VICTIM

United States District Court
District of Massachusetts (Boston)
CRIMINAL DOCKET FOR CASE #: 1:12-cr-10206-RWZ All Defendants


Case title: USA v. Glaxosmithkline, LLC

Date Filed: 07/02/2012
Date Terminated: 07/10/2012

Assigned to: Judge Rya W. Zobel

Defendant (1)
Glaxosmithkline, LLC
TERMINATED: 07/10/2012
represented byGeoffrey E Hobart
Covington & Burling
1201 Pennsylvania Ave. NW
Washington, DC 20004-2401
202-662-6000
Email: ghobart@cov.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Matthew J. O'Connor
Covington & Burling LLP
1201 Pennsylvania Avenue, N.W.
Washington, DC 20004
202-662-5469
Fax: 202-778-5469
Email: moconnor@cov.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Thomas H Lee , II
Dochert LLP
1717 Arch Street
Philadelphia, PA 19103
215-994-2994
Fax: 215-655-2994
Email: thomas.lee@dechert.com
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
21:331(a), 333(a)(1), & 352(a)...DISTRIBUTION OF A MISBRANDED DRUG: FALSE AND MISLEADING
(1)
The defendant was sentenced to a fine of $159,768,000.
21:331(a), 333(a)(1), & 352(f)(1)...DISTRIBUTION OF A MISBRANDED DRUG: INADEQUATE DIRECTIONS FOR USE
(2)
The defendant was sentenced to a fine of $554,433,600.
21:331(e), 333(a)(1) & 355(k)(1)...FAILURE TO REPORT DATA TO FDA
(3)
The defendant was sentenced to a fine of $242,612,800. and forfeiture in the amount of $43,185,600 to be paid one week after sentencing; and a special assessment of $375.00.

Highest Offense Level (Opening)
Misdemeanor

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented bySara M. Bloom
United States Attorney's Office
John Joseph Moakley Federal Courthouse
1 Courthouse Way
Suite 9200
Boston, MA 02210
617-748-3265
Fax: 617-748-3971
Email: sara.bloom@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Susan G. Winkler
United States Attorney's Office
John Joseph Moakley Federal Courthouse
1 Courthouse Way
Suite 9200
Boston, MA 02210
617-748-3270
Fax: 617-748-3675
Email: susan.winkler@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher R. Donato
United States Attorney's Office
1 Courthouse Way
Suite 9200
Boston, MA 02210
617-748-3303
Fax: 617-748-3972
Email: chris.donato@USDOJ.GOV
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
07/02/2012INFORMATION (Misdemeanor) as to Glaxosmithkline, LLC (1) count(s) 1, 2, 3. (Attachments: # 1 JS45, # 2 Side Letter, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7, # 10 Exhibit 8)(Alves-Baptista, Antonia) (Entered: 07/02/2012)
07/02/2012 ELECTRONIC NOTICE of Case Assignment as to Glaxosmithkline, LLC; Judge Rya W. Zobel assigned to case. (Abaid, Kimberly) (Entered: 07/02/2012)
07/02/2012PLEA AGREEMENT as to Glaxosmithkline, LLC (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit F, # 6 Exhibit G, # 7 Exhibit H, # 8 Exhibit I, # 9 Exhibit J, # 10 Exhibit K)(Alves-Baptista, Antonia) (Entered: 07/02/2012)
07/02/2012 ELECTRONIC NOTICE OF HEARING as to Glaxosmithkline, LLC Plea and Sentence set for 7/5/2012 11:00 AM in Courtroom 12 before Judge Rya W. Zobel. (Johnson, Jay) (Entered: 07/02/2012)
07/02/2012NOTICE OF ATTORNEY APPEARANCE: Matthew J. O'Connor appearing for Glaxosmithkline, LLC. Type of Appearance: Retained. (O'Connor, Matthew) (Entered: 07/02/2012)
07/02/2012NOTICE OF ATTORNEY APPEARANCE: Thomas H Lee, II appearing for Glaxosmithkline, LLC. Type of Appearance: Retained. (Lee, Thomas) (Entered: 07/02/2012)
07/02/2012NOTICE OF ATTORNEY APPEARANCE: Geoffrey E Hobart appearing for Glaxosmithkline, LLC. Type of Appearance: Retained. (Hobart, Geoffrey) (Entered: 07/02/2012)
07/03/2012Assented to MOTION for Forfeiture of Property (Money Judgment) as to Glaxosmithkline, LLC by USA. (Attachments: # 1 Text of Proposed Order)(Winkler, Susan) (Entered: 07/03/2012)
07/03/2012Assented to MOTION For Alternative Victim Notification Procedures as to Glaxosmithkline, LLC by USA. (Winkler, Susan) (Entered: 07/03/2012)
07/03/2012CORPORATE DISCLOSURE STATEMENT as to Glaxosmithkline, LLC (O'Connor, Matthew) (Entered: 07/03/2012)
07/03/2012Assented to MOTION for Special Appearance to Allow Counsel to Enter Guilty Plea and Appear for the Imposition of the Sentence as to Glaxosmithkline, LLC. (Hobart, Geoffrey) (Entered: 07/03/2012)
07/03/201210  MOTION for Leave to Appear Pro Hac Vice by Nina M. Gussack Filing fee $ 100, receipt number 0101-4015384. as to Glaxosmithkline, LLC. (O'Connor, Matthew) (Entered: 07/03/2012)
07/03/201211  MOTION for Leave to Appear Pro Hac Vice by Sean P. Fahey Filing fee $ 100, receipt number 0101-4015461. as to Glaxosmithkline, LLC. (O'Connor, Matthew) (Entered: 07/03/2012)
07/05/2012 ELECTRONIC Clerk's Notes for proceedings held before Judge Rya W. Zobel:granting 6 Motion for Forfeiture of Property as to Glaxosmithkline, LLC (1); granting 7 Motion as to Glaxosmithkline, LLC (1); granting 9 Motion for Special Appearance as to Glaxosmithkline, LLC (1); Plea and Sentence Hearing held on 7/5/2012 Glaxosmithkline, LLC (1) Plea of guilty and sentencing on Count 1,2,3. Defendant sentenced: Glaxosmithkline, LLC (1), Count(s) 1, The defendant was sentenced to a fine of $159,768,000.; Count(s) 2, The defendant was sentenced to a fine of $554,433,600.; Count(s) 3, The defendant was sentenced to a fine of $242,612,800. and forfeiture in the amount of $43,185,600 to be paid one week after sentencing; and a special assessment of $375.00.. (Attorneys present: various. )Court Reporter Name and Contact or digital recording information: Catherine Handel (617-261-0555). (Urso, Lisa) (Entered: 07/10/2012)
07/05/2012 ELECTRONIC Clerk's Notes for proceedings held before Judge Rya W. Zobel:Initial Appearance as to Glaxosmithkline, LLC held on 7/5/2012 (Attorneys present: v. )Court Reporter Name and Contact or digital recording information: Catherine Handel (617-261-0555). (Urso, Lisa) (Entered: 07/10/2012)
07/10/201212 Transcript of Plea and Sentencing Hearing as to Glaxosmithkline, LLC held on July 5, 2012, before Judge Rya W. Zobel. Court Reporter Name and Contact Information: Catherine Handel at 617-261-0555 The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Redaction Request due 7/31/2012. Redacted Transcript Deadline set for 8/10/2012. Release of Transcript Restriction set for 10/9/2012. (Scalfani, Deborah) (Entered: 07/10/2012)
07/10/2012 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general-info.htm (Scalfani, Deborah) (Entered: 07/10/2012)
07/10/201213 Judge Rya W. Zobel: ORDER entered. JUDGMENT as to Glaxosmithkline, LLC (1), Count(s) 1, The defendant was sentenced to a fine of $159,768,000.; Count(s) 2, The defendant was sentenced to a fine of $554,433,600.; Count(s) 3, The defendant was sentenced to a fine of $242,612,800. and forfeiture in the amount of $43,185,600 to be paid one week after sentencing; and a special assessment of $375.00. (Urso, Lisa) (Entered: 07/11/2012)
07/13/2012 PAYMENT RECEIVED $ 956,814,400.00, receipt number 600002, received 07/10/2012 re 13 Judgment, as to Glaxosmithkline, LLC (Adam, Lucien) (Entered: 07/13/2012)
07/13/201214 NOTICE OF ATTORNEY APPEARANCE Christopher R. Donato appearing for USA. (Donato, Christopher) (Entered: 07/13/2012)
07/13/201215 SATISFACTION OF JUDGMENT as to Glaxosmithkline, LLC (Donato, Christopher) (Entered: 07/13/2012)
07/16/201216 Judge Rya W. Zobel: ORDER entered. ORDER DIRECTING FORFEITURE (Money Judgment) as to Glaxosmithkline, LLC. (Johnson, Jay) (Entered: 07/16/2012)