APPEAL,CLOSED,TEB

U.S. District Court
Southern District of Florida (Miami)
CRIMINAL DOCKET FOR CASE #: 1:10-cr-20906-MGC All Defendants


Case title: USA v. Alcatel-Lucent France, SA, et al

Date Filed: 12/27/2010
Date Terminated: 06/01/2011

Assigned to: Judge Marcia G. Cooke
Appeals court case number: 11-12716, 11-12802 USCA

Defendant (1)
Alcatel-Lucent France, SA,
TERMINATED: 06/01/2011
formerly known as
"Alcatel CIT, S.A."
TERMINATED: 06/01/2011
represented byJon A. Sale
Sale & Weintraub, P.A.
One Biscayne Tower
2 South Biscayne Boulevard
21st Floor
Miami, FL 33131
305.374.1818
Fax: 305.379-0069
Email: jsale@saleweintraub.com
ATTORNEY TO BE NOTICED
Designation: Retained

Martin J. Weinstein
Willkie Farr & Gallagher, LLP
1875 K Street, M.W.
Washington, DC 20006-1238
202-303-1281
Email: mweinstein@willkie.com
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Robert J. Meyer
Wilkie Farr & Gallagher, LLP
1875 K. Street, NW
Washington, DC 20006-1238
202-303-1281
Email: rmeyer@willkie.com
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:371.F CONSPIRACY TO VIOLATE THE FOREIGN CORRUPT PRATICES ACT
(1)
1 year probation with a fine of $500,000.00

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None

Assigned to: Judge Marcia G. Cooke
Appeals court case number: 11-12716-DD USCA

Defendant (2)
Alcatel-Lucent Trade International, A.G.
TERMINATED: 06/01/2011
formerly known as
"Alcatel Standard, A.G."
TERMINATED: 06/01/2011
represented byJon A. Sale
(See above for address)
ATTORNEY TO BE NOTICED
Designation: Retained

Martin J. Weinstein
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Robert J. Meyer
(See above for address)
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:371.F CONSPIRACY TO VIOLATE THE FOREIGN CORRUPT PRATICES ACT
(1)
1 year probation with a fine of $500,000.00

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None

Assigned to: Judge Marcia G. Cooke
Appeals court case number: 11-12716, 11-12802 USCA

Defendant (3)
Alcatel Centroamerica, S.A
TERMINATED: 06/01/2011
formerly known as
"Alcatel de Costa Rica, S.A."
TERMINATED: 06/01/2011
represented byJon A. Sale
(See above for address)
ATTORNEY TO BE NOTICED
Designation: Retained

Martin J. Weinstein
(See above for address)
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Robert J. Meyer
(See above for address)
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:371.F CONSPIRACY TO VIOLATE THE FOREIGN CORRUPT PRATICES ACT
(1)
1 year probation with a fine of $500,000.00

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byCharles E. Duross
United States Attorney's Office
99 NE 4 Street
Miami, FL 33132
305-961-9358
Fax: 530-7976
Email: charles.duross@usdoj.gov
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
12/27/2010INFORMATION as to Alcatel-Lucent France, S.A., (1) count 1, Alcatel-Lucent Trade International, A.G. (2) count 1, Alcatel Centronamerica, S.A. (3) count 1. (yc) (Entered: 12/27/2010)
12/29/2010 MOTION to Consolidate Cases (Unopposed Motion to Transfer Related Case) by USA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A.. Responses due by 1/18/2011 (Duross, Charles) (Entered: 12/29/2010)
01/07/2011ORDER TRANSFERRING CASE as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. to Judge Patricia A. Seitz for all further proceedings, accepted and signed on 1/7/11. Judge Jose E. Martinez no longer assigned to case. Signed by Judge Jose E. Martinez on 1/3/2011. (lw) (Entered: 01/07/2011)
01/24/2011NOTICE of Change of Address by Dominique Heller Pearlman (Pearlman, Dominique) (Entered: 01/24/2011)
01/24/2011NOTICE of Change of Address by Dominique Heller Pearlman (Pearlman, Dominique) (Entered: 01/24/2011)
01/24/2011Unopposed MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Robert J. Meyer. Filing Fee $75.00. Receipt # 12953. Responses due by 2/10/2011 (ksa) (Entered: 01/26/2011)
01/24/2011 Unopposed MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Martin J. Weinstein. Filing Fee $75.00. Receipt # 12952. Responses due by 2/10/2011 (ksa) (Entered: 01/26/2011)
01/27/2011ORDER granting 6 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing as to Alcatel-Lucent France, SA, (1), Alcatel-Lucent Trade International, A.G. (2), Alcatel Centronamerica, S.A. (3). Signed by Judge Patricia A. Seitz on 1/27/2011. (ls) (Entered: 01/27/2011)
01/27/2011ORDER granting 7 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing as to Alcatel-Lucent France, SA, (1), Alcatel-Lucent Trade International, A.G. (2), Alcatel Centronamerica, S.A. (3). Signed by Judge Patricia A. Seitz on 1/27/2011. (ls) (Entered: 01/27/2011)
02/22/201110 PLEA AGREEMENT/FACTUAL PROFFER STATEMENT as to Alcatel-Lucent France, SA, (Duross, Charles) (Entered: 02/22/2011)
02/22/201111 PLEA AGREEMENT/FACTUAL PROFFER STATEMENT as to Alcatel-Lucent Trade International, A.G. (Duross, Charles) (Entered: 02/22/2011)
02/22/201112 PLEA AGREEMENT/FACTUAL PROFFER STATEMENT as to Alcatel Centronamerica, S.A. (Duross, Charles) (Entered: 02/22/2011)
02/25/201113 ORDER SETTING STATUS CONFERENCE as to Alcatel-Lucent France, SA, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. - Status Conference set for 3/1/2011 at 9:00 AM in Miami Division before Judge Patricia A. Seitz. Signed by Judge Patricia A. Seitz on 2/25/2011. (lw) (Entered: 02/25/2011)
02/28/201114 NOTICE OF ATTORNEY APPEARANCE: Jon A. Sale appearing for Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. (Sale, Jon) (Entered: 02/28/2011)
03/01/201115 ORDER OF RECUSAL in case as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. Judge Patricia A. Seitz recused. Case reassigned to Judge Joan A. Lenard for all further proceedings. Signed by Judge Patricia A. Seitz on 3/1/2011. (tpe) (Entered: 03/01/2011)
03/01/201116 Minute Entry for proceedings held before Judge Patricia A. Seitz: Status Conference as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. held on 3/1/2011. Court Reporter: David Ehrlich, 305-523-5537 / David_Ehrlich@flsd.uscourts.gov (lw) (Entered: 03/01/2011)
03/01/201117 ORDER OF RECUSAL in case as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. Judge Joan A. Lenard recused. Case reassigned to Judge Marcia G. Cooke for all further proceedings. Signed by Judge Joan A. Lenard on 3/1/2011. (ls) (Entered: 03/01/2011)
03/04/201118 NOTICE OF HEARING as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. Status Conference set for 3/9/2011 10:30 AM in Miami Division before Judge Marcia G. Cooke. (im) (Entered: 03/04/2011)
03/09/201119 Minute Entry for proceedings held before Judge Marcia G. Cooke: Status Conference as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. held on 3/9/2011. Court Reporter: Joseph Millikan, 305-523-5588 / Joseph_Millikan@flsd.uscourts.gov (im) (Entered: 03/10/2011)
03/11/201120 TRANSCRIPT of Status Conference as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A. held on 03.09.11 before Judge Marcia G. Cooke, 1-23 pages, Court Reporter: Joseph A. Millikan, 305-523-5588 / Joseph_Millikan@flsd.uscourts.gov. The transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date it may be obtained either from Mr. Millikan or through PACER. Redaction Request due 4/4/2011. Redacted Transcript Deadline set for 4/14/2011. Release of Transcript Restriction set for 6/13/2011. (jm) (Entered: 03/11/2011)
04/27/201121 NOTICE OF HEARING as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. Status Conference set for 5/11/2011 10:00 AM in Miami Division before Judge Marcia G. Cooke. (im) (Entered: 04/27/2011)
05/02/201122 Motion for Relief Pursuant To 18 U.S.C. Section 3771(d)(3) by Instituto Costarricense de Electricidad as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. (Attachments: # 1 Exhibit Exhibit A-English, # 2 Exhibit Exhibit A-Spanish, # 3 Exhibit Exhibit B Attachment 1-English, # 4 Exhibit Exhibit B Attachment 1-Spanish, # 5 Exhibit Exhibit B - Attachment 2 (English)., # 6 Exhibit Exhibit B - Attachment 2 (Spanish), # 7 Exhibit Exhibit B - Attachment 3 (English), # 8 Exhibit Exhibit B - Attachment 3 (Spanish), # 9 Exhibit Exhibit B - Attachment 4 (English), # 10 Exhibit Exhibit B - Attachment 4 (Spanish), # 11 Exhibit Exhibit B - Attachment 5 (English), # 12 Exhibit Exhibit B - Attachment 5 (Spanish)., # 13 Exhibit Exhibit B - Attachment 6 (English), # 14 Exhibit Exhibit B - Attachment 6 (Spanish), # 15 Exhibit Exhibit C (English), # 16 Exhibit Exhibit C (Spanish)., # 17 Exhibit Exhibit D, # 18 Exhibit Exhibit E., # 19 Exhibit Exhibit F., # 20 Exhibit Exhibit G, # 21 Exhibit Exhibit H, # 22 Exhibit Exhibit I, # 23 Exhibit Exhibit J (English)., # 24 Exhibit Exhibit J (Spanish)., # 25 Exhibit Exhibit J., # 26 Exhibit Exhibit K, # 27 Exhibit Exhibit K (Spanish), # 28 Exhibit Exhibit L., # 29 Exhibit Exhibit M, # 30 Exhibit Exhibit N, # 31 Exhibit Exhibit O, # 32 Exhibit Exhibit P, # 33 Exhibit Exhibit Q - (Spanish)., # 34 Exhibit Exhibit Q - (English), # 35 Exhibit Exhibit R - Attachment 1 (English), # 36 Exhibit Exhibit R - Attachment 1 (Spanish), # 37 Exhibit Exhibit R - Attachment 2 (English), # 38 Exhibit Exhibit S (English), # 39 Exhibit Exhibit S (Spanish), # 40 Exhibit Exhibit T - Attachment 1, # 41 Exhibit Exhibit T - Attachment 2, # 42 Exhibit Exhibit W - Attachment 1., # 43 Exhibit Exhibit W - Attachment 2., # 44 Exhibit Exhibit W - Attachment 4, # 45 Exhibit Exhibit W - Attachment 5, # 46 Exhibit Exhibit W - Attachment 6, # 47 Exhibit Exhibit- X (Spanish)., # 48 Exhibit Exhibit- X (English)., # 49 Exhibit Exhibit - U, # 50 Exhibit Exhibit - V, # 51 Exhibit Exhibit- Y, # 52 Exhibit Exhibit Z, # 53 Exhibit Exhibit - W 3)(Guerra, George) Modified event and text on 5/3/2011 (lk). (Entered: 05/02/2011)
05/03/201123 Clerks Notice to Filer re 22 Statement. Wrong Event Selected - Document is a Motion; ERROR - The Filer selected the wrong event. A motion event must always be selected when filing a motion. The correction was made by the Clerk. It is not necessary to refile this document. (lk) (Entered: 05/03/2011)
05/03/201124 STATEMENT of: Memorandum of Law by Instituto Costarricense de Electricidad as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. (Guerra, George) (Entered: 05/03/2011)
05/03/201125 Memorandum in Support by Instituto Costarricense de Electricidad as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. re 22 Motion for Miscellaneous Relief (ls)(See Image at DE # 24 ) (Entered: 05/04/2011)
05/04/201126 Clerks Notice to Filer re 24 Statement. Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#25]. It is not necessary to refile this document. (ls) (Entered: 05/04/2011)
05/09/201127  MOTION for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Filings for Burton W. Wiand. Filing Fee $75. Receipt # 18502. Responses due by 5/26/2011 (cw) (Entered: 05/10/2011)
05/09/201131  MOTION for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Filings for Burton W. Wiand. Filing Fee $75.00. Receipt # 18502. Responses due by 5/26/2011 (ksa) (Entered: 05/13/2011)
05/11/201128 TRANSCRIPT of status conference as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. held on 05-11-2011 before Judge Marcia G. Cooke, Volume Number 1 of 1, 1-33 pages, Court Reporter: Dawn Whitmarsh, 305-523-5598 / Dawn_Whitmarsh@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/6/2011. Redacted Transcript Deadline set for 6/16/2011. Release of Transcript Restriction set for 8/12/2011. (dwh) (Entered: 05/11/2011)
05/11/201129 Minute Entry for proceedings held before Judge Marcia G. Cooke: Status Conference as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. held on 5/11/2011. All counsel present. Court Reporter: Dawn Whitmarsh, 305-523-5598 / Dawn_Whitmarsh@flsd.uscourts.gov (im) (Entered: 05/13/2011)
05/11/201130 ELECTRONIC NOTICE OF HEARING as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. Change of Plea Hearing set for 6/1/2011 02:00 PM in Miami Division before Judge Marcia G. Cooke. (im) (Entered: 05/13/2011)
05/13/201137 MOTION for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Electronic Filings for Damaso W. Saavedra. Filing Fee $75.00. Receipt # 18786. Responses due by 5/31/2011 (ksa) (Entered: 05/18/2011)
05/16/201138  MOTION for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Electronic Filing for Paul G. Cassell. Filing Fee $75.00. Receipt # 18871. Responses due by 6/3/2011 (ksa) (Entered: 05/18/2011)
05/17/201132  MOTION for Extension of Time to File Response/Reply as to 22 Motion for Miscellaneous Relief, 24 Statement by USA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A.. Responses due by 6/3/2011 (Duross, Charles) Modified Relief on 5/18/2011 (ls). (Entered: 05/17/2011)
05/17/201133  MOTION for Extension of Time to File Response/Reply as to 22 Motion for Miscellaneous Relief, 24 Statement by Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A.. Responses due by 6/3/2011 (Attachments: # 1 Order)(Sale, Jon) Modified Relief on 5/18/2011 (ls). (Entered: 05/17/2011)
05/17/201134 RESPONSE in Opposition by Instituto Costarricense de Electricidad as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. re 32 MOTION for Extension of Time to File Response/Reply as to 22 Motion for Miscellaneous Relief, 24 Statement, 33 MOTION for Extension of Time to File Response/Reply as to 22 Motion for Miscellaneous Relief, 24 Statement (Morello, Gianluca) Modified Text on 5/18/2011 (ls). (Entered: 05/17/2011)
05/18/201135 Clerks Notice to Filer re 32 MOTION for Extension of Time to File Response to ICE's Petition and Memorandum of Law re 22 Motion for Miscellaneous Relief, 24 Statement MOTION for Extension of Time to File Response to ICE's Petition and Memorandum of Law re 22 Motion for Miscellaneous Relief, 24 Statement. Filer Selected the Wrong Motion Relief(s); ERROR - The Filer selected the wrong motion relief(s) when docketing the motion. The correction was made by the Clerk. It is not necessary to refile this document but future motions filed must include applicable reliefs. (ls) (Entered: 05/18/2011)
05/18/201136 Clerks Notice to Filer re 33 MOTION for Extension of Time to File Response to ICE's Petition and Memorandum of Law re 25 Memorandum in Support, 22 Motion for Miscellaneous Relief, 24 Statement MOTION for Extension of Time to File Response to ICE's Petition and Memorandum of Law re 25 Memorandum in Support, 22 Motion for Miscellaneous Relief, 24 Statement. Filer Selected the Wrong Motion Relief(s); ERROR - The Filer selected the wrong motion relief(s) when docketing the motion. The correction was made by the Clerk. It is not necessary to refile this document but future motions filed must include applicable reliefs. (ls) (Entered: 05/18/2011)
05/18/201139 ORDER granting 32 Motion for Extension of Time to File Response as to Alcatel-Lucent France, SA, (1), Alcatel-Lucent Trade International, A.G. (2), Alcatel Centronamerica, S.A. (3) Responses due by 5/23/2011 Replies due by 5/27/2011.. Signed by Judge Marcia G. Cooke on 5/18/2011. (im) (Entered: 05/18/2011)
05/18/201140 ORDER granting 33 Motion for Extension of Time to File Response as to Alcatel-Lucent France, SA, (1), Alcatel-Lucent Trade International, A.G. (2), Alcatel Centronamerica, S.A. (3) Responses due by 5/23/2011 Replies due by 5/27/2011.. Signed by Judge Marcia G. Cooke on 5/18/2011. (im) (Entered: 05/18/2011)
05/19/201141  MOTION for Limited Appearance, Consent to Designation and Request to Electronically Receive Notices of Electronic Filing for Mario T. Gaboury. Filing Fee $75.00. Receipt # 19068. Responses due by 6/6/2011 (ksa) (Entered: 05/20/2011)
05/23/201142 RESPONSE/REPLY by Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. to 22 Motion for Miscellaneous Relief, 24 Statement Opposition to Instituto Costarricense de Electricidad's Petition for Relieft Pursuant to 18 USC 3771(d)(3) and Objection to Plea Agreements and Deferred Prosecution Agreement and Supporting Memorandum of Law (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Order)(Sale, Jon) (Entered: 05/23/2011)
05/23/201143 RESPONSE to Motion by USA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. re 22 Motion for Miscellaneous Relief Replies due by 6/3/2011. (Duross, Charles) (Entered: 05/23/2011)
05/23/201144 SENTENCING MEMORANDUM/Memorandum in support of the Proposed Plea Agreements and Deferred Prosecution Agreement by USA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Duross, Charles) Modified Text on 5/24/2011 (ls). (Entered: 05/23/2011)
05/23/201145 RESPONSE to Motion by USA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. re 22 Motion for Miscellaneous Relief Replies due by 6/3/2011. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18)(Duross, Charles) (Entered: 05/23/2011)
05/23/201146 RESPONSE in Opposition by Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. re 22 Motion for Miscellaneous Relief (ls)(See Image at DE #42) (Entered: 05/24/2011)
05/24/201147 Clerks Notice to Filer re 42 Response/Reply (Other), Response/Reply (Other). Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#46]. It is not necessary to refile this document. (ls) (Entered: 05/24/2011)
05/24/201148 Clerks Notice to Filer re 44 Sentencing Memorandum. Docket Text Does Not Match Document; ERROR - The Filer failed to enter a title in the docket text that matches the title of the document. The correction was made by the Clerk. It is not necessary to refile the document. (ls) (Entered: 05/24/2011)
05/26/201149 ORDER granting 27 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing as to Alcatel-Lucent France, SA, (1), Alcatel-Lucent Trade International, A.G. (2), Alcatel Centronamerica, S.A. (3). Signed by Judge Marcia G. Cooke on 5/24/2011. (ls) (Entered: 05/26/2011)
05/26/201150 ORDER granting 37 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing as to Alcatel-Lucent France, SA, (1), Alcatel-Lucent Trade International, A.G. (2), Alcatel Centronamerica, S.A. (3). Signed by Judge Marcia G. Cooke on 5/24/2011. (ls) (Entered: 05/26/2011)
05/26/201151 ORDER granting 38 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing as to Alcatel-Lucent France, SA, (1), Alcatel-Lucent Trade International, A.G. (2), Alcatel Centronamerica, S.A. (3). Signed by Judge Marcia G. Cooke on 5/24/2011. (ls) (Entered: 05/26/2011)
05/26/201152 ORDER granting 41 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing as to Alcatel-Lucent France, SA, (1), Alcatel-Lucent Trade International, A.G. (2), Alcatel Centronamerica, S.A. (3). Signed by Judge Marcia G. Cooke on 5/24/2011. (ls) (Entered: 05/26/2011)
05/26/201153 NOTICE of Supplement to Government's Reponse to ICE's Petition for Victim Status and Restitution by USA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. re 45 Response to Motion,, (Duross, Charles) (Entered: 05/26/2011)
05/26/201154 SUPPLEMENT to 45 Response to Motion,, filed by USA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. (ls)(See Image at DE # 53 ) (Entered: 05/27/2011)
05/27/201155 Clerks Notice to Filer re 53 Notice (Other), Notice (Other). Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#54]. It is not necessary to refile this document. (ls) (Entered: 05/27/2011)
05/27/201156 Memorandum in Opposition by Instituto Costarricense de Electricidad as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. re 22 Motion for Miscellaneous Relief (Attachments: # 1 Exhibit 1)(Morello, Gianluca) (Entered: 05/27/2011)
05/27/201157 REPLY TO RESPONSE to Motion by Instituto Costarricense de Electricidad as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. re 22 Motion for Miscellaneous Relief (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Morello, Gianluca) (Entered: 05/27/2011)
05/27/201158 REPLY TO RESPONSE to Motion by Instituto Costarricense de Electricidad as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. re 22 Motion for Miscellaneous Relief (ls)(See Image at DE # 56 ) (Entered: 05/31/2011)
05/31/201159 Clerks Notice to Filer re 56 Memorandum in Opposition,. Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#58]. It is not necessary to refile this document. (ls) (Entered: 05/31/2011)
05/31/201160 Corporate Disclosure Statement by Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. identifying Corporate Parent Alcatel-Lucent, S.A., Corporate Parent Alcatel-Lucent Participations for Alcatel Centronamerica, S.A., Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G.. (Sale, Jon) (Entered: 05/31/2011)
05/31/201161 AFFIDAVIT by Instituto Costarricense de Electricidad as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. signed by : Edgar Valverde Acosta. 22 Motion for Miscellaneous Relief filed by Instituto Costarricense de Electricidad (Attachments: # 1 Exhibit A (Part 1 of 2), # 2 Exhibit A (Part 2 of 2))(Morello, Gianluca) (Entered: 05/31/2011)
06/01/201162 Minute Entry for proceedings held before Magistrate Judge Ted E. Bandstra: Initial Appearance as to Alcatel-Lucent France, SA, held on 6/1/2011, Waiver of Indictment executed in open court. Arraignment as to Alcatel-Lucent France, SA, (1) Count 1 held on 6/1/2011.(Digital 10:09:44.) (mso) (Entered: 06/01/2011)
06/01/201163 Minute Entry for proceedings held before Magistrate Judge Ted E. Bandstra: Initial Appearance as to Alcatel-Lucent Trade International, A.G. held on 6/1/2011, Waiver of Indictment executed. Arraignment as to Alcatel-Lucent Trade International, A.G. (2) Count 1 held on 6/1/2011. (Digital 10:09:44.) (mso) (Entered: 06/01/2011)
06/01/201164 Minute Entry for proceedings held before Magistrate Judge Ted E. Bandstra: Initial Appearance as to Alcatel Centronamerica, S.A. held on 6/1/2011, Waiver of Indictment Executed in open court. Arraignment as to Alcatel Centronamerica, S.A. (3) Count 1 held on 6/1/2011. (Digital 10:09:44.) (mso) (Entered: 06/01/2011)
06/01/201165 Order on Initial Appearance as to Alcatel-Lucent France, SA, for proceeding held on 6/1/2011 Attorney Stephen B. Reynolds for Alcatel-Lucent France, SA, added for the defendant.. Signed by Magistrate Judge Ted E. Bandstra on 6/1/2011. (ls) (Entered: 06/02/2011)
06/01/201166 Order on Initial Appearance as to Alcatel-Lucent Trade International, A.G. for proceeding held on 6/1/2011 Attorney Stephen B. Reynolds for Alcatel-Lucent Trade International, A.G. added for the defendant.. Signed by Magistrate Judge Ted E. Bandstra on 6/1/2011. (ls) (Entered: 06/02/2011)
06/01/201167 Order on Initial Appearance as to Alcatel Centronamerica, S.A. for proceeding held on 6/1/2011 Attorney Stephen B. Reynolds for Alcatel Centronamerica, S.A. added for the defendant.. Signed by Magistrate Judge Ted E. Bandstra on 6/1/2011. (ls) (Entered: 06/02/2011)
06/01/201168 WAIVER OF INDICTMENT by Alcatel-Lucent France, SA, (ls) (Entered: 06/02/2011)
06/01/201169 WAIVER OF INDICTMENT by Alcatel-Lucent Trade International, A.G. (ls) (Entered: 06/02/2011)
06/01/201170 WAIVER OF INDICTMENT by Alcatel Centronamerica, S.A. (ls) (Entered: 06/02/2011)
06/01/201171 ARRAIGNMENT INFORMATION SHEET Not Guilty Plea entered as to counts Alcatel-Lucent France, SA, (1) Count 1. Court accepts plea. Arraignment held on 6/1/2011 before Magistrate Judge Ted E. Bandstra. (ls) (Entered: 06/02/2011)
06/01/201172 ARRAIGNMENT INFORMATION SHEET Not Guilty Plea entered as to counts Alcatel-Lucent Trade International, A.G. (2) Count 1. Court accepts plea. Arraignment held on 6/1/2011 before Magistrate Judge Ted E. Bandstra. (ls) (Entered: 06/02/2011)
06/01/201173 ARRAIGNMENT INFORMATION SHEET Not Guilty Plea entered as to counts Alcatel Centronamerica, S.A. (3) Count 1. Court accepts plea. Arraignment held on 6/1/2011 before Magistrate Judge Ted E. Bandstra. (ls) (Entered: 06/02/2011)
06/01/201174 STANDING DISCOVERY ORDER as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A.. All motions concerning matters not covered by this order must be filed within 28 days of this order. Signed by Magistrate Judge Ted E. Bandstra on 6/1/2011. (ls) (Entered: 06/02/2011)
06/01/201175 Minute Entry for proceedings held before Judge Marcia G. Cooke: Change of Plea Hearing as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A. held on 6/1/2011 Alcatel-Lucent France, SA, (1) Guilty Count 1 and Alcatel-Lucent Trade International, A.G. (2) Guilty Count 1 and Alcatel Centronamerica, S.A. (3) Guilty Count 1.. Court Reporter: Joseph Millikan, 305-523-5588 / Joseph_Millikan@flsd.uscourts.gov (im) (Entered: 06/02/2011)
06/01/201176 Minute Entry for proceedings held before Judge Marcia G. Cooke: Sentencing held on 6/1/2011 as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centronamerica, S.A.. Court Reporter: Joseph Millikan, 305-523-5588 / Joseph_Millikan@flsd.uscourts.gov (im) (Entered: 06/02/2011)
06/01/201177 JUDGMENT as to Alcatel-Lucent France, SA, (1), Count 1, 1 year probation. Assessment: $400.00 Fine: $500,000.00. Signed by Judge Marcia G. Cooke on 6/1/2011. (im) (Entered: 06/02/2011)
06/01/201178 JUDGMENT as to Alcatel-Lucent Trade International, A.G. (2), Count 1, 1 year probation. Assessment: $400.00 Fine: $500,000.00. Signed by Judge Marcia G. Cooke on 6/1/2011. (im) (Entered: 06/02/2011)
06/01/201179 JUDGMENT as to Alcatel Centronamerica, S.A. (3), Count 1, 1 year probation. Assessment: $400.00 Fine: $500,000.00. Signed by Judge Marcia G. Cooke on 6/1/2011. (im) (Entered: 06/02/2011)
06/04/201180 TRANSCRIPT of Change of Plea and Sentencing as to Alcatel-Lucent France, S.A., Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A., held on 06.01.11 before Judge Marcia G. Cooke, 1-74 pages, Court Reporter: Joseph A. Millikan, 305-523-5588 / Joseph_Millikan@flsd.uscourts.gov. The transcript may be viewed at the court public terminal or purchased from Mr. Millikan before the deadline for Release of Transcript Restriction. After that date it may be obtained either from Mr. Millikan or through PACER. Redaction Request due 6/30/2011. Redacted Transcript Deadline set for 7/8/2011. Release of Transcript Restriction set for 9/6/2011. (jm) (Entered: 06/04/2011)
06/10/201181  NOTICE OF APPEAL by Instituto Costarricense de Electricidad as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A. Within fourteen days of the filing date of a Notice of Appeal, the appellant must complete the Eleventh Circuit Transcript Order Form regardless of whether transcripts are being ordered [Pursuant to FRAP 10(b)]. For information go to our FLSD website under Transcript Information. (Morello, Gianluca) (Entered: 06/10/2011)
06/10/201182  NOTICE OF APPEAL(for image see DE#81) by victim Instituto Costarricense de Electricidad ("ICE") re 77 Judgment, 79 Judgment, 78 Judgment Filing fee $ 455.00.. Within fourteen days of the filing date of a Notice of Appeal, the appellant must complete the Eleventh Circuit Transcript Order Form regardless of whether transcripts are being ordered [Pursuant to FRAP 10(b)]. For information go to our FLSD website under Transcript Information. Filing Fee Not Paid ( (cqs) (Entered: 06/10/2011)
06/10/201183 Clerks Notice to Filer re 81 Notice of Appeal - Final Judgment,. Document Not Linked; ERROR - The filed document was not linked to the related docket entry. The appeal was redocketed by the Clerk per chambers. It is not necessary to refile this document. (cqs) (Entered: 06/10/2011)
06/10/2011  Transmission of Notice of Appeal, Judgments and Docket Sheet as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A to US Court of Appeals re 82 Notice of Appeal - Final Judgment, by interested party Instituto Costarricense de Electricidad ("ICE") (cqs) (Entered: 06/10/2011)
06/14/201184 USCA Appeal Fees received $ 455.00, receipt number FLS100020261 as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment, by interested party (victim) "ICE" : (cqs) (Entered: 06/15/2011)
06/17/201185 ORDER of USCA (certified copy) DENYING Petitions for Writ of Mandamus, and DENYING motion to extend 72 hour deadline as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment, (cqs)Text Modified on 6/20/2011 (cqs). (Entered: 06/20/2011)
06/22/201186 Acknowledgment of Receipt of NOA from USCA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment, date received by USCA: 6/16/2011. USCA Case Number: 11-12716. (cqs) (Entered: 06/22/2011)
06/22/201187 TRANSCRIPT INFORMATION FORM as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment, filed by Instituto Costarricense de Electricidad, 81 Notice of Appeal - Final Judgment, filed by Instituto Costarricense de Electricidad. No Transcript Requested. (Morello, Gianluca) (Entered: 06/22/2011)
07/06/2011  Attorney update in case as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A. Attorney Stephen B. Reynolds terminated and remove as attonrey. Notice of Termination delivered by US Mail to Stephen Reynolds. Per call from attorney firm Stephen B. Reynolds is corporate representative(dm) (Entered: 07/06/2011)
07/26/201188 NOTICE of Payment of Fines and Special Assessment and Appointment of Independent Corporate Monitor by USA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A (Duross, Charles) (Entered: 07/26/2011)
08/17/201189 CERTIFICATE of Readiness transmitted to USCA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment, 81 Notice of Appeal - Final Judgment. USCA# 11-12716-GG (mc) (Entered: 08/17/2011)
08/17/201190 Certified and Transmitted Record on Appeal as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A to US Court of Appeals (Atlanta Office) consisting of (2)Volumes of Pleadings, (3)Volumes of Transcripts and (2)Accordion folders containing DE# 22, 42, 44, 45, 57; re 82 Notice of Appeal - Final Judgment, 81 Notice of Appeal - Final Judgment. USCA# 11-12716-GG (mc) (Entered: 08/17/2011)
08/30/201191 Acknowledgment of Receipt of COR/ROA from USCA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment, date received by USCA: 8/23/2011. USCA Case Number: 11-12716-GG. (cqs) (Entered: 08/31/2011)
08/31/201192 Return of Service Executed No further action required by the U.S. Marshals Service re 77 JUDGMENT as to Alcatel-Lucent France, SA, (1), Count 1, 1 year probation. Assessment: $400.00 Fine: $500,000.00. Signed by Judge Marcia G. Cooke on 6/1/2011. (im) (ls) (Entered: 08/31/2011)
08/31/201193 Return of Service Executed No further action required by the U.S. Marshals Service re 78 JUDGMENT as to Alcatel-Lucent Trade International, A.G. (2), Count 1, 1 year probation. Assessment: $400.00 Fine: $500,000.00. Signed by Judge Marcia G. Cooke on 6/1/2011. (im) (ls) (Entered: 08/31/2011)
08/31/201194 Return of Service Executed No further action required by the U.S. Marshals Service re 79 JUDGMENT as to Alcatel Centronamerica, S.A. (3), Count 1, 1 year probation. Assessment: $400.00 Fine: $500,000.00. Signed by Judge Marcia G. Cooke on 6/1/2011. (im) (ls) (Entered: 08/31/2011)
09/21/201195  MOTION for Early Termination of Probation by Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A. Responses due by 10/11/2011 (Attachments: # 1 Exhibit, # 2 Order)(Sale, Jon) (Entered: 09/21/2011)
10/04/201196 NOTICE of Change of Address by Jon A. Sale (Sale, Jon) (Entered: 10/04/2011)
10/04/201197 NOTICE of Striking 96 Notice of Change of Address by Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A (Sale, Jon) (Entered: 10/04/2011)
10/04/201198 NOTICE of Change of Address by Jon A. Sale (Sale, Jon) (Entered: 10/04/2011)
10/04/201199 ORDER granting 95 Motion for Early Termination of Probation as to Alcatel-Lucent France, SA, (1), Alcatel-Lucent Trade International, A.G. (2), Alcatel Centroamerica, S.A (3). Signed by Judge Marcia G. Cooke on 10/4/2011. (im) (Entered: 10/04/2011)
11/29/2011100 Appeal Record Returned as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A: consisting of (2) volumes of Pleadings (3) Transcripts (2) Folder DE#22,42,44,45,57 82 Notice of Appeal - Final Judgment, 81 Notice of Appeal - Final Judgment, 11-12716-GG and 11-12802-GG (cqs) (Entered: 11/29/2011)
12/28/2011101 ORDER of Dismissal by USCA (certified copy) as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment, Dismissed for want of prosecution, appellant failed to file record excerpts within the time fixed by the rules, 11-12716 and 11-12802. (cqs) (Entered: 12/28/2011)
02/06/2012102 Appeal Reinstated as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A USCA Case number: 11-12716-DD, 11-1280-DD for 82 Notice of Appeal - Final Judgment, filed by Instituto Costarricense de Electricidad. (cqs) (Entered: 02/06/2012)
03/06/2012105 Acknowledgment of Receipt of COR/ROA from USCA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment, date received by USCA: 3/21/2012. USCA Case Number: 11-12716-DD. (cqs) (Entered: 03/27/2012)
03/16/2012103 CERTIFICATE of Readiness transmitted to USCA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment. USCA# 11-12716-DD and 11-12802-DD (mc) (Entered: 03/16/2012)
03/16/2012104 Certified and Transmitted Record on Appeal as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A to US Court of Appeals (Atlanta Office) consisting of (5)Volumes of Pleadings, (3)Volumes of Transcripts and (3)Accordion folders containing DE# 16, 22, 42, 44, 45, 57; re 82 Notice of Appeal - Final Judgment. USCA# 11-12716-DD and 11-12802-DD (mc) (Entered: 03/16/2012)
05/15/2012106 Acknowledgment of Receipt of COR/ROA from USCA as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment, date received by USCA: 3/21/2012. USCA Case Number: 11-12716, 11-12802. (cqs) (Entered: 05/16/2012)
08/03/2012107 ORDER of DISMISSAL by USCA because we lack jurisdiction to hear ICE's direct appeal under the Crime Victims' Rights Act as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A re 82 Notice of Appeal - Final Judgment. USCA# 11-12716-DD and 11-12802-DD (mc) (Entered: 08/03/2012)
09/18/2012108 Appeal Record Returned consisting of (5)Volumes of Pleadings, (3)Volumes of Transcripts(copies) and (3)Accordion folders(copies) as to Alcatel-Lucent France, SA,, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A; re 82 Notice of Appeal - Final Judgment. USCA# 11-12716-DD and 11-12708-G (mc) (Entered: 09/18/2012)
12/27/2012109 WRIT OF CERTIORARI DENIED by US Supreme Court. The court's mandate having previously issued, no further action will be taken by this court as to Alcatel-Lucent France, SA, Alcatel-Lucent Trade International, A.G., Alcatel Centroamerica, S.A ; re 82 Notice of Appeal - Final Judgment, 81 Notice of Appeal - Final Judgment. USCA# 11-12716-DD (mc) (Entered: 12/27/2012)