CAT A, CLOSED

U.S. District Court
District of Columbia (Washington, DC)
CRIMINAL DOCKET FOR CASE #: 1:10-cr-00035-JDB-1


Case title: USA v. BAE SYSTEMS PLC

Date Filed: 02/04/2010

Assigned to: Judge John D. Bates
Appeals court case number: 10-3056 U.S. Court of Appeals

Defendant (1)
BAE SYSTEMS PLC represented byLawrence Byrne
LINKLATERS LLP
1345 Avenue of the Americas
New York, NY 10105
(212) 903-9000
Email: larry.byrne@linklaters.com
ATTORNEY TO BE NOTICED
Designation: Retained

Martin S. Bloor
LINKLATERS
1345 Avenue of the Americas
New York, NY 10105
(212) 903-9000
Fax: (212) 903-9100
Email: martin.bloor@linklaters.com
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:371; CONSPIRACY TO DEFRAUD THE UNITED STATES
(1)
Defendant sentenced to Thirty-Six (36) Months of Probation; Fine of $400,000,000.00 and Special Assessment of $400.00 imposed

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byNathaniel B. Edmonds
U.S. DEPARTMENT OF JUSTICE
Criminal Division, Fraud Section
Bond Building
1400 New York Avenue, NW
4th Floor
Washington, DC 20005
(202) 307-0629
Fax: (202) 514-7021
Email: nathaniel.edmonds@usdoj.gov
ATTORNEY TO BE NOTICED

Patrick T. Murphy
U.S. DEPARTMENT OF JUSTICE
Counterespionage
National Security Division
1400 New York Avenue, NW
Washington, DC 20530
(202) 514-1191
Email: patrick.murphy@usdoj.gov
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
02/04/20101INFORMATION as to BAE SYSTEMS PLC (1) on Count 1. (tnr, ) (Entered: 02/16/2010)
02/22/20102SENTENCING MEMORANDUM by USA as to BAE SYSTEMS PLC (Edmonds, Nathaniel) (Entered: 02/22/2010)
02/22/20103NOTICE OF ATTORNEY APPEARANCE: Lawrence Byrne appearing for BAE SYSTEMS PLC (Byrne, Lawrence) (Entered: 02/22/2010)
02/22/20104Unopposed MOTION to Forego the Presentence Investigation and Report and to Combine the Entry of the Plea and the Sentencing in one Hearing by BAE SYSTEMS PLC. (Byrne, Lawrence) (Entered: 02/22/2010)
02/22/20105 MOTION for Leave to Appear Pro Hac Vice by BAE SYSTEMS PLC. (Attachments: # 2 Text of Proposed Order)(Byrne, Lawrence) (Entered: 02/22/2010)
02/25/2010  MINUTE ORDER: Upon consideration of 4 defendant's unopposed motion to forego the presentence report and to combine the entry of the plea and the sentencing into one hearing, and the entire record herein as to BAE SYSTEMS PLC (1), it is hereby ORDERED that the motion is GRANTED in part and DENIED in part. The Court will combine the entry of the plea and the sentencing into one hearing, to be held on March 1, 2010, at 2:00 p.m. in Courtroom 8. The Court will not, however, forego the presentence report, as the Court has already received an abbreviated presentence report from the probation office. SO ORDERED. (tb, ) (Entered: 02/25/2010)
02/25/2010  MINUTE ORDER: Upon consideration of 5 Martin Bloor's motion for leave to appear pro hac vice, and the entire record herein, it is hereby ORDERED that the motion is GRANTED. SO ORDERED. (tb, ) (Entered: 02/25/2010)
02/26/2010  Attorney update in case as to BAE SYSTEMS PLC. Attorney Martin S. Bloor for BAE SYSTEMS PLC added. (jeb, ) (Entered: 02/26/2010)
03/01/2010  Minute Entry for proceedings held before Judge John D. Bates:Plea and Sentencing Hearing held on 3/1/2010 as to BAE SYSTEMS PLC (1). David Parks, Secretary of the Board of Directors, was sworn and entered a plea of guilty as to Count 1 on behalf of BAE SYSTEMS PLC. Defendant sentenced to Thirty-Six (36) Months of Probation; Fine of $400,000,000.00 and Special Assessment of $400.00 imposed. No bond status- corporation. (Court Reporter: Bryan Wayne; Defense Attorney: Lawrence Byrne; US Attorneys: Nathaniel Edmonds and Patrick Murphy) (tnr, ) (Entered: 03/02/2010)
03/01/20106WAIVER OF INDICTMENT by BAE SYSTEMS PLC signed by Judge John D. Bates on 3/1/10. (tnr, ) (Entered: 03/02/2010)
03/01/20107WAIVER of Right to Trial by Jury as to BAE SYSTEMS PLC approved by Judge John D. Bates on 3/1/10. (tnr, ) (Entered: 03/02/2010)
03/01/20108PLEA AGREEMENT as to BAE SYSTEMS PLC. (Attachments: # 4 Appendix D- Corporate Compliance Program)(tnr, ) (Entered: 03/02/2010)
03/02/20109JUDGMENT as to BAE SYSTEMS PLC. Statement of Reasons Not Included signed by Judge John D. Bates on 3/2/10. (tnr, ) (Entered: 03/03/2010)
03/02/201010STATEMENT OF REASONS as to BAE SYSTEMS PLC re 9 Judgment; Not for public disclosure per Judicial Conference Policy signed by Judge John D. Bates on 3/2/10. (tnr, ) (Entered: 03/03/2010)
03/10/2010  NOTICE of Receipt of $400,000,400.00 as to BAE SYSTEMS PLC to satisfy the fine and special assessment obligation; Receipt No. 10461600058. (tnr, ) (Entered: 03/15/2010)
04/05/2010  Leave to file Motion to Modify Conditions of Probation, Disclose Reasons for Sentence, Disclose Presentence Report and Request Discovery by Matthew G. Yeager, Ph.D., Kings University College denied; "Leave to file denied" by Judge John D. Bates on 4/5/10. (tnr, ) (Entered: 04/05/2010)
04/23/2010  Leave to file correspondence re denial of filing on 4/5/10 from Matthew G. Yeager, Ph.D., Kings University College denied; "Leave to file denied pursuant to LCrR 57.6- see attachment for further detail" by Judge John D. Bates on 4/23/10. (tnr, ) (Entered: 04/27/2010)
05/27/201011 MOTION for an Extension of the Deadline for the Approval by the Department and Engagement of a Corporate Monitor by BAE SYSTEMS PLC. (Attachments: # 1 Text of Proposed Order)(Byrne, Lawrence) (Entered: 05/27/2010)
05/31/201012RESPONSE by USA as to BAE SYSTEMS PLC re 11 MOTION for an Extension of the Deadline for the Approval by the Department and Engagement of a Corporate Monitor and Proposed Order for Extension of the Period Both to Engage the Monitor and the Maximum Term of the Monitor (Edmonds, Nathaniel) (Entered: 05/31/2010)
06/01/2010  MINUTE ORDER: It is hereby ORDERED that a status hearing is scheduled for June 3, 2010, at 10:00 a.m. in Courtroom 8. SO ORDERED. (tb, ) (Entered: 06/01/2010)
06/02/201013REPLY in Support by BAE SYSTEMS PLC re 11 MOTION for an Extension of the Deadline for the Approval by the Department and Engagement of a Corporate Monitor (Byrne, Lawrence) (Entered: 06/02/2010)
06/03/2010  Minute Entry: Status Conference as to BAE SYSTEMS PLC held on 6/3/2010 before Judge John D. Bates:No bond status- corporation. Court Reporter: Bryan Wayne Defense Attorney: Lawrence Bryne/Martin Bloor; US Attorney: Nathaniel Edmonds/Patrick Murphy. (tb, ) (Entered: 06/03/2010)
06/04/201014ORDER on 11 defendant BAE SYSTEMS PLC's motion for an extension of the deadline for the approval by the Department and engagement of a corporate monitor. See text of order for details. Signed by Judge John D. Bates on 6/4/2010. (ck) (Entered: 06/04/2010)
06/09/201015TRANSCRIPT OF PROCEEDINGS in case as to BAE SYSTEMS PLC before Judge John D. Bates held on 6/3/10; Page Numbers: 1 - 38. Date of Issuance:6/9/10. Court Reporter/Transcriber Bryan A. Wayne, Telephone number 202-354-3186, Court Reporter Email Address : bryanawayne@verizon.net.<P></P>For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.<P>NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made policy, which includes the five personal identifiers specifically covered, is located on our website at ww.dcd.uscourts.gov.<P></P> Redaction Request due 6/30/2010. Redacted Transcript Deadline set for 7/12/2010. Release of Transcript Restriction set for 9/7/2010.(Wayne, Bryan) (Entered: 06/09/2010)
06/16/201016NOTICE OF APPEAL - Final Judgment by BAE SYSTEMS PLC re 14 Order. Filing fee $ 455, receipt number 0090-2210314. Fee Status: Fee Paid. Parties have been notified. (Byrne, Lawrence) (Entered: 06/16/2010)
06/17/201017Transmission of the Notice of Appeal, Order Appealed, and docket sheet to the US Court of Appeals. The Court of Appeals fee was paid this date as to BAE SYSTEMS PLC re 16 Notice of Appeal - Final Judgment. (tnr, ) (Entered: 06/17/2010)
06/18/2010  Receipt and Acknowledgment by US Court of Appeals as to BAE SYSTEMS PLC re 16 Notice of Appeal - Final Judgment. Appeal Case Number: 10-3056. (tnr, ) (Entered: 06/18/2010)
06/18/2010  USCA Case Number: 10-3056. (tnr, ) (Entered: 06/18/2010)
10/22/201018ORDER of USCA (certified copy) granting the appellant's Motion to Dismiss Appeal as to BAE SYSTEMS PLC re 16 Notice of Appeal - Final Judgment; USCA #: 10-3056. (tnr, ) (Entered: 10/22/2010)