Case title: USA v. United Technologies Corporation et al |
Date Filed: 06/28/2012 |
| Assigned to: Judge Warren W. Eginton | ||
Defendant (1) |
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| United Technologies Corporation | represented by | James T. Cowdery
Cowdery, Ecker & Murphy 280 Trumbull Street 22nd Floor Hartford, CT 06103 860-278-5555 Fax: 860-249-0012 Email: jcowdery@cemlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
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| 18:1001.F STATEMENTS OR ENTRIES GENERALLY (2) |
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Highest Offense Level (Opening) |
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| Felony | ||
Terminated Counts |
Disposition |
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| None | ||
Highest Offense Level (Terminated) |
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| None | ||
Complaints |
Disposition |
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| None |
| Assigned to: Judge Warren W. Eginton | ||
Defendant (2) |
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| Pratt & Whitney Canada Corp | represented by | James T. Cowdery
(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
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| 22:2778(b)(2)ATTEMPTED EXPORTATION OF ARMS AND MUNITIONS (1) |
The defendant shall be placed on probation for a total term of 2 years. Defendant to pay a special assessment in the total amount of $800.00 and a fine in the amount of $4,600,000.00. The defendant must pay the fine and special assessment by wire transfer or check within 14 days after the day of sentencing. | |
| 18:1001.F STATEMENTS OR ENTRIES GENERALLY (2) |
The defendant shall be placed on probation for a total term of 2 years. Defendant to pay a special assessment in the total amount of $800.00 and a fine in the amount of $4,600,000.00. The defendant must pay the fine and special assessment by wire transfer or check within 14 days after the day of sentencing. ADDITIONAL FORFEITED PROPERTY: The defendant must pay a sum of money in the amount of $2.3 million, which represents a reasonable estimate of the total gross profit arising from the conduct set forth in Count 1. No later than 14 days after the day of sentencing, the defendant must make payment in full of the foregoing money judgment forfeiture, in the form of a wire transfer or check for $2.3 million payable to the U.S. Department of Homeland Security for deposit into the U.S. Department of Treasury Forfeiture Fund for disposition in accordance with law. | |
| 22:2778C.F CRIMINAL VIOLATIONS (3) |
Deferred | |
Highest Offense Level (Opening) |
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| Felony | ||
Terminated Counts |
Disposition |
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| None | ||
Highest Offense Level (Terminated) |
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| None | ||
Complaints |
Disposition |
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| None |
| Assigned to: Judge Warren W. Eginton | ||
Defendant (3) |
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| Hamilton Sundstrand Corporation | represented by | James T. Cowdery
(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
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| 18:1001.F STATEMENTS OR ENTRIES GENERALLY (2) |
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| 22:2778C.F CRIMINAL VIOLATIONS (3) |
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Highest Offense Level (Opening) |
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| Felony | ||
Terminated Counts |
Disposition |
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| None | ||
Highest Offense Level (Terminated) |
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| None | ||
Complaints |
Disposition |
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| None |
Plaintiff |
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| USA | represented by | David B. Fein
U.S. Attorney's Office-NH 157 Church St., 25th floor New Haven, CT 06510 203-821-3700 Email: David.Fein@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Gustafson U.S. Attorney's Office-HFD 450 Main St. Room 328 Hartford, CT 06103 860-760-7960 Fax: 860-760-7979 Email: mike.gustafson@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen Benjamin Reynolds U.S. Attorney's Office-NH 157 Church St., 25th floor New Haven, CT 06510 203-696-3000 Fax: 203-579-5575 Email: Stephen.Reynolds@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED |
| Date Filed | # | Docket Text |
|---|---|---|
| 06/28/2012 | 1 | INFORMATION as to United Technologies Corporation (1) count(s) 2, Pratt & Whitney Canada Corp (2) count(s) 1, 2, 3, Hamilton Sundstrand Corporation (3) count(s) 2, 3. (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 2 | WAIVER OF INDICTMENT by United Technologies Corporation (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 3 | WAIVER OF INDICTMENT by Pratt & Whitney Canada Corp (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 4 | WAIVER OF INDICTMENT by Hamilton Sundstrand Corporation (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 5 | Deferred Prosecution Agreement by USA as to United Technologies Corporation, Pratt & Whitney Canada Corp, Hamilton Sundstrand Corporation (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 6 | JOINT MOTION for Deferred Prosecution Continuance by USA and United Technologies Corporation. (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 7 | ORDER granting 6 Motion for Deferred Prosecution Continuance as to United Technologies Corporation (1). Signed by Judge Warren W. Eginton on 6/28/2012. (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 8 | JOINT MOTION for Deferred Prosecution Continuance by USA and Pratt & Whitney Canada Corp. (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 9 | ORDER granting 8 Motion for Deferred Prosecution Continuance as to Pratt & Whitney Canada Corp (2). Signed by Judge Warren W. Eginton on 6/28/2012. (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 10 | JOINT MOTION for Deferred Prosecution Continuance by USA and Hamilton Sundstrand Corporation. (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 11 | ORDER granting 10 Motion for Deferred Prosecution Continuance as to Hamilton Sundstrand Corporation (3). Signed by Judge Warren W. Eginton on 6/28/2012. (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 13 | Minute Entry for proceedings held before Judge Warren W. Eginton:Initial Appearance and Waiver/Plea Hearing as to Pratt & Whitney Canada Corp held on 6/28/2012, Sentencing set for 6/28/2012 01:40 PM in Courtroom Three-Annex, 915 Lafayette Blvd., Bridgeport, CT before Judge Warren W. Eginton. 31 minutes(Court Reporter/ECRO S. Baldwin.)(Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 14 | PLEA AGREEMENT as to Pratt & Whitney Canada Corp, Plea entered by Pratt & Whitney Canada Corp (2) Guilty Count 1,2 by Pratt & Whitney Canada Corp (Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 15 | Minute Entry for proceedings held before Judge Warren W. Eginton:Sentencing as to Pratt & Whitney Canada Corp held on 6/28/2012: 25 minutes(Court Reporter/ECRO S. Baldwin.)(Blough, B.) (Entered: 06/29/2012) |
| 06/28/2012 | 16 | JUDGMENT as to Pratt & Whitney Canada Corp (2), Count(s) 1 and 2 The defendant shall be placed on probation for a total term of 2 years. Defendant to pay a special assessment in the total amount of $800.00 and a fine in the amount of $4,600,000.00. The defendant must pay the fine and special assessment by wire transfer or check within 14 days after the day of sentencing; Count(s) 3 is deferred. ADDITIONAL FORFEITED PROPERTY: The defendant must pay a sum of money in the amount of $2.3 million, which represents a reasonable estimate of the total gross profit arising from the conduct set forth in Count 1. No later than 14 days after the day of sentencing, the defendant must make payment in full of the foregoing money judgment forfeiture, in the form of a wire transfer or check for $2.3 million payable to the U.S. Department of Homeland Security for deposit into the U.S. Department of Treasury Forfeiture Fund for disposition in accordance with law. Signed by Judge Warren W. Eginton on 6/28/2012. (Blough, B.) (Entered: 07/10/2012) |
| 06/29/2012 | 12 | TRANSCRIPT of Proceedings: as to United Technologies Corporation, Pratt & Whitney Canada Corp, Hamilton Sundstrand Corporation Held on 6/28/12 (Excerpt of Guilty Plea and Waiver of Pratt & Whitney Canada Corporation) before Judge Warren W. Eginton. Court Reporter: Steve Bowles. IMPORTANT NOTICE - REDACTION OF TRANSCRIPTS: To remove personal identifier information from the transcript, a party must electronically file a Notice of Intent to Request Redaction with the Clerk's Office within seven (7) calendar days of this date. If no such Notice is filed, the court will assume redaction of personal identifiers is not necessary and the transcript will be made available through PACER without redaction 90 days from today's date. The transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. The policy governing the redaction of personal information is located on the court website at www.ctd.uscourts.gov. Redaction Request due 7/20/2012. Redacted Transcript Deadline set for 7/30/2012. Release of Transcript Restriction set for 9/27/2012. (Bowles, S.) (Entered: 06/29/2012) |