CLOSED

U.S. District Court
United States District Court for the District of Connecticut (New Haven)
CRIMINAL DOCKET FOR CASE #: 3:01-cr-00083-PCD-1


Case title: USA v. Kaydon Corporation

Date Filed: 04/10/2001
Date Terminated: 04/10/2001

Assigned to: Judge Peter C. Dorsey

Defendant (1)
Kaydon Corporation
TERMINATED: 04/10/2001
represented byAlfred U. Pavlis
Finn Dixon & Herling
177 Broad St., 15th Fl.
Stamford, CT 06901-2048
203-325-5000
Fax: 203-325-5001
Email: apavlis@fdh.com
TERMINATED: 04/10/2001
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Erik L. Kitchen
Steptoe & Johnson
1330 Connecticut Ave., N.W.
Washington, DC 20036-1795
202-429-3000
Fax: 202-429-3902
Email: ekitchen@steptoe.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Mark J. Hulkower
Steptoe & Johnson
1330 Connecticut Ave., N.W.
Washington, DC 20036-1795
202-429-3000
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:1001.F STATEMENTS OR ENTRIES GENERALLY- willfully making a materially false statement
(1-2)
Defendant Corporation shall pay a fine of $500,000.00 for each Count ( 1&2) for a total of $1,000,000.00 to be paid to the government on or before 4/13/01. Special Assessment of $200.00, for each count 1 & 2 for a total of $400.00 which shall be due on or before 4/13/01.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byChristopher W. Schmeisser
U.S. Attorney's Office-NH
157 Church St., 23rd floor
New Haven, CT 06510
203-821-3754
Fax: 203-773-5376
Email: Christopher.Schmeisser@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
04/10/2001Initial presentment held as to Kaydon Corporation Defendant informed of rights. ( PCD) (Moore, P.) (Entered: 04/16/2001)
04/10/2001INFORMATION filed in open Court as to Kaydon Corporation (1) count(s) 1-2 (Moore, P.) (Entered: 04/16/2001)
04/10/2001WAIVER OF INDICTMENT executed in open court by Kaydon Corporation (Moore, P.) (Entered: 04/16/2001)
04/10/2001  PLEA entered by Kaydon Corporation . PLEA of GUILTY: Kaydon Corporation (1) count(s) 1-2 Sentencing set for 4/10/01 for Kaydon Corporation Court accepts plea. ( PCD) (Moore, P.) (Entered: 04/16/2001)
04/10/2001Plea Agreement Letter as to Kaydon Corporation (Moore, P.) (Entered: 04/16/2001)
04/10/2001Sentencing held Kaydon Corporation (1) count(s) 1-2. Defendant waives pre-sentence report ( PCD) (Moore, P.) (Entered: 04/16/2001)
04/10/2001Appearance for Kaydon Corporation by Attorney Alfred U. Pavlis (Moore, P.) (Entered: 04/16/2001)
04/10/2001MOTION by Kaydon Corporation for Mark J. Hulkower and Erik L. Kitchen to Appear Pro Hac Vice (Moore, P.) (Entered: 04/16/2001)
04/11/2001JUDGMENT as to Kaydon Corporation (1) count(s) 1-2. Defendant Corporation shall pay a fine of $500,000.00 for each Count ( 1&2) for a total of $1,000,000.00 to be paid to the government on or before 4/13/01. Special Assessment of $200.00, for each count 1 & 2 for a total of $400.00 which shall be due on or before 4/13/01. ( Signed by Judge Peter C. Dorsey ) (Moore, P.) (Entered: 04/16/2001)
04/12/2001  SPECIAL ASSESSMENT in the amount of $ 400.00 paid in full as to Kaydon Corporation . Receipt # N003235 (Carfora, C.) (Entered: 04/20/2001)
04/12/2001  FINE in the amount of $ 1,000,000.00 paid in full as to Kaydon Corporation . Receipt # N003235 (Carfora, C.) (Entered: 04/20/2001)
04/16/2001  ENDORSEMENT as to Kaydon Corporation granting [8-1] motion for Mark J. Hulkower and Erik L. Kitchen to Appear Pro Hac Vice as to Kaydon Corporation (1) ( Signed by Clerk ) (Moore, P.) (Entered: 04/16/2001)
09/25/2001Acknowledged Receipt of Government's Exhibit 1 as to Kaydon Corporation (Jefferson, V.) (Entered: 09/26/2001)