Case title: USA v. PARMATIC FILTER CORPORATION et al |
Date Filed: 05/17/2006 Date Terminated: 09/29/2008 |
| Assigned to: Judge William H. Walls | ||
Defendant (1) |
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PARMATIC FILTER CORPORATION
TERMINATED: 09/29/2008 |
represented by | STEVEN B. HOROWITZ
ROTH HOROWITZ, LLC 150 MORRIS AVENUE SUITE 206 SPRINGFIELD, NJ 07081 (973) 258-1288 Fax: (973)258-1171 Email: shorowitz@rothhorowitz.net LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
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| 18:371 CONSPIRACY TO DEFRAUD THE UNITED STATES (7/97-12/02 (1) |
Probation for a term of 5 years w/ conditions; Restitution in the amount of $7,962,807.14; Special assessment of $400 due immediately; AMENDMENT: Fine of $500,000 due immediately | |
Highest Offense Level (Opening) |
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| Felony | ||
Terminated Counts |
Disposition |
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| 18:1031 & 2 MAJOR FRAUD AGAINST U. S. (dof 6/29/01) (2) |
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| 18:1031 & 2 MAJOR FRAUD AGAINST U. S. (dof 10/31/01) (3) |
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| 18:1031 & 2 MAJOR FRAUD AGAINST U. S. (dof 2/28/02) (4) |
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| 18:1031 & 2 MAJOR FRAUD AGAINST U. S. (dof 3/29/02) (5) |
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| 18:1001 & 2 STATEMENTS OR ENTRIES GENERALLY (dof 4/19/02) (6-7) |
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| 18:1001 & 2 STATEMENTS OR ENTRIES GENERALLY (dof 5/16/02) (8) |
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| 18:1001 & 2 STATEMENTS OR ENTRIES GENERALLY (dof 5/31/02) (9) |
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| 18:1001 & 2 STATEMENTS OR ENTRIES GENERALLY (dof 7/26/02) (10-11) |
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| 18:1001 & 2 STATEMENTS OR ENTRIES GENERALLY (dof 9/30/02) (12) |
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| 18:371 CONSPIRACY TO DEFRAUD THE UNITED STATES (dof 10/22/96) (13) |
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Highest Offense Level (Terminated) |
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| Felony | ||
Complaints |
Disposition |
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| None |
Plaintiff |
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| USA | represented by | ANTHONY MOSCATO
UNITED STATES ATTORNEY'S OFFICE 970 BROAD STREET ROOM 702 NEWARK, NJ 07102 (973) 645-2920 Email: anthony.moscato@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED LEAH AMBER BYNON OFFICE OF THE US ATTORNEY 970 BROAD STREET SUITE 700 NEWARK, NJ 07102 (973) 645-2736 Fax: (973) 645-3210 Email: leah.bynon@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED |
| Date Filed | # | Docket Text |
|---|---|---|
| 05/17/2006 | 1 | INDICTMENT as to PARMATIC FILTER CORPORATION (1) count(s) 1, 2, 3, 4, 5, 6-7, 8, 9, 10-11, 12, 13, JOHN PARKINSON (2) count(s) 1, 2, 3, 4, 5, 6-7, 9, 12, BRETT J. HALPIN (3) count(s) 1, 2, 3, 4, 5, 6-7, 8, 12, DAVID D. SWARD (4) count(s) 1, 2, 3, 4, 5, 6-7, 9, 10, 12, 13, WILLIAM I. SCHWARTZ, JR (5) count(s) 1, 2, 3, 4, 5, 6-7, 11, 12. (dj, ) (Entered: 05/18/2006) |
| 05/17/2006 | 6 | Order to Seal Case as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR. until the arrest warrants are executed or until further order of the Court. . Signed by Judge Mark Falk on 5/17/06. (dj, ) (Entered: 05/18/2006) |
| 05/18/2006 | 7 | Order to Unseal Case as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR. Signed by Judge Mark Falk on 5/18/2006. (jr) (Entered: 05/19/2006) |
| 05/19/2006 | 8 | Minute Entry for proceedings held on 5/19/2006 before Judge Mark Falk :Initial Appearance as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR held. Bond Hearing as to JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR held.(Digital Recording F06#05.) (jr) (Entered: 05/21/2006) |
| 05/23/2006 | 13 | ORDER TO CONTINUE - Ends of Justice as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR Time excluded from 5/24/06 until 6/22/06. . Signed by Judge William H. Walls on 5/23/06. (eu, ) (Entered: 05/24/2006) |
| 06/08/2006 | Minute Entry for proceedings held before Judge William H. Walls :Miscellaneous Hearing held on 6/8/2006 directing defts. to obtain counsel by July 5, 2006 (Court Reporter davion.) (eu, ) (Entered: 06/12/2006) | |
| 07/05/2006 | 20 | ORDER TO CONTINUE - Ends of Justice as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR Time excluded from 7/6/06 until 9/2/06. . Signed by Judge William H. Walls on 7/5/06. (eu, ) (Entered: 07/05/2006) |
| 07/05/2006 | 21 | Minute Entry for proceedings held before Judge William H. Walls :Arraignment as to PARMATIC FILTER CORPORATION (1) Count 1,2,3,4,5,6-7,8,9,10-11,12,13 and JOHN PARKINSON (2) Count 1,2,3,4,5,6-7,9,12 and BRETT J. HALPIN (3) Count 1,2,3,4,5,6-7,8,12 and DAVID D. SWARD (4) Count 1,2,3,4,5,6-7,9,10,12,13 and WILLIAM I. SCHWARTZ JR. (5) Count 1,2,3,4,5,6-7,11,12 held on 7/5/2006 (Court Reporter davion.) (eu, ) (Entered: 07/07/2006) |
| 09/07/2006 | 25 | ORDER TO CONTINUE - Ends of Justice and motions Scheduling order as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR Time excluded from 9/3/06 until 11/03/06. . Signed by Judge William H. Walls on 9/7/06. (eu, ) (Entered: 09/08/2006) |
| 11/08/2006 | 33 | ORDER TO CONTINUE - Ends of Justice as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR Time excluded from 11/4/06 until 4/1/07. . Signed by Judge William H. Walls on 11/8/06. (eu, ) (Entered: 11/08/2006) |
| 12/08/2006 | 34 | Minute Entry for proceedings held before Judge William H. Walls :Status Conference as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR held on 12/8/2006 (Court Reporter davion.) (eu, ) (Entered: 12/13/2006) |
| 04/18/2007 | 36 | Minute Entry for proceedings held before Judge William H. Walls :Status Conference as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR held on 4/18/2007 (Court Reporter davion.) (eu, ) (Entered: 04/20/2007) |
| 04/23/2007 | 37 | ORDER TO CONTINUE - Ends of Justice as to PARMATIC FILTER CORPORATION, JOHN PARKINSON, BRETT J. HALPIN, DAVID D. SWARD, WILLIAM I. SCHWARTZ, JR Time excluded from 4/1/07 until 9/12/07.. Signed by Judge William H. Walls on 4/23/07. (eu, ) (Entered: 04/23/2007) |
| 09/06/2007 | 53 | Minute Entry for proceedings held before Judge William H. Walls :Change of Plea Hearing as to PARMATIC FILTER CORPORATION held on 9/6/2007, Plea entered by PARMATIC FILTER CORPORATION (1) Guilty Count 1. Sentencing set for 12/10/2007 10:00 AM in Newark - Courtroom 4D before Judge William H. Walls. (Court Reporter Yvonne Davion.) (lm2, ) (Entered: 09/06/2007) |
| 09/06/2007 | 54 | Corporate Resolution from Parmatic Filter Corporation (lm2, ) (Entered: 09/06/2007) |
| 09/06/2007 | 55 | APPLICATION for permission to enter Plea of guilty as to PARMATIC FILTER CORPORATION. (lm2, ) (Entered: 09/06/2007) |
| 09/06/2007 | 56 | PLEA AGREEMENT as to PARMATIC FILTER CORPORATION (lm2, ) (Entered: 09/06/2007) |
| 09/11/2008 | 68 | Minute Entry for proceedings held before Judge William H. Walls:Sentencing held on 9/11/2008 for PARMATIC FILTER CORPORATION (1), Count(s) 1, Probation for a term of 5 years w/ conditions; Restitution in the amount of $7,962,807.14; Special assessment of $400 due immediately. (Court Reporter/Recorder YVONNE DAVION.) (NR ) (Entered: 09/30/2008) |
| 09/29/2008 | 69 | JUDGMENT as to PARMATIC FILTER CORPORATION (1), Count(s) 1, Probation for a term of 5 years w/ conditions; Restitution in the amount of $7,962,807.14; Special assessment of $400 due immediately. Signed by Judge William H. Walls on 9/29/08. (NR ) (Entered: 09/30/2008) |
| 11/18/2008 | 77 | AMENDED JUDGMENT as to PARMATIC FILTER CORPORATION (1), Count(s) 1, Probation for a term of 5 years w/ conditions; Restitution in the amount of $7,962,807.14; Special assessment of $400 due immediately; AMENDMENT: Fine of $500,000 due immediately (see Pg. 4). Signed by Judge William H. Walls on 11/18/08. (NR ) (Entered: 11/20/2008) |