U.S. District Court
SOUTHERN DISTRICT OF TEXAS (Houston)
CRIMINAL DOCKET FOR CASE #: 4:09-cr-00071-1


Case title: USA v. Kellogg Brown & Root LLC

Date Filed: 02/06/2009
Date Terminated: 02/12/2009

Assigned to: Judge Keith P Ellison

Defendant (1)
Kellogg Brown & Root LLC
TERMINATED: 02/12/2009
represented byWilliam F Pendergast
875 15th Street N W
Washington, DC 20005
202- 551-1865
Fax: 202-551-0265
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
CONSPIRACY TO VIOLATE THE FOREIGN CORRUPT PRACTICES ACT
(1)
Kellogg Brown & Root LLC (1), Count(s) 1, 2-5, Kellogg Brown and Root LLC are placed on unsupervised probation for a term of 3 Years as to Counts 1-5; $402,000,000 fine; and $2000 SA; All the conditions of release and the payment set for in the plea agreement are ordered.
FOREIGN CORRUPT PRACTICES ACT
(2-5)
Kellogg Brown & Root LLC (1), Count(s) 1, 2-5, Kellogg Brown and Root LLC are placed on unsupervised probation for a term of 3 Years as to Counts 1-5; $402,000,000 fine; and $2000 SA; All the conditions of release and the payment set for in the plea agreement are ordered.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byWilliam J Stuckwisch
USDOJ/Fraud Section/Criminal Division
1400 New York Ave
Rm 3428
Washington, DC 20530
202-353-2393
Email: william.stuckwisch@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Financial Litigation
U S Attorney's Office
Southern District of Texas
P O Box 61129
Houston, TX 77208
713-567-9000
Fax: 713-718-3391 fax
Email: flu.usatxs-@usdoj.gov
ATTORNEY TO BE NOTICED
Designation: Retained

US Marshal - H
515 Rusk
10th Floor
Houston, TX 77002
713-718-4800
Fax: 713-718-4848
ATTORNEY TO BE NOTICED
Designation: Retained

US Pretrial Svcs - H
515 Rusk
6th Floor
Houston, TX 77002
713-250-5218
Fax: 713-250-5666
ATTORNEY TO BE NOTICED
Designation: Retained

US Probation - H
515 Rusk
2nd Floor
Houston, TX 77002
713-250-5266
Fax: INS_prob1
ATTORNEY TO BE NOTICED
Designation: Retained

Date Filed #Docket Text
02/06/20091INFORMATION as to Kellogg Brown & Root LLC (1) count(s) 1, 2-5, filed. (smurdock, ) (Entered: 02/06/2009)
02/06/20092US Attys Criminal Docket Sheet as to Kellogg Brown & Root LLC, filed.(smurdock, ) (Entered: 02/06/2009)
02/06/20093Notice of Related Case and MOTION to Transfer to to the Docket of the Honorable Judge Keith P Ellison by USA as to Kellogg Brown & Root LLC, filed. (Attachments: # 1 Proposed Order)(smurdock, ) (Entered: 02/06/2009)
02/06/20094Joint MOTION to Waive Presentence Investigation by Kellogg Brown & Root LLC, USA as to Kellogg Brown & Root LLC, filed. (smurdock, ) (Entered: 02/06/2009)
02/09/20095ORDER for Issuance of Summons as to Kellogg Brown & Root LLC.(Signed by Magistrate Judge Calvin Botley) Parties notified. (ltien, ) (ltien, ). (Entered: 02/09/2009)
02/09/20096ORDER TRANSFERRING CASE. Case reassigned to Judge Keith P Ellison for all further proceedings. Judge Vanessa D Gilmore no longer assigned to case as to Kellogg Brown & Root LLC.(Signed by Judge Vanessa D Gilmore) Parties notified. (espencer, ) (Entered: 02/10/2009)
02/10/20097NOTICE OF SETTING as to Kellogg Brown & Root LLC. Initial Appearance and Arraignment set for 2/11/2009 at 10:30 AM in Courtroom 3A before Judge Keith P Ellison, filed. (svaught) (Entered: 02/10/2009)
02/11/2009  Minute Entry for proceedings held before Judge Keith P Ellison: INITIAL APPEARANCE as to Kellogg Brown & Root LLC, (Deft informed of rights) held on 2/11/2009. Bond Set Bond Defendant requests appointed counsel No Financial Affidavit executed No Order appointing Federal Public Defender No Order of Temporary Detention Pending Hearing No. 4 MOTION for Waiver Presentence Investigation, Sentencing held on 2/11/2009 for Kellogg Brown & Root LLC (1), Count(s) 1, Kellogg Brown & Root LLC (1), Count(s) 1, 2-5, Kellogg Brown and Root LLC are placed on unsupervised probation for a term of 3 Years as to Counts 1-5; $402,000,000 fine; and $2000 SA; All the conditions of release and the payment set for in the plea agreement are ordered.; Count(s) 2-5, Kellogg Brown & Root LLC (1), Count(s) 1, 2-5, Kellogg Brown and Root LLC are placed on unsupervised probation for a term of 3 Years as to Counts 1-5; $402,000,000 fine; and $2000 SA; All the conditions of release and the payment set for in the plea agreement are ordered. 4 MOTION for Waiver Presentence Investigation, RE-ARRAIGNMENT held on 2/11/2009. Kellogg Brown & Root LLC (1) Count 1,2-5. Plea agreement attached. Plea Agrement includes waiver of right to appeal. GRANTING 4 MOTION for Waiver Presentence Investigation; GRANTING Motion for Pro Hac Vice. The Court executed the waiver of Indictment. Appearances: William F Pendergast, William J Stuckwisch, US Marshal - H, US Probation - H.(Court Reporter: Manley) Deft continued on Bond, filed.(svaught) (Entered: 02/11/2009)
02/11/20098 MOTION for William F. Pendergast to Appear Pro Hac Vice by Kellogg Brown & Root LLC, filed. (csonnier, ) (Entered: 02/11/2009)
02/11/20099Order GRANTING 8 Motion to Appear Pro Hac Vice for William F. Pendergast as to Kellogg Brown & Root LLC (1).(Signed by Judge Keith P Ellison.) Parties notified.(csonnier, ) (Entered: 02/11/2009)
02/11/200910SENTENCE DATA SHEET by USA as to Kellogg Brown & Root LLC, filed.(csonnier, ) (Entered: 02/11/2009)
02/11/200911WAIVER OF INDICTMENT by Kellogg Brown & Root LLC, filed.(csonnier, ) (Entered: 02/11/2009)
02/11/200912PLEA AGREEMENT as to Kellogg Brown & Root LLC, filed. (csonnier, ) (Entered: 02/11/2009)
02/12/200913JUDGMENT as to Kellogg Brown & Root LLC.(Signed by Judge Keith P Ellison) Parties notified. (jdav, ) (Entered: 02/12/2009)
02/12/200914Statement of Reasons (Sealed) as to Kellogg Brown & Root LLC, filed. (Entered: 02/12/2009)
03/24/200916TRANSCRIPT as to Kellogg Brown & Root LLC re: arraignment/sentencing held on Feb. 11, 2009 before Judge Keith P Ellison.Court Reporter/Transcriber Anita Manley. Release of Transcript Restriction set for 6/22/2009., filed. (amanley, ) (Entered: 03/24/2009)
03/25/200917Notice of Filing of Official Transcript as to 16 Transcript. Party notified, filed. (dhansen, ) (Entered: 03/25/2009)
03/31/2009  FINE payment received by Wire for Kellogg Brown & Root LLC paid by KELLOG & BROWN, LLC, receipt number 4-600408 for $47,500,000.00, filed. (ejones, ) (Entered: 04/02/2009)
04/03/200918 FINE PAYMENT RECEIVED FROM KELLOGG BROWN & ROOT LLC IN THE AMOUNT OF $2,500,000.00 BY WIRE as to Kellogg Brown & Root LLC:, filed. (agould, ) (Entered: 04/03/2009)
06/30/2009  FINE payment received for Kellogg Brown & Root LLC paid by HALLIBURTON, receipt number 602930 for $47,500,000.00, filed. (agould, ) (Entered: 07/01/2009)
07/02/2009  RECEIPT NUMBER 4-603020, 7/2/09 WIRED FINE PMT FROM Kellogg Brown & Root LLCM, $ 2,500,000.00. FEDWIRE ID 2415309., filed. (ejones, ) (Entered: 07/02/2009)
09/30/2009  FINE PAYMENT RECEIVED VIA WIRE FROM HALLIBURTON, $47,500,000.00 on 9/30/2009 as to Kellogg Brown & Root LLC,, filed. (agould, ) (Entered: 10/01/2009)
10/02/2009  FINE PAYMENT RECEIVED FROM KELLOGG BROWN & ROOT LLC IN THE AMOUNT OF $2,500,000.00 BY WIRE as to Kellogg Brown & Root LLC, receipt # 605442, filed. (jholguin, ) (Entered: 10/02/2009)
03/31/2010  Fine payment received via wire from Halliburton, receipt number 610167 for $47,500,000.00, filed. (knguyen, ) (Entered: 04/02/2010)
04/02/2010  FINE payment received, BY WIRE, for Kellogg Brown & Root LLC paid by KELLOGG BROWN & ROOT, receipt number 610242 for $2,500,000.00, filed. (agould, ) (Entered: 04/02/2010)
06/30/2010  FINE PAYMENT RECEIVED VIA WIRE FROM HALLIBURTON $ 47,500,000.00 6/30/2010 as to Kellogg Brown & Root LLC:, filed. (ejones, ) (Entered: 06/30/2010)
07/02/2010  Fine payment received by Wire, for Kellogg Brown and Root LLC paid by KELLOGG BROWN AND ROOT, Receipt number HOU002486 FOR $2,500,000.00 as to Kellogg Brown & Root LLC:, filed. (ejones, ) (Entered: 07/02/2010)
09/30/2010  FINE payment received VIA WIRE FROM Halliburton, receipt number HOU 005375 for $47,500,000.00, filed. (agould, ) (Entered: 09/30/2010)
10/04/2010  Fine payment received via wire from KBR LLC, receipt number HOU005441 for $2,500,000.00, filed. (knguyen, ) (Entered: 10/04/2010)