANDUM IN OPPOSITION (Terzaken, John) (Entered: 05/17/2006)
05/17/200692REPORT Corporate Resolution Submission by Alaska Brokerage International, Inc. (Thomsen, Randall) (Entered: 05/17/2006)
05/17/200693 Minute Entry for proceedings held before Judge James L. Robart - CRD: Casey; AUSA: John Terzaken; Def Cnsl: Craig Lee; Court Reporter: Barry Fanning. ORAL ARGUMENT/MOTION HEARING/PLEA HEARING as to Alaska Brokerage International, Inc. held on 5/17/2006. Defendant placed under oath and advised of rights/charges/penalties. Alaska Brokerage International, Inc. (1) pleads nolo contendere to Count 1. Remaining Counts to be dismissed at sentencing. MOTION HEARING as to Alaska Brokerage International, Inc. held on 5/17/2006 - Court Grants- re 90 MOTION and Memorandum to Withdraw Not Guilty Plea and Enter Plea of Nolo Contendere filed by Alaska Brokerage International, Inc. Court Denies 78 MOTION in Limine to Exclude Testimony of Robert A. Wagner filed by USA. Motions terminated as to Alaska Brokerage International, Inc. Sentencing set for 9/18/2006 at 09:30 AM before James L. Robart. (MD, ) Modified text on 5/18/2006 (MD, ). (Entered: 05/18/2006)
05/17/200695PLEA AGREEMENT as to Alaska Brokerage International, Inc., David Karsch (cc: USPO, FLU) (MD, ) (Entered: 05/18/2006)
05/17/2006  NOTICE of Docket Text Modification as to defendant Alaska Brokerage International, Inc.re 93 Change of Plea Hearing, Motion Hearing, Terminate Motions: to the text of the minutes dated May 17, 2006. (MD, ) (Entered: 05/18/2006)
08/31/2006  Set/Reset Hearings as to Alaska Brokerage International, Inc., David Karsch: Sentencing rescueduled and set for Thursday, 9/14/2006 at 9:00 AM before the Honorable James L. Robart. (GG, ) (Entered: 08/31/2006)
09/08/2006  Set/Reset Hearings as to Alaska Brokerage International, Inc., David Karsch: The Sept. 14, 2006 sentencing date is continued to Monday, November 27, 2006 at 9:00 a.m. as to David Karsch and Monday, November 27, 2006 at 9:30 a.m. as to Alaska Brokerage International, Inc. before Hon. James L. Robart. (Entered: 09/08/2006)
11/20/2006  Set/Reset Hearings as to David Karsch: Sentencing set for Nov. 27, 2006 is continued to Monday, JANUARY 8, 2007 at 9:30 a.m. before Hon. James L. Robart. (CC) (Entered: 11/20/2006)
11/20/2006  Set/Reset Hearings as to Alaska Brokerage International, Inc.: Sentencing set for Nov. 27, 2006 is continued to Monday, JANUARY 8, 2007 at 10:00 a.m. before Hon. James L. Robart. (CC) (Entered: 11/20/2006)
01/03/200796SENTENCING MEMORANDUM by USA as to Alaska Brokerage International, Inc., David Karsch (Terzaken, John) (Entered: 01/03/2007)
01/04/200797STATEMENT of Alaska Brokerage International by Alaska Brokerage International, Inc. re 96 Sentencing Memorandum filed by USA, Opposition to USA Sentencing Memorandum (Leyh, Timothy) (Entered: 01/04/2007)
01/06/200798CERTIFICATE OF SERVICE SENTENCING MEMORANDUM by David Karsch (Attachments: # 3 # LETTER (4))(Guay, Richard) Modified on 1/8/2007 (VB, ). (Entered: 01/06/2007)
01/08/200799 Minute Entry for proceedings held before Judge James L. Robart - CRD: Casey Condon; AUSA: John Schmoll; Def Cnsl: Randall T Thomsen; USPO: Todd Sanders; Court Reporter: Susan Zielie. SENTENCING held on 1/8/2007 for Alaska Brokerage International, Inc. (1), Count(s) 1, The Corporation is placed on probation for a period of one year. A $30,000 fine is imposed; $400 special assessment fee is imposed. (MD, ) (Entered: 01/08/2007)
01/08/2007100JUDGMENT as to Alaska Brokerage International, Inc. by Judge James L. Robart. (cc: USPO, PTS, USMO, FLU, Fin.) (MD, ) (Entered: 01/08/2007)
01/08/2007101 Minute Entry for proceedings held before Judge James L. Robart - CRD: Casey Condon; AUSA: John Terzaken; Def Cnsl: Richard Guay; USPO: Todd Sanders; Court Reporter: Susan Zielie. SENTENCING held on 1/8/2007 for David Karsch (2), Count(s) 1, Deft is committed to the custody of AG for a term of 4 months. Court recommends FMC Devens. Upon release from custody the defendant shall be placed on electronic home monitoring for a period of 4 months. The defendant shall pay the cost of home monitoring. $20,000 fine is imposed; $100 special penalty assessment is imposed. Upon release from custody the defendant shall be placed on 1 yr supervised release. Deft on bond. (MD, ) (Entered: 01/09/2007)
01/08/2007102JUDGMENT as to David Karsch by Judge James L. Robart. (cc: USPO, PTS, USMO, FLU, Fin.) (MD, ) (Entered: 01/09/2007)