CAT A, CLOSED

U.S. District Court
District of Columbia (Washington, DC)
CRIMINAL DOCKET FOR CASE #: 1:08-cr-00367-RJL-1


Case title: USA v. SIEMENS AKTIENGESELLSCHAFT

Date Filed: 12/12/2008

Assigned to: Judge Richard J. Leon

Defendant (1)
SIEMENS AKTIENGESELLSCHAFT represented byMargaret Miles Ayres
DAVIS, POLK & WARDWELL LLP
901 15th Street, NW
12th Floor
Washington, DC 20005
(202) 962-7142
Fax: (202) 962-7078
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Robert Fiske
DAVIS POLK & WARDWELL
450 Lexington Avenue
New York, NY 10017
(212) 530-4090
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
15:78m(b)2((A), 78m(b)(5), and 78ff(a)PERIODICAL AND OTHER REPORTS; Foreigh Corrupt Practices Act - Internal Controls and Books and Records Provisions.
(1)
Defendant sentenced to Five (5) Years Probation. A fine in the amount of $488,500,000.00 imposed. Special Assessment of $400.00 on each count for a total of $800.00 imposed.
15:78m(b)(2)(A), 78m(b)(5), and 78ff(a); PERIODICAL AND OTHER REPORTS; Foreign Corrupt Practices Act-Internal Controls and Books and Record Provisions.
(2s)
Defendant sentenced to Five (5) Years Probation. A fine in the amount of $488,500,000.00 imposed. Special Assessment of $400.00 on each count for a total of $800.00 imposed.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byJohn D. Griffith
U.S. ATTORNEY'S OFFICE
Fraud and Public Corruption Section
555 Fourth Street, NW
Room 5825
Washington, DC 20530
(202) 252-7947
Fax: (202) 307-2304
Email: john.griffith3@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Mark F. Mendelsohn
U.S. DEPARTMENT OF JUSTICE
1301 New York Avenue, NW
Suite 600
Washington, DC 20005
(202) 307-6389
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
12/12/2008INFORMATION as to SIEMENS AKTIENGESELLSCHAFT (1) count(s) 1. (erd) (Entered: 12/12/2008)
12/12/2008JOINT STATEMENT regarding related case filings by SIEMENS AKTIENGESELLSCHAFT, USA as to SIEMENS AKTIENGESELLSCHAFT. (erd) (Entered: 12/12/2008)
12/12/2008SENTENCING MEMORANDUM by USA as to SIEMENS AKTIENGESELLSCHAFT. (erd) (Entered: 12/12/2008)
12/12/2008  Set/Reset Hearings as to SIEMENS AKTIENGESELLSCHAFT. Plea Agreement Hearing AND Sentencing set for 12/15/2008 at 09:30 AM in Courtroom 18 before Judge Richard J. Leon. (kc) (Entered: 12/12/2008)
12/12/2008NOTICE OF ATTORNEY APPEARANCE: Margaret Miles Ayres appearing for SIEMENS AKTIENGESELLSCHAFT (hsj, ) (Entered: 12/12/2008)
12/12/2008NOTICE OF ATTORNEY APPEARANCE: Robert Fiske appearing for SIEMENS AKTIENGESELLSCHAFT. (hsj, ) (Entered: 12/12/2008)
12/12/2008NOTICE OF ATTORNEY APPEARANCE: Scott William Muller appearing for SIEMENS AKTIENGESELLSCHAFT. (hsj, ) (Entered: 12/12/2008)
12/12/2008CERTIFICATE Requirement by Local Rule 44.6 of the Local Rules of the United States District Court and Disclosure Statement Required by Rule 12.4 of the Federal Rules of Criminal Procedure by SIEMENS AKTIENGESELLSCHAFT. (hsj, ) (Entered: 12/12/2008)
12/12/2008MOTION for Leave to Appear Pro Hac Vice:Attorney Name- Robert B. Fiske, Jr. :Address- Davis Polk & Wardwell, 450 Lexington Avenue, New York, NY 10017. Phone No. - 212-450-4000 by SIEMENS AKTIENGESELLSCHAFT. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(tnr, ) (Entered: 12/12/2008)
12/12/2008MEMORANDUM on behalf of SIEMENS AKTIENGESELLSCHAFT, SIEMENS S.A. (ARGENTINA), SIEMENS BANGLADESH, LTD. and SIEMENS S.A. (VENEZUELA) In Support of Rule 11(c)(1)(C) Pleas and Agreed-Upon Sentences by SIEMENS AKTIENGESELLSCHAFT. (hsj, ) (Entered: 12/12/2008)
12/12/200810 NOTICE OF ATTORNEY APPEARANCE: Margaret Miles Ayres appearing for SIEMENS AKTIENGESELLSCHAFT as retained counsel. (tnr, ) (Entered: 12/12/2008)
12/12/200811  MOTION for Leave to Appear Pro Hac Vice: Attorney Name- Scott W. Muller, Address-Davis Polk & Wardwell, 450 Lexington Avenue, New York, NY. Phone No. - (212) 450-4000. by SIEMENS AKTIENGESELLSCHAFT. (Attachments: # 1 Exhibit A Declaration of Scott W. Muller, # 2 Exhibit B Order Granting Motion for Admission Pro Hac Vice of Scott W. Muller)(hsj, ) (Entered: 12/12/2008)
12/12/2008  Counts added: SIEMENS AKTIENGESELLSCHAFT (1) count(s) 2. (hsj, ) (Entered: 12/23/2008)
12/15/2008  MINUTE ORDER granting Motion 8 for Robert B. Fiske, Jr Leave to Appear Pro Hac Vice as to SIEMENS AKTIENGESELLSCHAFT (1); granting 11 Motion for Scott W. Muller Leave to Appear Pro Hac Vice as to SIEMENS AKTIENGESELLSCHAFT (1) (kc, ) (Entered: 12/15/2008)
12/15/2008  Minute Entry for proceedings held before Judge Richard J. Leon: Arraignment as to SIEMENS AKTIENGESELLSCHAFT (1) Count 1, 2 held on 12/15/2008. Plea guilty entered by SIEMENS AKTIENGESELLSCHAFT (1) on Count(s) 1, 2. Probation Report deferred. (Bond Status of Defendant: Corporation) (Court Reporter: Catalina Kerr) (Defense Attorney: Scott Muller and Robert Fiske; US Attorney: John Griffith and Lori Weinstein; Prob Officer: Michael Penders) (hsj, ) (Entered: 12/23/2008)
12/15/2008  Minute Entry for proceedings held before Judge Richard J. Leon: Sentencing held on 12/15/2008 as to SIEMENS AKTIENGESELLSCHAFT (1). Count(s) 1, 2. Defendant sentenced to Five (5) Years Probation. A fine in the amount of $488,500,000.00 imposed. Special Assessment of $400.00 on both counts for a total of $800.00 imposed. Defendant to comply with the Compliance and Ethics program set forth in the attachment to the plea agreement. (Bond Status of Defendant: Corporation) (Court Reporter: Catalina Kerr) (Defense Attorney: Scott Muller and Robert Fiske; US Attorney: John Griffith and Lori Weinstein; Probation Officer: Michael Penders) (hsj, ) (Entered: 12/23/2008)
12/15/200812 WAIVER of Right to Trial by Jury as to SIEMENS AKTIENGESELLSCHAFT. Approved by Judge Richard J. Leon on 12/15/08. (hsj, ) (Entered: 12/29/2008)
12/15/200813 WAIVER OF INDICTMENT by SIEMENS AKTIENGESELLSCHAFT. Signed by Judge Richard J. Leon on 12/15/08. (hsj, ) (Entered: 12/29/2008)
12/15/200814 PLEA AGREEMENT as to SIEMENS AKTIENGESELLSCHAFT. (mlp) (Entered: 01/06/2009)
12/15/200815 STATEMENT OF OFFENSE by SIEMENS AKTIENGESELLSCHAFT and USA. (mlp) (Entered: 01/06/2009)
12/30/200818 NOTICE (bail transferred to USDC in the amount of $448,500,800.00) by SIEMENS AKTIENGESELLSCHAFT. (hsj, ) (Entered: 01/13/2009)
01/06/2009  JUDGMENT as to SIEMENS AKTIENGESELLSCHAFT. Statement of Reasons Not Included. Signed by Judge Richard J. Leon on 12/30/08. (hsj, ) Modified on 1/9/2009 (hsj, ). (Entered: 01/09/2009)
01/06/200916 STATEMENT OF REASONS as to SIEMENS AKTIENGESELLSCHAFT re Judgment Not for public disclosure per Judicial Conference Policy. Signed by Judge Richard J. Leon on 12/30/08. (hsj, ) (Entered: 01/09/2009)
01/06/200917 JUDGMENT as to SIEMENS AKTIENGESELLSCHAFT. Statement of Reasons Not Included. Signed by Judge Richard J. Leon on 12/30/08. (hsj, ) (Entered: 01/09/2009)
02/04/200919 TRANSCRIPT OF PROCEEDINGS in case as to SIEMENS AKTIENGESELLSCHAFT before Judge Richard J. Leon of proceedings held on 12/15/08; Page Numbers: 1-41. Date of Issuance:2/4/09. Court Reporter/Transcriber Catalina Kerr, Telephone number 202.354.3258, Court Reporter Email Address : catykerr@msn.com.

For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.

NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at ww.dcd.uscourts.gov.

Redaction Request due 2/25/2009. Redacted Transcript Deadline set for 3/9/2009. Release of Transcript Restriction set for 5/5/2009.(Kerr, Catalina) (Entered: 02/04/2009)