CLOSED

U.S. District Court
Northern District of Alabama (Southern)
CRIMINAL DOCKET FOR CASE #: 2:00-cr-00285-LSC-PWG-1


Case title: USA v. Holzmann

Date Filed: 08/11/2000
Date Terminated: 08/18/2000

Assigned to: Judge L Scott Coogler
Referred to: Magistrate Judge Paul W Greene

Defendant (1)
Philipp Holzmann
Philipp Holzmann Aktiengesellschaft
TERMINATED: 08/18/2000
also known as
Philipp Holzmann Aktiengesellschaft
also known as
Philipp Philipp Holzman AG
represented byDonald C Klawiter
MORGAN LEWIS & BOCKIUS
1111 Pennsylvania Avenue, NW
Washington, DC 20036
1-202-739-3000
Fax: 1-202-739-3001 fax
ATTORNEY TO BE NOTICED

John H Shenefield
MORGAN LEWIS & BOCKIUS
1111 Pennsylvania Avenue, NW
Washington, DC 20036
1-202-739-3000
Fax: 1-202-739-3001 fax
ATTORNEY TO BE NOTICED
Designation: Retained

Konrad Hinrichs
MORGAN LEWIS & BOCKIUS
1111 Pennsylvania Avenue, NW
Washington, DC 20036
1-202-739-3000
Fax: 1-202-739-3001 fax
ATTORNEY TO BE NOTICED
Designation: Retained

Michael Pant
MORGAN LEWIS & BOCKIUS
1111 Pennsylvania Avenue, NW
Washington, DC 20036
1-202-739-3000
Fax: 1-202-739-3001 fax
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
15:1 ANTITRUST VIOLATIONS
(1)
Prob. 60 mos.; Fine $30,000,000.00; Asmt fee $200.00

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
United States of America
TERMINATED: 08/18/2000
represented bySharon D Kelly
US ATTORNEY'S OFFICE
1801 4th Avenue North
Birmingham, AL 35203-2101
205-244-2001
Fax: 205-244-2181
Email: cindy.kelly@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Alice H Martin, US Attorney
US ATTORNEY'S OFFICE
1801 4th Avenue North
Birmingham, AL 35203-2101
244-2001
Email: usa-aln-ecf-usa@usdoj.gov
ATTORNEY TO BE NOTICED

US Probation
UNITED STATES PROBATION OFFICE
Robert Vance Bldg.
1800 5th Avenue North
Birmingham, AL 35203
716-2900
Email: alnpdb_cmecf@alnp.uscourts.gov
ATTORNEY TO BE NOTICED

John C Bell
US ATTORNEY'S OFFICE
1801 4th Avenue North
Birmingham, AL 35203-2101
244-2001
Email: John.Bell2@usdoj.gov
ATTORNEY TO BE NOTICED

US Marshal
UNITED STATES MARSHAL'S OFFICE
Hugo Black Federal Courthouse, Room 240
1729 5th Avenue North
Birmingham, AL 35203
205-731-1712
Email: usms-aln-courts@usdoj.gov
TERMINATED: 08/18/2000
ATTORNEY TO BE NOTICED

Glenn D Baker
US DEPARTMENT OF JUSTICE-ANTITRUST DIVISION
Richard B. Russell Building, Suite 1176
75 Spring Street
Atlanta, GA 30303
1-404-331-7100
TERMINATED: 08/18/2000
ATTORNEY TO BE NOTICED

James M Griffin
US DEPARTMENT OF JUSTICE-ANTITRUST DIVISION
Richard B. Russell Building, Suite 1176
75 Spring Street
Atlanta, GA 30303
1-404-331-7100
Fax: 1-404-331-7110 fax
TERMINATED: 08/18/2000
ATTORNEY TO BE NOTICED

Janet Levine Nahirny
US DEPARTMENT OF JUSTICE-ANTITRUST DIVISION
Richard B. Russell Building, Suite 1176
75 Spring Street
Atlanta, GA 30303
1-404-331-7100
TERMINATED: 08/18/2000
ATTORNEY TO BE NOTICED

Joel I Klein
UNITED STATES DEPARTMENT OF JUSTICE
Antitrust Division
325 7th Street, NW, Suite 500
Washington, DC 20530
1-202-307-6351
Fax: 1-202-307-2784 fax
TERMINATED: 08/18/2000
ATTORNEY TO BE NOTICED

John T Orr
US DEPARTMENT OF JUSTICE-ANTITRUST DIVISION
Richard B. Russell Building, Suite 1176
75 Spring Street
Atlanta, GA 30303
1-404-331-7100
Fax: 1-404-331-7110 fax
TERMINATED: 08/18/2000
ATTORNEY TO BE NOTICED

Michael V Rasmussen
MICHAEL V RASMUSSEN, ATTORNEY AT LAW
130 Inverness Plaza, #175
Birmingham, AL 35242
205-328-0162
Fax: 205-328-0172
Email: rasmussenlaw@charter.net
TERMINATED: 08/18/2000
ATTORNEY TO BE NOTICED

Scott D Hammond
US DEPARTMENT OF JUSTICE-ANTITRUST DIVISION
Richard B. Russell Building, Suite 1176
75 Spring Street
Atlanta, GA 30303
1-404-331-7100
Fax: 1-404-331-7110 fax
TERMINATED: 08/18/2000
ATTORNEY TO BE NOTICED

William D Dillon
US DEPARTMENT OF JUSTICE-ANTITRUST DIVISION
Richard B. Russell Building, Suite 1176
75 Spring Street
Atlanta, GA 30303
1-404-331-7100
Fax: 1-404-331-7110
Email: william.dillon@usdoj.gov
TERMINATED: 08/18/2000
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
08/11/2000  Docket Modification (Utility) sealing case (YMB) (Entered: 08/11/2000)
08/11/2000INFORMATION (referred to Magistrate-Judge Paul W. Greene ) filed by USA Philipp Holzmann Aktiengesellschaft (1) count(s) 1 (SEAL) (Entered: 08/11/2000)
08/11/2000  Docket Modification (Utility) LU (SEAL) (Entered: 08/11/2000)
08/17/2000MOTION to lift seal by USA as to Philipp Holzmann Aktiengesellschaft filed cs dl ELN (SEAL) (Entered: 08/17/2000)
08/18/2000WAIVER of indictment by defendant Philipp Holzmann Aktiengesellschaft filed (SEAL) (Entered: 08/18/2000)
08/18/2000PLEA Agreement as to Philipp Holzmann Aktiengesellschaft filed cm (SEAL) (Entered: 08/18/2000)
08/18/2000BRIEF - Joint Rule 11 memorandum by dft Philipp Holzmann Aktiengesellschaft and plaintiff USA filed no cs (SEAL) (Entered: 08/18/2000)
08/18/2000  Docket Modification (Utility) case unsealed (SEAL) (Entered: 08/18/2000)
08/18/2000ORDER (by Judge Edwin L. Nelson) granting motion to lift seal by USA as to Philipp Holzmann Aktiengesellschaft [2-1] filed cm (KWC) (Entered: 08/18/2000)
08/18/2000Uncontested MOTION for attorneys John H Shenefield & Donald C. Klawiter to appear pro hac vice by defendant Philipp Holzmann Aktiengesellschaft (fee paid) filed dl ELN (KWC) Modified on 08/18/2000 (Entered: 08/18/2000)
08/18/2000  PRO HAC VICE admission fee paid ($100.00) on 08/18/00 receipt # 200 154643 (KWC) Modified on 08/18/2000 (Entered: 08/18/2000)
08/18/2000ORDER (by Judge Edwin L. Nelson) granting motion for attorneys John H Shenefield & Donald C. Klawiter to appear pro hac vice by defendant Philipp Holzmann Aktiengesellschaft (fee paid) [7-1] filed cm (KWC) (Entered: 08/18/2000)
08/18/2000  COURTROOM NOTES ( before Judge Edwin L. Nelson ): FIRST APPEARANCE of PHILIPP HOLZMANN AKTIENGESELLSCHAFT; Attorney John H. Shenefield and Donald C Klawiter present; ARRAIGNMENT of dft Philipp Holzmann Aktiengesellschaft ; waiver of indictment by dft in open court; Dr. Michael Pant, General Counsel acting on behalf of dft organization; GUILTY PLEA entered; CrtRptr Penny Enoch (ADF) (Entered: 08/18/2000)
08/18/2000  COURTROOM NOTES ( before Judge Edwin L. Nelson ): , GUILTY PLEA entered by Philipp Holzmann Aktiengesellschaft as to Ct 1 ; SENTENCE: Probation 5 yrs w/spec. cond. as set out in judgment - FINE of $30,000,000 w/interest waived, payments as set out in judgment - $200 asmt. fee; CrtRptr Penny Enoch (ADF) (Entered: 08/18/2000)
08/18/2000  SENTENCING ( by Judge Edwin L. Nelson ): , sentencing Philipp Holzmann Aktiengesellschaft (1) count(s) 1. Prob. 60 mos.; Fine $30,000,000.00; Asmt fee $200.00 (Former Employee) (Entered: 08/18/2000)
08/18/2000PRESENTENCE Report on Philipp Holzmann Aktiengesellschaft filed under seal cm USPO (Former Employee) (Entered: 08/18/2000)
08/18/200010 SENTENCING RECOMMENDATIONS as to Philipp Holzmann Aktiengesellschaft filed under seal cm USPO (Former Employee) (Entered: 08/18/2000)
08/18/200011 JUDGMENT and Commitment as to Philipp Holzmann Aktiengesellschaft ( by Judge Edwin L. Nelson ) case terminated, filed cm del USM (Former Employee) (Entered: 08/18/2000)
08/31/200012 CERTIFICATE (CrtRptr Penny L Enoch) notes only as to Philipp Holzmann Aktiengesellschaft of arr, plea & sent on 08/18/00 before ELN (KWC) (Entered: 08/31/2000)
08/31/200013 TRANSCRIPT of arraignment, plea & sentencing on 08/18/00 as to Philipp Holzmann Aktiengesellschaft before ELN; CrtRptr Penny L Enoch; 1 vol = 31 pages; filed (KWC) (Entered: 08/31/2000)
07/25/2002  REMARK: dft name corrected in editor (Former Employee) (Entered: 07/25/2002)
07/25/200214 MOTION to require immediate payment of fine and to modify terms of probation by USA as to Philipp Holzmann w/exhibits attached filed cs del ELN (Former Employee) (Entered: 07/26/2002)
07/25/200215 MOTION for temporary restraining order and for preliminary injunction by USA as to Philipp Holzmann filed cs dl ELN (Former Employee) (Entered: 07/29/2002)
07/29/200216 ORDER (by Judge Edwin L Nelson) denying motion for TRO [15-1], preliminary inj hearing set in-chambers for 10:00 8/19/02 for Philipp Holzmann filed cm (Former Employee) (Entered: 07/29/2002)
07/30/2002  COURTROOM NOTES ( before Judge Edwin L. Nelson ): TELEPHONE CONFERENCE in chambers re: motion #14 to require immediate payment of fine and to modify probations terms; written order to be entered by Court; CrtRptr Lindy Fuller (ADF) (Entered: 07/30/2002)
07/31/200217 ORDER ( by Judge Edwin L. Nelson ) granting motion to require immediate payment of fine [14-1], denying motion to modify terms of probation by USA as to Philipp Holzmann [14-2] denying motion for temporary restraining order [15-1], denying motion for preliminary injunction by USA as to Philipp Holzmann [15-2] filed cm (Former Employee) (Entered: 07/31/2002)
10/29/200318 MOTION for summons for offender Philipp Holzman Aktiengesellschaft on probation by USP filed (YMB) (Entered: 10/30/2003)
10/29/200319  18 - ORDER ( by Judge L S. Coogler ) granting petition for summons for offender on probation [18-1] cm (YMB) (Entered: 10/30/2003)
10/29/2003  Docket Modification (Utility) case reassigned to Judge L S Coogler (Former Employee) (Entered: 01/07/2004)
10/30/2003  SUMMONS issued cert mail ret recpt as to Philipp Holzmann cm (YMB) (Entered: 10/30/2003)
10/30/2003  Docket Modification (Utility) initial app on pro rev hrg set for 10:00 11/20/03 before RRA; final pr rev hrg set for 9:00 12/4/03 before LSC for Philipp Holzmann (YMB) (Entered: 10/30/2003)
11/19/200320 MOTION to continue initial and final prob rev hearings by USA as to Philipp Holzmann filed cs del RRA (Former Employee) (Entered: 11/19/2003)
11/19/200321  20 - ORDER ( by Judge L S. Coogler ) granting motion to continue initial and final prob rev hearings by USA as to Philipp Holzmann Aktiengesellschaft [20-1] cm (DWC) (Entered: 11/19/2003)
01/07/200422 RESPONSE by dft Philipp Holzmann re: summons and petition for prob rev [18-1], w/exhibits attached filed cs del LSC (Former Employee) (Entered: 01/07/2004)
07/09/200423 MOTION for final prob revocation hearing by USA as to Philipp Holzmann , and to compel production of docs relevant to assets and disposition of assets in US by USA as to Philipp Holzmann filed cs (KWC) (Entered: 07/12/2004)
07/13/200424 ORDER ( by Judge L S. Coogler ) granting motion for final prob revocation hearing by USA as to Philipp Holzmann [23-1], granting motion to compel production of docs relevant to assets and disposition of assets in US by USA as to Philipp Holzmann [23-2] ; final pro rev hearing set for 1:30 7/27/04 for Philipp Holzmann ; dft ordered to appear before the US Probation Office on 7/21/04 10:00 am w/ a knowledgeable agent & certain documents named filed cm (DWC) (Entered: 07/13/2004)
07/21/200425 RESPONSE by defendant Philipp Holzmann regarding final probation revocation hearing [24-2] and further statement with respect to its financial condition filed cs (w/2 volumes of bound appendix) (KAM) (Entered: 07/23/2004)
07/26/200426 MOTION to continue Final Pro Rev hrg by USA as to Philipp Holzmann filed cs del LSC (DWC) (Entered: 07/26/2004)
07/27/200427  26 - ORDER ( by Judge L S. Coogler ) granting motion to continue Final Pro Rev hrg by USA as to Philipp Holzmann [26-1] ; probation revocation hearing RESCHEDULED for 11:00 9/29/04 for Philipp Holzmann cm (DWC) (Entered: 07/28/2004)
09/28/200428 MOTION (Request) for continuance of final probation revocation hearing by USA as to Philipp Holzmann filed cs (del CO) (HBB) (Entered: 09/28/2004)
09/28/200429  28 - ORDER ( by Judge L S. Coogler ) granting motion for continuance of final probation revocation hearing by USA as to Philipp Holzmann [28-1] cm (HBB) (Entered: 09/29/2004)
10/01/200430 ORDER ( by Judge L S. Coogler ) ; probation revocation hearing reset for 9:15 12/1/04 for Philipp Holzmann filed cm (KWC) (Entered: 10/04/2004)
11/30/200431  MOTION -request for Continuance of final probation revocation hearing currently set 12/1/04 by United States of America as to Philipp Holzmann. (KWC, ) (Entered: 11/30/2004)
11/30/2004  ORDER granting 31 Motion to Continue as to Philipp Holzmann (1). Hearing to be reset. Signed by Judge L Scott Coogler on 11-30-2004. (Coogler, L) (Entered: 11/30/2004)
12/03/200432 ORDER as to Philipp Holzmann RESCHEDULING Final Probation Revocation Hearing set for 3/30/2005 09:00 AM in Courtroom 7B before Judge L Scott Coogler.. Signed by Judge L Scott Coogler on 12/3/2004. (ADF, ) (Entered: 12/03/2004)
02/23/200533 ORDER as to Philipp Holzmann RESCHEDULING the Final Revocation of Supervised Release Hearing reset for 4/12/2005 1:30 PM before Judge L Scott Coogler. Signed by Judge L Scott Coogler on 2/23/2005. (ADF, ) (Entered: 02/23/2005)
04/07/200534  MOTION Motion for Final Hearing on Revocation of Probation to be Removed from Court's Docket by United States of America as to Philipp Holzmann. (Simmons, Sharon) (Entered: 04/07/2005)
09/21/2005  ORDER granting 34 Motion as to Philipp Holzmann (1). Signed by Judge L Scott Coogler on 9/21/2005. (Coogler, L) (Entered: 09/21/2005)