CLOSED

U.S. District Court
California Northern District (San Francisco)
CRIMINAL DOCKET FOR CASE #: 3:97-cr-00083-FMS-1


Case title: USA v. F. Hoffmann-La Roche, et al
Date Filed: 03/26/1997
Date Terminated: 03/26/1997
Assigned to: Hon. Fern M Smith

Defendant (1)
F. Hoffman-La Roche, Ltd.
TERMINATED: 03/26/1997 		represented byStuart Land
Arnold & Porter
555 Twelfth St., N.W.
Washington, DC 20004-1202
(202) 942-5000
TERMINATED: 03/26/1997
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
15:1 Price Fixing
(1)		 $14 million fine, $200 special assessment

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
None

Plaintiff
USA represented byNiall Edmund Lynch
U.S. Department of Justice
Antitrust Division
450 Golden Gate Avenue
Box 36046, Room 10-0101
San Francisco, CA 94102
415-436-6660
Fax: 415-436-6687
Email: Niall.Lynch@USDOJ.GOV
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
03/26/19971 INFORMATION by AUSA Niall E. Lynch. F. Hoffmann-La Roche (1) count(s) 1, Udo Haas (2) count(s) 1 (scu, COURT STAFF) (Entered: 03/26/1997)
03/26/19972 NOTICE by USA of related case(s) MDL No. 1092 (scu, COURT STAFF) (Entered: 03/26/1997)
03/26/19973 ORDER by Judge Fern M. Smith granting related case notice [2-1], case reassigned to Judge Fern M. Smith (rhw, COURT STAFF) (Entered: 03/27/1997)
03/26/19974 WAIVER of INDICTMENT by F. Hoffmann-La Roche (rhw, COURT STAFF) (Entered: 03/27/1997)
03/26/19976 PLEA Agreement as to F. Hoffmann-La Roche (rhw, COURT STAFF) (Entered: 03/27/1997)
03/26/19978 MINUTES: before Judge Fern M. Smith ; first appearance of F. Hoffmann-La Roche, Udo Haas , Attorney present , F. Hoffmann-La Roche, Udo Haas enters guilty plea; F. Hoffmann-La Roche (1) count(s) 1, Udo Haas (2) count(s) 1 , sentencing F. Hoffmann-La Roche (1) count(s) 1: $14 million fine, $200 special assessment , Udo Haas (2) count(s) 1: $150,000.00 fine, $50.00 special assessment, , terminating case (E/R: Helen Almacen, Tape 2881) (rhw, COURT STAFF) (Entered: 03/27/1997)
03/27/19979 JUDGMENT and Commitment issued as to F. Hoffmann-La Roche F. Hoffmann-La Roche (1) count(s) 1 Judge Fern M. Smith (cc: all counsel) (Date Entered: 4/1/97) (lsk, COURT STAFF) (Entered: 04/01/1997)
04/01/199711 REPORTER'S TRANSCRIPT; Date of proceedings: 3/26/97 (C/R: electronic recording) minutes [8-5] as to defendant F. Hoffmann-La Roche in 3:97-cr-00083, defendant Udo Haas in 3:97-cr-00083 (lsk, COURT STAFF) (Entered: 04/03/1997)
04/07/199712 Payment Record Card: Payment of special assessment in the amount of $250.00 on behalf of defendant F. Hoffmann-La Roche. (lsk, COURT STAFF) (Entered: 05/19/1997)
04/07/199713 Payment Record Card: Payment of special assessment in the amount of $200.00 on behalf of defendant F. Hoffmann-La Roche. (lsk, COURT STAFF) (Entered: 05/19/1997)
06/23/199715 Payment Record Card: Payment of fine in the amount of $14,000,000.00 on behalf of defendant F. Hoffmann-La Roche. (lsk, COURT STAFF) (Entered: 06/25/1997)

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