U.S. District Court
SOUTHERN DISTRICT OF TEXAS (Houston)
CRIMINAL DOCKET FOR CASE #: 4:10-cr-00765-1


Case title: USA v. Panalpina Inc

Date Filed: 11/04/2010
Date Terminated: 12/16/2010

Assigned to: Judge Vanessa D Gilmore

Defendant (1)
Panalpina Inc
TERMINATED: 12/16/2010
represented byRichard N Dean
Baker & McKenzie LLP
815 Connecticut Ave NW
Washington, DC 20006
202-452-7009
Email: Richard.Dean@bakermckenzie.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Douglas M. Tween
Baker & McKenzie LLP
1114 6th Avenue
New York, NY 10036
212-626-4355
Email: Douglas.Tween@bakermckenzie.com
ATTORNEY TO BE NOTICED

Pending Counts

Disposition
CONSPIRACY TO VIOLATE THE FOREIGN CORRUPT PRACTICES ACT
(1)
3 yrs probation as to each Ct to run concurrently for a total of 3 yrs; $70,560,000.00 fine to be made in 4 equal installments; $400 special assessment for each ct., for a total of $800.00
AIDING AND ABETTING FALSE BOOKS AND RECORDS VIOLATION
(2)
3 yrs probation as to each Ct to run concurrently for a total of 3 yrs; $70,560,000.00 fine to be made in 4 equal installments; $400 special assessment for each ct., for a total of $800.00

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byStacey Kyle Luck
US Dept of Justice
Criminal Division, Fraud Section
1400 New York Avenue, NW
Room 4408
Washington, DC 20005
202-514-5650
Email: stacey.luck2@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Financial Litigation
U S Attorney's Office
Southern District of Texas
P O Box 61129
Houston, TX 77208
713-567-9000
Fax: 713-718-3391 fax
Email: flu.usatxs-@usdoj.gov
ATTORNEY TO BE NOTICED
Designation: Retained

US Marshal - H
515 Rusk
10th Floor
Houston, TX 77002
713-718-4800
Fax: 713-718-4848
ATTORNEY TO BE NOTICED
Designation: Retained

US Pretrial Svcs - H
515 Rusk
6th Floor
Houston, TX 77002
713-250-5218
Fax: 713-250-5666
ATTORNEY TO BE NOTICED
Designation: Retained

US Probation - H
515 Rusk
2nd Floor
Houston, TX 77002
713-250-5266
Fax: INS_prob1
ATTORNEY TO BE NOTICED
Designation: Retained

Adam G Safwat
US Dept of Justice
950 Constitution Ave NW
Washington, DC 20530
202-353-8609
Email: adam.safwat@usdoj.gov
ATTORNEY TO BE NOTICED
Designation: Retained

Date Filed #Docket Text
11/04/20101INFORMATION as to Panalpina Inc (1) count(s) 1, 2, filed. (ltien, ) (Entered: 11/05/2010)
11/04/20102US Attys Criminal Docket Sheet as to Panalpina Inc, filed.(ltien, ) (Entered: 11/05/2010)
11/04/20103WAIVER OF INDICTMENT by Panalpina Inc, filed.(ltien, ) (Entered: 11/05/2010)
11/04/20104NOTICE OF DESIGNATION OF ATTORNEY IN CHARGE Stacey Kyle Luck appearing for USA, filed.(ltien, ) (Entered: 11/05/2010)
11/04/20105NOTICE OF APPEARANCE OF ATTORNEY Adam G Safwat appearing for USA, filed.(ltien, ) (Entered: 11/05/2010)
11/04/20106Proposed Plea Agreement, filed. (Attachments: # 4 Attachment D) (ltien, ). Modified on 12/14/2010 (emares, ). (Entered: 11/05/2010)
11/04/20107AGREED MOTION to Waive the Presentence Report by USA, Panalpina Inc, filed. (ltien, ) (Entered: 11/05/2010)
11/05/20108ORDER for Issuance of Notice as to Panalpina Inc.(Signed by Magistrate Judge Stephen Smith) Parties notified. (sjones, ) (Entered: 11/08/2010)
11/05/20109NOTICE OF SETTING as to Panalpina Inc - regarding 1 Information - Felony. Initial Appearance set for 11/16/2010 at 10:00 AM in Courtroom 704 before Magistrate Judge Frances H Stacy, filed. (sjones, ) (Entered: 11/08/2010)
11/12/201010NOTICE OF RESETTING as to Panalpina Inc. Initial Appearance set for 12/16/2010 at 10:00 AM before Magistrate Judge Nancy K. Johnson, filed. (bwhite, ) (Entered: 11/12/2010)
11/22/201011ORDER to Relate and Consolidate. Case reassigned to Judge Vanessa D Gilmore for all further proceedings. Judge Keith P Ellison no longer assigned to case as to Panalpina Inc. Related case: 4:10-CR-00769(Signed by Judge Vanessa D Gilmore) Parties notified. (jegonzalez, ) (Entered: 11/23/2010)
12/01/201012 MOTION for Douglas Tween to Appear Pro Hac Vice by Panalpina Inc, filed. (jhancock) (Entered: 12/02/2010)
12/01/201013 MOTION for Richard Dean to Appear Pro Hac Vice by Panalpina Inc, filed. (jhancock) (Entered: 12/02/2010)
12/03/201014NOTICE OF RESETTING as to Panalpina Inc. Initial Appearance set for 12/6/2010 at 12:00 PM in Courtroom 8B before Magistrate Judge John R Froeschner, filed. (amaly) (Entered: 12/03/2010)
12/03/201015ORDER granting 13 Motion to Appear Pro Hac Vice as to Panalpina Inc (1).(Signed by Judge Vanessa D Gilmore.) Parties notified.(kstrouse, ) (Entered: 12/06/2010)
12/03/201016ORDER granting 12 Motion to Appear Pro Hac Vice as to Panalpina Inc (1).(Signed by Judge Vanessa D Gilmore.) Parties notified.(kstrouse, ) (Entered: 12/06/2010)
12/06/201017Minute Entry for proceedings held before Magistrate Judge John R Froeschner: INITIAL APPEARANCE as to Panalpina Inc, (Deft informed of rights) held on 12/6/2010. Appearances:Stacey Luck, Adam G Safwat.(ERO:yes), filed.(jhancock) (Entered: 12/07/2010)
12/06/201018Minute Entry for proceedings held before Magistrate Judge John R Froeschner: ARRAIGNMENT as to Panalpina Inc (1) Count 1,2 held on 12/6/2010. Waiver of Indictment signed. Docket control order entered. Appearances: Adam G Safwat, Stacey Kyle Luck, Douglas M. Tween.(ERO:yes) Deft continued on bond, filed.(jhancock) (Entered: 12/07/2010)
12/06/201019WAIVER OF INDICTMENT by Panalpina Inc, filed.(jhancock) (Entered: 12/07/2010)
12/06/201020DOCKET CONTROL ORDER as to Panalpina Inc. ETT:2 months.(Signed by Magistrate Judge John R Froeschner) Parties notified. (jhancock) (Entered: 12/07/2010)
12/07/201023PLEA AGREEMENT as to Panalpina Inc, filed. (Attachments: # 1 Continuation)(emares, ) (Entered: 12/14/2010)
12/07/201024 MOTION for Downward Departure by USA as to Panalpina Inc, filed. (emares, ) (Entered: 12/14/2010)
12/07/2010  RE-ARRAIGNMENT and Sentencing Minute Entry for proceedings held before Judge Vanessa D Gilmore: held on 12/7/2010. Panalpina Inc (1) Guilty Count 1,2 Panalpina Inc (1) Count 1,2. granting 24 MOTION for Upward Departure, Panalpina Inc sentenced to (1), Count(s) 1, 2, 3 yrs probation as to each Ct to run concurrently for a total of 3 yrs; $70,560,000.00 fine to be made in 4 equal installments; $400 special assessment for each ct., for a total of $800.00; Appearances:Robert Ernest; Stephan Gussmann. Adam G Safwat, Stacey Kyle Luck, Douglas M. Tween, Richard N Dean.(Court Reporter: Kathy Metzger), filed.(emares, ) (Entered: 12/16/2010)
12/14/201021TRANSCRIPT as to Panalpina Inc re: Rearraignment/Sentencing held on 12/7/2010 before Judge Vanessa D Gilmore.Court Reporter: K. Metzger. Release of Transcript Restriction set for 3/14/2011, filed. (kmetzger) (Entered: 12/14/2010)
12/14/201022SENTENCING DATA SHEET by USA as to Panalpina Inc, filed.(emares, ) (Entered: 12/14/2010)
12/15/201025Notice of Filing of Official Transcript as to 21 Transcript. Party notified, filed. (dhansen, ) (Entered: 12/15/2010)
12/16/201026JUDGMENT as to Panalpina Inc.(Signed by Judge Vanessa D Gilmore) Parties notified. (jegonzalez, ) (Entered: 12/20/2010)
12/16/201027Statement of Reasons (Sealed) as to Panalpina Inc, filed. (Entered: 12/20/2010)
12/20/2010  Document(s) Sent by regular mail to Stacey Luck and Douglas Tween re: 27 Statement of Reasons (Sealed), filed. (jegonzalez, ) (Entered: 12/20/2010)
12/22/2010  Fine and Special Assessment payment received for Panalpina Inc paid by Panalpina, receipt number 008148 for $17,640,800.00, filed. (agould, ) (Entered: 12/22/2010)