CLOSED

U.S. District Court
Southern District of Ohio (Columbus)
CRIMINAL DOCKET FOR CASE #: 2:94-cr-00019-GCS-2


Case title: USA v. General Electric Co, et al

Date Filed: 02/17/1994
Date Terminated: 07/13/2004

Assigned to: Judge George C Smith

Defendant (2)
DeBeers Centenary AG
TERMINATED: 07/13/2004
represented byMaria A Raptis
Shearman & Sterling LLP
801 Pennsylvania Avenue NW
Washington, DC 20004
202-508-8022
Fax: 202-508-8171
Email: mraptis@shearman.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Matthew P Hendrickson
Shearman & Sterling LLP
801 Pennsylvania Avenue NW
Washington, DC 20004
202-508-8022
Fax: 202-508-8171
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Steven C Sunshine
Shearman & Sterling LLP
801 Pennsylvania Avenue NW
Washington, DC 20004
202-508-8022
Fax: 202-508-8171
Email: ssunshine@shearman.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Tai H Park
Shearman & Sterling LLP
802 Pennsylvania Avenue NW
Washington, DC 20004
202-508-8022
Fax: 202-508-8171
Email: tpark@shearman.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
15:1 ANTITRUST VIOLATIONS
(1)
Defendant to pay $10,000,000.00 fine and $200.00 special assessment. All monetary penalties to be paid within 15 days of date of sentence.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byArnold C Celnicker
United States Department of Justice
Anti-Trust Division
1401 H Street NW
Suite 4000
Washington, DC 20530
202-307-1188
Email: arnold.celnicker@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

David A Blotner
United States Department of Justice
Anti-Trust Division
1401 H Street NW
Suite 4000
Washington, DC 20530
202-307-1188
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Max L Gillam
United States Department of Justice
Anti-Trust Division
1401 H Street NW
Suite 4000
Washington, DC 20530
202-307-1188
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
02/17/1994   ARREST Warrant issued for DeBeers Centenary AG by Judge George C. Smith (lvw) (Entered: 10/01/1999)
02/17/1994INDICTMENT by USA Max L. Gillam, David A. Blotner. Counts filed against General Electric Co (1) count(s) 1, DeBeers Centenary AG (2) count(s) 1, Peter Frenz (3) count(s) 1, Philippe Liotier (4) count(s) 1 (lvw) (Entered: 02/18/1994)
02/25/1994  SUMMONS issued as to General Electric Co, DeBeers Centenary AG, Peter Frenz, Philippe Liotier all in care of their legal counsel;arraignment set for 9:30 3/10/94 for General Electric Co, for DeBeers Centenary AG, for Peter Frenz, for Philippe Liotier (lvw) (Entered: 02/28/1994)
03/10/1994ORDER by Judge George C. Smith jury trial set for 4/18/94 9:30 a.m. (cc: all counsel) (lvw) (Entered: 03/10/1994)
03/10/1994NOTICE status conference set for 4/25/94 10:30 am (cc: all counsel, US Attorney, (lvw) (Entered: 03/10/1994)
03/16/1994MEMORANDUM by plaintiff USA in support of Motion for order providing limited disclosure and protection of grand jury materials ( no pgs: 2) (lvw) (Entered: 03/16/1994)
03/18/199410 ORDER by Judge George C. Smith granting motion to vacate trial date and CONSENT of Dft. G.E. re: speedy trial act [9-1] vacating 4/18/94 as to General Electric Co, DeBeers Centenary AG, Peter Frenz, Philippe Liotier (cc: all counsel) (lvw) (Entered: 03/22/1994)
03/22/199411 ORDER by Judge George C. Smith granting motion for order providing limited disclosure and protection of grand jury materials [6-1] (cc: all counsel) (lvw) (Entered: 03/22/1994)
03/25/199412 Memorandum Regarding Jurisdiction over Foreign Defendants by plaintiff USA (lvw) (Entered: 03/25/1994)
05/12/199427 ORDER by Judge George C. Smith motions hearing set for 5/24/94 9:30 a.m. The government shall respond to any motions GE has already filed on or before 5/20/94 (cc: all counsel) (lvw) (Entered: 05/12/1994)
05/13/199428 NOTICE motions hearing resched. to 5/31/94 10:00 a.m. RESPONSES BY GOVT. to all motions pending as of 5/13/94 by 5/24/94 (cc: all counsel, US Attorney, US Probation, US Marshal, Pre-trial Services) (lvw) (Entered: 05/13/1994)
05/13/199429 MEMORANDUM by plaintiff USA in opposition to [15-1] ( no pgs: 17) (lvw) (Entered: 05/13/1994)
05/24/199430 MEMORANDUM by plaintiff USA in opposition to [15-1] motion for order granting safe passage, or in the alternative for leave to take the depo. of Peter Frenz ( no pgs: 23) (lvw) (Entered: 05/24/1994)
05/24/199431 MEMORANDUM by plaintiff USA in opposition to [27-2], to [25-1], to [23-1], to [21-1] Motions to dismiss indictment, bill of particulars, to strike surplusage and to sever ( no pgs: 26) (lvw) (Entered: 05/24/1994)
05/31/199438 MINUTES: before Judge George C. Smith motions hearing held 5/31/94. Oral Argument on Motion for Safe Passage or in the alternative to Take Foreign Depositions and Motion for Brady Material. Daniel Webb for G.E., Max Gillam and Julia Lynch for the government. Order to follow. Courtreporter: Gina Wells Courtroom Deputy: Lisa Wright (lvw) (Entered: 06/01/1994)
06/02/199439 ORDER by Judge George C. Smith denying motion to dismiss the indictment [25-1], denying motion for a bill of particulars [23-1], denying motion to strike suplusage from the indictment [21-1], denying motion to sever [19-1], denying motion for order granting safe passage to Peter Frenz to testify at trial, but, granting motion for leave to take deposition of Peter Frenz [17-1], denying motion for disclosure of Exculpatory Information [15-1] (cc: all counsel) (lvw) (Entered: 06/02/1994)
06/03/199440 MOTION to disqualify Attorneys Donald T. Bucklin and Barry A. Pupkin due to conflict of interest by USA (lvw) (Entered: 06/06/1994)
06/07/199442 CONSOLIDATED MEMORANDUM by plaintiff USA in opposition to [33-1], to dft. GE's motions to compel notice of evidence of other crimes, wrongs, or acts, and for pre-trial disclosure of coconspirator statements [34-1] ( no pgs: 6) (lvw) (Entered: 06/14/1994)
06/07/199443 MEMORANDUM by plaintiff USA in opposition to dft. GE's motion to compel production of statements of company employees [35-1] ( no pgs: 14) (lvw) (Entered: 06/14/1994)
06/08/199441 TRANSCRIPT of 5/31/94 Motions Hearing (seal) (Entered: 06/08/1994)
06/10/199451 MOTION for leave to take foreign depositions by USA (lvw) (Entered: 06/20/1994)
06/16/199449 ORDER by Judge George C. Smith denying motion to disqualify Attorneys Donald T. Bucklin and Barry A. Pupkin due to conflict of interest [40-1] (cc: all counsel) (lvw) (Entered: 06/16/1994)
06/16/199450 ORDER by Judge George C. Smith granting motion for order clarifying the Court's Opinion and Order date 6/2/94 [45-1] (cc: all counsel) (lvw) (Entered: 06/16/1994)
06/21/199454 ORDER by Judge George C. Smith denying motion for disclosure of coconspirator statements [33-1], granting motion to compel notice of evidence of other crimes, wrongs or acts [34-1] (cc: all counsel) (lvw) (Entered: 06/21/1994)
06/21/199455 ORDER by Judge George C. Smith granting motion to compel production of statements of company employees [35-1]. The gov. shall provide dft. G.E. with statements of remaining present and former employees within 10 days after the date of this order. (cc: all counsel) (lvw) (Entered: 06/21/1994)
06/21/199456 ORDER by Judge George C. Smith granting motion for leave to take foreign depositions [51-1] (cc: all counsel) (lvw) (Entered: 06/21/1994)
06/28/199458 STIPULATED ORDER allowing GE to take deopsitions of Cornelia Ahrens and David Bennet, in London, England following the deposition of Peter Frenz by Judge George Smith (cc: all counsel) (lvw) (Entered: 06/29/1994)
06/29/199459 MOTION for leave to issue supplemental international letter rogatory by USA (lvw) (Entered: 06/30/1994)
07/01/199462 ORDER by Judge George C. Smith granting motion for leave to issue supplemental international letter rogatory [59-1] denying sealed documents [57-1] (cc: all counsel) (lvw) (Entered: 07/05/1994)
07/11/199463 MOTION for leave to issue a supplemental international letter rogatory and to withdraw its 6/29/94 Motion. by USA (lvw) (Entered: 07/18/1994)
07/11/1994  LETTERS ROGATORY ISSUED: Letters Rogatory and Commission/Order signed by Judge George C. Smith ; apostille prepared. (cc: all counsel) ( no pgs: ) (gk) (Entered: 07/29/1994)
08/08/199465 NOTICE conf prior to trial 8/17/94 11:00 a.m. as to General Electric Co, DeBeers Centenary AG, Peter Frenz, Philippe Liotier (cc: all counsel, US Attorney, US Probation, US Marshal, Pre-trial Services) (lvw) (Entered: 08/08/1994)
08/11/199467 NOTICE motions hearing set for 8/22/94 11:00 a.m. as to General Electric Co, DeBeers Centenary AG, Peter Frenz, Philippe Liotier (cc: all counsel, US Attorney, US Probation, US Marshal, Pre-trial Services) (lvw) (Entered: 08/11/1994)
08/22/199470 MINUTES: before Judge George C. Smith Oral Argument on Dft. G.E.'s Motion Concerning the Order of Presentation of Peter Frenz' Testimony. Counsel for GE: James Pohlman and Daniel Webb Counsel for the Government: Max Gillam and David Blotner. The Court conditionally grants dft. G.E.'s Motion (Order to follow). Oral Motion by dft. GE to seal portions of the exhibits attached to doc. no. 68 and 69 GRANTED. Courtreporter: Gina Wells Courtroom Deputy: Lisa Wright (lvw) Modified on 08/22/1994 (Entered: 08/22/1994)
08/22/199471 ORDER by Judge George C. Smith CONDITIONALLY GRANTING motion concerning the order of presentation of Peter Frenz' testimony [64-1] (cc: all counsel) (lvw) (Entered: 08/24/1994)
08/24/199472 ORDER by Judge George C. Smith trial resched. to 10/24/94 9:30 a.m. as to General Electric Co, DeBeers Centenary AG, Peter Frenz, Philippe Liotier (cc: all counsel) (lvw) (Entered: 08/24/1994)
09/12/199477 MOTION and supporting memorandum for an expedited ruling on whether the US can use Dr. Debora Spar as an expert witness by USA (lvw) (Entered: 09/13/1994)
09/16/199479 STIPULATION: re doc. #77 (lvw) (Entered: 09/19/1994)
09/19/199480 OBJECTIONS by plaintiff USA to the direct testimony of Peter Frenz[76-1] (lvw) (Entered: 09/19/1994)
09/23/199486 REQUEST for leave to designate the cross-examination of Cornelia Ahrens by USA (lvw) (Entered: 09/23/1994)
09/27/199492 Revised Designations of the cross-exam. of Cornelia Ahrens by plaintiff USA to [86-1] (lvw) Modified on 09/27/1994 (Entered: 09/27/1994)
09/27/199493 MOTION in limine to limit defendant's evidence regarding Edward J. Russell's wrongful termination lawsuit agains GE by USA as to General Electric Co, (lvw) (Entered: 09/27/1994)
09/27/1994106 Propose Supplemental Jury Instructions by plaintiff USA ( no pgs: 24) (lvw) (Entered: 09/27/1994)
09/28/1994110 ORDER by Judge George C. Smith objections to direct testimony of Peter Frenz by the govt. are overruled with the following exceptions: numbers 222,260,287 and 290 are sustained. GE shall edit Frenz' direct examination accordingly. [80-1] (cc: all counsel) (lvw) (Entered: 09/29/1994)
10/03/1994116 ANSWER by plaintiff USA to defendants' objections to the corss-exam. of Frenz(90-1) (lvw) (Entered: 10/04/1994)
10/03/1994117 REQUEST for leave to designate portions of the re-cross-examination of Peter Frenz by USA (lvw) (Entered: 10/04/1994)
10/03/1994118 OBJECTIONS by plaintiff USA to re-direct of Frenz[89-1] (lvw) (Entered: 10/04/1994)
10/04/1994122 RESPONSE by plaintiff USA to dft. GE's objections to the cross-exam. of David Bennett [114-1] (lvw) (Entered: 10/04/1994)
10/04/1994127 RESPONSE by plaintiff USA to dft. GE's objections to the cross-exam. of Cornelia Ahrens [115-1] (lvw) (Entered: 10/04/1994)
10/05/1994128 MOTION to quash trial subpoena duces tecum issued to Edward J. Russel (lvw) (Entered: 10/05/1994)
10/13/1994151 ORDER by Judge George C. Smith denying the following motions: GE's motion to exclude evidence relating to its alleged efforts in 1990-1991 to have DeBeers pressure Boart Internation not to supply tungsten carbide tooling to Iljin; GE's motion to exclude all references to or evidence of DeBeers' activities in the natural gemstone business, and evidence of DeBeers' corporate structure other than its alleged interests in Sibeka and Diamant Boart; GE's motion to exclude evidence of alleged prior anti trust misconduct; GE's motion to exclude any reference to the fact that the govt. granted Stephen Palovchik immunity from prosecution; GE's motion to exclude lay opinion testimony by Stephen Palovchik and Mark Harnden; GE's motion to exclude any reference to the other dft's. in this case as defendants or fugitives from justice; GE's motion to exclude evidence of three meetings between then GE Vice President, G. Hiner and persons allegedly connected with DeBeers; and GE's motion to exclude the testimony of Edward J. Russell about a meeting held in Feb. 1991. The Court grants GE's motion to quash trial subpoena duces issued to Edward J. Russel [128-1] (cc: all counsel) (lvw) (Entered: 10/15/1994)
10/13/1994152 MEMORANDUM by plaintiff USA regarding price information exchange jury instruction (lvw) (Entered: 10/15/1994)
10/13/1994153 SURREPLY by plaintiff USA concerning supplemental jury instructions (lvw) (Entered: 10/15/1994)
10/17/1994155 ORDER by Judge George C. Smith denying motion in limine to limit defendant's cross-exam of Edward J. Russell [104-1], denying motion in limine to exclude expert economic testimony [103-1] (cc: all counsel) (lvw) (Entered: 10/17/1994)
10/17/1994156 REPLY by plaintiff USA re price information exchange jury instruction [154-1] (lvw) (Entered: 10/17/1994)
10/18/1994163 ORDER by Judge George C. Smith regarding objections to the deposition testimony of David T. Bennett and Cornelia Ahrens. Objections by the govt. and GE sustained and overruled as noted in the Order. The parties are to edit their presentations of Bennett's and Ahrens' testimony accordingly. (cc: all counsel) (lvw) (Entered: 10/20/1994)
10/18/1994165 TRIAL Memorandum by plaintiff USA (lvw) (Entered: 10/20/1994)
10/19/1994166 ORDER by Judge George C. Smith granting motion for a voir dire examination of Spar, and reserves ruling on GE's motion to exclude her testimony until after the voir dire examination. Voir dire examination to take place 10/24/94 at 9:30 a.m. [157-1] (cc: all counsel) (lvw) (Entered: 10/20/1994)
10/25/1994176 MEMORANDUM to proffer foundational evidence in support of the testimony of the Belgian Judicial Police by plaintiff USA in support ( no pgs: 6) (lvw) (Entered: 10/25/1994)
10/26/1994180 STIPULATION of Special Agent Brett L. Johnson (lvw) (Entered: 10/27/1994)
10/28/1994183 ORDER by Judge George C. Smith granting motion in limine to exclude expert economic testimony [103-1] (cc: all counsel) (lvw) (Entered: 10/31/1994)
10/31/1994184 ORDER by Judge George C. Smith sustaining objections numbers 4,5,18,21,22,28,36,38,56,59,72-75,96 & 97. The govt. withdraws objections 5,19,24,25,34,40,42,65, and 105-112. The remaining objections to the cross-examination of Peter Frenz are overruled. The govt. shall edit its presentation of Frenz' cross-examination accordingly [90-1] (cc: all counsel) (lvw) (Entered: 10/31/1994)
10/31/1994185 ORDER by Judge George C. Smith granting motion in limine to exclude "flight evidence" concerning Phillippe Liotier, testimony concerning Rene Lorent's hearsay statements, and testimony concerning document searches at Sibeka and Diamant Boart. The motion to exclude admission of government exhibit 7 is denied in part and granted in part. The Court grants to motion to exlude narrative statement of facts and the interrogatories included in the letter rogatory. The Court denies the motion to exclude the copies of documents designated A-K attached to letter rogatory. [168-1] (cc: all counsel) (lvw) (Entered: 10/31/1994)
10/31/1994187 MINUTES: before Judge George C. Smith jury trial cont'd. 10/31/94 as to General Electric Co , Continuation of cross examination of Edward Russell jury trial recessed until 11/1/94 at 9:00 a.m.as to General Electric Co. DOJ: Max Gillam, David Blotner, Arnold Celnicker, Joelle Moreno Counsel for Dft.: Daniel Webb, Daniel Costello, Jeffrey Kinder, Kathleen Behan and Bill Baer. Courtreporters: Gina Wells and Pamela Pignotti Courtroom Deputy: Lisa Wright (lvw) (Entered: 10/31/1994)
11/01/1994189 ORDER by Judge George C. Smith denying motion for order to preclude testimony concerning DeBeers' alleged attempt to avoid U.S. antitrust jurisdiction [186-1] (cc: all counsel) (lvw) (Entered: 11/02/1994)
11/01/1994  Text not available. (Entered: 11/02/1994)
11/01/1994190 ORDER by Judge George C. Smith overruling objections by the govt. to the re-direct examination of Peter Frenz [118-1] (cc: all counsel) (lvw) (Entered: 11/02/1994)
11/02/1994191 ORDER by Judge George C. Smith sustaining objection no. 3 and overruled the remaining objections to the re-cross exam of Peter Frenz. [124-1] (cc: all counsel) (lvw) (Entered: 11/02/1994)
11/03/1994192 ORDER by Judge George C. Smith In accordance with Organized Crime Control Act of 1970, Gerard vanMaarseveen, give testimony in the case, and pursuant to this order he shall be subject to immunity under 18:6002 (cc: all counsel) (lvw) (Entered: 11/03/1994)
11/04/1994200 MEMORANDUM by plaintiff USA regarding the foundation necessary to permit gerard van Maarseveen to testify bases on his personal knowledge and experience that other DeBeers distributors were not advised by DeBeers of DeBeers' pricing plans months before Mr. van Maarseveen was advised by DeBeers. no pgs: 6) (lvw) (Entered: 11/07/1994)
11/07/1994205 ORDER by Judge George C. Smith granting in part and denying in part GE's motion to correct the record regarding alleged invocation of the attorney-client privilege [195-1] (cc: all counsel) (lvw) (Entered: 11/07/1994)
11/08/1994210 TRIAL MANAGEMENT ORDER by Judge George C. Smith (cc: all counsel) (lvw) (Entered: 11/08/1994)
11/09/1994212 ORDER regarding a document held at Diamant Boart. Said document to be provided to the witness in question with conditions as set forth in this order by Judge George C. Smith (cc: all counsel) (lvw) (Entered: 11/09/1994)
11/10/1994218 ORDER by Judge George C. Smith granting motion to exclude evidence of DeBeers' routine procedures without proper foundation [193-1] (cc: all counsel) (lvw) (Entered: 11/15/1994)
11/16/1994230 ORDER by Judge George C. Smith denying motion to quash subpoenas serve upon Maura Tohey and Christopher Kearney [222-1], granting motion to compel production of documentary material withheld based on improper assertion of the attorney-client privilege [216-1] (cc: all counsel) (lvw) (Entered: 11/16/1994)
11/17/1994235 ORDER clarifying its opinion and order addressing govt. motion to compel and dft. motion to quash by Judge George C. Smith (cc: all counsel) (lvw) (Entered: 11/17/1994)
11/21/1994247 ORDER by Judge George C. Smith regarding objections to the govt'. directe exam of Dr. Michael Radulescu. The Court overrules all eleven objections (cc: all counsel) (lvw) (Entered: 11/28/1994)
11/21/1994248 ORDER by Judge George C. Smith regarding dft. objections to the govt's designations of grand jury testimony as admissions under Fed. R. Evid. 801(d)(2)(D). The Court overrules # 2,3,5-41, 53,54,57, 58 79-82, 84 & 88. The Court sustaines #42-52, 56, 59-66, 68-78, 85-87, and 90(cc: all counsel) (lvw) (Entered: 11/28/1994)
11/22/1994251 ORDER by Judge George C. Smith denying motion for order permitting taking of the deposition of a foreign witness pursuant to Fed. Rule of Criminal Procedure 15(a) [249-1] (cc: all counsel) (lvw) (Entered: 11/30/1994)
11/22/1994253 ORDER by Judge George C. Smith granting in part and denying in part motion to exclude statements of John Blystone & Stephen Palovchik [243-1] (cc: all counsel) (lvw) (Entered: 11/30/1994)
11/22/1994255 ORDER by Judge George C. Smith denying motion for reconsideration of its motion to admit the videotaped testimony of the Belgian Judicial Police [254-1] (cc: all counsel) (lvw) (Entered: 11/30/1994)
11/22/1994257 ORDER by Judge George C. Smith overruling motion for reconsideration of thecourt's denial of the rule 15 deposition of Mr. Ikeno [256-1] (cc: all counsel) (lvw) (Entered: 11/30/1994)
12/05/1994274 ORDER by Judge George C. Smith granting motion for judgment of acquittal [259-1] (cc: all counsel) (lvw) (Entered: 12/06/1994)
12/08/1994276 FINAL OPINION AND ORDER by Judge George C. Smith (cc: all counsel) (lvw) (Entered: 12/09/1994)
02/24/2004279 NOTICE OF HEARING as to DeBeers Centenary AG arraignment and guilty plea set for 3/11/2004 01:30 PM before George C. Smith. (lvw, ) (Entered: 02/24/2004)
03/08/2004280 NOTICE Arraignment/Guilty Plea set for 3/11/04 at 1:30 has been VACATED as to DeBeers Centenary AG. (lvw, ) (Entered: 03/09/2004)
03/09/2004281 NOTICE Consent to Presentence Report as to DeBeers Centenary AG (Raptis, Maria) (Entered: 03/09/2004)
03/12/2004282 Presentence Report Disclosure Notification. Initial disclosure to parties 4/12/04 as to DeBeers Centenary AG (lvw, ) (Entered: 03/15/2004)
03/26/2004283 TRANSCRIPT of Proceedings as to DeBeers Centenary AG held on 3/8/04 before Judge George C Smith. Court Reporter: Gina Wells. (lvw, ) (Entered: 03/29/2004)
04/02/2004284  MOTION for pro hac vice admission by Steven Sunshine for DeBeers Centenary AG. (lvw, ) (Entered: 04/07/2004)
04/02/2004285  MOTION for pro hac vice admission by Tai H. Park as to DeBeers Centenary AG. (lvw, ) (Entered: 04/07/2004)
04/08/2004286 ORDER granting 285 Motion for admission pro hac vice as to Tai H. Park for DeBeers Centenary AG (2). Signed by Judge George C. Smith on 4/8/04. (lvw, ) (Entered: 04/09/2004)
04/08/2004287 ORDER granting 284 Motion for admission pro hac vice by Steven C. Sunshine as to DeBeers Centenary AG (2). Signed by Judge George C. Smith on 4/8/04. (lvw, ) (Entered: 04/09/2004)
05/26/2004288 NOTICE OF HEARING as to DeBeers Centenary AG Plea and Sentencing set for 7/13/2004 02:00 PM before George C. Smith. (lvw, ) (Entered: 05/26/2004)
06/14/2004289 NOTICE OF WAIVER OF OBJECTIONS TO PRESENTENCE REPORT as to DeBeers Centenary AG (Raptis, Maria) (Entered: 06/14/2004)
06/14/2004290 ORDER - the parties shall, by June 29, 2004, jointly file complete list of proposed questions for the Court to ask at the upcoming guilty plea as to DeBeers Centenary AG . Signed by Judge George C. Smith on 6/14/04. (lvw, ) (Entered: 06/15/2004)
06/29/2004291 NOTICE Joint Submission Regarding Guilty Plea Proceeding as to DeBeers Centenary AG re 290 Order (Celnicker, Arnold) (Entered: 06/29/2004)
07/09/2004292 NOTICE Supplemental Joint Submission Regarding Guilty Plea Proceeding as to DeBeers Centenary AG re 291 Notice (Other) (Celnicker, Arnold) (Entered: 07/09/2004)
07/12/2004293 NOTICE Elements and Penalties as to DeBeers Centenary AG re 288 Notice of Hearing (Celnicker, Arnold) (Entered: 07/12/2004)
07/13/2004294 PLEA AGREEMENT as to DeBeers Centenary AG (lvw, ) (Entered: 07/13/2004)
07/13/2004295 Minute Entry for proceedings held before Judge George C. Smith :Guilty Plea Hearing as to DeBeers Centenary AG held on 7/13/2004. Defendant pled guilty to count 1 of indictment. Sentencing held on 7/13/2004 for DeBeers Centenary AG (2), Count(s) 1, Defendant to pay $10,000,000.00 fine and $200.00 special assessment. All monetary penalties to be paid within 15 days of date of sentence. (Court Reporter Gina Wells.) (lvw, ) (Entered: 07/13/2004)
07/13/2004296 JUDGMENT as to DeBeers Centenary AG (2), Count(s) 1, Defendant to pay $10,000,000.00 fine and $200.00 special assessment. All monetary penalties to be paid within 15 days of date of sentence . Signed by Judge George C. Smith on 7/13/04. (lvw, ) (Entered: 07/13/2004)
07/16/2004297 TRANSCRIPT of Proceedings as to DeBeers Centenary AG held on 7/13/04 before Judge George C. Smith. For a complete copy of the transcript contact the Court Reporter: Gina Wells. (lvw, ) (Entered: 07/16/2004)
02/25/2005298 Notice of Satisfaction of Judgment of Criminal Imposition by DeBeers Centenary AG (Sanders, Deborah) (Entered: 02/25/2005)