Case title: USA v. Shipley Do-Nut Flour and Supply Company Inc et al |
Date Filed: 08/22/2008 Date Terminated: 08/12/2009 |
| Assigned to: Judge Ewing Werlein, Jr | ||
Defendant (1) |
||
|
Shipley Do-Nut Flour and Supply Company Inc
TERMINATED: 08/12/2009 |
represented by | Dennis Cain
Moen Cain & O'Brien 712 Main St Ste 1800 Houston, TX 77002 713-222-9955 Fax: 713-222-6515 Email: moencainobrien@yahoo.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
|
| CONSPIRACY TO HARBOR ILLEGAL ALIENS (1) |
3 yrs Probation, $250,000 Fine, $400 SA. | |
Highest Offense Level (Opening) |
||
| Felony | ||
Terminated Counts |
Disposition |
|
| None | ||
Highest Offense Level (Terminated) |
||
| None | ||
Complaints |
Disposition |
|
| None |
| Assigned to: Judge Ewing Werlein, Jr | ||
Defendant (2) |
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|
Shipley Properties
TERMINATED: 08/07/2009 |
represented by | Dennis Cain
(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
|
| None | ||
Highest Offense Level (Opening) |
||
| None | ||
Terminated Counts |
Disposition |
|
| CONSPIRACY TO HARBOR ILLEGAL ALIENS (1) |
Deft Shipley Properties is Dismissed from Information on Govt motion. | |
Highest Offense Level (Terminated) |
||
| Felony | ||
Complaints |
Disposition |
|
| None |
| Assigned to: Magistrate Judge Stephen Smith | ||
Defendant (3) |
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|
Lawrence W Shipley, III
TERMINATED: 09/05/2008 |
represented by | Lawrence David Finder
Baker & McKenzie LLP 711 Louisiana Ste 3400 Houston, TX 77002 713-427-5030 Fax: 713-427-5099 Email: lawrence.finder@bakermckenzie.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
|
| CONTINUING EMPLOYMENT OF UNDOCUMENTED ALIENS (3) |
6 Months Probation. $6000.00 Fine. $10.00 Special Assessment. | |
Highest Offense Level (Opening) |
||
| Misdemeanor | ||
Terminated Counts |
Disposition |
|
| None | ||
Highest Offense Level (Terminated) |
||
| None | ||
Complaints |
Disposition |
|
| None |
| Assigned to: Judge Ewing Werlein, Jr | ||
Defendant (4) |
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|
Julian Garcia
TERMINATED: 10/03/2008 |
represented by | Stacey Webb Bond
Hinton Bailey Bond LLP 5300 Memorial Ste 1000 Houston, TX 77007 713-864-4477 Fax: 713-864-8738 Email: staceybond@hintonbaileybond.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
|
| HIRING OF UNDOCUMENTED ALIENS (2) |
6 months Probation, $2000 Fine and $10 Special Assessment. | |
Highest Offense Level (Opening) |
||
| Misdemeanor | ||
Terminated Counts |
Disposition |
|
| None | ||
Highest Offense Level (Terminated) |
||
| None | ||
Complaints |
Disposition |
|
| None |
| Assigned to: Judge Ewing Werlein, Jr | ||
Defendant (5) |
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|
Jimmy Rivera
TERMINATED: 10/02/2008 |
represented by | Frank Alvarez , Jr
Attorney at Law 1100 Pasadena Blvd Suite C2 Pasadena, TX 77506-4756 713-472-9492 Fax: 713-472-9493 fax Email: falvarezpasadenaop@sbcglobal.net LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
|
| HIRING OF UNDOCUMENTED ALIENS (2) |
6 months Probation, $1500 Fine and $10 Special Assessment. | |
Highest Offense Level (Opening) |
||
| Misdemeanor | ||
Terminated Counts |
Disposition |
|
| None | ||
Highest Offense Level (Terminated) |
||
| None | ||
Complaints |
Disposition |
|
| None |
| Assigned to: Judge Ewing Werlein, Jr | ||
Defendant (6) |
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|
Christopher Halsey
TERMINATED: 10/02/2008 |
represented by | Stacey Webb Bond
(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained |
Pending Counts |
Disposition |
|
| CONTINUING EMPLOYMENT OF UNDOCUMENTED ALIENS (3) |
6 months Probation, $1000 Fine and $10 Special Assessment. | |
Highest Offense Level (Opening) |
||
| Misdemeanor | ||
Terminated Counts |
Disposition |
|
| None | ||
Highest Offense Level (Terminated) |
||
| None | ||
Complaints |
Disposition |
|
| None |
Plaintiff |
||
| USA | represented by | Ryan D McConnell
Baker and McKenzie LLP Pennzoil Place, South Tower 711 Louisiana Ste 3400 Houston, TX 77002 713-427-5023 Email: ryan.mcconnell@bakermckenzie.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Financial Litigation U S Attorney's Office Southern District of Texas P O Box 61129 Houston, TX 77208 713-567-9000 Fax: 713-718-3391 fax Email: flu.usatxs-@usdoj.gov ATTORNEY TO BE NOTICED Designation: Retained US Marshal - H 515 Rusk 10th Floor Houston, TX 77002 713-718-4800 Fax: 713-718-4848 ATTORNEY TO BE NOTICED Designation: Retained US Pretrial Svcs - H 515 Rusk 6th Floor Houston, TX 77002 713-250-5218 Fax: 713-250-5666 ATTORNEY TO BE NOTICED Designation: Retained US Probation - H 515 Rusk 2nd Floor Houston, TX 77002 713-250-5266 Fax: INS_prob1 ATTORNEY TO BE NOTICED Designation: Retained |
| Date Filed | # | Docket Text |
|---|---|---|
| 08/22/2008 | 1 | INFORMATION as to Shipley Do-Nut Flour and Supply Company Inc (1) count(s) 1, Shipley Properties (2) count(s) 1, Lawrence W Shipley, III (3) count(s) 3, Julian Garcia (4) count(s) 2, Jimmy Rivera (5) count(s) 2, Christopher Halsey (6) count(s) 3, filed. (bdaniel, ) (Entered: 08/28/2008) |
| 08/22/2008 | 2 | US Attys Criminal Docket Sheet as to Shipley Do-Nut Flour and Supply Company Inc, Shipley Properties, Lawrence W Shipley, III, Julian Garcia, Jimmy Rivera, Christopher Halsey, filed.(bdaniel, ) Modified on 8/28/2008 (bdaniel, ). (Entered: 08/28/2008) |
| 08/22/2008 | 3 | MOTION to Seal Case by USA as to Shipley Do-Nut Flour and Supply Company Inc, Shipley Properties, Lawrence W Shipley, III, Julian Garcia, Jimmy Rivera, Christopher Halsey, filed. (bdaniel, ) (Entered: 08/28/2008) |
| 08/25/2008 | 4 | Order to Seal Case as to Shipley Do-Nut Flour and Supply Company Inc, Shipley Properties, Lawrence W Shipley, III, Julian Garcia, Jimmy Rivera, Christopher Halsey. (Signed by Magistrate Judge Stephen Smith) Parties notified. (bdaniel, ) (Entered: 08/28/2008) |
| 08/25/2008 | 5 | Sealed Event, filed. (Entered: 08/28/2008) |
| 08/25/2008 | 17 | ORDER for Issuance of Summons as to Jimmy Rivera (Signed by Magistrate Judge Stephen Smith) Parties notified. (bdaniel, ) (Entered: 09/02/2008) |
| 08/26/2008 | 6 | Sealed Order, filed. (Entered: 08/28/2008) |
| 08/26/2008 | 7 | Sealed Event, filed. (Entered: 08/28/2008) |
| 08/27/2008 | 8 | PLEA AGREEMENT as to Shipley Do-Nut Flour and Supply Company Inc, filed. (bdaniel, ) (Entered: 08/28/2008) |
| 08/27/2008 | 9 | Sealed Event, filed. (Entered: 08/28/2008) |
| 08/28/2008 | 10 | INITIAL APPEARANCE Minute Entry for proceedings held before Magistrate Judge Stephen Smith: INITIAL APPEARANCE as to Shipley Do-Nut Flour and Supply Company Inc, Shipley Properties, Lawrence W Shipley, III, (Deft informed of rights) held on 8/28/2008. Defendants 1 & 2 enter waivers of Indictment. Deft 3 enters consent to proceed before Magistrate Judge. Appearances: Lawrence David Finder, Dennis Cain, Ryan D McConnell.(ERO:Yes) (Interpreter:No), filed.(bdaniel, ) (Entered: 08/28/2008) |
| 08/28/2008 | 11 | WAIVER OF INDICTMENT by Shipley Do-Nut Flour and Supply Company Inc, filed.(bdaniel, ) (Entered: 08/28/2008) |
| 08/28/2008 | 12 | WAIVER OF INDICTMENT by Shipley Properties, filed.(bdaniel, ) (Entered: 08/28/2008) |
| 08/28/2008 | 13 | CONSENT TO TRIAL BEFORE US MAGISTRATE JUDGE as to Lawrence W Shipley, III. Reassigned to Magistrate Judge Stephen Smith. Judge Ewing Werlein, Jr no longer assigned to the case, filed.(bdaniel, ) (Entered: 08/28/2008) |
| 08/28/2008 | Attorney update in case as to Shipley Do-Nut Flour and Supply Company Inc. Attorney Dennis Cain for Shipley Do-Nut Flour and Supply Company Inc added. (bdaniel, ) (Entered: 08/28/2008) | |
| 08/28/2008 | Attorney update in case as to Shipley Properties. Attorney Dennis Cain for Shipley Properties added. (bdaniel, ) (Entered: 08/28/2008) | |
| 08/28/2008 | Attorney update in case as to Lawrence W Shipley, III. Attorney Lawrence David Finder for Lawrence W Shipley, III added. (bdaniel, ) (Entered: 08/28/2008) | |
| 08/28/2008 | 14 | ARRAIGNMENT Minute Entry for proceedings held before Magistrate Judge Stephen Smith: ARRAIGNMENT as to Lawrence W Shipley III (3) Count 3 held on 8/28/2008. Not Guilty on 1. Indictment Waived. Sentencing held today. Terminate other settings and motions for this defendant. Appearances: Dennis Cain, Lawrence David Finder, Ryan D McConnell., filed.(bdaniel, ) (Entered: 08/28/2008) |
| 08/28/2008 | 15 | SENTENCING Minute Entry for proceedings held before Magistrate Judge Stephen Smith: Sentencing held on 8/28/2008 for Lawrence W Shipley, III (3), Count(s) 3, 6 Months Probation. $6000.00 Fine. $10.00 Special Assessment. Defendant starts to serve probation today.Appearances: Dennis Cain, Lawrence David Finder, Ryan D McConnell.(ERO:Yes), filed.(bdaniel, ) (Entered: 08/28/2008) |
| 08/28/2008 | 16 | Sealed Order, filed. (Entered: 08/28/2008) |
| 08/28/2008 | 18 | Minute Entry for proceedings held before Judge Ewing Werlein, Jr: RE-ARRAIGNMENT NOT held on 8/28/2008. Re-Arraignment is reset for 9/5/2008 at 02:00 PM in Fifth Circuit Courtroom 11-D before Judge Ewing Werlein, Jr Appearances: Dennis Cain, Lawrence David Finder, Ryan D McConnell.(Court Reporter: J. Sanchez), filed.(jhancock) (Entered: 09/02/2008) |
| 09/03/2008 | 19 | RETURN of Summons Executed on 9/3/08 to Jimmy Rivera, filed. (dpower, ) (Entered: 09/04/2008) |
| 09/05/2008 | 20 | Minute Entry for proceedings held before Magistrate Judge Stephen Smith: INITIAL APPEARANCE as to Julian Garcia, Jimmy Rivera, Christopher Halsey, (Deft informed of rights) held on 9/5/2008. Appearances:(ERO:yes) (Interpreter:no), filed.(sbyrum, ) (Entered: 09/05/2008) |
| 09/05/2008 | 21 | Joint Representation by Counsel Waiver of Conflict of Interest by Christopher Halsey, filed.(sbyrum, ) (Entered: 09/05/2008) |
| 09/05/2008 | 22 | Joint Representation by Counsel Waiver of Conflict of Interest by Julian Garcia, filed.(sbyrum, ) (Entered: 09/05/2008) |
| 09/05/2008 | 23 | Consent to Proceed before US Magistrate Judge in a Misdemeanor Case. Waiver of Right to Trial by Jury. Waiver of Right to have Thirty Days to Prepare for Trial as to Jimmy Rivera, filed.(sbyrum, ) (Entered: 09/05/2008) |
| 09/05/2008 | 24 | Consent to Proceed before US Magistrate Judge in a Misdemeanor Case. Waiver of Right to Trial by Jury and Waiver of Right to have Thirty Days to Prepare for Trial as to Christopher Halsey, filed.(sbyrum, ) (Entered: 09/05/2008) |
| 09/05/2008 | 25 | Consent to Proceed before US Magistrate Judge in a Misdemeanor Case. Waiver of Right to Trial by Jury and Waiver of Right to have Thirty Days to Prepare for Trial as to Julian Garcia, filed.(sbyrum, ) (Entered: 09/05/2008) |
| 09/05/2008 | 26 | Minute Entry for proceedings held before Magistrate Judge Stephen Smith: ARRAIGNMENT as to Julian Garcia (4) Count 2 and Jimmy Rivera (5) Count 2 and Christopher Halsey (6) Count 3 held on 9/5/2008. Defendants 4-6 enter a plea of Guilty and begin serving probation. Appearances: Frank Alvarez, Jr, Stacey Webb Bond, Ryan D McConnell.(ERO:yes) (Interpreter:no), filed.(sbyrum, ) (Entered: 09/05/2008) |
| 09/05/2008 | 27 | Minute Entry for proceedings held before Magistrate Judge Stephen Smith: Sentencing held on 9/5/2008 for Julian Garcia (4), Count(s) 2, 6 months Probation and a $2000 Fine; Jimmy Rivera (5), Count(s) 2, 6 months Probation and a $1500 Fine; Christopher Halsey (6), Count(s) 3, 6 months Probation and a $1000 Fine Appearances: Frank Alvarez, Jr, Stacey Webb Bond, Ryan D McConnell.(ERO:yes) (Interpreter:no), filed.(sbyrum, ) (Entered: 09/05/2008) |
| 09/05/2008 | 28 | JUDGMENT as to Lawrence W Shipley, III (Signed by Magistrate Judge Stephen Smith) Parties notified. (sbyrum, ) (Entered: 09/05/2008) |
| 09/05/2008 | 29 | Minute Entry for proceedings held before Judge Ewing Werlein, Jr: RE-ARRAIGNMENT held on 9/5/2008. Shipley Do-Nut Flour and Supply Company Inc (1) Guilty Count 1. Appearances: Dennis Cain, Lawrence David Finder, Ryan D McConnell.(Court Reporter: Reed), filed.(jhancock) (Entered: 09/05/2008) |
| 09/05/2008 | 30 | ORDER for Presentence Investigation and Disclosure & Sentencing Dates as to Shipley Do-Nut Flour and Supply Company Inc. PSI Completion due by 10/20/2008; Objection to PSI due by 11/3/2008 ; Final PSI due by 11/17/2008; Sentencing set for 12/19/2008 at 10:15 AM in Fifth Circuit Courtroom 11-D before Judge Ewing Werlein, Jr(Signed by Judge Ewing Werlein, Jr) Parties notified. (jhancock) (Entered: 09/05/2008) |
| 09/05/2008 | 31 | PLEA AGREEMENT as to Shipley Do-Nut Flour and Supply Company Inc, filed. (jhancock) (Entered: 09/05/2008) |
| 09/05/2008 | 32 | Declaration of Lawrence W. Shipley, III, filed.(jhancock) (Entered: 09/05/2008) |
| 09/05/2008 | 33 | Resolution of the Board of Directors of Shipley Properties, Inc., filed.(jhancock) (Entered: 09/05/2008) |
| 09/05/2008 | 34 | Resolution of the Board of Directors of Shipley Do-nut Flour and Supply Co., filed.(jhancock) (Entered: 09/05/2008) |
| 09/05/2008 | 35 | Resolution of the Board of Directors of Shipley Holding Corporation, filed.(jhancock) (Entered: 09/05/2008) |
| 09/05/2008 | 36 | AMENDED INFORMATION (as amended in Rearraignment on 9/5/08), filed.(jhancock) (Entered: 09/05/2008) |
| 10/02/2008 | 37 | JUDGMENT as to Jimmy Rivera (Signed by Magistrate Judge Stephen Wm Smith) Parties notified. (jmarchand) (Entered: 10/03/2008) |
| 10/02/2008 | 38 | JUDGMENT as to Christopher Halsey (Signed by Magistrate Judge Stephen Wm Smith) Parties notified. (jmarchand) (Entered: 10/03/2008) |
| 10/03/2008 | 39 | JUDGMENT as to Julian Garcia (Signed by Magistrate Judge Stephen Wm Smith) Parties notified. (jmarchand) (Entered: 10/03/2008) |
| 10/16/2008 | 40 | SATISFACTION OF JUDGMENT by USA as to Lawrence W Shipley, III, filed.(jewilliams, ) (Entered: 10/17/2008) |
| 10/24/2008 | 41 | Sealed Event, filed. (Entered: 10/24/2008) |
| 10/24/2008 | 42 | Order Resetting Sentencing. Sentencing is reset for 2/20/2009 at 10:00 AM in Fifth Circuit Courtroom 11-D before Judge Ewing Werlein, Jr.(Signed by Judge Ewing Werlein, Jr) Parties notified. (jhancock) (Entered: 10/24/2008) |
| 11/14/2008 | 43 | SATISFACTION OF JUDGMENT by Julian Garcia, filed.(ceaton, ) (Entered: 11/17/2008) |
| 11/14/2008 | 44 | SATISFACTION OF JUDGMENT by USA as to Christopher Halsey, filed.(kstrouse, ) (Entered: 11/17/2008) |
| 01/05/2009 | 45 | PROBATION FORM 12B Request for Modifying the Conditions or Term of Supervision with Consent of the Offender as to Jimmy Rivera; Court recommends Modify Conditions as noted.. (Signed by Magistrate Judge Stephen Wm Smith) Parties notified. (jmarchand) (Entered: 01/05/2009) |
| 01/16/2009 | 46 | Sealed Event, filed. (Entered: 01/22/2009) |
| 01/22/2009 | 47 | Order Resetting Sentencing. Sentencing is reset for 5/22/2009 at 10:00 AM in Fifth Circuit Courtroom 11-D before Judge Ewing Werlein, Jr.(Signed by Judge Ewing Werlein, Jr) Parties notified. (jhancock) (Entered: 01/22/2009) |
| 04/24/2009 | 48 | Order Resetting Sentencing. Sentencing set for 8/7/2009 at 10:00 AM in Fifth Circuit Courtroom 11-D before Judge Ewing Werlein, Jr.(Signed by Judge Ewing Werlein, Jr) Parties notified. (sbyrum, ) (Entered: 04/28/2009) |
| 06/02/2009 | 49 | SATISFACTION OF JUDGMENT by USA as to Jimmy Rivera, filed.(Karpati, Elizabeth) (Entered: 06/02/2009) |
| 07/09/2009 | 50 | Statement of No Objections to PSR (Sealed) by USA as to Shipley Do-Nut Flour and Supply Company Inc, Shipley Properties, Lawrence W Shipley, III, Julian Garcia, Jimmy Rivera, Christopher Halsey, filed. (Entered: 07/09/2009) |
| 07/14/2009 | 51 | Objection to Presentence Investigation Report (Sealed) by Shipley Do-Nut Flour and Supply Company Inc, filed. (Entered: 07/14/2009) |
| 07/15/2009 | 52 | Final Presentence Investigation Report (Sealed) as to Shipley Do-Nut Flour and Supply Company Inc, filed. (ticlark, ) (Entered: 07/15/2009) |
| 07/15/2009 | 53 | Confidential Sentencing Recommendation(Sealed) regarding Shipley Do-Nut Flour and Supply Company Inc, filed. (ticlark, ) (Entered: 07/15/2009) |
| 07/15/2009 | 54 | Sealed Addendum to 52 Final Presentence Investigation Report (Sealed) as to Shipley Do-Nut Flour and Supply Company Inc, filed. (ticlark, ) (Entered: 07/15/2009) |
| 08/03/2009 | 55 | Sentencing Memorandum (Sealed) by Shipley Do-Nut Flour and Supply Company Inc, filed. (Entered: 08/03/2009) |
| 08/07/2009 | 56 | Minute Entry for proceedings held before Judge Ewing Werlein, Jr: Sentencing held on 8/7/2009 for Shipley Do-Nut Flour and Supply Company Inc (1), Count(s) 1, Deft sentenced to 3 yrs Probation, $250,000 Fine, $400 SA. Deft letter as to funds for payment of forfeiture filed and accepted in open court. Govt Motion to Dismiss Information against Shipley Properties filed in open court and GRANTED; Govt Motion to Substitute Monetary Amount in Lieu of Forfeiture of Real Property and for Final Order of Forfeiture filed in open court and GRANTED. Appearances: Dennis Cain, Ryan D McConnell.(Court Reporter: E. Reed) (Interpreter:no).(kcarr, ) (Entered: 08/07/2009) |
| 08/07/2009 | 57 | NOTICE OF RIGHT TO APPEAL as to Shipley Do-Nut Flour and Supply Company Inc.(Signed by Judge Ewing Werlein, Jr) Parties notified. (kcarr, ) (Entered: 08/07/2009) |
| 08/07/2009 | 58 | Letter re: funds for payment of forfeiture as to Shipley Do-Nut Flour and Supply Company Inc, filed.(kcarr, ) (Entered: 08/07/2009) |
| 08/07/2009 | 59 | Unopposed MOTION to Substitute Monetary Amount in Lieu of Forfeiture of Real Property and for Final Order of Forfeiture by USA as to Shipley Do-Nut Flour and Supply Company Inc, filed. (kcarr, ) (Entered: 08/07/2009) |
| 08/07/2009 | 60 | ORDER on 59 Motion to Substitute and for Final Order of Forfeiture as to Shipley Do-Nut Flour and Supply Company Inc (1).(Signed by Judge Ewing Werlein, Jr.) Parties notified.(kcarr, ) (Entered: 08/07/2009) |
| 08/07/2009 | 61 | MOTION to Dismiss by USA as to Shipley Do-Nut Flour and Supply Company Inc, Shipley Properties, filed. (kcarr, ) (Entered: 08/07/2009) |
| 08/07/2009 | 62 | ORDER granting 61 Motion to Dismiss as to Shipley Properties (2).(Signed by Judge Ewing Werlein, Jr.) Parties notified.(kcarr, ) (Entered: 08/07/2009) |
| 08/12/2009 | 63 | JUDGMENT as to Shipley Do-Nut Flour and Supply Company Inc.(Signed by Judge Ewing Werlein, Jr) Parties notified. (kcarr, ) (Entered: 08/12/2009) |
| 08/12/2009 | 64 | Statement of Reasons (Sealed) as to Shipley Do-Nut Flour and Supply Company Inc, filed. (Entered: 08/12/2009) |
| 09/03/2009 | 65 | SATISFACTION OF JUDGMENT by USA as to Shipley Do-Nut Flour and Supply Company Inc, filed.(Karpati, Elizabeth) (Entered: 09/03/2009) |
| 07/22/2011 | 66 | ORDER TERMINATING Probation as to Shipley Do-Nut Flour and Supply Company Inc.(Signed by Judge Ewing Werlein, Jr) Parties notified. (chorace) (Entered: 07/22/2011) |