CLOSED

United States District Court
District of Massachusetts (Boston)
CRIMINAL DOCKET FOR CASE #: 1:01-cr-10354-WGY-1


Case title: USA v. Tap Pharmaceutical

Date Filed: 10/03/2001
Date Terminated: 12/06/2001

Assigned to: Judge William G. Young

Defendant (1)
TAP Pharmaceutical Products, Inc.
TERMINATED: 12/12/2001
represented byJoseph F. Savage , Jr.
Goodwin Procter LLP
Exchange Place
53 State Street
Boston, MA 02109
617-570-1204
Fax: 617-523-1321
Email: jsavage@goodwinprocter.com
TERMINATED: 12/12/2001
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Daniel E. Reidy
Jones Day
77 West Wacker Drive
Chicago, IL 60601-1692
312-782-3939
TERMINATED: 12/12/2001
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:371(Conspiracy)18:371.F
(1)
The dft. is hereby sentenced to probation for a trm of 5 years. The dft. shall not possess a firearm. Conditions of Probation: Neither the dft. corporation nor the principal shareholders are to disparage the sentence of this Court. TAP shall maintain all records to the CIA. TAP is to provide Probation access to any requested financial information and any documents requested by Probation. TAP will provide to Probation for the District of Massachusetts copies of any responses to document requests in any civil litigation. Assessment:.00. Fine: ,000,000.00. Payment of the total criminal monetary penalties shall be due in lump sum payment of ,000,400.00 due immediately not later than 12/20/01.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Notice
Pretrial Services represented byPretrial Services
US Pretrial Services
1 Courthouse Way
Boston, MA 02210
LEAD ATTORNEY
ATTORNEY TO BE NOTICED


Notice
Probation Office represented byProbation Office
U.S. Probation Office
1 Courthouse Way
Boston, MA 02210
617-223-9198
ATTORNEY TO BE NOTICED


Plaintiff
USA represented byMichael K. Loucks
United States Attorney's Office
John Joseph Moakley Federal Courthouse
1 Courthouse Way
Suite 9200
Boston, MA 02210
617-748-3185
Fax: 617-748-3675
Email: michael.loucks@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
10/03/20011Felony Information received for filing . Tap Pharmaceutical (1) count(s) 1 (ms) (Entered: 10/05/2001)
10/10/2001MOTION by Tap Pharmaceutical P for Daniel E. Reidy to appear pro hac vice fee status: pd fee amt: 50.00 Receipt #: 34313 , filed. c/s. (mlb) (Entered: 10/12/2001)
10/10/2001NOTICE of Appearance of counsel for Tap Pharmaceutical P , by Attorney Joseph F. Savage Jr.. c/s. (mlb) (Entered: 10/17/2001)
10/16/2001   Chief Judge William G. Young . ENDORSED ORDER as to Tap Pharmaceutical P : granting [2-1] motion for Daniel E. Reidy to appear pro hac vice fee status: pd fee amt: 50.00 Receipt #: 34313 as to Tap Pharmaceutical P (1). cc/cl. (mlb) (Entered: 10/17/2001)
10/16/2001AFFIDAVIT of Daniel E. Reidy, , re: [2-1] motion for Daniel E. Reidy to appear pro hac vice fee status: pd fee amt: 50.00 Receipt #: 34313 , filed. (mlb) Modified on 10/19/2001 (Entered: 10/17/2001)
10/16/2001WAIVER OF INDICTMENT by Tap Pharmaceutical Products, Inc. , filed. (mlb) (Entered: 10/17/2001)
10/16/2001Plea Agreement as to Tap Pharmaceutical P , filed. (mlb) (Entered: 10/17/2001)
10/16/2001  PLEA entered by Tap Pharmaceutical Products . Court accepts plea. Guilty: Tap Pharmaceutical P (1) count(s) 1 (mlb) (Entered: 10/17/2001)
10/16/2001  Arraignment as to Tap Pharmaceutical P held . (mlb) (Entered: 10/19/2001)
10/16/2001   Plea hearing as to Tap Pharmaceutical P held . (mlb) (Entered: 10/19/2001)
10/16/2001Chief Judge William G. Young . CLERK'S NOTES as to Tap Pharmaceutical Products , re: Plea hearing held. Plea agreement filed. Thomas Watkins, Pres. of Tap Pharmaceutical and authorized person to tender a plea is sworn. Court conducts plea collogy with dft. After hering the dft. waives indictment and is arraigned. The dft. pleads Guilty to Count 1 of the Information. set Sentencing for 2:00 12/17/01 for Tap Pharmaceutical P ; Court Reporter: D. Womack. (mlb) (Entered: 10/19/2001)
10/16/2001  INFORMATION filed as to Tap Pharmaceutical P (vah) (Entered: 11/06/2001)
10/17/2001MOTION by Tap Pharmaceutical Products for leave to deposit funds in the Registry of the Court with memorandum in support, filed. Exhibit A attached. c/s. (mlb) (Entered: 10/19/2001)
10/17/2001Corporate statement by Tap Pharmaceutical Products, Inc. (mlb) (Entered: 10/19/2001)
10/18/200110 Transcript of proceedings Arraignment and Plea hearing held on 10/16/01 hearing date: before Judge: William G. Young, as to Tap Pharmaceutical P , Court Reporter: D. Womack., filed. (mlb) (Entered: 10/19/2001)
10/19/200111 RESPONSE by USA as to Tap Pharmaceutical P in opposition to [8-1] motion for leave to deposit funds in the Registry of the Court , filed. Exhibit Attached. (mlb) (Entered: 10/19/2001)
10/22/2001   Chief Judge William G. Young . ENDORSED ORDER as to Tap Pharmaceutical P : granting in part, denying in part [8-1] motion for leave to deposit funds in the Registry of the Court as to Tap Pharmaceutical P (1)."This sesson of the Court has no jurisdiciton over hte settlement funds in the civil action. That is a matter for Judge O'Toole. Should TAP wish to pay some or all the expected $290,000,000.00 fine into the Registry of the Court, it may do so." cc/cl (efs) (Entered: 10/22/2001)
12/04/200112 SENTENCING MEMORANDUM by USA as to Tap Pharmaceutical P , filed. (efs) (Entered: 12/04/2001)
12/06/2001  Sentencing held Tap Pharmaceutical P (1) count(s) 1 . (efs) (Entered: 12/10/2001)
12/06/200113  Chief Judge William G. Young . CLERK'S NOTES as to Tap Pharmaceutical P , re: sentencing; Atty Schreiber is admitted for the purposes of htis hearing. Court hears Atty Rosenfeld re: the co payers involved with TAP civil litigation. Atty.rosenfled requests a continuance. TheCourt hears from the Govt. and the defense. The GOvt doe snot want a continuance. After hearing the Court acceptsa plea of Guilty to Count 1. Court announces the Guideline calculations. After hearing the Court imposes the following sentence: Fine: $290,000,000 to be paid within 14 days of the date of this sentence. Special Assessment of $400. Probation of 5 years with special conditions. Dft is advised of right to appeal ; Court Reporter: Womack (efs) (Entered: 12/10/2001)
12/10/200114 Chief Judge William G. Young . JUDGMENT entered Tap Pharmaceutical P (1) count(s) 1. The dft. is hereby sentenced to probation for a trm of 5 years. The dft. shall not possess a firearm. Conditions of Probation: Neither the dft. corporation nor the principal shareholders are to disparage the sentence of this Court. TAP shall maintain all records to the CIA. TAP is to provide Probation access to any requested financial information and any documents requested by Probation. TAP will provide to Probation for the District of Massachusetts copies of any responses to document requests in any civil litigation. Assessment:$400.00. Fine: $290,000,000.00. Payment of the total criminal monetary penalties shall be due in lump sum payment of $290,000,400.00 due immediately not later than 12/20/01. (mlb) (Entered: 12/12/2001)
12/10/200115 Chief Judge William G. Young . Statement of reasons as to Tap Pharmaceuticals. (mlb) (Entered: 12/12/2001)
12/12/2001  **JS3 Closing Card for Tap Pharmaceuticals Terminated Defendant Tap Pharmaceuticals (mlb) (Entered: 12/12/2001)
12/12/2001  Case closed as to all defendants, as to Tap Pharmaceuticals (mlb) (Entered: 12/12/2001)
12/20/200116 Transcript of proceedings held on 12/6/01 hearing date: before Judge: Young, as to Tap Pharmaceutical P , Court Reporter: Womack, filed. (efs) (Entered: 12/20/2001)
01/10/200217Satisfaction of judgment by USA as to Tap Pharmaceutical Products, Inc. c/s. (mlb) (Entered: 01/10/2002)
04/10/2003  Probation jurisdiction transferred to other district as to Tap Pharmaceutical P . Transmitted Transfer of Jurisdiction form, with certified copies of indictment, judgment and docket sheet sent to District of Illinois. (mlb) (Entered: 04/10/2003)
04/15/200418 MOTION of Class Action Plaintiffs For Acknowlegment . . (Bell, Marie) (Entered: 04/16/2004)
04/15/200419 MEMORANDUM in Support by Class Action Plaintiffs re 1 Part II)(Bell, Marie) (Entered: 04/16/2004)
04/15/200420Civil Class Action Plaintiffs' MOTION to Compel Production of Laptop Information Provided to the Government . (Bell, Marie) (Entered: 04/16/2004)
04/16/2004  Judge William G. Young : ELECTRONIC ORDER entered denying 18 Motion For Acknowledgment. cc/cl. (Bell, Marie) (Entered: 04/16/2004)
04/16/2004  Judge William G. Young : ELECTRONIC ORDER entered denying 20 Motion to Compel. cc/cl. (Bell, Marie) (Entered: 04/16/2004)
05/05/200421 Letter regarding Motion to Compel and Motion for Acknowledgment as to Class Action Plaintiffs. (Bell, Marie) (Entered: 05/07/2004)
07/06/2004  Notice of correction to docket made by Court staff. Correction: docket entry deleted corrected because: notice docketed in case in error. (Greenberg, Rebecca) (Entered: 07/06/2004)