CLOSED

U.S. District Court
California Northern District (San Francisco)
CRIMINAL DOCKET FOR CASE #: 3:05-cr-00036-MHP-1


Case title: USA v. DuPont Dow Elastomers L.L.C.

Date Filed: 01/19/2005
Date Terminated: 03/29/2005

Assigned to: Hon. Marilyn H. Patel

Defendant (1)
DuPont Dow Elastomers L.L.C.
TERMINATED: 03/29/2005
represented byJohn F. Cove , Jr.
Boies Schiller & Flexner LLP
1999 Harrison Street
Suite 900
Oakland, CA 94612
510/874-1000
Fax: 510-874-1460
Email: jcove@bsfllp.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Kent A. Gardiner
Crowell & Moring LLP
1001 Pennsylvania Avenue, N.W.
Washington, DC 20004
202-624-2500
Fax: 202-628-5116
Email: kgardiner@crowell.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
15:1 Price fixing
(1)
Fine of $84,000,000.00 (see minutes for breakdown). Special assess. $400.00

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byMichael L. Scott
Antitrust Division
450 Golden Gate Ave.
San Francisco, CA 94102
415-436-6660
Fax: 415/436-6687
Email: Michael.Scott@USDOJ.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
01/19/2005INFORMATION as to DuPont Dow Elastomers L.L.C. (1) count(s) 1. (lskS, ) (Filed on 1/19/2005) (Entered: 01/19/2005)
03/07/2005APPLICATION for admission of attorney pro hac vice as to DuPont Dow Elastomers L.L.C. (lsk, COURT STAFF) (Filed on 3/7/2005) (Entered: 03/11/2005)
03/15/2005ORDER as to DuPont Dow Elastomers L.L.C. granting application for admission of attorney pro hac vice . Signed by Judge Vaughn R. Walker on 3-15-05. (lsk, COURT STAFF) (Filed on 3/15/2005) (Entered: 03/17/2005)
03/17/2005ORDER granting application for admission of attorney pro hac vice as to DuPont Dow Elastomers L.L.C. . Signed by Judge Vaughn R. Walker on 3-17-05. (lsk, COURT STAFF) (Filed on 3/17/2005) (Entered: 03/18/2005)
03/21/2005Letter from Trial Attorney E. Kate Patchen to Ms. Hom re matter placed on Judge Spero's calendar for initial appearance and appearance on 3/29/05 9:30. Defendant Dupont Dow scheduled for change of plea at 10:30 on same day before Judge Walker(lsk, COURT STAFF) (Filed on 3/21/2005) (Entered: 03/23/2005)
03/21/2005  Set/Reset Hearings as to DuPont Dow Elastomers L.L.C.: Arraignment set for 3/29/2005 09:30 AM before Hon. Joseph C. Spero. (Entered: 03/23/2005)
03/23/20056NOTICE OF CERTIFICATION OF NONGOVERNMENTAL CORPORATE PARTY by DuPont Dow Elastomers L.L.C. (Cove, John) (Filed on 3/23/2005) (Entered: 03/23/2005)
03/23/20057Certificate of Service by DuPont Dow Elastomers L.L.C. (Cove, John) (Filed on 3/23/2005) (Entered: 03/23/2005)
03/24/2005CLERK'S NOTICE re: Documents E-Filed in a case not designated for ECF (lsk, COURT STAFF) (Filed on 3/24/2005) (Entered: 03/24/2005)
03/25/2005Certification of nongovernmental corporate party by DuPont Dow Elastomers L.L.C. (lsk, COURT STAFF) (Filed on 3/25/2005) (Entered: 03/28/2005)
03/25/200510 Certificate of Service by DuPont Dow Elastomers L.L.C. (lsk, COURT STAFF) (Filed on 3/25/2005) (Entered: 03/28/2005)
03/25/200511  Disclosure statement as to DuPont Dow Elastomers L.L.C. (lsk, COURT STAFF) (Filed on 3/25/2005) (Entered: 03/28/2005)
03/28/200512 APPLICATION for admission of attorney pro hac vice Michael E. Horowitz as to DuPont Dow Elastomers L.L.C. (lsk, COURT STAFF) (Filed on 3/28/2005) (Entered: 03/30/2005)
03/29/200513 Minute Entry for proceedings held before Judge Joseph C. Spero :Arraignment as to DuPont Dow Elastomers L.L.C. (1) Count 1 held on 3/29/2005, Initial Appearance as to DuPont Dow Elastomers L.L.C. held on 3/29/2005 Attorney is Michael Scott for USA, Kent Gardiner for DuPont Dow. Set for 3/29/05 10:30 before Judge Walker. John Lewis is authorized corporate rep. No plea entered at this time as parties are appearing before Judge Walker. (Tape #FTR9:47-9:49.) (lsk, COURT STAFF) (Filed on 3/29/2005) (Entered: 03/31/2005)
03/29/200514 WAIVER OF INDICTMENT by DuPont Dow Elastomers L.L.C. (lsk, COURT STAFF) (Filed on 3/29/2005) (Entered: 03/31/2005)
03/29/200515 ORDER of recusal as to DuPont Dow Elastomers L.L.C. . Signed by Judge Vaughn R. Walker on 3-29-05. (lsk, COURT STAFF) (Filed on 3/29/2005) (Entered: 03/31/2005)
03/29/200517 Minute Entry for proceedings held before Judge Vaughn R. Walker :initial appear/change of plea not held. Court recused himself from case. Matter will be reassigned to article 3 judge as to DuPont Dow Elastomers L.L.C. held on 3/29/2005 (Court Reporter Diane Skillman.) (lsk, COURT STAFF) (Filed on 3/29/2005) (Entered: 03/31/2005)
03/29/200518 PLEA AGREEMENT as to DuPont Dow Elastomers L.L.C. (lsk, COURT STAFF) (Filed on 3/29/2005) (Entered: 03/31/2005)
03/29/200519 Minute Entry for proceedings held before Judge Marilyn H. Patel :Plea and Sentence Hearing held on 3/29/2005 for DuPont Dow Elastomers L.L.C. (1), Count(s) 1, Fine of $84,000,000.00 (see minutes for breakdown). Special assess. $400.00. (Court Reporter Diane Skillman.) (lsk, COURT STAFF) (Filed on 3/29/2005) (Entered: 04/05/2005)
03/29/200520 ORDER REASSIGNING CASE. Case reassigned to Judge Marilyn H. Patel for all further proceedings. Judge Vaughn R. Walker no longer assigned to case . Signed by Judge Vaughn R. Walker on 3-29-05. (lsk, COURT STAFF) (Filed on 3/29/2005) (Entered: 04/12/2005)
03/30/200516 ORDER granting application for admission of attorney pro hac vice Michael E. Horowitz as to DuPont Dow Elastomers L.L.C. . Signed by Judge Marilyn H. Patel on 3-30-05. (lsk, COURT STAFF) (Filed on 3/30/2005) (Entered: 03/31/2005)
04/22/200521 JUDGMENT entered 4/25/05. Signed by Judge Marilyn H. Patel on 3-31-05. (lsk, COURT STAFF) (Filed on 4/22/2005) (Entered: 04/25/2005)
04/22/200522 TRANSCRIPT of Proceedings as to DuPont Dow Elastomers L.L.C. held on 3/29/05 before Judge Marilyn Patel. Court Reporter: Diane Skillman. (lsk, COURT STAFF) (Filed on 4/22/2005) (Entered: 04/25/2005)
04/28/200523 PAYMENT RECORD CARD : payment of special assessment in the amount of $400.00 paid on 4/27/05 on behalf of DuPont Dow Elastomers L.L.C. (lsk, COURT STAFF) (Filed on 4/28/2005) (Entered: 04/29/2005)
03/24/201024PAYMENT RECORD CARD : payment of $84,000,000.00 fine paid in full interest $6,086,646.85 paid on 3/19/10 on behalf of DuPont Dow Elastomers L.L.C. (lsk, COURT STAFF) (Filed on 3/24/2010) (Entered: 03/24/2010)