U.S. District Court
Southern District of Florida (West Palm Beach)
CRIMINAL DOCKET FOR CASE #: 9:06-cr-80197-KLR-4,5,6,7


Case title: USA v. KIM

Date Filed: 12/15/2006
Date Terminated: 07/18/2008

Assigned to: Senior Judge Kenneth L. Ryskamp
Referred to: Magistrate Judge Ann E. Vitunac

Defendant (4)
KL Group, LLC
TERMINATED: 07/18/2008
represented byDaniel Scott Fridman
Holland & Knight
701 Brickell Avenue
Suite 3000
Miami, FL 33131
305-789-7412
Fax: 305-679-6420
Email: daniel.fridman@hklaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

David B. Rosemberg
Broad and Cassel
One Biscayne Tower
21st Floor
2 South Biscayne Blvd.
Miami, FL 33131
305-373-9400
Fax: 305-373-9443
Email: drosemberg@broadandcassel.com
TERMINATED: 04/24/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts

Disposition
18:371 CONSPIRACY TO DEFRAUD THE UNITED STATES
(1)
Probation 48 months; Assessment $400.00; Restitution $78,525,567.34

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None

Assigned to: Senior Judge Kenneth L. Ryskamp
Referred to: Magistrate Judge Ann E. Vitunac

Defendant (5)
KL Florida, LLC
TERMINATED: 07/31/2007
represented byDavid B. Rosemberg
Broad and Cassel
One Biscayne Tower
21st Floor
2 South Biscayne Blvd.
Miami, FL 33131
305-373-9400
Fax: 305-373-9443
Email: drosemberg@broadandcassel.com
TERMINATED: 04/24/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts

Disposition
None

Highest Offense Level (Opening)
None

Terminated Counts

Disposition
18:371 CONSPIRACY TO DEFRAUD THE UNITED STATES
(1)
dismissed

Highest Offense Level (Terminated)
Felony

Complaints

Disposition
None

Assigned to: Senior Judge Kenneth L. Ryskamp
Referred to: Magistrate Judge Ann E. Vitunac

Defendant (6)
KL Triangulum Management, LLC
TERMINATED: 07/18/2008
represented byDaniel Scott Fridman
Holland & Knight
701 Brickell Avenue
Suite 3000
Miami, FL 33131
305-789-7412
Fax: 305-679-6420
Email: daniel.fridman@hklaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

David B. Rosemberg
Broad and Cassel
One Biscayne Tower
21st Floor
2 South Biscayne Blvd.
Miami, FL 33131
305-373-9400
Fax: 305-373-9443
Email: drosemberg@broadandcassel.com
TERMINATED: 04/24/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts

Disposition
18:371 CONSPIRACY TO DEFRAUD THE UNITED STATES
(1)
Probation 48 months; Assessment $400.00; Restitution $78,525,567.34

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None

Assigned to: Senior Judge Kenneth L. Ryskamp
Referred to: Magistrate Judge Ann E. Vitunac

Defendant (7)
Shoreland Trading, LLC
TERMINATED: 07/18/2008
represented byDaniel Scott Fridman
Holland & Knight
701 Brickell Avenue
Suite 3000
Miami, FL 33131
305-789-7412
Fax: 305-679-6420
Email: daniel.fridman@hklaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

David B. Rosemberg
Broad and Cassel
One Biscayne Tower
21st Floor
2 South Biscayne Blvd.
Miami, FL 33131
305-373-9400
Fax: 305-373-9443
Email: drosemberg@broadandcassel.com
TERMINATED: 04/24/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Pending Counts

Disposition
18:371 CONSPIRACY TO DEFRAUD THE UNITED STATES
(1)
Probation 48 months; Assessment $400.00; Restitution $78,525,567.34

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byStephen Carlton
United States Attorney's Office
500 South Australian Avenue
Suite 400
West Palm Beach, FL 33401
561-820-8711
Fax: 659-4526
Email: stephen.carlton@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
12/15/2006MOTION to Seal Indictment until the arrest of the first defendant (ck) (Entered: 01/11/2007)
12/15/2006ORDER granting 1 Motion to Seal indictment until the arrest of the first defendant as to Jung Bae Kim (1), Won Sok Lee (2), Yung Bae Kim (3), KL Group, LLC (4), KL Florida, LLC (5), KL Triangulum Management, LLC (6), Shoreland Trading, LLC (7). Signed by Judge Linnea R. Johnson on 12/15/06. (ck) (Entered: 01/11/2007)
12/15/2006INDICTMENT as to Jung Bae Kim (1) count(s) 1, 2-9, 10-18, 19-24, 27, 29-33, 35, Won Sok Lee (2) count(s) 1, 2-9, 10-18, 19, 21-34, Yung Bae Kim (3) count(s) 1, 3-9, 10-18, 19, 21-24, 27, 29-33, KL Group, LLC (4) count(s) 1, KL Florida, LLC (5) count(s) 1, KL Triangulum Management, LLC (6) count(s) 1, Shoreland Trading, LLC (7) count(s) 1. (ck) (Entered: 01/11/2007)
01/19/200716 Minute Entry for proceedings held before Judge Linnea R. Johnson :Initial Appearance as to KL Florida, LLC held on 1/19/2007 (Tape #LRJ-07-3-1322.) (eg1) (Entered: 01/22/2007)
01/19/200717 Minute Entry for proceedings held before Judge Linnea R. Johnson :Initial Appearance as to Shoreland Trading, LLC held on 1/19/2007 (Tape #LRJ0-07-3-1322.) (eg1) (Entered: 01/22/2007)
01/19/200718 Minute Entry for proceedings held before Judge Linnea R. Johnson :Initial Appearance as to KL Triangulum Management, LLC held on 1/19/2007 (Tape #LRJ-07-3-1322.) (eg1) (Entered: 01/22/2007)
01/19/200719 Minute Entry for proceedings held before Judge Linnea R. Johnson :Initial Appearance as to KL Group, LLC held on 1/19/2007 (Tape #LRJ-07-3-1322.) (eg1) (Entered: 01/22/2007)
01/19/200720 Order on Initial Appearance as to KL Group, LLC for proceeding held on 1/19/2007 Attorney David Edward Rosenberg for KL Group, LLC added for the defendant.. Tape #LRJ-07-3-1322 . Signed by Judge Linnea R. Johnson on 1/19/07. (eg1) (Entered: 01/22/2007)
01/19/200721 Order on Initial Appearance as to KL Triangulum Management, LLC for proceeding held on 1/19/2007 Attorney David Edward Rosenberg for KL Triangulum Management, LLC added for the defendant.. Tape #LRJ-07-3-1322 . Signed by Judge Linnea R. Johnson on 1/19/07. (eg1) (Entered: 01/22/2007)
01/19/200722 Order on Initial Appearance as to Shoreland Trading, LLC for proceeding held on 1/19/2007 Attorney David Edward Rosenberg for Shoreland Trading, LLC added for the defendant.. Tape #LRJ-07-3-1322 . Signed by Judge Linnea R. Johnson on 1/19/07. (eg1) (Entered: 01/22/2007)
01/19/200723 Order on Initial Appearance as to KL Florida, LLC for proceeding held on 1/19/2007 Attorney David Edward Rosenberg for KL Florida, LLC added for the defendant.. Tape #LRJ-07-3-1322 . Signed by Judge Linnea R. Johnson on 1/19/07. (eg1) (Entered: 01/22/2007)
01/19/200724 ARRAIGNMENT INFORMATION SHEET as to KL Florida, LLC (5) Count 1. Arraignment held on 1/19/2007 before Judge Linnea R. Johnson. NOT GUILTY PLEA ENTERED as to counts. Court accepts plea. Tape #LRJ-07-3-1322 (eg1) (Entered: 01/22/2007)
01/19/200725 ARRAIGNMENT INFORMATION SHEET as to KL Group, LLC (4) Count 1. Arraignment held on 1/19/2007 before Judge Linnea R. Johnson. NOT GUILTY PLEA ENTERED as to counts. Court accepts plea. Tape #LRJ-07-3-1322 (eg1) (Entered: 01/22/2007)
01/19/200726 ARRAIGNMENT INFORMATION SHEET as to KL Triangulum Management, LLC (6) Count 1. Arraignment held on 1/19/2007 before Judge Linnea R. Johnson. NOT GUILTY PLEA ENTERED as to counts. Court accepts plea. Tape #LRJ-07-3-1322 (eg1) (Entered: 01/22/2007)
01/19/200727 ARRAIGNMENT INFORMATION SHEET as to Shoreland Trading, LLC (7) Count 1. Arraignment held on 1/19/2007 before Judge Linnea R. Johnson. NOT GUILTY PLEA ENTERED as to counts. Court accepts plea. Tape #LRJ-07-3-1322 (eg1) (Entered: 01/22/2007)
01/19/200728 STANDING DISCOVERY ORDER as to KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC. All motions concerning matters not covered by this order must be filed within 28 days of this order. Signed by Judge Linnea R. Johnson on 1/19/07. (eg1) (Entered: 01/22/2007)
01/19/2007  Attorney update in case as to KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC. Attorney David B. Rosemberg for KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, and Shoreland Trading, LLC added. Attorney David Edward Rosenberg terminated. (cw) (Entered: 01/24/2007)
01/24/200732 Notice of Docket Correction: ERROR: Incorrect Attorney appointed as CJA Counsel (David Edward Rosenberg). CORRECTION: Correct Attorney appointed as CJA Counsel (David B. Rosemberg). sent to KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC (cw) (Entered: 01/24/2007)
01/29/200734 MOTION to Seal Ex-Parte Motion & Order filed by USA. (ck) (Entered: 01/30/2007)
01/29/200735 ORDER granting 34 Motion to Seal [36-1] & [37-1] ex-parte motion and order as to Jung Bae Kim (1), Won Sok Lee (2), Yung Bae Kim (3), KL Group, LLC (4), KL Florida, LLC (5), KL Triangulum Management, LLC (6), Shoreland Trading, LLC (7). Signed by Judge James M. Hopkins on 1/29/07. (ck) (Entered: 01/30/2007)
01/29/200736 Sealed Document (ck) (Entered: 01/30/2007)
01/29/200737 Sealed Document (ck) (Entered: 01/30/2007)
01/31/200738 First RESPONSE to Standing Discovery Order by USA as to KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC (Carlton, Stephen) (Entered: 01/31/2007)
01/31/200740 ORDER on Trial Instructions as to Jung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC Calendar Call set for 3/14/2007 01:15 PM in West Palm Beach Division before Judge Kenneth L. Ryskamp. Jury Trial set for 3/19/2007 09:00 AM in West Palm Beach Division before Judge Kenneth L. Ryskamp.. Signed by Judge Kenneth L. Ryskamp on 1/31/07. (ir) (Entered: 01/31/2007)
02/05/200742 Second RESPONSE to Standing Discovery Order by USA as to Jung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC (First Supplemental) (Carlton, Stephen) (Entered: 02/05/2007)
05/21/200767 Second RESPONSE to Standing Discovery Order by USA as to Jung Bae Kim, Yung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC Supplemental (Carlton, Stephen) (Entered: 05/21/2007)
07/16/200782 NOTICE OF HEARING as to KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC.CHANGE OF PLEA Hearings set for Friday, 7/20/2007, at 10:00 AM, Courtroom 6, in West Palm Beach Division before Magistrate Judge James M. Hopkins. (lw) (Entered: 07/16/2007)
07/20/200783  MOTION to Dismiss 3 Indictment, by USA as to KL Florida, LLC. Responses due by 8/3/2007 (Carlton, Stephen) (Entered: 07/20/2007)
07/20/200784 Minute Entry for proceedings held before Judge James M. Hopkins :CHANGE OF PLEA HEARING as to KL Group, LLC, KL Triangulum Management, LLC, and Shoreland Trading, LLC held on 7/20/2007. Shoreland Trading, LLC (7) Guilty Count 1 and KL Group, LLC (4) Guilty Count 1 and KL Triangulum Management, LLC (6) Guilty Count 1. Court Reporter: Karl Shires. (lw) (Entered: 07/20/2007)
07/20/200785 PLEA AGREEMENT as to KL Group, LLC

If you attempt to access this document via the docket entry link and are not permitted to view the document, you may view it at the Southern District of Florida Clerk's Office.

(lw) (Entered: 07/20/2007)
07/20/200786 PLEA AGREEMENT as to KL Triangulum Management, LLC

If you attempt to access this document via the docket entry link and are not permitted to view the document, you may view it at the Southern District of Florida Clerk's Office.

(lw) (Entered: 07/20/2007)
07/20/200787 PLEA AGREEMENT as to Shoreland Trading, LLC

If you attempt to access this document via the docket entry link and are not permitted to view the document, you may view it at the Southern District of Florida Clerk's Office.

(lw) (Entered: 07/20/2007)
07/20/200788 FACTUAL PROFFER SUPPORTING CHANGES OF PLEA as to KL Group, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC

If you attempt to access this document via the docket entry link and are not permitted to view the document, you may view it at the Southern District of Florida Clerk's Office.

(lw) (Entered: 07/20/2007)
07/20/200789 NOTICE OF HEARING as to KL Group, LLC, KL Florida, LLC, and Shoreland Trading, LLC. SENTENCING set for Friday, 11/2/2007 at 01:30 PM, Courtroom 1, in West Palm Beach Division before Judge Kenneth L. Ryskamp. (lw) (Entered: 07/20/2007)
07/31/200797 MOTION AND ORDER of dismissal of indictment as to KL Florida, LLC ; Signed by Judge Kenneth L. Ryskamp on 07/31/2007. (bs) (Entered: 07/31/2007)
07/31/2007  DISMISSAL OF COUNTS on Government Motion as to KL Florida, LLC. (bs) (Entered: 07/31/2007)
09/21/2007107 NOTICE OF HEARING as to Yung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC Sentencing reset for 11/30/2007 01:30 PM in West Palm Beach Division before Judge Kenneth L. Ryskamp. (kb) (Entered: 09/21/2007)
11/02/2007117 NOTICE OF SENTENCING as to KL Group, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC Sentencing reset for 3/7/2008 01:30 PM in West Palm Beach Division before Judge Kenneth L. Ryskamp. (kb) (Entered: 11/02/2007)
03/03/2008  Reset Hearings as to KL Group, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC: Sentencing reset for 12/11/2008 01:30 PM in West Palm Beach Division before Senior Judge Kenneth L. Ryskamp. (kb) (Entered: 03/03/2008)
04/15/2008129 NOTICE OF SENTENCING as to Yung Bae Kim, KL Group, LLC, KL Triangulum Management, LLC Sentencing reset for 7/17/2008 02:30 PM in West Palm Beach Division before Senior Judge Kenneth L. Ryskamp. (kb) (Entered: 04/15/2008)
04/24/2008135 NOTICE OF SUBSTITUTION OF COUNSEL : Daniel Scott Fridman appearing for KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC (Fridman, Daniel) (Entered: 04/24/2008)
04/24/2008  Attorney update in case as to Jung Bae Kim, Won Sok Lee, Yung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC. Attorney David B. Rosemberg terminated. Sent Terminated Attorney(s) Instructions for tracking future case activity. (per DE #135) (ls) (Entered: 04/28/2008)
06/23/2008136 NOTICE OF SENTENCING as to Jung Bae Kim, Yung Bae Kim, KL Group, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC Sentencing reset for 7/18/2008 02:30 PM in West Palm Beach Division before Senior Judge Kenneth L. Ryskamp. (kb) (Entered: 06/23/2008)
06/24/2008137 NOTICE OF SENTENCING as to Jung Bae Kim, Yung Bae Kim, KL Group, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC Sentencing reset for 7/17/2008 02:30 PM in West Palm Beach Division before Senior Judge Kenneth L. Ryskamp. (kb) (Entered: 06/24/2008)
07/09/2008147 RESPONSE by USA as to Jung Bae Kim, Won Sok Lee, Yung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC to 145 Objection to Presentence Investigation Report (Carlton, Stephen) (Entered: 07/09/2008)
07/17/2008154 Minute Entry for proceedings held before Senior Judge Kenneth L. Ryskamp: Sentencing held on 7/17/2008 for KL Group, LLC (4), Count(s) 1, Probation 4 years; Restitution in the amount of $78,525,567.34 joint and several with the codefendants; KL Triangulum Management, LLC (6), Count(s) 1, Probation 4 years; Restitution in the amount of $78,525,567.34 joint and several with the codefendants; Shoreland Trading, LLC (7), Count(s) 1, Probation 4 years; Restitution in the amount of $78,525,567.34 joint and several with the codefendants. Court Reporter: Mary Desiderio- Official Reporting Service- phone number 305-523-5635 (kb) (Entered: 07/17/2008)
07/18/2008159 JUDGMENT as to KL Triangulum Management, LLC (6), Count(s) 1, Probation 48 months; Restitution: $78,525,567.34; Assessment: $400.00. Signed by Senior Judge Kenneth L. Ryskamp on 7/18/2008. (ls) (Entered: 07/18/2008)
07/18/2008160 JUDGMENT as to Shoreland Trading, LLC (7), Count(s) 1, Probation 48 months; Restitution: $78,525,567.34 Assessment: $400.00. Signed by Senior Judge Kenneth L. Ryskamp on 7/18/2008. (ls) (Entered: 07/18/2008)
07/18/2008161 JUDGMENT as to KL Group, LLC (4), Count(s) 1, Probation 48 months; Restitution: $78,525,567.34; Assessment: $400.00. Signed by Senior Judge Kenneth L. Ryskamp on 7/18/2008. (ls) (Entered: 07/18/2008)
07/28/2008165 Judgment Returned Executed as to KL Group, LLC No further action required by United States Marshal. (ls) (Entered: 07/28/2008)
07/28/2008166 Judgment Returned Executed as to Shoreland Trading, LLC No further action required by United States Marshal. (ls) (Entered: 07/28/2008)
07/28/2008167 Judgment Returned Executed as to KL Triangulum Management, LLC No further action required by United States Marshal. (ls) (Entered: 07/28/2008)
08/18/2010206 NOTICE/ORDER OF RECUSAL in case as to Jung Bae Kim, Won Sok Lee, Yung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, Shoreland Trading, LLC Magistrate Judge James M. Hopkins recused. Case reassigned to Magistrate Judge Ann E. Vitunac for all further proceedings. Signed by Magistrate Judge James M. Hopkins on 8/18/2010. (jmd) (Entered: 08/19/2010)