CLOSED

U.S. District Court
California Northern District (San Francisco)
CRIMINAL DOCKET FOR CASE #: 3:03-cr-00179-SI-1


Case title: USA, et al v. Endovascular Tech

Date Filed: 06/09/2003
Date Terminated: 06/12/2003

Assigned to: Judge Susan Illston

Defendant (1)
Endovascular Technologies
TERMINATED: 06/12/2003
represented byMichael L. O'Donnell
Wheeler Trigg & Kennedy, P.C.
1801 California Street
Suite 3400
Denver, CO 80226-2617
303-292-2525
Email: odonnell@wtklaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Robert J. Breakstone
Rogers, Joseph, O'Donnell & Phillips
311 California Street
10th floor
San Francisco, CA 94104
Email: rbreakstone@rjop.com
TERMINATED: 06/12/2003
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:1001 False statement within jurisdiction of federal agency
(1)
43.4 million fine, $4,000.00 special assessment
21:331 (a) 333(a)(2) Interstate shipment of misbranded devices
(2-10)
43.4 million fine, $4,000.00 special assessment

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Intervenor
Donald Wilder represented byJoseph Edward Russell
Alexander, Hawes & Audet
221 Main Street
Suite 1460
San Francisco, CA 94105
415-982-1776
Fax: 415-576-1776
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Intervenor
John Norks represented byJoseph Edward Russell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Intervenor
Michael McGuan represented byJoseph Edward Russell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Intervenor
Lillian Johnson represented byJoseph Edward Russell
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Plaintiff
USA represented byMatthew J. Jacobs
McDermott Will & Emery LLP
275 Middlefield Road, Suite 100
Menlo Park, CA 94025-4004
650.815.7400
Fax: 650.815.7401
Email: mjacobs@mwe.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
06/09/2003INFORMATION by AUSA Matthew J. Jacobs. Counts filed against Endovascular Tech (1) count(s) 1, 2-10 (lsk, COURT STAFF) Modified on 06/19/2003 (Entered: 06/11/2003)
06/09/2003APPLICATION for sealing order by Plaintiff USA (lsk, COURT STAFF) (Entered: 06/11/2003)
06/09/2003ORDER by Magistrate Judge Edward M. Chen to seal case (lsk, COURT STAFF) (Entered: 06/11/2003)
06/12/2003ORDER by Magistrate Judge Edward M. Chen unsealing case (scu, COURT STAFF) (Entered: 06/17/2003)
06/12/2003MINUTES: filed on 6/12/03 before Magistrate Judge Edward M. Chen ; first appearance of Endovascular Tech , Attorney present , dft Endovascular Tech arraigned; not guilty plea entered , trial setting hearing will be held at 10:00 6/12/03 before Judge Susan Illston as to Endovascular Tech ( Tape No.: 03-36) (rhw, COURT STAFF) (Entered: 06/17/2003)
06/12/2003WAIVER of INDICTMENT by Endovascular Tech (rhw, COURT STAFF) (Entered: 06/17/2003)
06/12/2003Settlement Agreement as to Endovascular Tech (rhw, COURT STAFF) (Entered: 06/17/2003)
06/12/2003Secretary's certificate as to Endovascular Tech (rhw, COURT STAFF) (Entered: 06/17/2003)
06/12/2003PLEA Agreement as to Endovascular Tech (rhw, COURT STAFF) (Entered: 06/17/2003)
06/12/200310 MINUTES: filed on 6/16/03 before Judge Susan Illston ; Endovascular Tech enters guilty plea; Endovascular Tech (1) count(s) 1, 2-10 , sentencing Endovascular Tech (1) count(s) 1, 2 -10: 43.4 million fine, $4,000.00 special assessment , terminating case ( C/R: Jim Yeomans) (rhw, COURT STAFF) (Entered: 06/17/2003)
06/12/200312 Guidant Corporation Secretary's Certificate as to Endovascular Tech (rhw, COURT STAFF) (Entered: 06/20/2003)
06/18/200311 JUDGMENT and Commitment issued as to Endovascular Tech by Judge Susan Illston (cc: all counsel) ( Date Entered: 6/19/03) (rhw, COURT STAFF) (Entered: 06/19/2003)
06/20/200313 ORDER by Judge Susan Illston sealing presentence report as to Endovascular Tech (rhw, COURT STAFF) (Entered: 06/25/2003)
06/30/200314 MAIL [11-1] addressed to counsel for Endovascular Tech returned from Post Office (rhw, COURT STAFF) (Entered: 07/09/2003)
06/30/200315 MAIL [13-2] addressed to counsel for Endovascular Tech returned from Post Office (rhw, COURT STAFF) (Entered: 07/09/2003)
07/31/2003  MOTION before Judge Susan Illston (kcw, COURT STAFF) (Entered: 08/04/2003)
07/31/200316 NOTICE OF MOTION before Judge Susan Illston by San Jose Mercury News to be heard on issue of access to court records , or in the alternative to intervene , to unseal court records; memo of points and authorites incorporated (kcw, COURT STAFF) (Entered: 08/04/2003)
07/31/200317 PROOF OF SERVICE by San Jose Mercury News [16-1] (kcw, COURT STAFF) Modified on 08/04/2003 (Entered: 08/04/2003)
08/07/200318 STIPULATION and ORDER by Judge Susan Illston hearing re San Jose Mercury News' motion for access to court records will be held at 11:00 8/29/03 ; before Judge Susan Illston; Oppositions due by 8/18/03; Replies due by 8/25/03 (kcw, COURT STAFF) (Entered: 08/11/2003)
08/11/200319 Payment Record Card: Payment of special assessment in full in the amount of $4,000.00 paid on 6/12/03 on behalf of defendant Endovascular Tech . (kcw, COURT STAFF) (Entered: 08/12/2003)
08/12/200320 NOTICE by defendant Endovascular Tech of entry of [18-2] order (kcw, COURT STAFF) (Entered: 08/13/2003)
08/18/200321 OPPOSITION by defendant Endovascular Tech to San Jose Mercury News motion to unseal court records; memorandum of points and authorities incorporated [16-1] (kcw, COURT STAFF) (Entered: 08/20/2003)
08/19/200322 SEALED document (kcw, COURT STAFF) (Entered: 08/21/2003)
08/25/200324 PROOF OF SERVICE by San Jose Mercury News of motion reply [23-1] (kcw, COURT STAFF) (Entered: 08/26/2003)
08/25/200323 REPLY by San Jose Mercury News to opposition to motion to be heard on issue of access to court records [16-1], motion or in the alternative to intervene [16-2], motion to unseal court records [16-3] (kcw, COURT STAFF) (Entered: 08/27/2003)
08/29/200326 MINUTES: filed on 9/3/03 before Judge Susan Illston ; hearing re motion to intervene / motion to unseal court records held , the goverment shall submit documents to court for in-camera review prior to any public disclosure ( C/R: Disbrow) (kcw, COURT STAFF) (Entered: 09/04/2003)
09/02/200325 ORDER by Judge Susan Illston granting motion by San Jose Mercury News to intervene for the limited purpose of determining the present motion [16-2]; granting in part, denying in part motion to unseal court records [16-3] (kcw, COURT STAFF) (Entered: 09/03/2003)
12/09/200327 REPORTER'S TRANSCRIPT; Date of proceedings: June 12, 2003 ( C/R: James Yeomans) minutes [10-4] (kcw, COURT STAFF) (Entered: 12/12/2003)
07/29/200528 Administrative Motion to Consider Whether Cases Should be Related as to defendant Endovascular Tech (vlk, COURT STAFF) (Entered: 08/01/2005)
07/29/200529 DECLARATION by Joseph E. Russell in support of motion to consider whether cases should be related as to defendant Endovascular Tech (vlk, COURT STAFF) (Entered: 08/01/2005)
07/29/200530 PROOF OF SERVICE of declaration [29-1], notice [28-1] as to defendant Endovascular Tech (vlk, COURT STAFF) (Entered: 08/01/2005)
08/04/200531 PROOF OF SERVICE of as to defendant Endovascular Tech filed by Adel Nadji (vlk, COURT STAFF) (Entered: 08/05/2005)
08/11/200532 LETTER dated 8/9/2005 from Dana Gwaltney re: opposition to notice of related case (vlk, COURT STAFF) (Entered: 08/12/2005)
08/12/200533 MOTION before Judge Susan Illston for Administrative Relief to Consider Whether Cases Should Be Related (vlk, COURT STAFF) (Entered: 08/15/2005)
08/12/200534 DECLARATION by re motion for Administrative Relief to Consider Whether Cases Should Be Related [33-1] as to defendant Endovascular Tech (vlk, COURT STAFF) (Entered: 08/15/2005)
08/12/200535 PROOF OF SERVICE of declaration [34-1], motion for Administrative Relief to Consider Whether Cases Should Be Related [33-1] as to defendant Endovascular Tech (vlk, COURT STAFF) (Entered: 08/15/2005)
08/12/200536 ORDER Not Relating Cases by Judge Susan Illston (vlk, COURT STAFF) (Entered: 08/15/2005)
08/19/200537 LETTER dated 8/17/05 as to defendant Endovascular Tech from Dana Gwaltney re: notice of related case (vlk, COURT STAFF) (Entered: 08/24/2005)
08/23/200538 MOTION before Judge Susan Illston For Administrative Relief to Consider Whether Cases Should be Related (vlk, COURT STAFF) (Entered: 08/24/2005)
08/23/200539 DECLARATION by re motion For Administrative Relief to Consider Whether Cases Should be Related [38-1] as to defendant Endovascular Tech filed by Sheila Ettinger (vlk, COURT STAFF) (Entered: 08/24/2005)
08/23/200540 PROOF OF SERVICE of declaration [39-1], motion For Administrative Relief to Consider Whether Cases Should be Related [38-1] (vlk, COURT STAFF) (Entered: 08/24/2005)
09/13/200541 ORDER Not Relating Cases by Judge Susan Illston (vlk, COURT STAFF) (Entered: 09/19/2005)
11/13/200642  NOTICE OF MOTION AND MOTION to intervene, for the limited purpose of bringing motion, and motion to unseal and provide access to court records by Interveners Donald Wilder, John Norks, Michael McGuan and Lillian Johnson as to Endovascular Technologies. Motion Hearing set for 12/1/2006 11:00 AM. (rhw, COURT STAFF) (Filed on 11/13/2006) (Entered: 11/14/2006)
11/13/200643 Declaration of John E. Russell in Support of 42 MOTION to intervene, for the limited purpose of bringing motion, and motion to unseal and provide access to court records by Interveners Donald Wilder, John Norks, Michael McGuan and Lillian Johnson as to Endovascular Technologies (rhw, COURT STAFF) (Filed on 11/13/2006) (Entered: 11/14/2006)
11/22/200644 STIPULATION AND ORDER to Continue Hearing on Proposed Interveners' Motion to Unseal Court and Grand Jury Records as to Endovascular Technologies. Motion Hearing set for 12/15/2006 11:00 AM.. Signed by Judge Susan Illston on 11/22/06. (vlk, COURT STAFF) (Filed on 11/22/2006) (Entered: 11/27/2006)
11/28/200645 NOTICE of Entry of Order Continuing Hearing on Proposed Intervenors' Motion to Unseal Court and Grand Jury Records by Endovascular Technologies (vlk, COURT STAFF) (Filed on 11/28/2006) (Entered: 11/29/2006)
12/08/200646 APPLICATION of Michael L. O'Donnell for Admission Pro Hac Vice as to Endovascular Technologies (vlk, COURT STAFF) (Filed on 12/8/2006) (Entered: 12/11/2006)
12/08/200647 RESPONSE to Motion by USA as to Endovascular Technologies re 42 MOTION (vlk, COURT STAFF) (Filed on 12/8/2006) (Entered: 12/11/2006)
12/08/200648 Memorandum in Opposition by Endovascular Technologies re 42 MOTION (vlk, COURT STAFF) (Filed on 12/8/2006) (Entered: 12/11/2006)
12/08/200649 Declaration of Sean G. Saxon in Support of 48 Memorandum in Opposition by Endovascular Technologies (vlk, COURT STAFF) (Filed on 12/8/2006) (Entered: 12/11/2006)
12/08/200650 Declaration of James Robert Maxwell in Support of 48 Memorandum in Opposition by Endovascular Technologies (vlk, COURT STAFF) (Filed on 12/8/2006) (Entered: 12/11/2006)
12/08/200651 Certificate of Service by Endovascular Technologies re 47 Response to Motion, 49 Declaration in Support, 50 Declaration in Support, 46 Application, 48 Memorandum in Opposition (vlk, COURT STAFF) (Filed on 12/8/2006) (Entered: 12/11/2006)
12/12/200652 REPLY Memorandum of Points and Authorities to Opposition by Donald Wilder, John Norks, Michael McGuan, Lillian Johnson as to Endovascular Technologies re 47 Response to Motion (vlk, COURT STAFF) (Filed on 12/12/2006) (Entered: 12/15/2006)
12/12/200653 REPLY Memorandum to the Defendant's Opposition by Donald Wilder, John Norks, Michael McGuan, Lillian Johnson as to Endovascular Technologies re 48 Memorandum in Opposition (vlk, COURT STAFF) (Filed on 12/12/2006) (Entered: 12/15/2006)
12/12/200654 Reply Declaration of Joseph E. Russell in Support of 42 MOTION by Donald Wilder, John Norks, Michael McGuan, Lillian Johnson (vlk, COURT STAFF) (Filed on 12/12/2006) (Entered: 12/15/2006)
12/15/200657 Minute Entry for proceedings held before Judge Susan Illston :Motion Hearing on motion for leave to intervene as to Endovascular Technologies held on 12/15/2006 (Court Reporter Belle Ball.) (vlk, COURT STAFF) (Filed on 12/15/2006) (Entered: 12/20/2006)
12/18/200655ORDER denying 42 Motion as to Endovascular Technologies to unseal court records (1). Signed by Judge Susan Illston on 12/18/06. (SI, COURT STAFF) (Entered: 12/18/2006)
12/18/200656 ORDER Granting Application of Michael L. O'Donnell For Admission Pro Hac Vice as to Endovascular Technologies . Signed by Judge Susan Illston on 12/15/06. (vlk, COURT STAFF) (Filed on 12/18/2006) (Entered: 12/19/2006)
12/18/200658 Docketed into wrong case. Disregard this entry.
Sealed Document as to Endovascular Technologies (vlk, COURT STAFF) (Filed on 12/18/2006) Modified on 12/20/2006 (vlk, COURT STAFF). (Entered: 12/20/2006)
12/18/200659 Sealed Document as to Endovascular Technologies (vlk, COURT STAFF) (Filed on 12/18/2006) (Entered: 12/20/2006)
12/18/200660 Sealed Document as to Endovascular Technologies (vlk, COURT STAFF) (Filed on 12/18/2006) (Entered: 12/20/2006)
12/29/200661 TRANSCRIPT of Proceedings as to Endovascular Technologies held on 12/15/06 before Judge Illston. Court Reporter: Belle Ball. (vlk, COURT STAFF) (Filed on 12/29/2006) (Entered: 01/04/2007)
11/30/200762 TRANSCRIPT of Proceedings as to Endovascular Technologies held on 6/12/2003 before Judge Illston. Court Reporter: James Yeomans. (vlk, COURT STAFF) (Filed on 11/30/2007) (Entered: 12/03/2007)