Case title: United States of America v. M. Weingold & Co. et al |
Date Filed: 01/15/2004 Date Terminated: 05/20/2005 |
| Assigned to: Judge Donald C. Nugent | ||
Defendant (1) |
||
|
M. Weingold & Co.
TERMINATED: 05/20/2005 |
represented by | Hugh M. Stanley , Jr.
Tucker Ellis & West - Cleveland 1150 Huntington Bldg. 925 Euclid Avenue Cleveland, OH 44115 216-696-3934 Fax: 216-592-5009 Email: hstanley@tuckerellis.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Jonathan L. Stern Arnold & Porter - Washington 555 Twelfth Street, NW Washington, DC 20004 202-942-5018 Fax: 202-942-5999 Email: Jonathan_Stern@aporter.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Gerald A. Messerman Messerman & Messerman 4100 Key Tower 127 Public Square Cleveland, OH 44114 216-574-9990 Fax: 216-574-9596 Email: galemesserman@bellsouth.net ATTORNEY TO BE NOTICED |
Pending Counts |
Disposition |
|
| 15:1 ANTITRUST CONSPIRACY (1s-2s) |
fine of $5,300,000.00; special assessment of $800.00 | |
Highest Offense Level (Opening) |
||
| Felony | ||
Terminated Counts |
Disposition |
|
| 15:1 ANTITRUST CONSPIRACY (1-2) |
dismissed upon filing of superseding indictment | |
Highest Offense Level (Terminated) |
||
| Felony | ||
Complaints |
Disposition |
|
| None |
| Assigned to: Judge Donald C. Nugent | ||
Defendant (2) |
||
|
Harry Rock & Associates, Inc.
TERMINATED: 05/20/2005 formerly known as Harry Rock & Company TERMINATED: 05/20/2005 |
represented by | Hugh M. Stanley , Jr.
Tucker Ellis & West - Cleveland 1150 Huntington Bldg. 925 Euclid Avenue Cleveland, OH 44115 216-696-3934 Fax: 216-592-5009 Email: hstanley@tuckerellis.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Jonathan L. Stern Arnold & Porter - Washington 555 Twelfth Street, NW Washington, DC 20004 202-942-5018 Fax: 202-942-5999 Email: Jonathan_Stern@aporter.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Gerald A. Messerman Messerman & Messerman 4100 Key Tower 127 Public Square Cleveland, OH 44114 216-574-9990 Fax: 216-574-9596 Email: galemesserman@bellsouth.net ATTORNEY TO BE NOTICED |
Pending Counts |
Disposition |
|
| 15:1 ANTITRUST CONSPIRACY (1s-2s) |
fine of $5,300,000.00; special assessment of $800.00 | |
| 18:1343 WIRE FRAUD (3s) |
fine of $5,300,000.00; special assessment of $400.00 | |
Highest Offense Level (Opening) |
||
| Felony | ||
Terminated Counts |
Disposition |
|
| 15:1 ANTITRUST CONSPIRACY (1-2) |
dismissed, upon filing of superseding indictment | |
| 18:1343 WIRE FRAUD (3) |
dismissed, upon filing of superseding indictment | |
Highest Offense Level (Terminated) |
||
| Felony | ||
Complaints |
Disposition |
|
| None |
Plaintiff |
||
| United States of America | represented by | Richard T. Hamilton , Jr.
U.S. Department of Justice - Cleveland - Antitrust Division 14th Floor 801 Superior Avenue, W Cleveland, OH 44113 216-687-8433 Fax: 216-687-8423 Email: richard.hamilton@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED |
| Date Filed | # | Docket Text |
|---|---|---|
| 01/15/2004 | 1 | Indictment as to M. Weingold & Co. (1) count(s) 1-2, Harry Rock & Associates, Inc. (2) count(s) 1-2, 3, Jack Weingold (3) count(s) 1-2, Loren Margolis (4) count(s) 1-2. (Attachments: # 1 Designation Form) (C, B) (Entered: 01/15/2004) |
| 01/15/2004 | 2 | Random Assignment of Magistrate Judge Gallas (C, B) Modified to attach correct document, on 1/16/2004 (C, B). (Entered: 01/15/2004) |
| 01/22/2004 | 3 | Motion to Seal this motion and all papers associated with the Motion to Reassign by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (S, T) (Document filed under seal in Cleveland Clerk's Office) Modified text on 1/28/2004 (L, T). Modified text on 2/5/2004 (P, S). (Entered: 01/27/2004) |
| 01/26/2004 | 5 | Motion to reassign case and brief in support thereof by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (S, T) (Document filed under seal in Cleveland Clerk's Office) Modified text on 1/28/2004 (L, T). (Entered: 01/27/2004) |
| 01/26/2004 | 6 | Marginal Entry Order granting 5 Motion to Reassign Case. Case reassigned to Judge Donald C. Nugent as to M. Weingold & Co. (1), Harry Rock & Associates, Inc. (2), Jack Weingold (3), Loren Margolis (4). Signed by Judge John R. Adams on 1/26/04. (S, T) (Document filed under seal in Cleveland Clerk's Office) Modified text on 1/28/2004 (L, T). Modified text on 2/5/2004 (P, S). (Entered: 01/27/2004) |
| 01/27/2004 | 4 | Order as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis granting re 3 Motion to Seal filed by United States of America . Signed by Judge John R. Adams on 1/26/2004. (S, T) (Document filed under seal in Cleveland Clerk's Office) Modified text on 1/28/2004 (L, T). Modified text on 2/5/2004 (P, S). (Entered: 01/27/2004) |
| 02/03/2004 | 7 | Motion for Leave to Appear pro hac vice by Attorney: Jonathan L. Stern. filed by M. Weingold & Co. and Harry Rock & Associates, Inc.. (Attachments: # 1 Affidavit of Jonathan L. Stern)(C, B) (Entered: 02/04/2004) |
| 02/05/2004 | 8 | Notice of Arraignment as to M. Weingold & Co.,Harry Rock & Associates, Inc., Jack Weingold, and Loren Margolis set for 2/13/2004 10:00 AM in Chambers 15A before Hon. Donald C. Nugent. (R, J M) (Entered: 02/05/2004) |
| 02/10/2004 | 9 | Marginal Order granting 7 Motion for Leave to Appear pro hace vice for Attorney Jonathan L. Stern for M. Weingold & Co. and Harry Rock & Associates, Inc. Judge Donald C. Nugent (R, J M) (Entered: 02/11/2004) |
| 02/13/2004 | 12 | Minutes of proceedings of Arraignment held before Judge Donald C. Nugent.Arraignment as to M. Weingold & Co. (1) Count 1-2 and Harry Rock & Associates, Inc. (2) Count 1-2,3 and Jack Weingold (3) Count 1-2 and Loren Margolis (4) Count 1-2 - all plead not guilty. Bond set for defendant Jack Weingold and Loren Margolis in the amount of $50,000.00 unsecured with travel restriction and passport surrender. Trial Order issued and the next scheduled pretrial is set for February 27, 2004 at 9:00 a.m. in Chambers 15A.(Court Reporter Shirle Perkins) (R, J M) (Entered: 02/18/2004) |
| 02/13/2004 | 13 | Unsecured Bond Entered Jack Weingold in amount of $ $50,000.00 unsecured with travel restriction and surrender of passport. Judge Donald C. Nugent (R, J M) (Entered: 02/18/2004) |
| 02/13/2004 | 15 | Criminal Trial Order as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingol and Loren Margolis scheduling the case for trial on March 22, 2004 at 8:30 a.m. A pretrial is scheduled for February 27, 2004 at 9:00 a.m. and a Final Pretrial is scheduled for March 16, 2004 at 9:00 a.m. Judge Donald C. Nugent (R, J M) (Entered: 02/18/2004) |
| 02/27/2004 | 22 | Minutes of pretrial conference held as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. All counsel and defendants in open Court orally and in writing waived right to speedy trial. In interests of jusictice, trial continuance granted. Pretrial re-scheduled for April 1, 2004 at 11:00 a.m. Trial set by agreement to October 5, 2004 at 8:30 a.m. All counsel for all parties in agreement of continuance and new trial date. Judge Donald C. Nugent (R, J M) (Entered: 02/27/2004) |
| 02/27/2004 | 25 | Waiver of Speedy Trial by M. Weingold & Co. (R, J M) (Entered: 02/27/2004) |
| 02/27/2004 | 26 | Waiver of Speedy Trial by Harry Rock & Associates, Inc. (R, J M) (Entered: 02/27/2004) |
| 03/03/2004 | 29 | Motion by the United States of America to seal its response to request for discovery and inspection as to M. Weingold & Co. and Harry Rock & Associates, Inc. (Filed Under Seal; 2 pages). (C, B) (Entered: 03/03/2004) |
| 03/04/2004 | 34 | Non Document Ordergranting 29 Motion to Seal United State's response as to M. Weingold & Co. and Harry Rock & Associates, Inc.. Signed by Judge Donald C. Nugent on 3/4/04. (C, B) Modified text on 3/10/2004 (C, B). (Entered: 03/05/2004) |
| 03/04/2004 | 35 | Response to request for discovery and inspection of M. Weingold & Co., Harry Rock & Associates, Inc (FILED UNDER SEAL; 10 pages). (C, B) (Entered: 03/05/2004) |
| 03/04/2004 | 37 | Order Granting motion to file response to motion for discovery and inspection as to M. Weingold & Co. and Harry Rock & Associates, Inc., under seal; the motion and all related papers are filed under seal (FILED UNDER SEAL) related documents 34 29 Donald C. Nugent, Judge. (C, B) (Entered: 03/06/2004) |
| 04/01/2004 | 38 | Minutes of proceedings before Judge Donald C. Nugent. Pretrial held and all parties participating. Discovery is on-going and parties are working on Protective Order. Next scheduled pretrial is set for May 18, 2004 at 10:00 a.m. Judge Donald C. Nugent (R, J M) (Entered: 04/19/2004) |
| 04/20/2004 | 39 | Joint Motion for Protective Order by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (Attachments: # 1 Agreed Protective Order)(Hamilton, Jr., Richard) (Entered: 04/20/2004) |
| 04/27/2004 | 40 | Marginal Order granting 39 Joint Motion and Stipulation for an Agreed Protective Order as to M. Weingold & Co. (1), Harry Rock & Associates, Inc. (2), Jack Weingold (3), Loren Margolis (4). Judge Donald C. Nugent (R, J M) (Entered: 04/27/2004) |
| 04/27/2004 | 41 | Agreed Protective Order as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis submitted by all parties and signed by the Court. Judge Donald C. Nugent (R, J M) (Entered: 04/27/2004) |
| 05/18/2004 | 42 | Minutes of proceedings before Judge Donald C. Nugent and all counsel participating. Discovery on-going and the defendant's expect to be able to file certain motions by July 1, 2004. USA will prepare trial exhibits with appropriate markings and will presumably allow defense to review these prior to trial. All defendant's still need time to review over 1000 boxes of documents. Pretrial re-set for 6/15/04 at 11:00 a.m. Judge Donald C. Nugent (R, J M) (Entered: 05/18/2004) |
| 06/15/2004 | 43 | Minutes of proceedings before Judge Donald C. Nugent of Pretrial Conference as to M. Weingold & Co.,Harry Rock & Associates, Inc.,Jack Weingold, Loren Margolis held on 6/15/2004. All counsel either present or excused (Wm. Doyle and Hugh Stanley). Discovery on-going. Defense to file several motions including a Motion for Bill of Particulars. Next scheduled pretrial set for 8/5/04 at 11:00 a.m. Judge Donald C. Nugent (R, J M) (Entered: 06/17/2004) |
| 07/15/2004 | 45 | Minutes of proceedings before Judge Donald C. Nugent of Pretrial Conference held as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, and Loren Margolis. Pretrial held and all counsel present. Discussion related to Blakely issue. Discovery is on-going. Judge Donald C. Nugent (R, J M) (Entered: 07/15/2004) |
| 08/05/2004 | 47 | Minutes of proceedings before Judge Donald C. Nugent Pretrial Conference as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis held on 8/5/2004. USA will re-present case to Grand Jury seeking a Superseding Indictment to account for Blakley concerns. Pretrial reset August 19, 2004 at 11:00 a.m. (R, J M) (Entered: 08/09/2004) |
| 08/12/2004 | 48 | Superseding Indictment as to M. Weingold & Co. (1) count(s) 1s-2s, Harry Rock & Associates, Inc. (2) count(s) 1s-2s & 3s, Jack Weingold (3) count(s) 1s-2s, Loren Margolis (4) count(s) 1s-2s. (Attachments: # 1 Designation Form) (C, B) (Entered: 08/12/2004) |
| 08/17/2004 | 49 | Notice as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis of Arraignment on Superseding Indictment scheduled for August 26, 2004 at 2:00 p.m. before Judge Donald C. Nugent in Courtroom 15 A. (R, J M) (Entered: 08/17/2004) |
| 08/20/2004 | 50 | Motion in Limine for Order Excluding Evidence or Argument of Reasonableness or Justifications for the Charged Bid Rigging and Customer Allocation Agreements or of Lack of Intent to Restrain Trade by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (Attachments: # 1 Memorandum of United States in Support of Motion in limine to Exclude Evidence or Argument of Reasonableness or Justifications for the Charged Bid Rigging and Customer Allocation Agreements or of Lack of Intent to Restrain Trade# 2 Proposed Order)(Hamilton, Jr., Richard) Modified on 8/23/2004 to correct duplicate text. (H, D). (Entered: 08/20/2004) |
| 08/26/2004 | 53 | Motion to Produce Prior Statements of Defendants' Witnesses by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (Attachments: # 2 Proposed Order)(Hamilton, Jr., Richard) (Entered: 08/26/2004) |
| 08/26/2004 | 55 | Minutes of proceedings before Judge Donald C. Nugent of Arraignment as to M. Weingold & Co. (1) Count 1-2,1s-2s and Harry Rock & Associates, Inc. (2) Count 1-2,1s-2s,3,3s and Jack Weingold (3) Count 1-2,1s-2s and Loren Margolis (4) Count 1-2,1s-2s held on 8/26/2004 on Superseding Indictment. The defendant's entered a plea of not guilty to the Superseding Indictment. The defendant's waived the reading of the Superseding Indictment. A hearing date is set for September 14, 2004 at 8:30 a.m. on pretrial issues. (R, J M) (Entered: 08/26/2004) |
| 08/26/2004 | 56 | Motion to Bifurcate United States' Motion to Separate Guilt and Sentencing Phases of Trial by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (Attachments: # 2 Proposed Order)(Hamilton, Jr., Richard) (Entered: 08/26/2004) |
| 09/02/2004 | 57 | Notice of the United States' Request for Reciprocal Discovery Pursuant to Rule 16(b) of the Federal Rules of Criminal Procedure as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis filed by United States of America (Hamilton, Jr., Richard) Modified text on 9/2/2004 (H, C). (Entered: 09/02/2004) |
| 09/13/2004 | 61 | Motion to Continue Trial by M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (Messerman, Gerald) (Entered: 09/13/2004) |
| 09/15/2004 | 64 | Response in Opposition by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis re 1 Attachment A)(Hamilton, Jr., Richard) (Entered: 09/15/2004) |
| 09/15/2004 | 65 | Response in Opposition by M. Weingold & Co., Harry Rock & Associates, Inc. re 50 Motion in Limine Motion of United States for in limine Order Excluding Evidence or Argument of Reasonableness or Justifications for the Charged Bid Rigging and Customer Allocation Agreements or of Lack of Intent to Restrain Trade (Stanley, Jr., Hugh) (Entered: 09/15/2004) |
| 09/27/2004 | 69 | Reply Memorandum to Response to Motion by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc. re 50 Motion of United States in limine for Order Excluding Evidence or Argument of Reasonableness or Justifications for the Charged Bid Rigging and Customer Allocation Agreements or of Lack of Intent to Restrain Trade (Attachments: # 1 Attachment 1)(Hamilton, Jr., Richard) Modified on 9/29/2004 (H, D). (Entered: 09/27/2004) |
| 10/08/2004 | 71 | Surreply in Opposition by M. Weingold & Co., Harry Rock & Associates, Inc. re 50 Motion in Limine to Exclude Evidence of Reasonableness (Stanley, Jr., Hugh) Modified text on 10/12/2004 (E, P). (Entered: 10/08/2004) |
| 10/21/2004 | 73 | Reply to Response to Motion by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis re 2)(Hamilton, Jr., Richard) (Entered: 10/21/2004) |
| 11/01/2004 | 76 | Transcript of Proceedings as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold and Loren Margolis held on 09/16/04 before Judge Donald C. Nugent (complete document on file in the Clerk's Office, 7 pages). Court Reporter: Bruce A. Matthews. (C, B) (Entered: 11/01/2004) |
| 11/03/2004 | 77 | Transcript Request (non-appeal) by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, and Loren Margolis for proceedings held on 9/16/04 before Judge Donald C. Nugent. (C, B) (Entered: 11/04/2004) |
| 11/16/2004 | 81 | Reply Memorandum in support of Motion for order setting a pretrial return date for trial subpoenas 72 as to Loren Margolis, M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold (Czarnecki, John) Modified on 11/18/2004 (H, D). (Entered: 11/16/2004) |
| 11/30/2004 | 82 | Notice of Hearing on pending motions as to M. Weingold & Co.,Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis scheduled for December 15, 2004 at 10:00 a.m. before Judge Donald C. Nugent in Courtroom 15A. (R, J M) (Entered: 11/30/2004) |
| 12/13/2004 | 85 | Motion to Quash Subpoena filed by Howard Bahm (Kerger, Richard) Modified on 1/21/2005 (S, R). (Entered: 12/13/2004) |
| 12/14/2004 | 86 | Subpoena Returned Executed as to M. Weingold & Co., Harry Rock & Associates, Inc.; served upon Kenneth Karpinski by Jeff Tommer on 12/10/04. (Stanley, Jr., Hugh) Modified on 12/16/2004 (H, D). (Entered: 12/14/2004) |
| 12/15/2004 | 87 | Marginal Order denying 50 Motion in Limine at this time. The Court will rule on any issue raised at trial. Judge Donald C. Nugent (R, J M) (Entered: 12/17/2004) |
| 12/15/2004 | 90 | Minutes of proceedings before Judge Donald C. Nugent. Motion Hearing on pending motions held; all counsel present and participating (Court Reporter Marian Banno) (C, B). Modified to correct date on 8/22/2006 (H, S P). (Entered: 12/20/2004) |
| 12/22/2004 | 92 | Subpoena Returned Executed as to M. Weingold & Co. and Harry Rock & Associates, Inc.; served upon Robert Bahm and Sam Cottone by personal service on 12/22/04. (C, B) (Entered: 12/23/2004) |
| 01/03/2005 | 93 | Subpoena Returned Executed as to M. Weingold & Co., Harry Rock & Associates, Inc.; served upon Metropolitan Service Corporation, Edgewater Service Corporation and William G. Meckler by personal service on 1/3/05 (C, B) (Entered: 01/03/2005) |
| 01/04/2005 | 94 | Subpoena Returned Executed as to M. Weingold & Co., Harry Rock & Associates, Inc.; served upon Court Order Processing by personal service on 12/27/04 (C, B) (Entered: 01/04/2005) |
| 01/05/2005 | 100 | Marginal Order granting Motion to Quash filed by Howad Bahm. Judge Donald C. Nugent (Related Doc. No. 85 ) (R, J M) Modified on 1/21/2005 (S, R). (Entered: 01/06/2005) |
| 01/20/2005 | 102 | Transcript Request by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, and Loren Margolis for proceedings held on 12/15/04 before Judge Donald C. Nugent. (C, B) (Entered: 01/20/2005) |
| 01/20/2005 | 103 | Transcript of Proceedings as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, and Loren Margolis held on 12/15/04 before Judge Donald C. Nugent (complete document on file in the Clerk's Office, 97 pages). Court Reporter: Marian Banno. (C, B) (Entered: 01/20/2005) |
| 01/24/2005 | 104 | Minutes of proceedings before Judge Donald C. Nugent of Pretrial Conference as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis held on 1/24/2005 and all counsel present. Subpoena material to remain in custody of the Court. Judge Donald C. Nugent (R, J M) Modified on 2/24/2005 (H, D). (Entered: 01/24/2005) |
| 01/25/2005 | 107 | Subpoena Returned Executed as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, and Loren Margolis; served upon Ferrous Processing and Trading Company, Kenneth Karpinski and FPT Cleveland, LLC by personal service on 1/19/05 (FPT Cleveland) and 1/20/05 (Ferrous Trading and Karpinski) (C, B) (Entered: 01/26/2005) |
| 01/26/2005 | 108 | Daily Transcript Request by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis for trial proceedings to be commenced on 2/7/05 before Judge Donald C. Nugent. (C, B) (Entered: 01/27/2005) |
| 01/28/2005 | 109 | Minutes of proceedings before Judge Donald C. Nugent of Pretrial Conference as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis held on 1/28/2005 and all counsel present. Discovery and trial issues discussed. Judge Donald C. Nugent (R, J M) (Entered: 01/28/2005) |
| 02/01/2005 | 110 | Motion to Dismiss Counts I and III as Multiplicitous by M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold. (Messerman, Gerald) (Entered: 02/01/2005) |
| 02/14/2005 | 112 | Response by United States of America in opposition to Motion to Dismiss 110 as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold (Hamilton, Jr., Richard) (Entered: 02/14/2005) |
| 02/22/2005 | 113 | Motion to Enforce Plea Agreement by M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold. (Attachments: # 3 Exhibit C)(Messerman, Gerald) Modified on 3/8/2005 (S, R). (Entered: 02/22/2005) |
| 03/01/2005 | 114 | Minutes of proceedings before Judge Donald C. Nugent of Change of Plea Hearing as to M. Weingold & Co. plead guilty to Counts One and Two of the Indictment; Harry Rock & Associates, Inc., plead guilty to Counts One, Two and Three of the Indictment; Jack Weingold plead guilty to Counts One and Two of the Indictment; and Loren Margolis plead guilty to Counts One and Two of the Indictment. The defendants are referred to the U.S. Probation department for the preparation of a Presentence Investigation Report. Sentencing is scheduled for May 11, 2005 at 10:00 a.m. before Judge Donald C. Nugent in Courtroom 15A. (R, J M) (Entered: 03/01/2005) |
| 03/01/2005 | 115 | Plea Agreement as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold submitted and signed by all parties. (R, J M) (Entered: 03/01/2005) |
| 03/04/2005 | 117 | Transcript Request by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, and Loren Margolis for proceedings held on 3/1/05 before Judge Donald C. Nugent. (C, B) (Entered: 03/04/2005) |
| 03/08/2005 | 118 | Transcript of change of plea Proceedings as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, and Loren Margolis held on 3/1/05 before Judge Donald C. Nugent filed manually. To obtain a bound copy of this transcript please contact Court Reporter Judy Gage at 216-357-7238. Complete document on file, 99 pages. (C, B) (Entered: 03/09/2005) |
| 05/10/2005 | 119 | Motion Downward Departures by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (Hamilton, Jr., Richard) (Entered: 05/10/2005) |
| 05/11/2005 | 120 | Motion to Amend/Correct 119 Motion Downward Departures filed by United States of America, by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (Hamilton, Jr., Richard) (Entered: 05/11/2005) |
| 05/11/2005 | 121 | Minutes of proceedings before Judge Donald C. Nugent.Sentencing held on 5/11/2005 for M. Weingold & Co. (1), Count(s) 1s-2s, fine of $5,300,000.00; special assessment of $800.00. (Court Reporter George Staiduhar) (C, B) Modified text on 5/25/2005 (C, B). (Entered: 05/16/2005) |
| 05/11/2005 | 122 | Minutes of proceedings before Judge Donald C. Nugent.Sentencing held on 5/11/2005 for Harry Rock & Associates, Inc. (2), Count(s) 1s-2s, 3s, fine of $5,300,000.00; special assessment of $1,200.00. (Court Reporter George Staiduhar) (C, B) Modified text on 5/25/2005 (C, B). (Entered: 05/16/2005) |
| 05/20/2005 | 125 | Judgment as to M. Weingold & Co. (1), Count(s) 1s-2s, fine of $5,300,000.00; special assessment of $800.00 . Signed by Judge Donald C. Nugent on 5/20/05. (C, B) (Entered: 05/25/2005) |
| 05/20/2005 | 126 | Judgment as to Harry Rock & Associates, Inc. (2), Count(s), Count(s) 1s-2s, and 3s, fine of $5,300,000.00; special assessment of $1,200.00. Signed by Judge Donald C. Nugent on 05/20/05. (C, B) (Entered: 05/25/2005) |
| 05/26/2005 | 129 | Amendment to Motion to Amend/Correct Judgment Orders by United States of America as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold, Loren Margolis. (Hamilton, Jr., Richard) (Entered: 05/26/2005) |
| 06/01/2005 | 130 | Response to Motion to Amend/Correct 129 as to M. Weingold & Co., Harry Rock & Associates, Inc., Jack Weingold (Messerman, Gerald) (Entered: 06/01/2005) |
| 06/04/2005 | 131 | Transcript of sentencing Proceedings as to M. Weingold & Co., Harry Rock & Associates, Inc., and Jack Weingold held on 5/11/05 before Judge Donald C. Nugent filed manually. To obtain a bound copy of this transcript please contact Court Reporter George Staiduhar at 216-357-7128. Complete document on file, 17 pages. (C, B) (Entered: 06/06/2005) |
| 06/07/2005 | 133 | Marginal Order granting 129 Motion to Amend/Correct as to M. Weingold & Co. (1), Harry Rock & Associates, Inc. (2), Jack Weingold (3), and Loren Margolis (4). Judge Donald C. Nugent (R, J M) (Entered: 06/07/2005) |
| 06/07/2005 | 134 | Amended Judgment as to M. Weingold & Co. (1), Count(s) 1s-2s, fine of $5,300,000.00; special assessment of $800.00 . Signed by Judge Donald C. Nugent on 6/7/05. (C, B) Modified text on 6/10/2005 (C, B). (Entered: 06/10/2005) |
| 06/07/2005 | 135 | Amended Judgment as to Harry Rock & Associates, Inc. (2), Count(s) 1s-2s, fine of $5,300,000.00; special assessment of $800.00; Count(s) 3s, fine of $5,300,000.00, concurrent; special assessment of $400.00, . Signed by Judge Donald C. Nugent on 6/7/05. (C, B) (Entered: 06/10/2005) |
| 02/16/2006 | 144 | Motion for Return of Property/PostTrial For Passport by Jack Weingold as to M. Weingold & Co.. (Stanley, Jr., Hugh) (Entered: 02/16/2006) |
| 04/12/2006 | Order [Non-document]granting 144 defendants' Motion for Return of Property/PostTrial (Passport) as to Jack Weingold, M. Weingold & Co. Approved 4/8/06. Judge Donald C. Nugent (C, K A) Modified on 4/12/2006 (M, T). (Entered: 04/12/2006) | |
| 06/05/2006 | 149 | Motion for Return of Property/PostTrial - Passport by Loren Margolis as to M. Weingold & Co.. (Czarnecki, John) (Entered: 06/05/2006) |
| 06/29/2006 | 150 | Marginal Order granting 149 Motion for Return of Property/PostTrial as to Loren J. Margolis. Judge Donald C. Nugent (R, J M) (Entered: 06/29/2006) |