Eastern District of Missouri (LIVE) (St. Louis)
CRIMINAL DOCKET FOR CASE #: 4:10-cr-00117-ERW All Defendants

Case title: USA v. Ethex Corporation

Date Filed: 03/02/2010
Date Terminated: 03/02/2010

Assigned to: Honorable E. Richard Webber

Defendant (1)
Ethex Corporation
TERMINATED: 03/02/2010
represented byClaire M. Schenk
THOMPSON COBURN, LLP
One US Bank Plaza
St. Louis, MO 63101
314-552-6462
Fax: 314-552-7264
Email: cschenk@thompsoncoburn.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Robert P. Berry
BERRY AND MAXSON, LLC
16150 Main Circle Drive
Suite 120
St. Louis, MO 63017
314-480-5881
Fax: 314-480-5884
Email: rberry@berrymaxson.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Daniel A. Cantu
GIBSON AND DUNN
1050 Connecticut Avenue, N.W.
Washington, DC 20036-5306
202-955-8690
Fax: 202-530-9661
Email: dcantu@gibsondunn.com
TERMINATED: 09/17/2010
Designation: Retained

F. Joseph Warin
GIBSON AND DUNN
1050 Connecticut Avenue, N.W.
Washington, DC 20036-5306
202-887-3609
Fax: 202-530-9608
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
FAILURE TO FILE REQUIRED REPORTS WITH FDA
(1-2)
The defendant organization is hereby placed on probation for a term of 5 years. Special Assessment of $800.00; Fine of $23,437,382.00 and Restitution of $2,335,368.00. Payment of special assessment and restittuion is due in full immediately. Payments of fine shall be made in accordance with schedule on Page 4 of this Judgment.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byAndrew J. Lay
OFFICE OF U.S. ATTORNEY
111 S. Tenth Street
20th Floor
St. Louis, MO 63102
314-539-2200
Fax: 314-539-2777
Email: andrew.lay@usdoj.gov
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
03/02/20101INFORMATION as to Ethex Corporation (1) count(s) 1-2. (Attachments: # 1 Criminal Cover Sheet) (SAJ) (Entered: 03/03/2010)
03/02/20102WAIVER OF INDICTMENT by Ethex Corporation (SAJ) (Entered: 03/03/2010)
03/02/20103ENTRY OF ATTORNEY APPEARANCE Andrew J. Lay appearing for USA. (SAJ) (Entered: 03/03/2010)
03/02/20106 MOTION for Leave to File Sealed Document Additional Factual Statement by USA as to Ethex Corporation. (KLH) (Entered: 03/03/2010)
03/02/20107ORDER granting 6 Motion for Leave to File Sealed Document as to Ethex Corporation (1). Signed by Honorable E. Richard Webber on 3/2/10. (KLH) (Entered: 03/03/2010)
03/02/20108Sealed Document : Factual Statement by USA (KLH) (Entered: 03/03/2010)
03/02/20109Minute Entry for proceedings held before Honorable E. Richard Webber: Hearings held on 3/2/2010 as to defendant Ethex Corporation (1): Waiver of Indictment, defendant signs waiver. Change of Plea, Guilty on counts 1-2. Sentence imposed (see judgment). (Court Reporter or FTR Gold Operator initials:C. Simpson.) (FTR Gold (yes or no): no.) (proceedings started: 3:10.) (proceedings ended: 3:55.) (KLH) (Entered: 03/03/2010)
03/02/201010PLEA AGREEMENT, GUIDELINES RECOMMENDATIONS AND STIPULATIONS as to Ethex Corporation (KLH) (Entered: 03/03/2010)
03/02/201014JUDGMENT as to Ethex Corporation (1), Count(s) 1-2, The defendant organization is hereby placed on probation for a term of 5 years. Special Assessment of $800.00; Fine of $23,437,382.00 and Restitution of $2,335,368.00. Payment of special assessment and restittuion is due in full immediately. Payments of fine shall be made in accordance with schedule on Page 4 of this Judgment. Signed by Honorable E. Richard Webber on March 2, 2010. (MCB) (Entered: 03/04/2010)
03/02/201015SEALED STATEMENT OF REASONS for Sentence regarding Judgment, 14 as to defendant Ethex Corporation Signed by Honorable E. Richard Webber on March 2, 2010. (MGK) (Entered: 03/04/2010)
03/03/20104ENTRY OF ATTORNEY APPEARANCE: by Robert P. Berry on behalf of Ethex Corporation (Berry, Robert) (Entered: 03/03/2010)
03/03/20105Corporate Disclosure Statement by Ethex Corporation identifying Corporate Parent KV Pharmaceutical Company for Ethex Corporation (Berry, Robert) (Entered: 03/03/2010)
03/03/201011 MOTION for Leave to Appear Pro Hac Vice by Attorney F. Joseph Warin on behalf of Defendant Ethex Corporation. (KLH) (Entered: 03/03/2010)
03/03/201012 MOTION for Leave to Appear Pro Hac Vice by Attorney Daniel A. Cantu on behalf of Defendant Ethex Corporation. (KLH) (Entered: 03/03/2010)
03/03/2010  Receipt 4644013007 in the amount of $100.00 for PRO HAC VICE on behalf of Daniel Alfonso Cantu (CCAM) (Entered: 03/04/2010)
03/03/2010  Receipt 4644013007 in the amount of $100.00 for PRO HAC VICE on behalf of F. Joseph Warin (CCAM) (Entered: 03/04/2010)
03/03/2010  Receipt CT 4644013008 in the amount of $800.00 for SPECIAL PENALTY ASSESSMENT on behalf of Ethex Corporation (CCAM) (Entered: 03/05/2010)
03/04/201013 Docket Text ORDER: Motions for Leave to Appear Pro Hac Vice 12 are GRANTED. F. Joseph Warin and Daniel A. Cantu shall be admitted pro hac vice for the purpose of representing Defendant Ethex Corporation in this matter. So Ordered by Judge E. Richard Webber. (BAB) (Entered: 03/04/2010)
03/04/2010  ORDER RECEIPT: (see receipt) Docket No: 13. Copy of Docket Text Order mailed this date to non electronic party Thu Mar 4 10:07:03 CST 2010 (Kost, Mary) (Entered: 03/04/2010)
03/04/2010  ORDER RECEIPT: (see receipt) Docket No: 14. faxed to non-electronic party Thu Mar 4 13:39:39 CST 2010 (Berg, Melanie) (Entered: 03/04/2010)
03/05/201016Marshal's Return on Judgment as to Ethex Corporation on 03/03/2010. defendant delivered to: 5 years Probation (MGK) (Entered: 03/08/2010)
03/08/201017Warrant Returned Unexecuted in case as to Ethex Corporation. Superceded by J&C. (KLH) (Entered: 03/08/2010)
03/12/201018TRANSCRIPT as to Ethex Corporation held on 3/2/10 proceedings of Waiver, Plea, Sentencing before Judge E. Richard Webber. Court Reporter/Transcriber C. Simpson, Telephone number 314-244-7989. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Request due 4/2/2010. Redacted Transcript Deadline set for 4/12/2010. Release of Transcript Restriction set for 6/10/2010. (KLH) (Entered: 03/12/2010)
03/12/2010  Receipt CT 4644013258 in the amount of $2335368.00 for FEDERAL RESTITUTION on behalf of Ethex Corporation (CCAM) (Entered: 03/16/2010)
03/12/2010  Receipt CT 4644013258 in the amount of $8370.00 for FINE-CRIME VICTIMS FUND on behalf of Ethex Corporation (CCAM) (Entered: 03/16/2010)
03/12/2010  Receipt CT 4644013259 in the amount of $2335368.00 for FINE-CRIME VICTIMS FUND on behalf of Ethex Corporation (CCAM) (Entered: 03/16/2010)
03/15/201019TRANSCRIPT ORDER REQUEST by USA as to Ethex Corporation for proceedings of Waiver, Plea and Sentencing for proceedings held on 03/02/2010 court reporter Christine A. Simpson before Judge Webber. (Meyers, Rosemary) (Entered: 03/15/2010)
03/15/201020 MOTION for Leave to File Sealed Motion by USA as to Ethex Corporation. (Lay, Andrew) (Entered: 03/15/2010)
03/15/201021 SEALED MOTION by USA as to Ethex Corporation. (Lay, Andrew) (Entered: 03/15/2010)
03/16/201022 Docket Text ORDER: Motion for Leave to File Sealed Motion 21 is GRANTED. Partial Lifting of Court's Seal is approved as specifically set forth in Government's Motion only. So Ordered by Judge E. Richard Webber. (BAB) (Entered: 03/16/2010)
09/16/201023 MOTION to Withdraw as Attorney by Daniel A. Cantu. by Ethex Corporation. (Berry, Robert) (Entered: 09/16/2010)
09/17/201024 Docket Text ORDER: Motion to Withdraw 23 is GRANTED. Daniel A. Cantu shall be termed as counsel of record for Defendant Ethex Corporation in this matter. So Ordered by Judge E. Richard Webber. (BABS) (Entered: 09/17/2010)
09/20/2010  ORDER RECEIPT: (see receipt) Docket No: 24. copy of Docket Text Order 24 mailed this date to non electronic party Mon Sep 20 08:21:07 CDT 2010 (Kost, Mary) (Entered: 09/20/2010)
11/15/201025 MOTION to Alter Judgment by USA as to Ethex Corporation. (Attachments: # 1 Text of Proposed Order Proposed Order)(Lay, Andrew) (Entered: 11/15/2010)
11/15/201026ENTRY OF ATTORNEY APPEARANCE: by Claire M. Schenk on behalf of Ethex Corporation (KCM) (Entered: 11/16/2010)
11/16/201027ORDER granting 25 Motion to Alter Judgment as to Ethex Corporation (1). Please refer to order for all details. Signed by Honorable E. Richard Webber on 11/16/10. (KLH, cc:Finance) (Entered: 11/17/2010)
11/17/2010  ORDER RECEIPT: (see receipt) Docket No: 27. Wed Nov 17 12:37:12 CST 2010 (Hisaw, Kari) (Entered: 11/17/2010)
12/14/2010  Receipt CT 4644018558 in the amount of $1000000.00 for FINE-CRIME VICTIMS FUND on behalf of Ethex Corporation (CCAM) (Entered: 12/16/2010)