CLOSED

U.S. District Court
Western District of Virginia (Danville)
CRIMINAL DOCKET FOR CASE #: 4:10-cr-00016-jlk-1


Case title: USA v. Alliance One Tobacco OSH, LLC

Date Filed: 08/06/2010
Date Terminated: 10/21/2010

Assigned to: Judge Jackson L. Kiser

Defendant (1)
Alliance One Tobacco OSH, LLC
TERMINATED: 10/21/2010
represented byEdward Joseph Fuhr
HUNTON & WILLIAMS
RIVERFRONT PLAZA, EAST TOWER
951 EAST BYRD STREET
RICHMOND, VA 23219-4074
804-788-8201
Fax: 788-8218
Email: efuhr@hunton.com
TERMINATED: 10/21/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:371.F CONSPIRACY TO DEFRAUD THE UNITED STATES - 18:371 Conspiracy (3/31/04)
(1)
SA: $400.00; Fine: $4,200,000.00 as to all Counts; shall comply with the provisions of Exhibit Two as set forth in the plea agreement.
15:78D.F FOREIGN SECURITIES EXCHANGES - 15:78dd-3(a) - Violation of anti-bribery provision of FCPA (3/04)
(2)
SA: $400.00; Fine: $4,200,000.00 as to all Counts; shall comply with the provisions of Exhibit Two as set forth in the plea agreement.
15:78M.F PERIODICAL AND OTHER REPORTS - 15:78m(b)(2)(a), 78m(b)(5), 78ff(a) (3/04)
(3)
SA: $400.00; Fine: $4,200,000.00 as to all Counts; shall comply with the provisions of Exhibit Two as set forth in the plea agreement.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byDonald Ray Wolthuis
UNITED STATES ATTORNEYS OFFICE - ROANOKE
PO BOX 1709
ROANOKE, VA 24008-1709
540-857-2250
Fax: 540-857-2614
Email: donald.wolthuis@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John A. Michelich
UNITED STATES DEPARTMENT OF JUSTICE
10TH & CONSTITUTION AVENUE NW
BOND BUILDING, 4TH FLOOR
WASHINGTON, DC 20005
202-514-0931
Fax: 202-514-7021
Email: john.michelich@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
07/19/20101NOTICE OF HEARING as to Alliance One Tobacco OSH, LLC: Initial Appearance, Arraignment and Guilty Plea Hearings set for 8/6/2010 at 9:30 a.m. in Danville before Judge Jackson L. Kiser. (mlh) (Entered: 08/06/2010)
08/06/2010NOTICE OF ATTORNEY APPEARANCE: Edward Joseph Fuhr appearing for Alliance One Tobacco OSH, LLC. (mlh)
08/06/20103INFORMATION as to Alliance One Tobacco OSH, LLC (1): Counts 1, 2, 3. (mlh)
08/06/20105Minute Entry for proceedings held before Judge Jackson L. Kiser: Initial Appearance and Arraignment/Guilty Plea Hearing as to Alliance One Tobacco OSH, LLC held on 8/6/2010. Plea entered by Alliance One Tobacco OSH, LLC (1): Guilty as to Counts 1, 2, 3. (Court Reporter: Carol Jacobs) (mlh)
08/06/20106WAIVER OF INDICTMENT by Alliance One Tobacco OSH, LLC. (mlh)
08/06/20107PLEA AGREEMENT as to Alliance One Tobacco OSH, LLC. (Attachments: # 3 Exhibit 3/Certificate of Corporate Resolutions)(mlh)
08/06/20108Guilty Plea Form as to Alliance One Tobacco OSH, LLC. (mlh)
08/06/2010ORAL ORDER that Power of Attorney authorizing Henry C. Babb to appear on behalf of Alliance One Tobacco OSH be filed with this Court. Entered by Judge Jackson L. Kiser on 8/6/2010. (mlh)
08/06/201010NOTICE OF HEARING as to Alliance One Tobacco OSH, LLC: Sentencing set for 10/21/10 at 10:00 a.m. in Danville before Judge Jackson L. Kiser. (mlh)
08/06/201011GOVERNMENT'S CONSOLIDATED SENTENCING MEMORANDUM by USA as to Alliance One Tobacco OSH, LLC and Alliance One International AG. (mlh)
08/11/201012Power of Attorney authorizing Henry Babb to enter into Plea Agreement on behalf of Alliance One Tobacco OSH, LLC. (mlh)
10/21/201014Minute Entry for proceedings held before Judge Jackson L. Kiser: Sentencing held on 10/21/2010 for Alliance One Tobacco OSH, LLC (1): Counts 1, 2, 3: SA: $1,200.00; Fine: $4,200,000.00 as to all Counts; shall comply with the provisions of Exhibit Two as set forth in the plea agreement. (Court Reporter Carol Jacobs) (ham)
10/21/201015JUDGMENT as to Alliance One Tobacco OSH, LLC (1). Signed by Judge Jackson L. Kiser on 10/21/10. (Attachments: # 1 Exhibit 2 Corporate Compliance Program) (ham)
10/26/201016PRESENTENCE INVESTIGATION REPORT (Sealed) as to Alliance One Tobacco OSH, LLC (anw)