U.S. District Court
District of New Jersey [LIVE] (Newark)
CRIMINAL DOCKET FOR CASE #: 2:01-cr-00046-KSH-2,3


Case title: USA v. SMITH, et al

Date Filed: 01/26/2001
Date Terminated: 12/19/2001

Assigned to: Judge Katharine S. Hayden

Defendant (2)
JANITORIAL & MAINTENANCE SERVICE CORP.
TERMINATED: 01/02/2002
doing business as
JAMS, INC.
doing business as
JAMS-DOD
doing business as
DOD/JAMS
represented byJOHN C. WHIPPLE
ARSENEAULT, WHIPPLE, FASSETT & AZZARELLO, LLP
560 MAIN STREET
CHATHAM, NJ 07928
(973) 635-3366
Fax: 973-635-0855
Email: jcwhipple@awffa.com
TERMINATED: 01/02/2002
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:1343 & 2 FRAUD BY WIRE
(10)
Statutory punishment: 1 day probation (is deemed served).

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
18:912 & 2 IMPERSONATING OFFICER OR EMPLOYEE OF U.S. (dof 07/99 thru 10/00)
(3-8)
Dismissed.
18:1343 & 2 FRAUD BY WIRE
(9)
Dismissed.
18:1343 & 2 FRAUD BY WIRE
(11-12)
Dismissed.

Highest Offense Level (Terminated)
Felony

Complaints

Disposition
None

Assigned to: Judge Katharine S. Hayden

Defendant (3)
PENEL CORPORATION
TERMINATED: 01/02/2002
doing business as
PENELL CORPORATION
doing business as
PENNEL LIMITED
doing business as
PENNEL LTD.
represented byJOHN C. WHIPPLE
ARSENEAULT, WHIPPLE, FASSETT & AZZARELLO, LLP
560 MAIN STREET
CHATHAM, NJ 07928
(973) 635-3366
Fax: 973-635-0855
Email: jcwhipple@awffa.com
TERMINATED: 01/02/2002
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:1341 & 2 FRAUDS AND SWINDLES
(13)
Statutory punishment: 1 day probation (deemed served).

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
18:912 & 2 IMPERSONATING OFFICER OR EMPLOYEE OF U.S. (dof 09/98 & 03/99)
(1-2)
Dismissed.
18:1343 & 2 FRAUD BY WIRE
(14-16)
Dismissed.

Highest Offense Level (Terminated)
Felony

Complaints

Disposition
None


Plaintiff
USA
TERMINATED: 01/02/2002
represented byALAIN LEIBMAN
FOX ROTHSCHILD LLP
997 LENOX DRIVE
BUILDING 3
LAWRENCEVILLE, NJ 08648-2311
(609) 895-6743
Fax: (609) 896-1469
Email: aleibman@foxrothschild.com
TERMINATED: 01/02/2002
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

CAROLINE A. SADLOWSKI
UNITED STATES ATTORNEY'S OFFICE
970 BROAD STREET
SUITE 700
NEWARK, NJ 07102
(973) 645-2700
Email: caroline.sadlowski@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
01/26/200110 INDICTMENT as to PENELOPE SMITH (1) count(s) 1-2, 3-8, 9-12, 13, 14-16, JANITORIAL & MAINTEN (2) count(s) 3-8, 9-12, PENEL CORPORATION (3) count(s) 1-2, 13, 14-16 (th) (Entered: 01/29/2001)
01/30/200113 NOTICE OF ALLOCATION AND ASSIGNMENT Setting Arraignment for 10:00 2/8/01 in Courtroom 5 Newark ( before Judge Katharine S. Hayden ) (th) (Entered: 02/01/2001)
02/16/200115 NOTICE of Appearance for PENELOPE SMITH, JANITORIAL & MAINTEN, PENEL CORPORATION by Attorney John C. Whipple, Esq. (it) (Entered: 02/22/2001)
02/16/200116 Minutes of 2/16/01 before Judge Katharine S. Hayden as to PENELOPE SMITH, JANITORIAL & MAINTEN, PENEL CORPORATION, Arraignment Held. Defendant(s) pleads Not Guilty to Indictment. Motion Filing set for 3/2/01 for PENELOPE SMITH, for JANITORIAL & MAINTEN, for PENEL CORPORATION ; Trial with jury set for 9:00 4/10/01 for PENELOPE SMITH, for JANITORIAL & MAINTEN, for PENEL CORPORATION ; Responses to Motions due 3/16/01 Motion Return Date 3/30/01 Ordered bail cont. (Court Reporter/ESR: RF) (it) (Entered: 02/22/2001)
02/16/200117 Order for Discovery and Inspection. ( signed by Judge Katharine S. Hayden ) (it) (Entered: 02/22/2001)
04/11/200118 Minutes of 4/11/01 before Judge Katharine S. Hayden as to PENELOPE SMITH, JANITORIAL & MAINTEN, PENEL CORPORATION, Retraction of Plea hearing held. , Guilty: PENELOPE SMITH (1) count(s) 2, 10, 13, 16 of Indictment, JANITORIAL & MAINTEN (2) count(s) 10 of Indictment, PENEL CORPORATION (3) count(s) 13 of Indictment , set Sentencing for 10:00 7/27/01 for PENELOPE SMITH, for JANITORIAL & MAINTEN, for PENEL CORPORATION Ordered bail continued. (Court Reporter/ESR: RF) (it) (Entered: 04/17/2001)
04/11/200121 Application for permission to enter Plea of guilty by JANITORIAL & MAINTEN (it) (Entered: 04/17/2001)
04/11/200122 Plea Agreement as to JANITORIAL & MAINTEN (it) (Entered: 04/17/2001)
04/11/200123 NOTICE of Minutes of a Special Meeting of The Sole Shareholder of Janitorial and Maintenance Service Corp. And Resolution Authorizing The Entry of A Corporate Guilty Plea by JANITORIAL & MAINTEN (it) (Entered: 04/17/2001)
04/11/200124 Application for permission to enter Plea of guilty by PENEL CORPORATION (it) (Entered: 04/17/2001)
04/11/200125 Plea Agreement as to PENEL CORPORATION (it) (Entered: 04/17/2001)
04/11/200126 NOTICE of Minutes of a Special Meeting of the Sole Shareholder of Penel Corporation And Resolution Authorizing The Entry of A Corporate Guilty Plea by PENEL CORPORATION (it) (Entered: 04/17/2001)
12/19/200127 Minutes of 12/19/01 before Judge Katharine S. Hayden as to PENELOPE SMITH, JANITORIAL & MAINTEN, PENEL CORPORATION, Hearing on motion for a downward departure , Ordered motion granted. Sentencing held. PENELOPE SMITH (1) count(s) 2, 10, 13, 16, of Indictment. JANITORIAL & MAINTEN (2) count(s) 10 of Indictment. PENEL CORPORATION (3) count(s) 13 of Indictment Deft. Penel Corporation is defunct. Defendant as a defunct corporation is not assessed any fines or restitution. Deft. Janitorial & Maintenance Services is defunct. Deft. as a defunct corporation is not assessed any fines or restitution. (Court Reporter/ESR: RF) (it) (Entered: 01/15/2002)
01/02/200229 JUDGMENT JANITORIAL & MAINTEN (2) count(s) 10 of Indictment . Statutory punishment: 1 day probation (is deemed served). , Spec. Assessment $400. JANITORIAL & MAINTEN (2) count(s) 3-8, 9 , 11 -12 Dismissed. (signed by Judge Katharine S. Hayden ) party JANITORIAL & MAINTEN (it) (Entered: 01/15/2002)
01/02/200230 JUDGMENT PENEL CORPORATION (3) count(s) 13 of Indictment. Statutory punishment: 1 day probation (deemed served). , Spec. Assessment $400. PENEL CORPORATION (3) count(s) 1-2, 14 -16 Dismissed. (signed by Judge Katharine S. Hayden ) party PENEL CORPORATION (it) (Entered: 01/15/2002)
01/30/200336 APPLICATION and ORDER for writ of garnishment. Garnishee: Fleet Bank ( signed by Judge Katharine S. Hayden ) (Writ of Garnishment & Clerk's Notice of Garnishment, issued) (it) (Entered: 01/31/2003)
01/30/200337 APPLICATION and ORDER for writ of garnishment. Garnishee: Commerce Bank ( signed by Judge Katharine S. Hayden ) (Writ of Garnishment & Clerk's Notice of Garnishment, issued). (it) (Entered: 01/31/2003)