CLOSED

U.S. District Court
California Northern District (San Francisco)
CRIMINAL DOCKET FOR CASE #: 3:97-cr-00083-FMS-1


Case title: USA v. F. Hoffmann-La Roche, et al

Date Filed: 03/26/1997
Date Terminated: 03/26/1997

Assigned to: Hon. Fern M Smith

Defendant (1)
F. Hoffman-La Roche, Ltd.
TERMINATED: 03/26/1997
represented byStuart Land
Arnold & Porter
555 Twelfth St., N.W.
Washington, DC 20004-1202
(202) 942-5000
TERMINATED: 03/26/1997
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
15:1 Price Fixing
(1)
$14 million fine, $200 special assessment

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byNiall Edmund Lynch
U.S. Department of Justice
Antitrust Division
450 Golden Gate Avenue
Box 36046, Room 10-0101
San Francisco, CA 94102
415-436-6660
Fax: 415-436-6687
Email: Niall.Lynch@USDOJ.GOV
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
03/26/1997INFORMATION by AUSA Niall E. Lynch. F. Hoffmann-La Roche (1) count(s) 1, Udo Haas (2) count(s) 1 (scu, COURT STAFF) (Entered: 03/26/1997)
03/26/1997NOTICE by USA of related case(s) MDL No. 1092 (scu, COURT STAFF) (Entered: 03/26/1997)
03/26/1997ORDER by Judge Fern M. Smith granting related case notice [2-1], case reassigned to Judge Fern M. Smith (rhw, COURT STAFF) (Entered: 03/27/1997)
03/26/1997WAIVER of INDICTMENT by F. Hoffmann-La Roche (rhw, COURT STAFF) (Entered: 03/27/1997)
03/26/1997PLEA Agreement as to F. Hoffmann-La Roche (rhw, COURT STAFF) (Entered: 03/27/1997)
03/26/1997MINUTES: before Judge Fern M. Smith ; first appearance of F. Hoffmann-La Roche, Udo Haas , Attorney present , F. Hoffmann-La Roche, Udo Haas enters guilty plea; F. Hoffmann-La Roche (1) count(s) 1, Udo Haas (2) count(s) 1 , sentencing F. Hoffmann-La Roche (1) count(s) 1: $14 million fine, $200 special assessment , Udo Haas (2) count(s) 1: $150,000.00 fine, $50.00 special assessment, , terminating case (E/R: Helen Almacen, Tape 2881) (rhw, COURT STAFF) (Entered: 03/27/1997)
03/27/1997JUDGMENT and Commitment issued as to F. Hoffmann-La Roche F. Hoffmann-La Roche (1) count(s) 1 Judge Fern M. Smith (cc: all counsel) (Date Entered: 4/1/97) (lsk, COURT STAFF) (Entered: 04/01/1997)
04/01/199711 REPORTER'S TRANSCRIPT; Date of proceedings: 3/26/97 (C/R: electronic recording) minutes [8-5] as to defendant F. Hoffmann-La Roche in 3:97-cr-00083, defendant Udo Haas in 3:97-cr-00083 (lsk, COURT STAFF) (Entered: 04/03/1997)
04/07/199712 Payment Record Card: Payment of special assessment in the amount of $250.00 on behalf of defendant F. Hoffmann-La Roche. (lsk, COURT STAFF) (Entered: 05/19/1997)
04/07/199713 Payment Record Card: Payment of special assessment in the amount of $200.00 on behalf of defendant F. Hoffmann-La Roche. (lsk, COURT STAFF) (Entered: 05/19/1997)
06/23/199715 Payment Record Card: Payment of fine in the amount of $14,000,000.00 on behalf of defendant F. Hoffmann-La Roche. (lsk, COURT STAFF) (Entered: 06/25/1997)


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