CLOSED

U.S. District Court
Southern District of Florida (Miami)
CRIMINAL DOCKET FOR CASE #: 1:02-cr-20350-KMM All Defendants


Case title: USA v. Carnival Corporation

Date Filed: 04/17/2002
Date Terminated: 04/19/2002

Assigned to: Judge K. Michael Moore

Defendant (1)
Carnival Corporation
TERMINATED: 04/19/2002
represented byChris Marie McAliley
Mandel & Mandel LLP
Alfred I. Dupont Building
169 E Flagler Street
Suite 1200
Miami, FL 33131
305-374-7771
Fax: 374-7776
TERMINATED: 04/19/2002
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

David Scott Mandel
Mandel & Mandel LLP
Alfred I. Dupont Building
169 E Flagler Street
Suite 1200
Miami, FL 33131
305-374-7771
Fax: 305-374-7776
Email: dmandel@mandel-law.com
TERMINATED: 04/19/2002
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Howard Mitchell Camerik
Gray Robinson
401 E. Las Olas Boulevard
Suite 1850
Ft. Lauderdale, FL 33301
954 761-8111
Fax: 954 761-8112
Email: hcamerik@gray-robinson.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Jane F. Barrett
Blank Rome
600 New Hampshire Avenue NW
Watergate Building
Washington, DC 20037
202-772-5907
Fax: 572-8356
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Mark F. Pomerantz
Paul Weiss Rifkind Wharton & Garrison
1285 Avenue of the Americas
New York, NY 10019-6064
212-373-3000
Fax: 757-3990
TERMINATED: 04/19/2002
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Steven Alan Lessne
Gray Robinson
401 E. Las Olas Blvd
Suite 1850
Ft. Lauderdale, FL 33301
954 761-8111
Fax: 954 761-8112
Email: slessne@gray-robinson.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Theodore V. Wells , Jr.
Lowenstein & Sandler
65 Livingston Avenue
Roseland, NJ 07068-1791
973-992-8700
TERMINATED: 04/19/2002
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:1001.F STATEMENTS OR ENTRIES GENERALLY
(1)
Probation for a term of 5 years as to each count, to run concurrently with each other; assessed $2,400.00; Fined $9,000,000.00
18:1001.F STATEMENTS OR ENTRIES GENERALLY
(2-6)
Probation for a term of 5 years as to each count, to run concurrently with each other; assessed $2,400.00; Fined $9,000,000.00

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byDiane Patrick
United States Attorney's Office
99 NE 4 Street
Miami, FL 33132
305-961-9414
Fax: 536-4651
Email: diane.patrick@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Eloisa Delgado Fernandez
United States Attorney's Office
99 NE 4 Street
Miami, FL 33132
305-961-9025
Fax: 536-4675
Email: eloisa.d.fernandez@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Jodi A. Mazer
United States Attorney's Office
99 NE 4 Street
Miami, FL 33132
305-961-9045
Fax: 536-4651
Email: jodi.mazer@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
04/17/20021SEALED INFORMATION as to Carnival Corporation (1) count(s) 1, 2-6 (Criminal Category 0) (Former Deputy Clerk) (Entered: 04/18/2002)
04/17/2002  Magistrate identification: Magistrate Judge John O'Sullivan (Former Deputy Clerk) (Entered: 04/18/2002)
04/17/20022WAIVER OF INDICTMENT by Carnival Corporation (Former Deputy Clerk) (Entered: 04/18/2002)
04/17/20023Factual Proffer by USA as to Carnival Corporation (Former Deputy Clerk) (Entered: 04/18/2002)
04/17/20024Copy of Plea Agreement as to Carnival Corporation (Former Deputy Clerk) (Entered: 04/18/2002)
04/17/20025Copy of Environmental compliance program of Carnival by USA (Former Deputy Clerk) (Entered: 04/18/2002)
04/18/200210Corporate resolution by USA (Former Deputy Clerk) (Entered: 04/19/2002)
04/18/200211NOTICE of Appearance for Carnival Corporation (sk, Deputy Clerk) (Entered: 04/22/2002)
04/19/20026MOTION by USA as to Carnival Corporation to Unseal case (Former Deputy Clerk) (Entered: 04/19/2002)
04/19/20027ORDER unsealing case as to Carnival Corporation granting [6-1] motion to Unseal case as to Carnival Corporation (1) ( Signed by Judge K. M. Moore on 4/19/02) [EOD Date: 4/19/02] (Former Deputy Clerk) (Entered: 04/19/2002)
04/19/20028MOTION by Carnival Corporation for Mark F. Pomerantz to appear pro hac vice and as co-counsel (Former Deputy Clerk) (Entered: 04/19/2002)
04/19/20029ORDER as to Carnival Corporation granting [8-1] motion for Mark F. Pomerantz to appear pro hac vice and as co-counsel as to Carnival Corporation (1) ( Signed by Judge K. M. Moore on 4/19/02) [EOD Date: 4/19/02] CCAP (Former Deputy Clerk) (Entered: 04/19/2002)
04/19/2002  Initial appearance as to Carnival Corporation held (Defendant informed of rights.) (sk, Deputy Clerk) (Entered: 04/22/2002)
04/19/2002  Arraignment as to Carnival Corporation held Carnival Corporation (1) count(s) 1, 2-6 as per minute entry (mg, Deputy Clerk) (Entered: 04/22/2002)
04/19/200212Minutes of initial appearance and arraignment held on 4/19/02 before Judge K. M. Moore as to Carnival Corporation ; Court Reporter Name or Tape #: RANDY BELSVIK (sk, Deputy Clerk) (Entered: 04/22/2002)
04/19/200213Minutes of change of plea held on 4/19/02 before Judge K. M. Moore as to Carnival Corporation ; Court Reporter Name or Tape #: RANDY BELSVIK (sk, Deputy Clerk) (Entered: 04/22/2002)
04/19/2002  Change of Plea Hearing as to Carnival Corporation held before Judge K. M. Moore (sk, Deputy Clerk) (Entered: 04/22/2002)
04/19/2002  PLEA entered by Carnival Corporation . Court accepts plea. GUILTY: Carnival Corporation (1) count(s) 1, 2-6 (sk, Deputy Clerk) (Entered: 04/22/2002)
04/19/200214Minutes of sentencing held on 4/19/02 before Judge K. M. Moore as to Carnival Corporation ; Court Reporter Name or Tape #: RANDY BELSVIK (sk, Deputy Clerk) (Entered: 04/22/2002)
04/19/2002  Sentencing held before Judge K. M. Moore Carnival Corporation (1) count(s) 1, 2-6 (sk, Deputy Clerk) (Entered: 04/22/2002)
04/19/200215JUDGMENT as to Carnival Corporation (1) count(s) 1, 2 -6 . Probation for a term of 5 years as to each count, to run concurrently with each other; assessed $2,400.00; Fined $9,000,000.00 ( Signed by Judge K. M. Moore on 4/19/02) [EOD Date: 4/22/02] CCAP (sk, Deputy Clerk) (Entered: 04/22/2002)
04/22/200216TRANSCRIPT filed as to Carnival Corporation of plea colloquy and sentencing held 4/19/02 before Judge K. Michael Moore Pages: 1-25 (ga, Deputy Clerk) (Entered: 04/23/2002)
04/25/200217Judgment Returned Executed as to Carnival Corporation on 4/22/02 at by U.S. Marshals Service (dg, Deputy Clerk) (Entered: 04/26/2002)
07/18/200318PETITION and ORDER for Action on Conditions of probation as to Carnival Corporation ( Signed by Judge K. M. Moore on 7/11/03) [EOD Date: 7/22/03] (cj, Deputy Clerk) (Entered: 07/22/2003)
07/22/200319MOTION by Carnival Corporation for Jane F. Barrett, Jeanne M. Grasso to appear pro hac vice (cj, Deputy Clerk) (Entered: 07/23/2003)
07/22/2003  Filing Fee Paid by Carnival Corporation FILING FEE $ 150.00 RECEIPT # 886290 (cj, Deputy Clerk) (Entered: 07/23/2003)
07/24/200320ORDER on Initial Appearance as to Carnival Corporation Bond set to for Carnival Corporation. before Magistrate Judge William C. Turnoff, , ( Signed by Magistrate Judge William C. Turnoff on 7/23/03) Tape # 03-G-44-600 CCAP (cj, Deputy Clerk) (Entered: 07/25/2003)
07/24/200321ORDER as to Carnival Corporation granting [19-1] motion for Jane F. Barrett, Jeanne M. Grasso to appear as to engage in limited appearance to Carnival Corporation (1) ( Signed by Judge K. M. Moore on 7/24/03) [EOD Date: 7/28/03] CCAP (cj, Deputy Clerk) (Entered: 07/28/2003)
07/29/200322NOTICE of Unavailability by USA as to Carnival Corporation for dates of: 8/5/03 - 8/8/03 (cj, Deputy Clerk) (Entered: 07/30/2003)
07/31/200323NOTICE of scheduling conflicts by Carnival Corporation as to Carnival Corporation (cj, Deputy Clerk) (Entered: 08/01/2003)
08/04/200324TRANSCRIPT filed as to Carnival Corporation of initial appearance held 7/23/03 before Judge William C. Turnoff Pages: 1-9 (dp, Deputy Clerk) (Entered: 08/05/2003)
08/14/200325NOTICE of Hearing as to Carnival Corporation : set Probation Hearing for 9:30 8/28/03 before Judge K. M. Moore (wc, Deputy Clerk) (Entered: 08/15/2003)
08/29/200326PETITION and ORDER for Action on Conditions of probation as to Carnival Corporation ( Signed by Judge K. M. Moore on 8/29/03) [EOD Date: 9/2/03] (cj, Deputy Clerk) (Entered: 09/02/2003)
08/29/200327ORDER vacating violaiton of probation petition (see order for details) as to Carnival Corporation ( Signed by Judge K. M. Moore on 8/29/03) [EOD Date: 9/2/03] CCAP (cj, Deputy Clerk) (Entered: 09/02/2003)
08/10/200628MOTION with Memorandum in Support by Carnival Corporation for Early Termination of Probation Carnival Corporation (1) count(s) 1, 2-6 (lk, Deputy Clerk) (Entered: 08/14/2006)
08/16/200629RESPONSE by USA as to Carnival Corporation re [28-1] motion for Early Termination of Probation Carnival Corporation (1) count(s) 1, 2-6 (lk, Deputy Clerk) (Entered: 08/17/2006)
08/17/200630ORDER as to Carnival Corporation granting [28-1] motion for Early Termination of Probation Carnival Corporation (1) count(s) 1, 2-6 as to Carnival Corporation (1) ( Signed by Judge K. M. Moore on 8/17/06) [EOD Date: 8/21/06] CCAP (dg, Deputy Clerk) (Entered: 08/21/2006)