CLOSED

U.S. District Court
EASTERN DISTRICT OF NORTH CAROLINA (Southern Division)
CRIMINAL DOCKET FOR CASE #: 7:07-cr-00088-FL All Defendants


Case title: USA v. Smiles, Inc.

Date Filed: 07/23/2007
Date Terminated: 01/10/2008

Assigned to: Chief Judge Louise Wood Flanagan

Defendant (1)
Smiles, Inc.
TERMINATED: 01/10/2008
represented byDenise Walker
U. S. Attorney's Office
Suite 800, 310 New Bern Ave.
Raleigh, NC 27601
919-856-4500
Fax: 919-856-4487
Email: denise.walker@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
DISTRIBUTION OF DRUG PARAPHERNALIA
(1)
1 yr. Probation w/ special conditions; $400 special assessment; $20,000 Fine (interest waived)

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byBarbara D. Kocher
U.S. Attorney's Office
310 New Bern Ave.
Suite 800
Raleigh, NC 27601
919-856-4530
Fax: 856-4487
Email: barb.kocher@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
07/23/2007INFORMATION as to Smiles, Inc. (1) count(s) 1. (Deputy Clerk - AEB, ) (Entered: 07/24/2007)
07/24/2007  Set/Reset Hearings as to Smiles, Inc.: Plea to Criminal Information set for 8/13/2007 term (Place To Be Determined) before Chief Judge Louise Wood Flanagan. (Deputy Clerk - LL) (Entered: 07/24/2007)
07/24/2007  NOTICE OF HEARING as to Smiles, Inc. - Plea to Criminal Information set for 8/14/2007 10:00 AM in Greenville Annex - Courtroom before USMJ David W. Daniel. Internet Calendar Here (Deputy Clerk - LL) (Entered: 07/24/2007)
08/14/2007Minute Entry for proceedings held before Judge David W. Daniel in Greenville: Arraignment as to Smiles, Inc. through Kenneth Gottfried, President, (1) Count 1 held on 8/14/2007. Plea entered by Kenneth Gottfried on behalf of Smiles, Inc. Guilty as to Count 1. Sentencing set for 11/13/2007, term (location to be determined) before Chief Judge Louise Wood Flanagan. Defendant released pending sentencing (no bond or conditions). (Court Reporter - Donna Tomawski) (Deputy Clerk - SDF, ) (Entered: 08/14/2007)
08/14/2007CONSENT TO PROCEED BEFORE MAGISTRATE JUDGE FOR FELONY ARRAIGNMENT by defendant Smiles, Inc., Kenneth Gottfried, President. (Deputy Clerk - SDF, ) (Entered: 08/14/2007)
08/14/2007PLEA AGREEMENT as to Smiles, Inc., Kenneth Gottfried, President. (Deputy Clerk - SDF, ) (Entered: 08/14/2007)
08/14/2007WAIVER OF INDICTMENT by Smiles, Inc., Kenneth Gottfried, President. (Deputy Clerk - SDF, ) (Entered: 08/14/2007)
08/14/2007Corporate Resolution filed by Smiles, Inc. (Deputy Clerk - SDF, ) (Entered: 08/14/2007)
08/20/2007Financial Disclosure Statement as to Smiles, Inc.. Disclosure of Corporate Affiliations and Other Entities with a Direct Financial Interest in Litigation (Walker, Denise) (Entered: 08/20/2007)
09/13/200710 First MOTION to Continue Sentencing Hearing by Smiles, Inc.. (Attachments: # 1 Text of Proposed Order) (Walker, Denise) (Entered: 09/13/2007)
09/13/2007  Motion Submission as to Smiles, Inc. re 10 First MOTION to Continue Sentencing Hearing (To Chief Judge Flanagan via email) (Deputy Clerk - JHC, ) (Entered: 09/13/2007)
09/20/200711 ORDER granting 10 Motion to Continue sentencing to the court's January 7, 2008 term as to Smiles, Inc. (1). Signed by Judge Louise Wood Flanagan on 9/20/2007. (Deputy Clerk - LL) (Entered: 09/20/2007)
09/20/2007  Set/Reset Hearings as to Smiles, Inc.: Sentencing set for 1/7/2008 term in New Bern - Courtroom before Chief Judge Louise Wood Flanagan. (Deputy Clerk - LL) (Entered: 09/20/2007)
12/18/2007  NOTICE OF HEARING as to Smiles, Inc. - Sentencing set for 1/10/2008 01:30 PM in New Bern - Courtroom before Chief Judge Louise Wood Flanagan. Internet Calendar Here (Deputy Clerk - LL) (Entered: 12/18/2007)
01/10/200812 Minute Entry for proceedings held before Judge Chief Judge Louise Wood Flanagan in NB - Sentencing held on 1/10/2008 for Smiles, Inc. (1) - Company represented by President & CEO, Kenneth Gottfried; Count(s) 1: 1 yr. Probation w/ special conditions; $400 special assessment; $20,000 Fine (interest waived). Advised of appellate rights. (Court Reporter Evon Peppin.) (Deputy Clerk - LL, ) Modified on 1/17/2008 (Deputy Clerk - LL, ). (Entered: 01/17/2008)
01/10/200813 JUDGMENT as to Smiles, Inc. (1), Count(s) 1: 1 yr. Probation w/ special conditions; $400 special assessment; $20,000 Fine (interest waived). Signed by Judge Chief Judge Louise Wood Flanagan on 1/10/08. (Deputy Clerk - LL, ) (Entered: 01/17/2008)
01/17/2008  NOTICE OF CORRECTION as to Smiles, Inc. re: 12 Sentencing - Court Reporter for sentencing held on January 10, 2008 was Evon Peppin, not Harry Hagopian as previously indicated - Clerk has modified minute docket entry to reflect correct reporter. (Deputy Clerk - LL, ) (Entered: 01/17/2008)
01/29/200814  MOTION To Destroy by Smiles, Inc.. (Attachments: # 1 Text of Proposed Order) (Deputy Clerk - JA, ) (Entered: 01/29/2008)
01/30/2008  Motion Submission as to Smiles, Inc. re 14 MOTION To Destroy submitted to Chief Judge Flanagan for consideration. (Deputy Clerk - DR, ) (Entered: 01/30/2008)
02/01/200815 ORDER granting 14 Motion to Destroy Evidence as to Smiles, Inc. (1). Signed by Judge Chief Judge Louise Wood Flanagan on 1/31/08. (Deputy Clerk - LL, ) (Entered: 02/01/2008)
02/12/200816 ORDER - It is ordered that the offender be discharged from supervision and that the proceedings in the case be terminated as to Smiles, Inc. Signed by Chief Judge Louise Wood Flanagan on 2/12/08. (Deputy Clerk - LL, ) (Entered: 02/12/2008)
02/25/200817 USM Return of Service on Order executed as to Smiles, Inc. on 2/20/08 (Deputy Clerk - JJ, ) (Entered: 02/25/2008)