CAT A, CLOSED

U.S. District Court
District of Columbia (Washington, DC)
CRIMINAL DOCKET FOR CASE #: 1:10-cr-00061-ESH-1


Case title: USA v. INNOSPEC INC.

Date Filed: 03/17/2010

Assigned to: Judge Ellen S. Huvelle

Defendant (1)
INNOSPEC INC. represented byLaurence Allan Urgenson
KIRKLAND & ELLIS LLP
655 15th Street, NW
Suite 1200
Washington, DC 20005
(202) 879-5145
Email: lurgenson@kirkland.com
ATTORNEY TO BE NOTICED
Designation: Retained

Peter A. Farrell
KIRKLAND & ELLIS LLP
655 15th Street, NW
Suite 1200
Washington, DC 20005
202-879-5959
Email: peter.farrell@kirkland.com
ATTORNEY TO BE NOTICED

Pending Counts

Disposition
18:371; CONSPIRACY TO DEFRAUD THE UNITED STATES; Conspiracy
(1)
Defendant sentenced to Sixty (60) Months of Probation to run concurrent with all counts; Fine of $14,100,000.00 and Special Assessment totaling $4,800.00 imposed
18:1343 and 2; FRAUD BY WIRE, RADIO, OR TELEVISION; Wire Fraud and Aiding and Abetting
(2-6)
Defendant sentenced to Sixty (60) Months of Probation to run concurrent with all counts; Fine of $14,100,000.00 and Special Assessment totaling $4,800.00 imposed
15:78dd-1 and 18:2; FOREIGN SECURITIES EXCHANGES; Foreign Corrupt Practices Act and Aiding and Abetting
(7-11)
Defendant sentenced to Sixty (60) Months of Probation to run concurrent with all counts; Fine of $14,100,000.00 and Special Assessment totaling $4,800.00 imposed
15:78m and 18:2; PERIODICAL AND OTHER REPORTS; Foreign Corrupt Practices Act and Aiding and Abetting
(12)
Defendant sentenced to Sixty (60) Months of Probation to run concurrent with all counts; Fine of $14,100,000.00 and Special Assessment totaling $4,800.00 imposed

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byKathleen M. Hamann
U.S. DEPARTMENT OF JUSTICE
Criminial Division
1400 New York Avenue, NW
Suite 4100
Washington, DC 20005
(202) 305-7413
Email: kathleen.hamann@usdoj.gov
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
03/17/20101INFORMATION as to INNOSPEC INC. (1) on Counts 1, 2-6, 7-11 and 12. (tnr, ) (Entered: 03/18/2010)
03/18/2010  Minute Entry for proceedings held before Judge Ellen S. Huvelle:Arraignment as to INNOSPEC INC. (1) on Counts 1,2-6,7-11 and 12 held on 3/18/2010, plea of guilty entered as to all counts. Presentence Report waived. (Court Reporter: Lisa Griffith; Defense Attorney: Laurence Urgenson; US Attorney: Kathleen M. Hamann; Prob Officer: Kathy McGill) (tnr, ) (Entered: 03/19/2010)
03/18/2010  Minute Entry for proceedings held before Judge Ellen S. Huvelle:Sentencing held on 3/18/2010 as to INNOSPEC INC. (1) Counts 1-12: Defendant sentenced to Sixty (60) Months of Probation to run concurrent with all counts; Fine of $14,100,000.00 and Special Assessment totaling $4,800.00 imposed. Bond Status of Defendant: Defendant is a corporation; placed on Probation. (Court Reporter: Lisa Griffith; Defense Attorney: Laurence Urgenson; US Attorney: Kathleen M. Hamann; Prob Officer: Kathy McGill) (tnr, ) (Entered: 03/19/2010)
03/18/20102WAIVER of Right to Trial by Jury as to INNOSPEC INC. approved by Judge Ellen S. Huvelle on 3/18/10. (tnr, ) (Entered: 03/19/2010)
03/18/20103WAIVER OF INDICTMENT by INNOSPEC INC. signed by Judge Ellen S. Huvelle on 3/18/10. (tnr, ) (Entered: 03/19/2010)
03/18/201044 Corporate Compliance Monitor)(tnr, ) (Entered: 03/19/2010)
03/18/201051 Redacted Affidavit)(tnr, ) (Entered: 03/19/2010)
03/30/20106JUDGMENT as to INNOSPEC INC. Statement of Reasons Not Included signed by Judge Ellen S. Huvelle on 3/29/10. (tnr, ) (Entered: 04/01/2010)
03/30/20107STATEMENT OF REASONS as to INNOSPEC INC re 6 Judgment; Not for public disclosure per Judicial Conference Policy signed by Judge Ellen S. Huvelle on 3/29/10. (tnr, ) (Entered: 04/01/2010)
04/14/2010  NOTICE of Receipt of $3,100,000.00 as to INNOSPEC INC. towards the fine obligation; Receipt No. 10461600071. (tnr, ) (Entered: 04/20/2010)
04/23/20108Joint MOTION pursuant to Rule 36 to Correct a Clerical Error by INNOSPEC INC. (tnr, ) (Entered: 04/27/2010)
04/29/20109ORDER amending Judgment and Commitment as to INNOSPEC INC.. Signed by Judge Ellen S. Huvelle on 4/29/10. (gdf) (Entered: 04/29/2010)
09/03/201010 MOTION pursuant to Rule 36 to Correct a Clerical Error by INNOSPEC INC.. (Attachments: # 1 Exhibit A)(Urgenson, Laurence Allan) Modified on 9/3/2010 (mlp) (Entered: 09/03/2010)
09/03/2010  NOTICE OF CORRECTED DOCKET ENTRY: as to INNOSPEC INC. re 10 MOTION pursuant to Rule 36 to Correct a Clerical Error was modified by the clerk to indicate the attorney of record entered the document on the docket sheet. (mlp) (Entered: 09/03/2010)
09/08/201011ORDER granting 10 Motion pursuant to Rule 36 to Correct Clerical Error as to INNOSPEC INC. (1). Signed by Judge Ellen S. Huvelle on 09/08/10. (gdf) (Entered: 09/09/2010)
09/14/2010  NOTICE that the Court is in receipt of a wire transfer in the amount of $2,500,000.00 towards the fine obligation as to INNOSPEC INC.; Receipt No.: CQ10461600127. (tnr, ) (Entered: 09/17/2010)
12/10/2010  NOTICE that the Court is in receipt of a wire transfer in the amount of $1,000,000.00 towards the fine obligation imposed as to INNOSPEC INC.; receipt no. CQ11461600022. (tnr, ) (Entered: 12/16/2010)