CLOSED, ECF

U.S. District Court
Southern District of New York (Foley Square)
CRIMINAL DOCKET FOR CASE #: 1:05-cr-00750-LAP All Defendants


Case title: USA v. Fairdeal Group Management SA et al
Date Filed: 07/14/2005
Date Terminated: 08/31/2005
Assigned to: Judge Loretta A. Preska

Defendant (1)
Fairdeal Group Management SA
TERMINATED: 08/31/2005 		represented byWilliam Joseph Pallas , III
Freehill, Hogan & Mahar, LLP
80 Pine Street
New York, NY 10005
212 425-1900
Fax: 212 425-1901
Email: Pallas@freehill.com
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
CONSPIRACY TO DEFRAUD THE UNITED STATES
(1)		 48 months probation, to run concurrently.
ENFORCEMENT - CRIMINAL PENALTIES
(2)		 48 months probation, to run concurrently.
STATEMENTS OR ENTRIES GENERALLY
(3-4)		 48 months probation, to run concurrently.
INTIMIDATION OR FORCE AGAINST WITNESS
(5)		 48 months probation, to run concurrently.
STATEMENTS OR ENTRIES GENERALLY
(6)		 48 months probation, to run concurrently.

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
None
Assigned to: Judge Loretta A. Preska

Defendant (2)
Fair Voyager Maritime SA
TERMINATED: 08/31/2005 		represented byWilliam Joseph Pallas , III
(See above for address)
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
CONSPIRACY TO DEFRAUD THE UNITED STATES
(1)		 48 months Probation, to run concurrently
ENFORCEMENT - CRIMINAL PENALTIES
(2)		 48 months Probation, to run concurrently
STATEMENTS OR ENTRIES GENERALLY
(3-4)		 48 months Probation, to run concurrently
INTIMIDATION OR FORCE AGAINST WITNESS
(5)		 48 months Probation, to run concurrently
STATEMENTS OR ENTRIES GENERALLY
(6)		 48 months Probation, to run concurrently

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
None

Plaintiff
USA represented byJillian Blythe Berman
U.S. Attorney's Office, SDNY (St Andw's)
One St. Andrew's Plaza
New York, NY 10007
212-637-2197
Fax: (212)-637-2387
Email: jillian.b.berman@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
06/22/20051 NOTICE OF INTENT TO FILE an Information by U.S.A. as to Fairdeal Group Management SA, Fair Voyager Maritime SA. (jw, ) (Entered: 07/20/2005)
07/14/2005  Case Designated ECF as to Fairdeal Group Management SA, Fair Voyager Maritime SA.(jm, ) (Entered: 07/18/2005)
07/14/20052  INFORMATION (Felony) filed as to Fairdeal Group Management SA (1) count(s) 1, 2, 3-4, 5, 6, Fair Voyager Maritime SA (2) count(s) 1, 2, 3-4, 5, 6. [Microfilmed on July 19, 2005 at 12:00pm] (jw, ) (Entered: 07/20/2005)
07/14/2005  Minute Entry for proceedings held before Judge Loretta A. Preska :Initial Appearance as to Fairdeal Group Management SA, Fair Voyager Maritime SA held on 7/14/2005. (jw, ) (Entered: 07/20/2005)
07/14/20053 WAIVER OF INDICTMENT by Fairdeal Group Management SA. (jw, ) (Entered: 07/20/2005)
07/14/20054 WAIVER OF INDICTMENT by Fair Voyager Maritime SA. (jw, ) (Entered: 07/20/2005)
07/14/2005  Minute Entry for proceedings held before Judge Loretta A. Preska :Arraignment as to Fairdeal Group Management SA (1) Count 1,2,3-4,5,6 and Fair Voyager Maritime SA (2) Count 1,2,3-4,5,6 held on 7/14/2005. Deft present with atty for deft Maltsiniotis request adjournment of the plea for his client in light of revisions to Pimentel letter; plea for individual defendant is rescheduled to August 1, 2005 at 2:30pm. The two corporate defendants plead guilty to the Information and have signed a Waiver of Indictment. The corporate defendants and the govenrment have executed a plea agreement which is acceptable to the court. Defendants pleads guilty to counts 1 through 6. Sentencing terms are as specified in the plea agreement. (jw, ) (Entered: 07/20/2005)
07/14/2005  Minute Entry for proceedings held before Judge Loretta A. Preska : Plea entered by Fairdeal Group Management SA (1) Guilty as to Count 1,2,3-4,5,6 and Fair Voyager Maritime SA (2) Guilty as to Count 1,2,3-4,5,6. (jw, ) (Entered: 07/20/2005)
07/14/2005  Minute Entry for proceedings held before Judge Loretta A. Preska :Sentencing held on 7/14/2005 for Fairdeal Group Management SA (1) Count 1,2,3-4,5,6. (jw, ) (Entered: 08/25/2005)
07/14/2005  Minute Entry for proceedings held before Judge Loretta A. Preska :Sentencing held on 7/14/2005 for Fair Voyager Maritime SA (2) Count 1,2,3-4,5,6. (pr, ) (Entered: 08/31/2005)
07/14/2005  Minute Entry for proceedings held before Judge Loretta A. Preska :Sentencing held on 7/14/2005 for Fairdeal Group Management SA (1) Count 1,2,3-4,5,6. (pr, ) (Entered: 08/31/2005)
07/28/20055 TRANSCRIPT of Proceedings as to Fairdeal Group Management SA, Fair Voyager Maritime SA held on 7/14/05 before Judge Loretta A. Preska. (lma, ) (Entered: 07/28/2005)
07/28/2005  Payment of Fine from Fairdeal Group Management SA in the amount of $1,052,400.00. Date Received: 7/28/05. (mn, ) (Entered: 07/28/2005)
08/02/20056 ENDORSED LETTER as to Fairdeal Group Management SA addressed to Judge Preska from Michael A. Levy and Jillian B. Berman dated 7/21/05 re: The Government respectfully submits the attached copy of the executed plea agreement in this case. The Government respectfully requests that the Court transmit a copy of the attached plea agreement to the Clerk of the Court and direct that it be docketed. Judge Memo-endorsed...SO ORDERED. (Signed by Judge Loretta A. Preska on 8/1/05)(jw, ) (Entered: 08/03/2005)
08/16/20057  MOTION for Extension of Time to Allow the independent monitor to complete the initial review under the applicable plea agreement, with attached proposed Order. Document filed by Fairdeal Group Management SA, Fair Voyager Maritime SA. (Pallas, William) (Entered: 08/16/2005)
08/18/20058 ORDER as to Fairdeal Group Management SA, Fair Voyager Maritime SA. WHEREAS, the defts waived indictment and pled guilty to a criminal information before the Honorable Loretta A. Preska on 7/14/05; WHEREAS, the Honorable Loretta A. Preska imposed sentence on the defts on 7/14/05; WHEREAS, pursuant to that sentence, the defts were ordered to pay a fine no later than 7/28/05 in the amount of $1,050,000, payable to the Clerk of the U.S. District Court for the S.D.N.Y.... [see Order]... It is hereby ORDERED that the Clerk of the U.S. District Court is directed to release $87,500 of the above-referenced $1,050,000 fine and to issue payment of such $87,500 to Robert Roquite. (Signed by Judge Loretta A. Preska on 8/16/05)(bw, ) (Entered: 08/19/2005)
08/24/20059 ORDER granting 7 Motion for Extension of Time as to Fairdeal Group Management SA (1), Fair Voyager Maritime SA (2)It is hereby ordered, this motion to amend sentence to allow for enlargement of time, dated 8/17/05 is granted. (pr, ) (Entered: 08/30/2005)
08/24/200510 ENDORSED LETTER as to Fairdeal Group Management SA, Fair Voyager Maritime SA addressed to Judge Preska from Michael A. Levy dated 7/21/05 re: That the attached copy of the plea agreement be transmitted to the clerk of the court and direct that it be docketed.The attached plea agreement shall be docketed.So Ordered. (Signed by Judge Loretta A. Preska on 8/18/05)(pr, ) (Entered: 08/30/2005)
08/31/200511 JUDGMENT as to Fairdeal Group Management SA (1), Count(s) 1, 2, 3-4, 5, 6, 48 months probation, to run concurrently and on the conditions stated in the plea agreement docketed as entry # 10, a copy of which is attached.$2,400.00 special assessment. $1,050,000.00 Fine, imposed jointly and severally between and amoung defendants Fairdeal Group Management, S.A. and Fair Voyager Maritime S.A... (Signed by Judge Loretta A. Preska on 8/17/05)(pr, ) (Entered: 08/31/2005)
08/31/200512 JUDGMENT as to Fair Voyager Maritime SA (2), Count(s) 1, 2, 3-4, 5, 6, 48 months Probation, to run concurrently and on the conditions stated in the plea agreement docketed as entry # 10, a copy of which is attached.$2,400.00 special assessment. $1,050,000.00 Fine, imposed jointly and severally between and amoung defendants Fairdeal Group Management, S.A. and Fair Voyager Maritime S.A.. (Signed by Judge Loretta A. Preska on 8/22/05)(pr, ) (Entered: 08/31/2005)
08/31/2005  Judgment entered in money judgment book as #05,1713 as to Fairdeal Group Management SA in the amount of $ 1,052,400.00, re: 11 Judgment. (dt, ) (Entered: 09/02/2005)
08/31/2005  Judgment entered in money judgment book as #05,1712 as to Fair Voyager Maritime SA in the amount of $ 1,052,400.00, re: 12 Judgment. (dt, ) (Entered: 09/02/2005)
09/02/200513 TRANSCRIPT of Proceedings as to Fairdeal Group Management SA held on 7/14/05 before Judge Loretta A. Preska. (jno, ) (Entered: 09/02/2005)
09/08/200514 TRANSCRIPT of Proceedings as to Fairdeal Group Management SA held on August 1, 2005, 2:35 p.m. before Judge Loretta A. Preska. (dt, ) (Entered: 09/08/2005)
10/12/200515 SATISFACTION OF JUDGMENT as to Fair Voyager Maritime SA, for the fine in the amount of $1,050,000.00 and the special assessment in the amount of $2,400.00, amounting in all to the sum of $1,052,400.00. Judgment entered in the Judgment Book of the U.S.D.C. for the S.D.N.Y., on September 2, 2005. (bw, ) (Entered: 10/25/2005)
10/12/200516 SATISFACTION OF JUDGMENT as to Fairdeal Group Management SA, for the fine in the amount of $1,050,000.00 and the special assessment in the amount of $2,400.00, amounting in all to the sum of $1,052,400.00. Judgment entered in the Judgment Book of the U.S.D.C. for the S.D.N.Y., on September 2, 2005. (bw, ) (Entered: 10/25/2005)
01/03/200617 ENDORSED LETTER as to Fairdeal Group Management SA, Fair Voyager Maritime SA addressed to Judge Preska from Attorney Ronald W. Zdrojeski dated 12/13/05 re: On behalf of Fairdeal Group Management SA and Fair Voyager Maritime SA, Mr. Zdrojeski enclosed for the Judge's review and approval a completed Environmental Management System/Compliance Plan prepared pursuant to Section 11.B of the Plea Agreement approved by the Court on 8/14/05. JUDGE ENDORSED - The Compliance Plan is approved. (Signed by Judge Loretta A. Preska on 12/30/05)(bw, ) (Entered: 01/03/2006)
01/23/200618 TRANSCRIPT of Proceedings as to Fairdeal Group Management SA, Fair Voyager Maritime SA held on 12/14/2005 before Judge Loretta A. Preska. (tve, ) (Entered: 01/23/2006)
07/14/200619 ENDORSED LETTER as to Fairdeal Group Management SA addressed to Judge Preska from Ronald W. Zdrojeski dated 7/11/06 re: Accordingly, pursuant to paragraph 5 of the Plea Agreement, Fiardeal hereby petitions the Court for an offset of the Community Service payment in the amount of $116,925.13. Judge Memo-endorsed...SO ORDERED.. (Signed by Judge Loretta A. Preska on 7/14/06)(jw, ) (Entered: 07/18/2006)
09/14/200720 PROBATION FORM PETITION as to Fair Voyager Maritime SA. Petitioning the Court: for Court action/direction: early termination. The Court Orders: Early termination is approved. Pursuant to the above report, it is ordered that the dft is discharged from Probation and that the proceedings in the case be terminated. (Signed by Judge Loretta A. Preska on 9/6/2007)(jar) (Entered: 09/14/2007)
08/04/200821 PROBATION FORM P47167 PETITION as to Fairdeal Group Management SA. Petitioning the Court: Early Termination. The Court Orders: Court agrees to early termination. (Signed by Judge Loretta A. Preska on 8/4/2008)(D'Avanzo, Daniel) (Entered: 08/04/2008)