CLOSED

U.S. District Court
Northern District of Alabama (Southern)
CRIMINAL DOCKET FOR CASE #: 2:02-cr-00300-CLS-JEO All Defendants


Case title: USA v. Koppers Industries

Date Filed: 06/26/2002
Date Terminated: 12/16/2002

Assigned to: Judge C Lynwood Smith, Jr
Referred to: Magistrate-Judge John E Ott

Defendant (1)
Koppers Industries, Inc
TERMINATED: 12/16/2002
represented byDavid T Buente , Jr
SIDLEY AUSTIN BROWN & WOOD
1501 K Street, NW
Washington, DC 20005
1-202-736-8000
Fax: 1-202-736-8711 fax
TERMINATED: 12/16/2002
ATTORNEY TO BE NOTICED

Fournier J Gale , III
MAYNARD COOPER & GALE PC
AmSouth Harbert Plaza, Suite 2400
1901 6th Avenue North
Birmingham, AL 35203-2618
254-1000
Fax: 254-1999
Email: bgale@maynardcooper.com
TERMINATED: 12/16/2002
ATTORNEY TO BE NOTICED

Jeffrey T Green
SIDLEY AUSTIN BROWN & WOOD
1501 K Street, NW
Washington, DC 20005
1-202-736-8000
Fax: 1-202-736-8711 fax
TERMINATED: 12/16/2002
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
33:1319(c)(2)(A) and 18:2 ENFORCEMENT - CRIMINAL PENALTIES - Aid and Abet
(1)
Prob 36 mos; fine $2,100,000.00; restitution due
42:7413(c)(1) and 18:2 FEDERAL ENFORCEMENT PROCEDURES, PENALTY - Aid and Abet
(2)
Prob 36 mos; fine $2,100,000.00; restitution due
33:1319(c)(4) and 18:2 ENFORCEMENT - CRIMINAL PENALTIES - Aid and Abet
(3)
Prob 36 mos; fine $2,100,000.00; restitution due

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
United States of America
TERMINATED: 12/16/2002
represented byAlice H Martin, US Attorney
US ATTORNEY'S OFFICE
1801 4th Avenue North
Birmingham, AL 35203-2101
244-2001
Email: usa-aln-ecf-usa@usdoj.gov
TERMINATED: 12/16/2002
ATTORNEY TO BE NOTICED

US Marshal
UNITED STATES MARSHAL'S OFFICE
Hugo Black Federal Courthouse, Room 240
1729 5th Avenue North
Birmingham, AL 35203
205-731-1712
Email: usms-aln-courts@usdoj.gov
TERMINATED: 12/16/2002
ATTORNEY TO BE NOTICED

US Probation
UNITED STATES PROBATION OFFICE
Robert Vance Bldg.
1800 5th Avenue North
Birmingham, AL 35203
716-2900
Email: alnpdb_cmecf@alnp.uscourts.gov
TERMINATED: 12/16/2002
ATTORNEY TO BE NOTICED

Marty Woelfle
US DEPARTMENT OF JUSTICE-ENVIRONMENT & NATURAL RESOURCES
Environmental Crimes Section
PO Box 23985
Washington, DC 20026
1-202-305-0294
TERMINATED: 12/16/2002
ATTORNEY TO BE NOTICED

Richard E Glaze
US ENVIRONMENTAL PROTECTION AGENCY
Office of Regional Counsel, Region IV
61 Forsyth Street SW
Atlanta, GA 30303
404-562-9554
Fax: 404-562-9664
Email: glaze.richard@epa.gov
TERMINATED: 12/16/2002
ATTORNEY TO BE NOTICED

Robert O Posey
US ATTORNEY'S OFFICE
1801 4th Avenue North
Birmingham, AL 35203-2101
244-2001
Email: robert.posey@usdoj.gov
TERMINATED: 12/16/2002
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
06/26/20021INFORMATION (referred to Magistrate-Judge John E. Ott ) filed by USA Koppers Industries (1) count(s) 1, 2, 3 (YMB) (Entered: 06/28/2002)
06/26/2002  Address: c/o David Buente, Esq., Sidley, Austin, Brown & Wood, LLP, 1501 K Street NW, Washington, DC 20005 (YMB) (Entered: 06/28/2002)
06/26/2002  Docket Modification (Utility) LU (YMB) (Entered: 06/28/2002)
06/28/20022NOTICE OF ARRAIGNMENT ; set for 9:30 7/11/02 for Koppers Industries issued cm (YMB) (Entered: 06/28/2002)
07/11/20023NOTICE OF ARRAIGNMENT ; set for 9:30 7/18/02 for Koppers Industries issued cm (YMB) (Entered: 07/11/2002)
07/22/20024APPEARANCE for defendant Koppers Industries by Attorney Fournier J Gale III filed (Former Employee) (Entered: 07/23/2002)
07/22/20025MOTION for atty David T. Buente, Jr. and atty Jeffrey T. Green to appear pro hac vice by dft Koppers Industries w/exhibits attached filed cs fx CLS dl JEO (Former Employee) Modified on 07/23/2002 (Entered: 07/23/2002)
07/22/2002  PRO HAC VICE admission fee paid on 7/23/02 receipt # 200 180789 (Former Employee) (Entered: 07/23/2002)
07/24/20026 5 - ORDER (by Mag-Judge John E Ott) granting motion for attys David T Buente, Jr and Jeffrey T Green to appear pro hac vice by dft Koppers Industries cm (Former Employee) (Entered: 07/25/2002)
08/14/2002MOTION (Joint Reqeust)) for waiver by USA and dft Koppers Industries as to Koppers Industries filed UNDER SEAL cs fx CLS (Former Employee) (Entered: 08/14/2002)
08/14/2002MOTION to seal joint motion for waiver by USA as to Koppers Industries filed UNDER SEAL no cs fx CLS (Former Employee) (Entered: 08/14/2002)
08/15/2002ORDER (by Judge C L Smith Jr) granting motion to seal joint motion for waiver by USA as to Koppers Industries [8-1], filed UNDER SEAL cm (Former Employee) (Entered: 08/15/2002)
08/19/200210ORDER ( by Magistrate-Judge John E. Ott ) ; arraignment set for 2:00 8/22/02 for Koppers Industries filed cm (YMB) (Entered: 08/19/2002)
08/21/200211 BRIEF (Memorandum) in aid of sentencing by defendant Koppers Industries filed UNDER SEAL no cs dl CLS (Bham) (YMB) (Entered: 08/21/2002)
08/22/200212 CERTIFICATION by Randall D. Collins on behalf of defendant Koppers Industries (TGP) (Entered: 08/22/2002)
08/22/2002  COURTROOM NOTES ( before Magistrate-Judge John E. Ott ): arraignment held on 8/22/02 CrtRptr Virginia Flowers (TGP) (Entered: 08/22/2002)
08/22/2002  COURTROOM NOTES ( before Judge C L. Smith Jr ): guilty plea entered by Koppers Industries as to cts 1 -3 , ; , change of plea hearing (consent) held on 8/22/02 ; sentencing hearing set for 2:00 11/20/02 for Koppers Industries in Birmingham CrtRptr Christina Decker (LCW) Modified on 09/24/2002 (Entered: 09/17/2002)
08/22/200213 PLEA Agreement filed UNDER SEAL (LCW) Modified on 09/24/2002 (Entered: 09/17/2002)
08/22/2002  Docket Modification (Utility) ARRAIGNMENT of dft Koppers Industries ; Attorney present; (DJG) (Entered: 12/17/2002)
10/17/200214Joint MOTION to continue sent date by USA and Koppers Industries filed cs (Former Employee) (Entered: 10/17/2002)
10/18/200215ORDER ( by Judge C L. Smith Jr ) granting motion to continue sent date by USA and Koppers Industries [14-1] ; sentencing hearing reset for 9:00 12/13/02 in HVL for Koppers Industries filed cm (YMB) Modified on 10/18/2002 (Entered: 10/18/2002)
12/13/2002  COURTROOM NOTES (before Judge C L Smith Jr): sentencing hearing held on 12/13/02 PROBATION 3 yrs w/ cnds 1) shall not commit another federal, state, etc; 2) comply with schedule of payments for fine as set out; 3) restitution $900,000 w/ payments a set out; 4) notify court or PO re cchange in business or final condition, et; commencement of bankrupty proceeding, etc as more fully set out; 5) develop and institute an environmental regulatory compliance program all as more fully set out; 6: dft shall turn over to the US any non-privileged relevant materials as more fully set out; fine $2,100,000.00 int wv; restitution $900,000 int wvd w/ payments of fine and restitution set out more fully in the order; CrtRptr Christina Decker (LCW) (Entered: 12/16/2002)
12/16/2002  SENTENCING ( by Judge C L. Smith Jr ): , sentencing Koppers Industries (1) count(s) 1, 2, 3. Prob 36 mos; fine $2,100,000.00; restitution due (YMB) (Entered: 12/17/2002)
12/16/200216 PRESENTENCE Report on Koppers Industries filed under seal cm USPO (YMB) (Entered: 12/17/2002)
12/16/200217 SENTENCING RECOMMENDATIONS as to Koppers Industries filed under seal cm USPO (YMB) (Entered: 12/17/2002)
12/16/200218JUDGMENT and Commitment as to Koppers Industries ( by Judge C L. Smith Jr ) case terminated, filed cm del USM (YMB) (Entered: 12/17/2002)
04/03/200319ORDER ( by Judge C L. Smith Jr ) that jurisdiction over probationer/supervised releasee be transferred to WD/PA, Pittsburgh, filed cm (Former Employee) (Entered: 04/14/2003)
04/14/200320Certified copy of proceedings mailed to WD/PA, Pittsburgh: 6/26/02 Information; 12/16/02 J&C; Finan Trans rpt; docket entries (Former Employee) (Entered: 04/14/2003)