TERMED

U.S. District Court
Eastern District of Kentucky (Lexington)
CRIMINAL DOCKET FOR CASE #: 5:00-cr-00049-KSF-1


Case title: USA v. N. Amer Refrigerant

Date Filed: 04/28/2000
Date Terminated: 05/12/2000

Assigned to: Judge Karl S. Forester

Defendant (1)
N. Amer Refrigerant
North America Refrigerant Products, Inc.
TERMINATED: 05/12/2000
represented byJohn H. Harralson , III
Smith & Helman
500 W. Jefferson Street
2000 Citizen Plaza
Louisville, KY 40202
502-540-5700
Fax: FAX 502-568-3600
TERMINATED: 05/12/2000
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
SMUGGLING GOODS INTO THE U.S. (EXCEPT NARCOTICS AND LIQUOR)
(1)
2 yrs. unsupervised Probation, $400.00 special assessment, $785,000.00 fine, $15,000.00 restitution

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA
TERMINATED: 05/12/2000
represented byFrederick A. Stine
U.S. Attorney's Office
700 Scott Street
Third Floor
P.O. Box 72
Covington, KY 41012-0072
859-655-3200
Fax: 859-655-3212
TERMINATED: 05/12/2000
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
04/28/2000WAIVER of Indictment by defendant North America (LKM) (Entered: 05/02/2000)
04/28/2000INFORMATION by USA North America (1) count(s) 1 & 2 (COUNT 2 IS A FORFEITURE COUNT AND NOT LISTED ON FRONT OF DOCKET SHEET OR COUNTED STATISTICALLY) (LKM) (Entered: 05/02/2000)
04/28/2000ORDER by Judge Karl S. Forester that Information, Plea Agreement & Factual Basis be amended to indicate that dft name is North America Refrigerant Products, Inc. (cc: all counsel) (LKM) (Entered: 05/02/2000)
04/28/2000ARRAIGNMENT MINUTES: before Judge Karl S. Forester dft North America arraigned; GUILTY plea entered; Phil Holly president present, Attorneys Jack Smith & John Harralson present , guilty plea entered by North America ; sentencing hearing set for 2:00 5/10/00 for North America (cc: all counsel) (LKM) (Entered: 05/02/2000)
04/28/2000PLEA Agreement as to North America Refrigerant Products, Inc. (LKM) (Entered: 05/02/2000)
04/28/2000FACTUAL BASIS FOR GUILTY PLEA as to North America Refrigerant Products, Inc. (LKM) (Entered: 05/02/2000)
05/01/2000ORDER by Judge Karl S. Forester that based on parties wish to expedite sentencing by waiving preparation of presentence; sentencing hearing set for 2:00 5/10/00 for North America Refrigerant Products, Inc. (cc: all counsel) (LKM) (Entered: 05/02/2000)
05/08/2000ORDER by Judge Karl S. Forester ; sentencing hearing reset for 9:30 5/12/00 for N. Amer Refrigerant (cc: all counsel) (LGB) (Entered: 05/09/2000)
05/12/2000ADDENDUM TO PLEA AGREEMENT by defendant N. Amer Refrigerant (LKM) (Entered: 05/12/2000)
05/12/200010 NOTICE of Abandonment of Property by defendant North Amercan Refrigerant Products, Inc. (LKM) (Entered: 05/12/2000)
05/12/200011 ORDER by Judge Karl S. Forester that dft has no right, title or interest in cylinders containing freon seized by US Customs on 2/21/97, US Customs to dispose of according to regulations & laws (cc: all counsel) (LKM) (Entered: 05/12/2000)
05/12/200012 JUDGMENT IN A CRIMINAL CASE by Judge Karl S. Forester issued to U.S. Marshal as to North America Refrigerant Products, Inc. sentencing hearing held on 5/12/00 , sentencing North America Refrigerant Products, Inc. (1) count(s) 1. 2 yrs. unsupervised Probation, $400.00 special assessment, $785,000.00 fine, $15,000.00 restitution , dft forfeits interest in cylinders containing Freon seized by US Customs on 2/21/97, terminating party North America Refrigerant Products, Inc., USA , case terminated (cc: all counsel, USP, w/NOE) (LKM) (Entered: 05/12/2000)
05/12/2000  Receipt No. 085543 For Amount: $785,000.00 Type of Payment: fine As to Dft. North America Refrigerant Products, Inc. (LKM) (Entered: 05/12/2000)
01/07/200213 ORDER by Chief Judge Karl S. Forester discharging dft from probation and the proceedings in this case are terminated (cc: all counsel) (LKM) (Entered: 01/09/2002)