RELATE

U.S. District Court
California Northern District (San Francisco)
CRIMINAL DOCKET FOR CASE #: 3:04-cr-00300-SI-1


Case title: USA v. Degussa U.K. Holdings Ltd.
Date Filed: 09/20/2004
Date Terminated: 10/15/2004
Assigned to: Hon. Susan Illston

Defendant (1)
Degussa U.K. Holdings Ltd.
TERMINATED: 10/21/2004
formerly doing business as
Laporte PLC
TERMINATED: 10/21/2004		 represented byMichael Frederick Tubach
O'Melveny & Myers LLP
Embarcadero Center West
275 Battery Street
San Francisco, CA 94111-3305
415-984-8700
Fax: 415-984-8701
Email: mtubach@omm.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
15:1 price fixing
(1)		 $1.5 million fine; $400 special assessment

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
None

Plaintiff
USA represented byDana Russell Wagner
United States Attorney's Office
Northern District of California
1301 Clay Street
Suite 340S
Oakland, CA 94612
510-637-3709
Fax: 510-637-3724
Email: dana.wagner2@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
09/20/20041 INFORMATION as to Degussa U.K. Holdings Ltd. (1) count(s) 1. (vlk, COURT STAFF) (Filed on 9/20/2004) (Entered: 09/21/2004)
09/20/20042 NOTICE of related case as to Degussa U.K. Holdings Ltd. (vlk, COURT STAFF) (Filed on 9/20/2004) (Entered: 09/21/2004)
09/28/20043 ORDER RELATING CASE. Case reassigned to Judge Susan Illston for all further proceedings. Judge Vaughn R. Walker no longer assigned to case . Signed by Judge Susan Illston on 9/28/04. (vlk, COURT STAFF) (Filed on 9/28/2004) (Entered: 09/30/2004)
09/30/20044 Joint SENTENCING MEMORANDUM and request for expedited sentencing by USA as to Degussa U.K. Holdings Ltd. (vlk, COURT STAFF) (Filed on 9/30/2004) (Entered: 10/01/2004)
09/30/20045 Rule 12.4 Disclosure by Degussa U.K. Holdings Ltd. (vlk, COURT STAFF) (Filed on 9/30/2004) (Entered: 10/01/2004)
10/04/20046 Sealed Document (vlk, COURT STAFF) (Filed on 10/4/2004) (Entered: 10/15/2004)
10/05/20047 Sealed Document (vlk, COURT STAFF) (Filed on 10/5/2004) (Entered: 10/15/2004)
10/15/20048 Minute Entry for proceedings held before Judge Joseph C. Spero :Arraignment as to Degussa U.K. Holdings Ltd. (1) Count 1 held on 10/15/2004, Initial Appearance as to Degussa U.K. Holdings Ltd. held on 10/15/2004, Added attorney Michael F. Tubach for Degussa U.K. Holdings Ltd.. Change of Plea Hearing set for 10/15/2004 11:00 AM before Hon. Susan Illston. (Tape #9:51-9:54.) (vlk, COURT STAFF) (Filed on 10/15/2004) (Entered: 10/18/2004)
10/15/20049 WAIVER OF INDICTMENT by Degussa U.K. Holdings Ltd. (vlk, COURT STAFF) (Filed on 10/15/2004) (Entered: 10/18/2004)
10/15/200410 Minute Entry for proceedings held before Judge Susan Illston :Plea and Sentence Hearing held on 10/15/2004 for Degussa U.K. Holdings Ltd. (1), Count(s) 1, $1.5 million fine; $400 special assessment. (Court Reporter Bishop.) (vlk, COURT STAFF) (Filed on 10/15/2004) (Entered: 10/25/2004)
10/20/200412 PLEA AGREEMENT as to Degussa U.K. Holdings Ltd. (vlk, COURT STAFF) (Filed on 10/20/2004) (Entered: 10/27/2004)
10/21/200411 JUDGMENT as to Degussa U.K. Holdings Ltd. (1), Count(s) 1, $1.5 million fine; $400 special assessment . Signed by Judge Susan Illston on 10/21/04. (vlk, COURT STAFF) (Filed on 10/21/2004) (Entered: 10/25/2004)
10/26/200413 Mail returned as undeliverable (vlk, COURT STAFF) (Filed on 10/26/2004) (Entered: 10/27/2004)
11/05/200414 $400 special assessment paid in full on 10/29/2004 (vlk, COURT STAFF) (Filed on 11/5/2004) (Entered: 11/08/2004)
11/12/200415 Payment Record: Fine of $1,500,000.00 paid in full on 10/29/04 as to Degussa U.K. Holdings Ltd. (rhw, COURT STAFF) (Filed on 11/12/2004) (Entered: 11/15/2004)
03/07/200516 TRANSCRIPT of Proceedings as to Degussa U.K. Holdings Ltd. held on 10/15/04 before Judge Judge Illston. Court Reporter: Jeanne Bishop. (vlk, COURT STAFF) (Filed on 3/7/2005) (Entered: 03/08/2005)