| CLOSED, EFILE |
Case title: USA v. First Funding Corp II |
Date Filed: 03/23/2010 Date Terminated: 08/05/2010 |
| Assigned to: Judge Alvin W. Thompson | ||
Defendant (1) |
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First Funding Corp II
TERMINATED: 08/05/2010 |
represented by | Christopher M Ferguson
Kostelanetz & Fink, LLP 7 World Trade Center New York, NY 10007 212-808-8100 Email: eferguson@kflaw.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Sharon L. McCarthy Kostelanetz & Fink, LLP 7 World Trade Center New York, NY 10007 212-808-8100 Fax: 212-808-8108 Email: smccarthy@kflaw.com PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
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| FRAUD AND FALSE STATEMENTS - Aiding and Assisting in the Preparation of a False Tax Return (1) |
Defendant shall be placed on Probation for a total term of two years. Special Assessment of $400.00, which was paid on 8/4/10 (Receipt #H031540). Fine of $148,000.00, which was paid on 8/4/10 (Receipt #H031541). Restitution of $436,284.34, which was paid directly to the Internal Revenue Service. | |
Highest Offense Level (Opening) |
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| Felony | ||
Terminated Counts |
Disposition |
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| None | ||
Highest Offense Level (Terminated) |
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| None | ||
Complaints |
Disposition |
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| None |
Plaintiff |
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| USA | represented by | Anastasia Enos King
U.S. Attorney's Office-NH 157 Church St., 23rd floor New Haven, CT 06510 203-821-3700 Fax: 203-773-5373 Email: Anastasia.King@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Anthony E. Kaplan U.S. Attorney's Office-NH 157 Church St., 23rd floor New Haven, CT 06510 203-821-3700 Email: Anthony.Kaplan@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Calvin B. Kurimai U.S. Attorney's Office-NH 157 Church St., 23rd floor New Haven, CT 06510 203-821-3700 Fax: 203-773-5373 Email: cal.kurimai@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Nora R. Dannehy U.S. Attorney's Office-HFD 450 Main St. Room 328 Hartford, CT 06103 860-947-1101 Fax: 860-240-3291 TERMINATED: 12/27/2010 LEAD ATTORNEY ATTORNEY TO BE NOTICED |
| Date Filed | # | Docket Text |
|---|---|---|
| 03/23/2010 | 1 | INFORMATION as to First Funding Corp II (1) count(s) 1. (Ferguson, L.) (Entered: 03/24/2010) |
| 03/23/2010 | 2 | WAIVER OF INDICTMENT by First Funding Corp II (Ferguson, L.) (Entered: 03/24/2010) |
| 03/23/2010 | 3 | Minute Entry for proceedings held before Judge Alvin W. Thompson:Waiver/Plea Hearing as to First Funding Corp II held on 3/23/2010, Plea entered by First Funding Corp II (1) Guilty Count 1. by First Funding Corp II Total Time: 1 hours(Court Reporter: Corinna Thompson.)(Ferguson, L.) (Entered: 03/24/2010) |
| 03/23/2010 | 4 | PLEA AGREEMENT as to First Funding Corp II (Ferguson, L.) (Entered: 03/24/2010) |
| 03/23/2010 | 5 | Petition to Enter Plea of Guilty as to First Funding Corp II ( approved by Judge Alvin W. Thompson) (Ferguson, L.) Modified on 3/25/2010 to edit text to reflect approval of Petition (Ferguson, L.). (Entered: 03/24/2010) |
| 03/23/2010 | 7 | ELECTRONIC FILING ORDER as to First Funding Corp II - PLEASE ENSURE COMPLIANCE WITH COURTESY COPY REQUIREMENTS IN THIS ORDER. Signed by Judge Alvin W. Thompson on 3/23/10. (Attachments: # 1 Notice) (Ferguson, L.) (Entered: 03/24/2010) |
| 03/24/2010 | 6 | ORDER OF REFERRAL TO PROBATION FOR PRESENTENCE INVESTIGATION AND REPORT as to First Funding Corp II. Signed by Judge Alvin W. Thompson on 3/24/10. (Ferguson, L.) (Entered: 03/24/2010) |
| 03/25/2010 | NOTICE OF E-FILED CALENDAR as to First Funding Corp II: THIS IS THE ONLY NOTICE COUNSEL WILL RECEIVE. ALL PERSONS ENTERING THE COURTHOUSE MUST PRESENT PHOTO IDENTIFICATION. Sentencing set for 6/11/2010 at 04:30 PM in the South Courtroom, 450 Main Street, Hartford, CT before Judge Alvin W. Thompson. Remember, the special assessment must be paid by the date of the sentencing. (Smith, S.) (Entered: 03/25/2010) | |
| 04/13/2010 | 8 | TRANSCRIPT of Proceedings as to First Funding Corp II held on March 23, 2010 before Judge Alvin W. Thompson. Court Reporter: Corinna Thompson. Type of Hearing: Waiver of Indictment /Guilty Plea to Information. NOTICE RE REDACTION OF TRANSCRIPTS: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript will be made remotely electronically available to the public without redaction after 90 calendar days. The policy is located on our website at www.ctd.uscourts.gov. Redaction Request due 5/4/2010. Redacted Transcript Deadline set for 5/14/2010. Release of Transcript Restriction set for 7/12/2010. (Thompson, C.) (Entered: 04/13/2010) |
| 05/06/2010 | 9 | MOTION for Leave to Appear Pro Hac Vice for Attorneys: Sharon L. McCarthy and Christopher M. Ferguson. Filing Fee $25 each. Receipt Number H030838 and H030875, by First Funding Corp II. (Attachments: # 3 Affidavit of Service) (Ferguson, L.). Modified on 5/11/2010 to include second receipt number(Ferguson, L.). (Entered: 05/07/2010) |
| 05/07/2010 | 10 | Docket Entry Correction as to First Funding Corp II re 9 MOTION for Leave to Appear Pro Hac Vice for Attorneys: Sharon L. McCarthy and Christopher M. Ferguson. Filing Fee $25. Receipt Number H030838: modified to include Affidavit of Service (Ferguson, L.) (Entered: 05/07/2010) |
| 05/07/2010 | 11 | ORDER: The Motion for Admission Pro Hac Vice of Sharon L. McCarthy and Christopher M. Ferguson 9 , as to First Funding Corporation II, is hereby GRANTED, nunc pro tunc to March 23, 2010. It is so ordered. Signed by Judge Alvin W. Thompson on 5/7/10. (Smith, S.) (Entered: 05/07/2010) |
| 05/07/2010 | Attorney update in case as to First Funding Corp II. Attorney Sharon L. McCarthy for First Funding Corp II added. (Smith, D.) (Entered: 05/07/2010) | |
| 05/07/2010 | Attorney update in case as to First Funding Corp II. Attorney Christopher M Ferguson for First Funding Corp II added. (Smith, D.) (Entered: 05/07/2010) | |
| 05/07/2010 | Attorney update in case as to First Funding Corp II. (Smith, D.) (Entered: 05/07/2010) | |
| 05/11/2010 | 12 | ATTORNEY APPEARANCE: Sharon L. McCarthy appearing for First Funding Corp II (McCarthy, Sharon) (Entered: 05/11/2010) |
| 05/19/2010 | 13 | ATTORNEY APPEARANCE: Christopher M Ferguson appearing for First Funding Corp II (Ferguson, Christopher) (Entered: 05/19/2010) |
| 05/19/2010 | 14 | MOTION for Order Re: Adjournment of Sentencing by First Funding Corp II. (Ferguson, Christopher) (Entered: 05/19/2010) |
| 05/26/2010 | 15 | ORDER: The Motion for Adjournment of Sentencing 14 is hereby GRANTED, to August 4, 2010 at 4:00pm. It is so ordered. Signed by Judge Alvin W. Thompson on 5/25/10.(Smith, S.) (Entered: 05/26/2010) |
| 05/26/2010 | NOTICE OF E-FILED CALENDAR as to First Funding Corporation II: THIS IS THE ONLY NOTICE COUNSEL WILL RECEIVE. ALL PERSONS ENTERING THE COURTHOUSE MUST PRESENT PHOTO IDENTIFICATION. Sentencing is OVER to 8/4/2010 at 04:00 PM in the South Courtroom, 450 Main Street, Hartford, CT before Judge Alvin W. Thompson. Remember, the special assessment must be paid by the date of the sentencing. (Smith, S.) (Entered: 05/26/2010) | |
| 08/02/2010 | 16 | SENTENCING MEMORANDUM by USA as to First Funding Corp II (King, Anastasia) (Entered: 08/02/2010) |
| 08/04/2010 | 17 | Minute Entry for proceedings held before Judge Alvin W. Thompson:Sentencing as to First Funding Corp II held on 8/4/2010. 20 minutes(Court Reporter Corinna Thompson.)(Ferguson, L.) (Entered: 08/12/2010) |
| 08/05/2010 | Special Assessment Payment by First Funding Corp II in the amount of $400.00. Receipt #H031540. (S-D'Onofrio, B.) (Entered: 08/05/2010) | |
| 08/05/2010 | 18 | JUDGMENT as to First Funding Corp II (1), Count(s) 1, Defendant shall be placed on Probation for a total term of two years. Special Assessment of $400.00, which was paid on 8/4/10 (Receipt #H031540). Fine of $148,000.00, which was paid on 8/4/10 (Receipt #H031541). Restitution of $436,284.34, which was paid directly to the Internal Revenue Service. Signed by Judge Alvin W. Thompson on 8/5/10. (Ferguson, L.) (Entered: 08/12/2010) |
| 08/05/2010 | JUDICIAL
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are completely anonymous. https://ecf.ctd.uscourts.gov/cgi-bin/Dispatch.pl?crsurvey (Ferguson, L.) (Entered: 08/12/2010) | |
| 08/05/2010 | 19 | DUPLICATE ENTRY - JUDGMENT as to First Funding Corp II (1), Count(s) 1, Defendant shall be placed on Probation for a total term of two years. Special Assessment of $400.00, which was paid on 8/4/10 (Receipt #H031540). Fine of $148,000.00, which was paid on 8/4/10 (Receipt #H031541). Restitution of $436,284.34, which was paid directly to the Internal Revenue Service.. Signed by Judge Alvin W. Thompson on 8/5/10. (S-D'Onofrio, B.) Modified on 8/13/2010 (S-D'Onofrio, B.). (Entered: 08/13/2010) |