CAT A, CLOSED

U.S. District Court
District of Columbia (Washington, DC)
CRIMINAL DOCKET FOR CASE #: 1:10-cr-00273-RJL-1


Case title: USA v. BAX GLOBAL INC.

Date Filed: 09/30/2010

Assigned to: Judge Richard J. Leon

Defendant (1)
BAX GLOBAL INC. represented byAndrew Michael Friedman
PATTON BOGGS, LLP
2550 M Street, NW
Suite 3rd Floor
Washington, DC 20037
(202) 457-5267
Fax: (202) 457-6315
Email: afriedman@pattonboggs.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
15:1; ANTITRUST VIOLATIONS; Conspiracy to Restrain Trade - NES.
(1)
The Defendant is sentenced to Two (2) years Probation. A Special Assessment of Four Hundred Dollars ($400.00)on each count for a total of Twelve Hundred Dollars ($1200.00) and a Fine of Nineteen Million Seven Hundred and Forty Five Thousand and Nine Hundred and Twenty Seven Dollars ($19,745,927.00) to be paid within Ten (10) days to the U.S. District Court for the District of Columbia
15:1; ANTITRUST VIOLATIONS; Conspiracy to Restrain Trade - China CAF.
(2)
The Defendant is sentenced to Two (2) years Probation. A Special Assessment of Four Hundred Dollars ($400.00)on each count for a total of Twelve Hundred Dollars ($1200.00) and a Fine of Nineteen Million Seven Hundred and Forty Five Thousand and Nine Hundred and Twenty Seven Dollars ($19,745,927.00) to be paid within Ten (10) days to the U.S. District Court for the District of Columbia
15:1; ANTITRUST VIOLATIONS; Conspiracy to Restrain Trade - PSS.
(3)
The Defendant is sentenced to Two (2) years Probation. A Special Assessment of Four Hundred Dollars ($400.00)on each count for a total of Twelve Hundred Dollars ($1200.00) and a Fine of Nineteen Million Seven Hundred and Forty Five Thousand and Nine Hundred and Twenty Seven Dollars ($19,745,927.00) to be paid within Ten (10) days to the U.S. District Court for the District of Columbia

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byMary N. Strimel
U.S. DEPARTMENT OF JUSTICE
Antitrust Division
450 Fifth Street, NW
Suite 11300
Washington, DC 20530
(202) 616-5949
Fax: (202) 616-8544
Email: mary.strimel@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Ryan J. Danks
U.S. DEPARTMENT OF JUSTICE
Antitrust Division
450 5th Street NW
Room 4648
Washington, DC 20001
(202) 305-0128
Fax: (202) 307-5802
Email: ryan.danks@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William M. Martin
U.S. DEPARTMENT OF JUSTICE
Antitrust Division
450 5th Street, NW
Suite 7000
Washington, DC 20530
(202) 616-2371
Email: william.martin@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Andrew Hays Gorey , Jr.
U.S. DEPARTMENT OF JUSTICE
Antitrust Division
450 5th Street, NW
11-714
Washington, DC 20001
(202) 307-0000
Fax: (202) 514-6525
Email: hays.gorey@usdoj.gov
TERMINATED: 03/31/2011

Date Filed #Docket Text
09/30/2010INFORMATION as to BAX GLOBAL INC. (1) count(s) 1, 2, 3. (hsj, ) (Entered: 10/01/2010)
11/11/2010NOTICE OF ATTORNEY APPEARANCE: Andrew Michael Friedman appearing for BAX GLOBAL INC. (Friedman, Andrew) (Entered: 11/11/2010)
11/12/2010 MOTION for Victim Rights Notification Pursuant to 18 USC 3771(d)(2) by USA as to BAX GLOBAL INC.. (Attachments: # 1 Text of Proposed Order)(Martin, William) (Entered: 11/12/2010)
12/02/2010  Set/Reset Hearings as to BAX GLOBAL INC.: In Chambers Conference set for 12/9/2010 02:30 PM in Courtroom 18 before Judge Richard J. Leon. (kc ) (Entered: 12/02/2010)
12/08/2010NOTICE OF ATTORNEY APPEARANCE Ryan J. Danks appearing for USA. (Danks, Ryan) (Entered: 12/08/2010)
12/08/2010NOTICE OF ATTORNEY APPEARANCE Mary N. Strimel appearing for USA. (Strimel, Mary) (Entered: 12/08/2010)
03/31/2011NOTICE of Withdrawal and Substitution of Counsel by USA as to BAX GLOBAL INC. (Gorey, Andrew) (Entered: 03/31/2011)
07/19/2011 MOTION for Hearing by USA as to BAX GLOBAL INC.. (Danks, Ryan) (Entered: 07/19/2011)
07/28/2011  NOTICE OF HEARING as to BAX GLOBAL INC. Status Conference set for 8/8/2011 at 11:30 AM in Courtroom 18 before Judge Richard J. Leon. (jth) (Entered: 07/28/2011)
07/28/2011  Set/Reset Hearings as to BAX GLOBAL INC.: The Status Conference presently set for 8/8/2011 is reset for 8/4/2011 at 11:30 AM in Courtroom 18 before Judge Richard J. Leon. (jth) (Entered: 07/28/2011)
07/28/2011Unopposed MOTION to Continue Status Conference by USA as to BAX GLOBAL INC.. (Danks, Ryan) (Entered: 07/28/2011)
08/03/2011  MINUTE ORDER denying 8 Unopposed MOTION to Continue Status Conference as to BAX GLOBAL INC. (1). Directed by Judge Richard J. Leon on 8/3/2011. (kc ) (Entered: 08/03/2011)
08/05/2011  MINUTE ORDER granting 3 Government's Motion for Authorization to Give Crime Victim Notification Pursuant to 18 U.S.C. Section 3771(d)(2). It is hereby ORDERED that for any public court proceeding related to charges in this case, the United States my provide reasonable, accurate, and timely notice to victims via the website of the Antitrust Division of the U.S. Department of Justice.Signed by Judge Richard J. Leon on 08/05/2011. (lcrjl3) (Entered: 08/05/2011)
11/08/2011  Set/Reset Hearings as to BAX GLOBAL INC.: Plea Agreement Hearing set for 12/9/2011at 03:30 PM in Courtroom 18 before Judge Richard J. Leon. (kc ) (Entered: 11/08/2011)
11/15/2011NOTICE OF REQUEST FOR CHAMBERS CONFERENCE - UNOPPOSED by BAX GLOBAL INC. (Friedman, Andrew) (Entered: 11/15/2011)
12/09/201111  MOTION for Downward Departure Pursuant to U.S.S.G. §8C4.1 by USA as to BAX GLOBAL INC.. (Danks, Ryan) (Entered: 12/09/2011)
12/09/2011  Minute Entry for proceedings held before Judge Richard J. Leon:Arraignment/Plea and Sentencing Hearing as to BAX GLOBAL INC. (1) on Counts 1,2,3 held on 12/9/2011. The Defendant enters a Plea of guilty to Counts 1,2,3 of the Information. The Defendant is sentenced to Two (2) years Probation. A Special Assessment of Four Hundred Dollars ($400.00)on each count for a total of Twelve Hundred Dollars ($1200.00) and a Fine of Nineteen Million Seven Hundred and Forty Five Thousand and Nine Hundred and Twenty Seven Dollars ($19,745,927.00) to be paid within Ten (10) days to the U.S. District Court for the District of Columbia. (Present: Corporate Representative: Brian Lynch; Defense Attorney: Andrew Friedman; US Attorney: Ryan Danks; Court Reporter: Patty Gels.) (kc) (Entered: 12/12/2011)
12/09/201112 WAIVER OF INDICTMENT by BAX GLOBAL INC. Signed by Judge Richard J. Leon on 12/9/2011. (kc) (Entered: 12/12/2011)
12/09/201113 WAIVER of Right to Trial by Jury as to BAX GLOBAL INC. Approved by Judge Richard J. Leon on 12/9/2011. (kc) (Entered: 12/12/2011)
12/09/201114 STATEMENT OF FACTS in Support of Plea Agreement by USA and BAX GLOBAL INC. (kc ) (Entered: 12/12/2011)
12/09/201115 PLEA AGREEMENT as to BAX GLOBAL INC. (kc ) (Entered: 12/12/2011)
12/20/201116 JUDGMENT as to BAX GLOBAL INC. Statement of Reasons Not Included. Signed by Judge Richard J. Leon on 12/16/2011. (hsj, ) (Entered: 12/20/2011)
12/20/201117 STATEMENT OF REASONS as to BAX GLOBAL INC. re 16 Judgment Not for public disclosure per Judicial Conference Policy. Signed by Judge Richard J. Leon on 12/16/2011. (hsj, ) (Entered: 12/20/2011)
12/21/201118 NOTICE that the Court is in receipt of a wire transfer in the amount of $19,745,927.00 to satisfy the fine obligation as to BAX GLOBAL INC. Receipt no. CQ12461600018(hsj, ) (Entered: 12/23/2011)