| CLOSED |
Case title: USA v. Northern Brands Intl |
Date Filed: 12/22/1998 Date Terminated: 12/22/1998 |
| Assigned to: Senior Judge Thomas J. McAvoy | ||
Defendant (1) |
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Northern Brands International
TERMINATED: 02/03/1999 |
represented by | C. Stephen Heard
Heard, O'Toole Law Firm 405 Lexington Avenue 61st Floor New York, NY 10174 212-307-5500 Fax: Fax: 212-307-5598 Email: sheard@heardotoole.com TERMINATED: 02/03/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
|
| 18:542.F ENTRY OF GOODS BY MEANS OF FALSE
STATEMENTS; Aiding and Abetting the entry of merchandise into the
commerce of the United States by Fraud (1) |
Deft to pay $5,000,000.00 fine due in full immendiately; Deft to pay $200.00 assessment; Def to forefeit to the United Stated the amount of $10,000.00 | |
Highest Offense Level (Opening) |
||
| Felony | ||
Terminated Counts |
Disposition |
|
| None | ||
Highest Offense Level (Terminated) |
||
| None | ||
Complaints |
Disposition |
|
| None |
Plaintiff |
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|
USA
TERMINATED: 02/03/1999 |
represented by | Gregory A. West
Office of the United States Attorney - Syracuse P.O. Box 7198 100 South Clinton Street Syracuse, NY 13261-7198 315-448-0672 Fax: 315-448-0646 Email: gregory.west@usdoj.gov TERMINATED: 02/03/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED |
| Date Filed | # | Docket Text |
|---|---|---|
| 12/22/1998 | Initial appearance as to Northern Brands Intl held (Defendant informed of rights.) (plp) (Entered: 12/23/1998) | |
| 12/22/1998 | 1 | WAIVER OF INDICTMENT by Northern Brands Intl (plp) (Entered: 12/23/1998) |
| 12/22/1998 | 2 | INFORMATION as to Northern Brands Intl (1) count(s) 1 (plp) (Entered: 12/23/1998) |
| 12/22/1998 | 3 | Plea Agreement as to Northern Brands Intl (plp) (Entered: 12/23/1998) |
| 12/22/1998 | PLEA of Guilty: Northern Brands Intl (1) count(s) 1 ; Court accepts plea. Remaining counts, if any, to be dismissed at sentencing. (plp) (Entered: 12/23/1998) | |
| 12/22/1998 | 4 | MINUTES OF 12/22/98 WAIVER/PLEA: Deft pleads GUILTY to Count 1 & admits to forfeiture allegation; Rule 11(e)(1)(c) Plea Agreement handed up & accepted by court; PSI waived; Sentencing held; APP: G. West, A. Baxter, & S. Green, AUSAs for Govt; C. Heard, Esq. for Deft; CR: V. Theleman; [2:00-2:33] (plp) (Entered: 12/23/1998) |
| 12/22/1998 | 5 | Preliminary ORDER of Forfeiture as to Northern Brands Intl (Signed by Chief Judge Thomas J. McAvoy on 12/22/98) (plp) (Entered: 12/23/1998) |
| 12/22/1998 | 6 | Consent of Board of Directors - Filed by Deft (plp) (Entered: 12/23/1998) |
| 12/22/1998 | Sentencing held Northern Brands Intl (1) count(s) 1 (plp) (Entered: 12/23/1998) | |
| 12/22/1998 | 7 | MINUTES OF 12/22/98 SENTENCING: Deft fined $5,000,000 (Five million dollars) due and payable immediately; Deft shall forfeit $10,000,000 (Ten million dollars) to the USA; preliminary forfeiture order signed; Special Assessment $200; APP: G. West, AUSA; C. Heard, Esq., for Deft; H. Wescott, Probation [2:43-2:55] (plp) (Entered: 12/23/1998) |
| 12/22/1998 | Fine ($5,000,000) and Spec Assessment ($200) paid 12/22/98 (plp) (Entered: 12/23/1998) | |
| 01/21/1999 | 8 | TRANSCRIPT filed in case as to Northern Brands Intl for dates of 12/22/98 (amt) (Entered: 01/21/1999) |
| 01/29/1999 | 9 | Court NOTICE of Publication by USA dd 1/28/99 as to Northern Brands Intl enclosing 3 Certificates of Publication (amt) (Entered: 02/01/1999) |
| 02/03/1999 | 10 | JUDGMENT as to Northern Brands Intl on ct 1. Deft to pay $5,000,000.00 fine due in full immendiately; Deft to pay $200.00 assessment; Def to forefeit to the United Stated the amount of $10,000.00 ( Signed by Chief Judge Thomas J. McAvoy on 1/30/99 ) Date Served: 2/3/99 (amt) (Entered: 02/03/1999) |
| 02/23/1999 | RECEIVED PROPOSED FINAL ORDER OF FORFEITURE by USA as to Northern Brands Intl [forward to Chambers] (pta) (Entered: 02/23/1999) | |
| 03/02/1999 | 11 | FINAL ORDER of Forfeiture that the interest of Deft Northern Brands to $10,000,000 in US Currency is forfeited, as stated (dd 2-27-99 Signed by Chief Judge Thomas J. McAvoy ) (pta) (Entered: 03/02/1999) |
| 09/26/2006 | Federal Records Center storage location information: Accession 021-02-0241 Box 5 of 8 Location C 60-01-09-3 (pta ) (Entered: 09/26/2006) |