UNITED STATES DISTRICT COURT, CENTRAL DISTRICT OF CALIFORNIA (Western Division - Los Angeles)
CRIMINAL DOCKET FOR CASE #: 2:05-cr-00996-AHM-1

Case title: USA v. SevenUP RC Bottling

Date Filed: 10/14/2005
Date Terminated: 04/11/2006

Assigned to: Judge A. Howard Matz

Defendant (1)
SevenUP RC Bottling Company of Southern California Inc Western Division of Dr Pepper 7UP Bottling Group Inc
TERMINATED: 04/11/2006
represented byHarland W Braun
Harland W Braun Law Offices
1880 Century Park East Suite 710
Los Angeles, CA 90067-1608
310-277-4777
Fax: 310-277-4045
Email: harland@braunlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
33:1311(a) and 1319(c)(1)(A) WATER POLLUTION
(1-5)
Probation on Counts 1 through 12 of the 12-Count Information for a term of five (5) years, under the terms and conditions of the United States Probation Office and General Order 318. Special assessment $1,450. Restitution $40,000. fine $600,000. The defendant shall comply with General Order Number 01-05.
33:1317(b) and 1319(c)(1)(A) DISCHARGE OF POLLUTANTS IN VIOLATION OF PRETREATMENT STANDARDS
(6-11)
Probation on Counts 1 through 12 of the 12-Count Information for a term of five (5) years, under the terms and conditions of the United States Probation Office and General Order 318. Special assessment $1,450. Restitution $40,000. fine $600,000. The defendant shall comply with General Order Number 01-05.
33:1311(a) and 1319(c)(1)(A) WATER POLLUTION
(12)
Probation on Counts 1 through 12 of the 12-Count Information for a term of five (5) years, under the terms and conditions of the United States Probation Office and General Order 318. Special assessment $1,450. Restitution $40,000. fine $600,000. The defendant shall comply with General Order Number 01-05.

Highest Offense Level (Opening)
Misdemeanor

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byWilliam Wesley Carter
Musick Peeler & Garrett LLP
624 South Grand Avenue
Suite 2100
Los Angeles, CA 90017
213-629-7863
Email: w.carter@mpglaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
10/14/2005INFORMATION filed against SevenUP RC Bottling (1) count(s) 1-5, 6-11, 12. Offense occurred in LA, OC. (vdr) (Entered: 10/14/2005)
10/14/2005CASE SUMMARY filed by AUSA William W Carter, attorney for USA, as to SevenUP RC Bottling. Defendant's date of birth: n/a. (vdr) (Entered: 10/14/2005)
10/14/2005MEMORANDUM filed by USA as to SevenUP RC Bottling. This criminal action, being filed on 10/13/05, was not pending in the U.S. Attorney's Office before 12/22/98, the date on which U.S. District Judge Nora M. Manella began receiving criminal matters. (vdr) (Entered: 10/14/2005)
10/14/2005MEMORANDUM filed by USA as to SevenUP RC Bottling seeking authority for an investigative action and being filed on 10/14/05, does not relate to, a mtr pending in the Narcotic Section of the US Atty's Ofc before 7/17/01, the date on which Patrick J. Walsh resigned his appt in that ofc; or was personally involved or on which he was personally consulted while employed in the US Atty's Ofc. (vdr) (Entered: 10/14/2005)
10/14/2005MEMORANDUM filed by USA as to SevenUP RC Bottling seeking authority for an investigative action and being filed on 10/14/05, does not relate to, a mtr pending in the Major Frauds Section of the US Atty's Ofc before 6/30/01, the date on which Jennifer T. Lum resigned her appt in that ofc; or was personally involved or on which she was personally consulted while employed in the US Atty's Ofc. (vdr) (Entered: 10/14/2005)
10/14/2005MEMORANDUM filed by USA as to SevenUP RC Bottling seeking authority for an investigative action and being filed on 10/14/05, does not relate to, a mtr pending in the Organized Crime Section of the US Atty's Ofc before 9/29/00, the date on which Stephen G. Larson resigned his appt in that ofc; or was personally involved or on which he was personally consulted while employed in the US Atty's Ofc. (vdr) (Entered: 10/14/2005)
10/14/2005MEMORANDUM filed by USA as to SevenUP RC Bottling seeking authority for an investigative action and being filed on 10/14/05, does not relate to, a mtr pending in the Narcotic Section of the US Atty's Ofc before April 20, 1999, the date on which Jeffrey W. Johnson resigned his appt in that ofc; or was personally involved or on which he was personally consulted while employed in the US Atty's Ofc. (vdr) (Entered: 10/14/2005)
10/14/2005PLEA AGREEMENT filed by USA as to SevenUP RC Bottling. (vdr) (Entered: 10/14/2005)
11/03/2005SUMMONS executed upon SevenUP RC Bottling on 10/22/05 (es) (Entered: 11/03/2005)
11/07/200510MINUTES OF POST-INDICTMENT ARRAIGNMENT HEARING held before Magistrate Judge Paul Game Jr. as to SevenUP RC Bottling: reassigning case to Judge A. H. Matz . SevenUP RC Bottling (1) count(s) 1-5, 6-11, 12 arraigned and states true name is as charged. Retained Attorney Harland W Braun present. First appearance of SevenUP RC Bottling entered. Counsel to contact clerk to Judge Matz for plea of guilty and further proceedings. Class A Misdemeanor Case. Defendant does not opt to proceed before a Magistrate Judge. Government informs the Court of maximum penalties. CourtSmart No.: CS 11/7/05 (vdr) (Entered: 11/09/2005)
11/07/200511 STATEMENT OF DEFENDANT'S CONSTITUTIONAL RIGHTS filed as to SevenUP RC Bottling. (vdr) (Entered: 11/09/2005)
11/07/200512 DESIGNATION AND APPEARANCE of Retained Attorney for SevenUP RC Bottling by Harland Braun. (vdr) (Entered: 11/09/2005)
11/10/200520MINUTES OF GUILTY PLEA held before Judge A. Howard Matz as to Defendant SevenUP RC Bottling Company of Southern California Inc Western Division of Dr Pepper 7UP Bottling Group Inc. Defendant enters plea of Guilty to counts 1-12. Plea entered by SevenUP RC Bottling Company of Southern California Inc Western Division of Dr Pepper 7UP Bottling Group Inc (1) Guilty Count 1-5,6-11,12. the Court questions the defendant regarding plea of Guilty and finds it knowledgable and voluntary and orders the plea agreement accepted and entered. The Court refers the defendant to the Probaiton OFfice for investigaiton and report and continues the matter to 3/27/2006 at 03:00 PM for sentencing. Court Reporter: Leslie King. (roz) (Entered: 04/13/2006)
12/09/200513 RECEIPT for Transcripts of proceedings held on: 11/10/05. C/R: Leslie King. (sb) (Entered: 12/09/2005)
12/09/200514 TRANSCRIPT filed for proceedings held on 11/10/05 as to SevenUP RC Bottling. (sb) (Entered: 12/09/2005)
01/18/200615 SENTENCING MEMORANDUM filed by SevenUP RC Bottling. (ca) (Entered: 01/19/2006)
01/23/200616 POSITION WITH RESPECT TO SENTENCING filed by USA as to SevenUP RC Bottling (sv) (Entered: 01/27/2006)
03/23/200617 EX PARTE APPLICATION filed by SevenUP RC Bottling to continue sentencing . Lodged Order (roz) (Entered: 03/24/2006)
03/23/200618ORDER filed by Judge A. H. Matz as to SevenUP RC Bottling: granting ex parte application to continue sentencing [17-1]. Sentence hearing continued to 3/29/06 at 3:00pm. (cc: all counsel) (roz) (Entered: 03/24/2006)
03/28/200619MINUTES OF IN CHAMBERS HEARING held before Judge A. H. Matz as to SevenUP RC Bottling: The Court, on its own motion, continues defendants sentencing to 4/3/06 at 3:00pm. C/R: Not Reported (roz) (Entered: 03/28/2006)
04/03/200621MINUTES OF SENTENCING Hearing held before Judge A. Howard Matz as to Defendant SevenUP RC Bottling Company of Southern California Inc Western Division of Dr Pepper 7UP Bottling Group Inc. Defendant SevenUP RC Bottling Company of Southern California Inc Western Division of Dr Pepper 7UP Bottling Group Inc (1), Count(s) 1-5, Count 6-11, Count 12: Probation on Counts 1 through 12 of the 12-Count Information for a term of five (5) years, under the terms and conditions of the United States Probation Office and General Order 318. Special assessment $1,450. Restitution $40,000. fine $600,000. The defendant shall comply with General Order Number 01-05. To the extent defendant retained any rights to appeal, defendant advised to file a notice of appeal within ten days. Court Reporter: Leslie King. (roz) Modified on 4/13/2006 (roz). (Entered: 04/13/2006)
04/11/200622JUDGMENT AND COMMITMENT by Judge Margaret A. Nagle as to Defendant SevenUP RC Bottling Company of Southern California Inc Western Division of Dr Pepper 7UP Bottling Group Inc (1), Count(s) 1-5, 6-11,12: Probation on Counts 1 through 12 of the 12-Count Information for a term of five (5) years, under the terms and conditions of the United States Probation Office and General Order 318. Special assessment $1,450. Restitution $40,000. fine $600,000. The defendant shall comply with General Order Number 01-05. To the extent defendant retained any rights to appeal, defendant advised to file a notice of appeal within ten days. Signed by Judge Margaret A. Nagle. (roz) (Entered: 04/13/2006)
04/28/200623 SATISFACTION OF JUDGMENT filed by Plaintiff USA as to Defendant SevenUP RC Bottling Company of Southern California Inc Western Division of Dr Pepper 7UP Bottling Group Inc, Re: Judgment and Commitment 22 . (mrgo, ) (Entered: 05/12/2006)