CLOSED, RELATE

U.S. District Court
California Northern District (Oakland)
CRIMINAL DOCKET FOR CASE #: 4:04-cr-00299-PJH-1


Case title: USA v. Infineon Technologies AG

Date Filed: 09/15/2004
Date Terminated: 10/20/2004

Assigned to: Hon. Phyllis J. Hamilton

Defendant (1)
Infineon Technologies AG
TERMINATED: 10/21/2004
represented byJames Mutchnik
Kirkland & Ellis
200 E. Randolph Drive
Chicago, IL 60601
312-861-2000
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
15:1 price fixing
(1)
million fine; special assessment

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byNathanael M. Cousins
United States Attorney's Office
Northern District of California
150 Almaden Boulevard
Suite 900
San Jose, CA 95113
408-535-0931
Fax: 408-535-5066
Email: nat.cousins@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

May Lee Heye
United States Department of Justice
Antitrust Division
450 Golden Gate Ave.
Room 10-0101, Box 36046
San Francisco, CA 94102
415-436-6660
Fax: (415) 436-6687
Email: may.heye@usdoj.gov
ATTORNEY TO BE NOTICED

Niall Edmund Lynch
U.S. Department of Justice
Antitrust Division
450 Golden Gate Avenue
Box 36046, Room 10-0101
San Francisco, CA 94102
415-436-6660
Fax: 415-436-6687
Email: Niall.Lynch@USDOJ.GOV
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
09/15/2004INFORMATION as to Infineon Technologies AG (1) count(s) 1. (vlk, COURT STAFF) (Filed on 9/15/2004) (Entered: 09/15/2004)
09/16/2004NOTICE of Related Case by Infineon Technologies AG (vlk, COURT STAFF) (Filed on 9/16/2004) (Entered: 09/17/2004)
09/21/2004 MOTION For Admission of Attorney Pro Hac vice (James H. Mutchnik; filing fee paid) by Infineon Technologies AG. (vlk, COURT STAFF) (Filed on 9/21/2004) (Entered: 09/23/2004)
09/24/2004ORDER granting 3 Motion as to Infineon Technologies AG (1). Signed by Judge Charles R. Breyer on 9/24/04. (vlk, COURT STAFF) (Entered: 10/13/2004)
10/01/2004ORDER RELATING CASE. Case reassigned to Judge Phyllis J. Hamilton for all further proceedings. Judge Charles R. Breyer no longer assigned to case . Signed by Judge Phyllis J. Hamilton on 10/1/04. (vlk, COURT STAFF) (Filed on 10/1/2004) (Entered: 10/07/2004)
10/05/2004NOTICE of Entry of Order by Infineon Technologies AG re Order For Admission of Attorney Pro Hac vice (vlk, COURT STAFF) (Filed on 10/5/2004) (Entered: 10/06/2004)
10/05/2004  Attorney update in case as to Infineon Technologies AG. Attorney James Mutchnik for Infineon Technologies AG added. (Entered: 10/06/2004)
10/07/2004Letter as to Infineon Technologies AG by Niall Lynch re: intitial appearance, entry of plea hearing and arraignment (vlk, COURT STAFF) (Filed on 10/7/2004) (Entered: 10/08/2004)
10/07/2004  Set/Reset Hearings as to Infineon Technologies AG : Arraignment set for 10/20/2004 09:30 AM before Hon. Joseph C. Spero. Change of Plea Hearing set for 10/20/2004 09:30 AM before Hon. Joseph C. Spero. Initial Appearance set for 10/20/2004 09:30 AM before Hon. Joseph C. Spero. (Entered: 10/08/2004)
10/07/2004Letter as to Infineon Technologies AG by Niall Lynch dated 10/7/2004 re: change of plea and expedited sentencing (vlk, COURT STAFF) (Filed on 10/7/2004) (Entered: 10/08/2004)
10/07/2004  Set/Reset Hearings as to Infineon Technologies AG : Change of Plea Hearing set for 10/20/2004 02:30 PM before Hon. Phyllis J. Hamilton. Sentencing set for 10/20/2004 02:30 PM before Hon. Phyllis J. Hamilton. (Entered: 10/08/2004)
10/12/2004Joint SENTENCING MEMORANDUM and request for expedited hearing by USA as to Infineon Technologies AG (vlk, COURT STAFF) (Filed on 10/12/2004) (Entered: 10/13/2004)
10/13/200410 STIPULATION AND ORDER for expedited sentencing . Signed by Judge Phyllis J. Hamilton on 10/13/04. (vlk, COURT STAFF) (Filed on 10/13/2004) (Entered: 10/14/2004)
10/20/200411 Minute Entry for proceedings held before Judge Joseph C. Spero :Arraignment as to Infineon Technologies AG (1) Count 1 held on 10/20/2004, Initial Appearance as to Infineon Technologies AG held on 10/20/2004 Plea and Sentence set for 10/20/2004 02:30 PM before Hon. Phyllis J. Hamilton. (Tape #12:21-12:24.) (vlk, COURT STAFF) (Filed on 10/20/2004) (Entered: 10/21/2004)
10/20/200412 Minute Entry for proceedings held before Judge Phyllis J. Hamilton :Plea and Sentence Hearing held on 10/20/2004 for Infineon Technologies AG (1), Count(s) 1, $160 million fine; $400 special assessment. (Court Reporter Jeanne Bishop.) (vlk, COURT STAFF) (Filed on 10/20/2004) (Entered: 10/21/2004)
10/20/200413 WAIVER OF INDICTMENT by Infineon Technologies AG (vlk, COURT STAFF) (Filed on 10/20/2004) (Entered: 10/21/2004)
10/20/200414 PLEA AGREEMENT as to Infineon Technologies AG (vlk, COURT STAFF) (Filed on 10/20/2004) (Entered: 10/21/2004)
10/20/2004  Sentencing held on 10/20/2004 for Infineon Technologies AG (1), Count(s) 1, $160 million fine; $400 special assessment. (vlk, COURT STAFF) (Filed on 10/20/2004) (Entered: 10/28/2004)
10/21/200415 JUDGMENT as to Infineon Technologies AG (1), Count(s) 1, $160 million fine; $400 special assessment . Signed by Judge Phyllis J. Hamilton on 10/21/04. (vlk, COURT STAFF) (Filed on 10/21/2004) (Entered: 10/25/2004)
11/05/200416 $400 special assessment paid in full on 10/29/04 (vlk, COURT STAFF) (Filed on 11/5/2004) (Entered: 11/08/2004)
12/02/200417 NOTICE of Related Case to Case No. M 02-1486 PJH and CR 04-397 SI as to Infineon Technologies AG (vlk, COURT STAFF) (Filed on 12/2/2004) (Entered: 12/07/2004)
02/22/200518 Administrative MOTION to Consider Whether cases Should be Related by Infineon Technologies AG. (vlk, COURT STAFF) (Filed on 2/22/2005) (Entered: 02/24/2005)
02/22/200519 Declaration of Mia Mazza in Support of 18 MOTION to Consider Whether cases Should be Related (vlk, COURT STAFF) (Filed on 2/22/2005) (Entered: 02/24/2005)
02/22/200520 Certificate of Service by Infineon Technologies AG re 19 Declaration in Support, 18 MOTION to Consider Whether cases Should be Related (vlk, COURT STAFF) (Filed on 2/22/2005) (Entered: 02/24/2005)
05/02/200521 ORDER Relating Case to CR 04-397 and CR 05-249 as to Infineon Technologies AG . Signed by Judge Phyllis J. Hamilton on 5/2/05. (vlk, COURT STAFF) (Filed on 5/2/2005) (Entered: 05/03/2005)
02/06/200622Notice of Related Case by USA as to Infineon Technologies AG (Lee, May) (Filed on 2/6/2006) (Entered: 02/06/2006)
02/07/200623 ORDER ON STIPULATED NOTICE OF RELATED CASE IN A CRIMINAL ACTION as to Infineon Technologies AG . Signed by Judge Phyllis J. Hamilton on 2/7/06. (vlk, COURT STAFF) (Filed on 2/7/2006) (Entered: 02/08/2006)
03/02/200624 ORDER RELATING CASES. . Signed by Judge Phyllis J. Hamilton on 3/2/06. (vlk, COURT STAFF) (Filed on 3/2/2006) (Entered: 03/03/2006)
03/24/200625Notice of Related Case (Stipulated) and [PROPOSED] ORDER including Certificate of Service by USA as to Infineon Technologies AG (Lynch, Niall) (Filed on 3/24/2006) (Entered: 03/24/2006)
03/24/200626 STIPULATED ORDER Relating Cases as to Infineon Technologies AG . Signed by Judge Phyllis J. Hamilton on 3/28/06. (vlk, COURT STAFF) (Filed on 3/24/2006) (Entered: 03/30/2006)
10/06/200627Notice of Related Case as to CR 06-0635 by USA as to Infineon Technologies AG (Lynch, Niall) (Filed on 10/6/2006) (Entered: 10/06/2006)
10/10/200628 ORDER Relating Cases as to Infineon Technologies AG . Signed by Judge Phyllis J. Hamilton on 10/10/06. (vlk, COURT STAFF) (Filed on 10/10/2006) (Entered: 10/11/2006)
11/28/200629Notice of Related Case [Stipulated] and (Proposed) Order and a Certificate of Service by USA as to Infineon Technologies AG (Lynch, Niall) (Filed on 11/28/2006) (Entered: 11/28/2006)
11/28/200630Certificate of Service by USA as to Infineon Technologies AG re 29 Notice of Related Case "CORRECTED" (Lynch, Niall) (Filed on 11/28/2006) (Entered: 11/28/2006)
12/01/200631STIPULATION AND ORDER RELATING CASE IN A CRIMINAL ACTION. CR-04-299 PJH AND CR-06-752 SI ARE RELATED as to Infineon Technologies AG re 1 Proof of Service) (nah, COURT STAFF) (Filed on 12/1/2006) (Entered: 12/01/2006)
01/03/200732Notice of Related Case [STIPULATED] and attached Certificate of Service by USA as to Infineon Technologies AG (Lynch, Niall) (Filed on 1/3/2007) (Entered: 01/03/2007)
01/03/200733Proposed Order re 32 Notice of Related Case by USA as to Infineon Technologies AG (Lynch, Niall) (Filed on 1/3/2007) (Entered: 01/03/2007)
01/08/200734ORDER RELATING CASE: CR-06-819 MMC and CR-04-299 PJH ARE RELATED as to Infineon Technologies AG re 32 Notice of Related Case filed by USA. Signed by Judge Phyllis J. Hamilton on 1/8/07. (nah, COURT STAFF) (Filed on 1/8/2007) (Entered: 01/08/2007)
10/26/200935PAYMENT RECORD CARD: payment of fine in the amount of $160,000,000.00 + $8,602,176.00 interest paid on 10/23/09 on behalf of Infineon Technologies AG. (kc, COURT STAFF) (Filed on 10/26/2009) (Entered: 10/27/2009)