| CAT A, CLOSED |
Case title: USA v. BAE SYSTEMS PLC |
Date Filed: 02/04/2010 |
| Assigned to: Judge John D. Bates | ||
| Appeals court case number: 10-3056 U.S. Court of Appeals | ||
Defendant (1) |
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| BAE SYSTEMS PLC | represented by | Lawrence Byrne
LINKLATERS LLP 1345 Avenue of the Americas New York, NY 10105 (212) 903-9000 Email: larry.byrne@linklaters.com ATTORNEY TO BE NOTICED Designation: Retained Martin S. Bloor LINKLATERS 1345 Avenue of the Americas New York, NY 10105 (212) 903-9000 Fax: (212) 903-9100 Email: martin.bloor@linklaters.com PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
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| 18:371; CONSPIRACY TO DEFRAUD THE UNITED STATES (1) |
Defendant sentenced to Thirty-Six (36) Months of Probation; Fine of $400,000,000.00 and Special Assessment of $400.00 imposed | |
Highest Offense Level (Opening) |
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| Felony | ||
Terminated Counts |
Disposition |
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| None | ||
Highest Offense Level (Terminated) |
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| None | ||
Complaints |
Disposition |
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| None |
Plaintiff |
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| USA | represented by | Nathaniel B. Edmonds
U.S. DEPARTMENT OF JUSTICE Criminal Division, Fraud Section Bond Building 1400 New York Avenue, NW 4th Floor Washington, DC 20005 (202) 307-0629 Fax: (202) 514-7021 Email: nathaniel.edmonds@usdoj.gov ATTORNEY TO BE NOTICED Patrick T. Murphy U.S. DEPARTMENT OF JUSTICE Counterespionage National Security Division 1400 New York Avenue, NW Washington, DC 20530 (202) 514-1191 Email: patrick.murphy@usdoj.gov ATTORNEY TO BE NOTICED |
| Date Filed | # | Docket Text |
|---|---|---|
| 02/04/2010 | 1 | INFORMATION as to BAE SYSTEMS PLC (1) on Count 1. (tnr, ) (Entered: 02/16/2010) |
| 02/22/2010 | 2 | SENTENCING MEMORANDUM by USA as to BAE SYSTEMS PLC (Edmonds, Nathaniel) (Entered: 02/22/2010) |
| 02/22/2010 | 3 | NOTICE OF ATTORNEY APPEARANCE: Lawrence Byrne appearing for BAE SYSTEMS PLC (Byrne, Lawrence) (Entered: 02/22/2010) |
| 02/22/2010 | 4 | Unopposed MOTION to Forego the Presentence Investigation and Report and to Combine the Entry of the Plea and the Sentencing in one Hearing by BAE SYSTEMS PLC. (Byrne, Lawrence) (Entered: 02/22/2010) |
| 02/22/2010 | 5 | MOTION for Leave to Appear Pro Hac Vice by BAE SYSTEMS PLC. (Attachments: # 2 Text of Proposed Order)(Byrne, Lawrence) (Entered: 02/22/2010) |
| 02/25/2010 | MINUTE ORDER: Upon consideration of 4 defendant's unopposed motion to forego the presentence report and to combine the entry of the plea and the sentencing into one hearing, and the entire record herein as to BAE SYSTEMS PLC (1), it is hereby ORDERED that the motion is GRANTED in part and DENIED in part. The Court will combine the entry of the plea and the sentencing into one hearing, to be held on March 1, 2010, at 2:00 p.m. in Courtroom 8. The Court will not, however, forego the presentence report, as the Court has already received an abbreviated presentence report from the probation office. SO ORDERED. (tb, ) (Entered: 02/25/2010) | |
| 02/25/2010 | MINUTE ORDER: Upon consideration of 5 Martin Bloor's motion for leave to appear pro hac vice, and the entire record herein, it is hereby ORDERED that the motion is GRANTED. SO ORDERED. (tb, ) (Entered: 02/25/2010) | |
| 02/26/2010 | Attorney update in case as to BAE SYSTEMS PLC. Attorney Martin S. Bloor for BAE SYSTEMS PLC added. (jeb, ) (Entered: 02/26/2010) | |
| 03/01/2010 | Minute Entry for proceedings held before Judge John D. Bates:Plea and Sentencing Hearing held on 3/1/2010 as to BAE SYSTEMS PLC (1). David Parks, Secretary of the Board of Directors, was sworn and entered a plea of guilty as to Count 1 on behalf of BAE SYSTEMS PLC. Defendant sentenced to Thirty-Six (36) Months of Probation; Fine of $400,000,000.00 and Special Assessment of $400.00 imposed. No bond status- corporation. (Court Reporter: Bryan Wayne; Defense Attorney: Lawrence Byrne; US Attorneys: Nathaniel Edmonds and Patrick Murphy) (tnr, ) (Entered: 03/02/2010) | |
| 03/01/2010 | 6 | WAIVER OF INDICTMENT by BAE SYSTEMS PLC signed by Judge John D. Bates on 3/1/10. (tnr, ) (Entered: 03/02/2010) |
| 03/01/2010 | 7 | WAIVER of Right to Trial by Jury as to BAE SYSTEMS PLC approved by Judge John D. Bates on 3/1/10. (tnr, ) (Entered: 03/02/2010) |
| 03/01/2010 | 8 | PLEA AGREEMENT as to BAE SYSTEMS PLC. (Attachments: # 4 Appendix D- Corporate Compliance Program)(tnr, ) (Entered: 03/02/2010) |
| 03/02/2010 | 9 | JUDGMENT as to BAE SYSTEMS PLC. Statement of Reasons Not Included signed by Judge John D. Bates on 3/2/10. (tnr, ) (Entered: 03/03/2010) |
| 03/02/2010 | 10 | STATEMENT OF REASONS as to BAE SYSTEMS PLC re 9 Judgment; Not for public disclosure per Judicial Conference Policy signed by Judge John D. Bates on 3/2/10. (tnr, ) (Entered: 03/03/2010) |
| 03/10/2010 | NOTICE of Receipt of $400,000,400.00 as to BAE SYSTEMS PLC to satisfy the fine and special assessment obligation; Receipt No. 10461600058. (tnr, ) (Entered: 03/15/2010) | |
| 04/05/2010 | Leave to file Motion to Modify Conditions of Probation, Disclose Reasons for Sentence, Disclose Presentence Report and Request Discovery by Matthew G. Yeager, Ph.D., Kings University College denied; "Leave to file denied" by Judge John D. Bates on 4/5/10. (tnr, ) (Entered: 04/05/2010) | |
| 04/23/2010 | Leave to file correspondence re denial of filing on 4/5/10 from Matthew G. Yeager, Ph.D., Kings University College denied; "Leave to file denied pursuant to LCrR 57.6- see attachment for further detail" by Judge John D. Bates on 4/23/10. (tnr, ) (Entered: 04/27/2010) | |
| 05/27/2010 | 11 | MOTION for an Extension of the Deadline for the Approval by the Department and Engagement of a Corporate Monitor by BAE SYSTEMS PLC. (Attachments: # 1 Text of Proposed Order)(Byrne, Lawrence) (Entered: 05/27/2010) |
| 05/31/2010 | 12 | RESPONSE by USA as to BAE SYSTEMS PLC re 11 MOTION for an Extension of the Deadline for the Approval by the Department and Engagement of a Corporate Monitor and Proposed Order for Extension of the Period Both to Engage the Monitor and the Maximum Term of the Monitor (Edmonds, Nathaniel) (Entered: 05/31/2010) |
| 06/01/2010 | MINUTE ORDER: It is hereby ORDERED that a status hearing is scheduled for June 3, 2010, at 10:00 a.m. in Courtroom 8. SO ORDERED. (tb, ) (Entered: 06/01/2010) | |
| 06/02/2010 | 13 | REPLY in Support by BAE SYSTEMS PLC re 11 MOTION for an Extension of the Deadline for the Approval by the Department and Engagement of a Corporate Monitor (Byrne, Lawrence) (Entered: 06/02/2010) |
| 06/03/2010 | Minute Entry: Status Conference as to BAE SYSTEMS PLC held on 6/3/2010 before Judge John D. Bates:No bond status- corporation. Court Reporter: Bryan Wayne Defense Attorney: Lawrence Bryne/Martin Bloor; US Attorney: Nathaniel Edmonds/Patrick Murphy. (tb, ) (Entered: 06/03/2010) | |
| 06/04/2010 | 14 | ORDER on 11 defendant BAE SYSTEMS PLC's motion for an extension of the deadline for the approval by the Department and engagement of a corporate monitor. See text of order for details. Signed by Judge John D. Bates on 6/4/2010. (ck) (Entered: 06/04/2010) |
| 06/09/2010 | 15 | TRANSCRIPT OF PROCEEDINGS in case as to BAE SYSTEMS PLC before Judge John D. Bates held on 6/3/10; Page Numbers: 1 - 38. Date of Issuance:6/9/10. Court Reporter/Transcriber Bryan A. Wayne, Telephone number 202-354-3186, Court Reporter Email Address : bryanawayne@verizon.net.<P></P>For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.<P>NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made policy, which includes the five personal identifiers specifically covered, is located on our website at ww.dcd.uscourts.gov.<P></P> Redaction Request due 6/30/2010. Redacted Transcript Deadline set for 7/12/2010. Release of Transcript Restriction set for 9/7/2010.(Wayne, Bryan) (Entered: 06/09/2010) |
| 06/16/2010 | 16 | NOTICE OF APPEAL - Final Judgment by BAE SYSTEMS PLC re 14 Order. Filing fee $ 455, receipt number 0090-2210314. Fee Status: Fee Paid. Parties have been notified. (Byrne, Lawrence) (Entered: 06/16/2010) |
| 06/17/2010 | 17 | Transmission of the Notice of Appeal, Order Appealed, and docket sheet to the US Court of Appeals. The Court of Appeals fee was paid this date as to BAE SYSTEMS PLC re 16 Notice of Appeal - Final Judgment. (tnr, ) (Entered: 06/17/2010) |
| 06/18/2010 | Receipt and Acknowledgment by US Court of Appeals as to BAE SYSTEMS PLC re 16 Notice of Appeal - Final Judgment. Appeal Case Number: 10-3056. (tnr, ) (Entered: 06/18/2010) | |
| 06/18/2010 | USCA Case Number: 10-3056. (tnr, ) (Entered: 06/18/2010) | |
| 10/22/2010 | 18 | ORDER of USCA (certified copy) granting the appellant's Motion to Dismiss Appeal as to BAE SYSTEMS PLC re 16 Notice of Appeal - Final Judgment; USCA #: 10-3056. (tnr, ) (Entered: 10/22/2010) |