CLOSED

United States District Court
District of Massachusetts (Boston)
CRIMINAL DOCKET FOR CASE #: 1:01-cr-10263-MEL-1


Case title: USA v. Test Lab N.A.,Inc., et al

Date Filed: 07/18/2001
Date Terminated: 09/25/2002

Assigned to: Senior Judge Morris E. Lasker

Defendant (1)
Test Lab N.A.,Inc.
TERMINATED: 10/02/2002
represented byWilliam H. Kettlewell
Collora LLP
600 Atlantic Avenue
12th Flr.
Boston, MA 02210
617-371-1005
Fax: 617-371-1037
Email: wkettlewell@collorallp.com
TERMINATED: 10/02/2002
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(9)
Defendant pleaded guilty to Counts 9, 11-13, 15,17,26,29,32; Defendant sentenced to probation for a term of 60 months (each count to run concurrently); Defendant is to pay the balance of the restitution according to a court ordered repayment schedule ; Defendant shall not possess a firearm, destructive device, or any other dangerous weapon; Defendant is prohibited from incurrring new credit charges or opening additional lines of credit without the approval of the probation officer unless the defe ndant is in compliance with the payment schedule; Defendant is to provide the probation officer access to any requested financial information; The financial information provided to the Probation Office by the defendant may be shared with the Financia l Litigation Unit of the U.S. Attorneys Office; Defenant shall notify the Probation Office immediately upon learning of (a) any material adverse change in its business or financial condition or prospects, or (b) the commencement of any bankruptcy pro ceeding, magjor civil litigation, criminal prosecution, or administrative proceeding against the organization, or any investigation or formal inquiry by the govermental authorities regarding the organization; The organization shall submit to (a) a re asonable number of regular or unannounced examinations of its books and records at appropriate business premises by the Probation Officer or experts engaged by the Court; and (b) interrogation of knowledgeable individuals within the organization. Com pensation to and costs of any experts engaged by the Court shall be paid by the organization. Defenant shall pay a special assessment in the amount of $3,600. due immediately; Defendant shall pay a fine in the amount of $5,000. Defendant sh all pay restitution in the amount of $306,742.31 (see attached list).
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(11-13)
Defendant pleaded guilty to Counts 9, 11-13, 15,17,26,29,32; Defendant sentenced to probation for a term of 60 months (each count to run concurrently); Defendant is to pay the balance of the restitution according to a court ordered repayment schedule ; Defendant shall not possess a firearm, destructive device, or any other dangerous weapon; Defendant is prohibited from incurrring new credit charges or opening additional lines of credit without the approval of the probation officer unless the defe ndant is in compliance with the payment schedule; Defendant is to provide the probation officer access to any requested financial information; The financial information provided to the Probation Office by the defendant may be shared with the Financia l Litigation Unit of the U.S. Attorneys Office; Defenant shall notify the Probation Office immediately upon learning of (a) any material adverse change in its business or financial condition or prospects, or (b) the commencement of any bankruptcy pro ceeding, magjor civil litigation, criminal prosecution, or administrative proceeding against the organization, or any investigation or formal inquiry by the govermental authorities regarding the organization; The organization shall submit to (a) a re asonable number of regular or unannounced examinations of its books and records at appropriate business premises by the Probation Officer or experts engaged by the Court; and (b) interrogation of knowledgeable individuals within the organization. Com pensation to and costs of any experts engaged by the Court shall be paid by the organization. Defenant shall pay a special assessment in the amount of $3,600. due immediately; Defendant shall pay a fine in the amount of $5,000. Defendant sh all pay restitution in the amount of $306,742.31 (see attached list).
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(15)
Defendant pleaded guilty to Counts 9, 11-13, 15,17,26,29,32; Defendant sentenced to probation for a term of 60 months (each count to run concurrently); Defendant is to pay the balance of the restitution according to a court ordered repayment schedule ; Defendant shall not possess a firearm, destructive device, or any other dangerous weapon; Defendant is prohibited from incurrring new credit charges or opening additional lines of credit without the approval of the probation officer unless the defe ndant is in compliance with the payment schedule; Defendant is to provide the probation officer access to any requested financial information; The financial information provided to the Probation Office by the defendant may be shared with the Financia l Litigation Unit of the U.S. Attorneys Office; Defenant shall notify the Probation Office immediately upon learning of (a) any material adverse change in its business or financial condition or prospects, or (b) the commencement of any bankruptcy pro ceeding, magjor civil litigation, criminal prosecution, or administrative proceeding against the organization, or any investigation or formal inquiry by the govermental authorities regarding the organization; The organization shall submit to (a) a re asonable number of regular or unannounced examinations of its books and records at appropriate business premises by the Probation Officer or experts engaged by the Court; and (b) interrogation of knowledgeable individuals within the organization. Com pensation to and costs of any experts engaged by the Court shall be paid by the organization. Defenant shall pay a special assessment in the amount of $3,600. due immediately; Defendant shall pay a fine in the amount of $5,000. Defendant sh all pay restitution in the amount of $306,742.31 (see attached list).
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(17)
Defendant pleaded guilty to Counts 9, 11-13, 15,17,26,29,32; Defendant sentenced to probation for a term of 60 months (each count to run concurrently); Defendant is to pay the balance of the restitution according to a court ordered repayment schedule ; Defendant shall not possess a firearm, destructive device, or any other dangerous weapon; Defendant is prohibited from incurrring new credit charges or opening additional lines of credit without the approval of the probation officer unless the defe ndant is in compliance with the payment schedule; Defendant is to provide the probation officer access to any requested financial information; The financial information provided to the Probation Office by the defendant may be shared with the Financia l Litigation Unit of the U.S. Attorneys Office; Defenant shall notify the Probation Office immediately upon learning of (a) any material adverse change in its business or financial condition or prospects, or (b) the commencement of any bankruptcy pro ceeding, magjor civil litigation, criminal prosecution, or administrative proceeding against the organization, or any investigation or formal inquiry by the govermental authorities regarding the organization; The organization shall submit to (a) a re asonable number of regular or unannounced examinations of its books and records at appropriate business premises by the Probation Officer or experts engaged by the Court; and (b) interrogation of knowledgeable individuals within the organization. Com pensation to and costs of any experts engaged by the Court shall be paid by the organization. Defenant shall pay a special assessment in the amount of $3,600. due immediately; Defendant shall pay a fine in the amount of $5,000. Defendant sh all pay restitution in the amount of $306,742.31 (see attached list).
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(26)
Defendant pleaded guilty to Counts 9, 11-13, 15,17,26,29,32; Defendant sentenced to probation for a term of 60 months (each count to run concurrently); Defendant is to pay the balance of the restitution according to a court ordered repayment schedule ; Defendant shall not possess a firearm, destructive device, or any other dangerous weapon; Defendant is prohibited from incurrring new credit charges or opening additional lines of credit without the approval of the probation officer unless the defe ndant is in compliance with the payment schedule; Defendant is to provide the probation officer access to any requested financial information; The financial information provided to the Probation Office by the defendant may be shared with the Financia l Litigation Unit of the U.S. Attorneys Office; Defenant shall notify the Probation Office immediately upon learning of (a) any material adverse change in its business or financial condition or prospects, or (b) the commencement of any bankruptcy pro ceeding, magjor civil litigation, criminal prosecution, or administrative proceeding against the organization, or any investigation or formal inquiry by the govermental authorities regarding the organization; The organization shall submit to (a) a re asonable number of regular or unannounced examinations of its books and records at appropriate business premises by the Probation Officer or experts engaged by the Court; and (b) interrogation of knowledgeable individuals within the organization. Com pensation to and costs of any experts engaged by the Court shall be paid by the organization. Defenant shall pay a special assessment in the amount of $3,600. due immediately; Defendant shall pay a fine in the amount of $5,000. Defendant sh all pay restitution in the amount of $306,742.31 (see attached list).
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(29)
Defendant pleaded guilty to Counts 9, 11-13, 15,17,26,29,32; Defendant sentenced to probation for a term of 60 months (each count to run concurrently); Defendant is to pay the balance of the restitution according to a court ordered repayment schedule ; Defendant shall not possess a firearm, destructive device, or any other dangerous weapon; Defendant is prohibited from incurrring new credit charges or opening additional lines of credit without the approval of the probation officer unless the defe ndant is in compliance with the payment schedule; Defendant is to provide the probation officer access to any requested financial information; The financial information provided to the Probation Office by the defendant may be shared with the Financia l Litigation Unit of the U.S. Attorneys Office; Defenant shall notify the Probation Office immediately upon learning of (a) any material adverse change in its business or financial condition or prospects, or (b) the commencement of any bankruptcy pro ceeding, magjor civil litigation, criminal prosecution, or administrative proceeding against the organization, or any investigation or formal inquiry by the govermental authorities regarding the organization; The organization shall submit to (a) a re asonable number of regular or unannounced examinations of its books and records at appropriate business premises by the Probation Officer or experts engaged by the Court; and (b) interrogation of knowledgeable individuals within the organization. Com pensation to and costs of any experts engaged by the Court shall be paid by the organization. Defenant shall pay a special assessment in the amount of $3,600. due immediately; Defendant shall pay a fine in the amount of $5,000. Defendant sh all pay restitution in the amount of $306,742.31 (see attached list).
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(32)
Defendant pleaded guilty to Counts 9, 11-13, 15,17,26,29,32; Defendant sentenced to probation for a term of 60 months (each count to run concurrently); Defendant is to pay the balance of the restitution according to a court ordered repayment schedule ; Defendant shall not possess a firearm, destructive device, or any other dangerous weapon; Defendant is prohibited from incurrring new credit charges or opening additional lines of credit without the approval of the probation officer unless the defe ndant is in compliance with the payment schedule; Defendant is to provide the probation officer access to any requested financial information; The financial information provided to the Probation Office by the defendant may be shared with the Financia l Litigation Unit of the U.S. Attorneys Office; Defenant shall notify the Probation Office immediately upon learning of (a) any material adverse change in its business or financial condition or prospects, or (b) the commencement of any bankruptcy pro ceeding, magjor civil litigation, criminal prosecution, or administrative proceeding against the organization, or any investigation or formal inquiry by the govermental authorities regarding the organization; The organization shall submit to (a) a re asonable number of regular or unannounced examinations of its books and records at appropriate business premises by the Probation Officer or experts engaged by the Court; and (b) interrogation of knowledgeable individuals within the organization. Com pensation to and costs of any experts engaged by the Court shall be paid by the organization. Defenant shall pay a special assessment in the amount of $3,600. due immediately; Defendant shall pay a fine in the amount of $5,000. Defendant sh all pay restitution in the amount of $306,742.31 (see attached list).

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(1-8)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(10)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(14)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(16)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(18-20)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(21)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(22-25)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(27-28)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(30-31)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.
18:1341 MAIL FRAUD & 18:2=AIDING AND ABETTING
(33-36)
AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states.

Highest Offense Level (Terminated)
Felony

Complaints

Disposition
None


Notice
Pretrial Services represented byPretrial Services
US Pretrial Services
1 Courthouse Way
Boston, MA 02210
LEAD ATTORNEY
ATTORNEY TO BE NOTICED


Plaintiff
USA represented byMark J. Balthazard
United States Attorney's Office
John Joseph Moakley Federal Courthouse
1 Courthouse Way
Suite 9200
Boston, MA 02210
617-748-3100
Fax: 617-748-3960
Email: mark.balthazard@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
07/18/20011INDICTMENT returned Test Lab N.A.,Inc. (1) count(s) 1-36, James R. Baker (2) count(s) 1-36 . (ms) (Entered: 07/19/2001)
07/18/2001   Judge Morris E. Lasker Referral to Mag. Judge Lawrence P. Cohen as to Test Lab N.A.,Inc., James R. Baker . Purpose: Pretrial Special instructions: (ms) (Entered: 07/19/2001)
08/01/2001NOTICE issued of Hearing/Conference as to Test Lab N.A.,Inc., James R. Baker, set Arraignment for 11:00 8/8/01 for Test Lab N.A.,Inc., for James R. Baker , and set Bail Hearing for 11:00 8/8/01 for Test Lab N.A.,Inc., for James R. Baker (ghh) (Entered: 08/03/2001)
08/08/2001  Arraignment as to Test Lab N.A.,Inc. held Test Lab N.A.,Inc. (1) count(s) 1-36 . (ghh) (Entered: 08/14/2001)
08/08/2001NOTICE of Appearance of counsel for Test Lab N.A.,Inc. , by Attorney William H. Kettlewell. (ghh) (Entered: 08/14/2001)
08/08/2001  PLEA entered by Test Lab N.A.,Inc. . Court accepts plea. Not Guilty: Test Lab N.A.,Inc. (1) count(s) 1-36 (ghh) (Entered: 08/14/2001)
08/08/2001 Mag. Judge Lawrence P. Cohen . CLERK'S NOTES as to Test Lab N.A.,Inc. , re: arraignment held; deft. will proceed under auto discovery. no bail set for corporate deft. ; Court Reporter: tape 2001-38 (ghh) (Entered: 08/14/2001)
08/08/2001 Mag. Judge Lawrence P. Cohen . SCHEDULING ORDER entered as to Test Lab N.A.,Inc., James R. Baker setting Status Conference 2:30 9/20/01 for Test Lab N.A.,Inc., for James R. Baker ;joint memorandum due 9/13/01. (see document #8). . (ghh) (Entered: 08/14/2001)
08/08/2001 Mag. Judge Lawrence P. Cohen . ORDER ON EXCLUDABLE DELAY entered as to Test Lab N.A.,Inc., James R. Baker . Time ordered excluded from 08/08/01 to 09/05/01. (ghh) (Entered: 08/14/2001)
08/08/200110 Corporate Certificate by Test Lab N.A.,Inc. as to Test Lab N.A.,Inc. filed. (ghh) (Entered: 08/14/2001)
08/14/200111 Government's Rule 112..4 Corporate Victim List by USA as to Test Lab N.A.,Inc., James R. Baker ,filed (ghh) (Entered: 08/14/2001)
09/14/200112 JOINT MOTION by Test Lab N.A.,Inc., James R. Baker,USA to modify current scheduling order and status conference date , filed.c/s (ghh) (Entered: 09/18/2001)
09/18/200113 JOINT MOTION by Test Lab N.A.,Inc., James R. Baker,USA to continue initial status conference , filed. (ghh) (Entered: 09/19/2001)
09/18/200114 Mag. Judge Lawrence P. Cohen. ORDER entered as to Test Lab N.A.,Inc., James R. Baker : granting [12-1] joint motion to modify current scheduling order and status conference date as to Test Lab N.A.,Inc. (1), James R. Baker (2), RESET status conference for 11:00 10/17/01 for Test Lab N.A.,Inc., for James R. Baker . (sat) (Entered: 09/20/2001)
09/18/200114 Mag. Judge Lawrence P. Cohen. ORDER ON EXCLUDABLE DELAY entered as to Test Lab N.A.,Inc., James R. Baker . Time ordered excluded from 9/20/01 to 10/17/01. (sat) (Entered: 09/20/2001)
09/24/200115  Mag. Judge Lawrence P. Cohen . ORDER ON EXCLUDABLE DELAY entered as to Test Lab N.A.,Inc., James R. Baker . Time ordered excluded from 9-14-01 to 9-18-01. (ghh) (Entered: 09/25/2001)
10/16/200116 Joint submission of the parties, by Test Lab N.A.,Inc., James R. Baker, USA under Local Rule 116.5(C) c/s (ghh) (Entered: 10/16/2001)
10/17/2001  Initial Status conference as to Test Lab N.A.,Inc., James R. Baker held. (sat) (Entered: 10/18/2001)
10/17/200117 Mag. Judge Lawrence P. Cohen. CLERK'S NOTES as to Test Lab N.A.,Inc., James R. Baker re: Initial Status Conference held. RESET discovery due for 11/16/01 for Test Lab N.A.,Inc., for James R. Baker , set Final status conference for 11:00 11/20/01 for Test Lab N.A.,Inc., for James R. Baker . Court Reporter: Tape No. 2001-46. (sat) (Entered: 10/18/2001)
10/17/200118 Mag. Judge Lawrence P. Cohen. REPORT AND ORDER ON INITIAL STATUS CONFERENCE filed by Magistrate as to Test Lab N.A.,Inc., James R. Baker , setting set interim status conference for 11:00 11/20/01 for Test Lab N.A.,Inc., for James R. Baker before Mag. Judge Lawrence P. Cohen . (sat) (Entered: 10/19/2001)
10/17/200118 Mag. Judge Lawrence P. Cohen . ORDER ON EXCLUDABLE DELAY entered as to Test Lab N.A.,Inc., James R. Baker . Time ordered excluded from 10/17/01 to 11/20/01. (sat) (Entered: 10/19/2001)
11/15/200119 Joint submission of the parties, by Test Lab N.A.,Inc., James R. Baker, USA under Local Rule 116.5(C); c/s (sat) (Entered: 11/16/2001)
11/20/2001  Interim Status conference as to Test Lab N.A.,Inc., James R. Baker held. (sat) (Entered: 11/28/2001)
11/20/200120 Mag. Judge Lawrence P. Cohen. CLERK'S NOTES as to Test Lab N.A.,Inc., James R. Baker re: Interim Status Conference held. Counsel request 30 days to determine whether motions will be filed; allowed to 1/2/02. set Final status conference for 2:00 1/3/02 for Test Lab N.A.,Inc., for James R. Baker . Court Reporter: Tape No. 2001-48. (sat) (Entered: 11/28/2001)
11/20/200121 Mag. Judge Lawrence P. Cohen . SCHEDULING ORDER entered as to Test Lab N.A.,Inc., James R. Baker setting Motion Filing deadline on 1/2/02 for Test Lab N.A.,Inc., for James R. Baker ; Status Conference 12:00 1/3/02 for Test Lab N.A.,Inc., for James R. Baker. (sat) (Entered: 11/28/2001)
11/20/200121 Mag. Judge Lawrence P. Cohen . ORDER ON EXCLUDABLE DELAY entered as to Test Lab N.A.,Inc., James R. Baker . Time ordered excluded from 11/20/01 to 1/3/02. (sat) (Entered: 11/28/2001)
01/03/2002  Status conference as to Test Lab N.A.,Inc., James R. Baker held . (ghh) (Entered: 01/04/2002)
01/03/200222  Mag. Judge Lawrence P. Cohen . CLERK'S NOTES as to Test Lab N.A.,Inc., James R. Baker , re: Final Status Conference;Final Status Report issued. file returned to clerk's office Court Reporter: tape (ghh) (Entered: 01/04/2002)
01/03/200223  Mag. Judge Lawrence P. Cohen . final STATUS REPORT filed by Magistrate as to Test Lab N.A.,Inc., James R. Baker , setting . (ghh) (Entered: 01/04/2002)
01/04/2002  CASE NO LONGER REFERRED TO Mag. Judge Lawrence P. Cohen . (ghh) (Entered: 01/04/2002)
01/09/200224 NOTICE issued of Hearing/Conference as to Test Lab N.A.,Inc., James R. Baker, set pretrial conference for 2:45 1/14/02 for Test Lab N.A.,Inc., for James R. Baker cc/cl (ghh) (Entered: 01/09/2002)
01/14/2002  Pre-trial conference as to Test Lab N.A.,Inc., James R. Baker held . (ghh) (Entered: 01/18/2002)
01/14/200225  Judge Morris E. Lasker . CLERK'S NOTES as to Test Lab N.A.,Inc., James R. Baker , re: Initial Pretrial Conference held. All counsel present. Court questions counsel regarding length of trial. Counsel informs the court that the case will take 28 trial days of 9:00 - 1:00.Court instructs counsel to fill out the Pretrial Order and return it to the Court by Jan. 23, 2002. set Jury trial for 9:15 5/20/02 for Test Lab N.A.,Inc., for James R. Baker ; Court Reporter: Nemetz (ghh) (Entered: 01/18/2002)
01/28/2002  Tele-conference as to Test Lab N.A.,Inc., James R. Baker held . (ghh) (Entered: 01/29/2002)
01/28/200226  Judge Morris E. Lasker . CLERK'S NOTES as to Test Lab N.A.,Inc., James R. Baker , re: telephone conference.Counsel will inorm court re: scheduling matters discussed at telephone confertence by end of the week (Feb.1,2002) Court Reporter: (ghh) (Entered: 01/29/2002)
02/11/200227 JOINT MOTION by Test Lab N.A.,Inc., James R. Baker, USA for order of excludable delay for the period of time from January 14, 2002 to May 20, 2002 pursuant to: 18 USC Sec. 3161(h)(8)(A) , filed; c/s. (sat) (Entered: 02/12/2002)
02/12/2002   Judge Morris E. Lasker . ENDORSED ORDER as to Test Lab N.A.,Inc., James R. Baker : granting [27-1] joint motion for order of excludable delay for the period of time from January 14, 2002 to May 20, 2002 pursuant to: 18 USC Sec. 3161(h)(8)(A) as to Test Lab N.A.,Inc. (1), James R. Baker (2). MOTION ALLOWED. cc/cl (seh) (Entered: 02/12/2002)
02/12/200228  Judge Morris E. Lasker . ORDER ON EXCLUDABLE DELAY entered as to Test Lab N.A.,Inc., James R. Baker . Time ordered excluded from 2/11/02 to 2/12/02. cc/cl (seh) (Entered: 02/12/2002)
02/12/200229  Judge Morris E. Lasker . ORDER ON EXCLUDABLE DELAY entered as to Test Lab N.A.,Inc., James R. Baker . Time ordered excluded from 1/14/02 to 5/20/02. cc/cl (seh) (Entered: 02/12/2002)
02/12/200230  Judge Morris E. Lasker . PRETRIAL ORDER entered as to Test Lab N.A.,Inc., James R. Baker setting Pretrial Confernece for 2:15 5/8/02 for Test Lab N.A.,Inc., for James R. Baker ; Jury Trial for <05/20/02 at 9:15> for Test Lab N.A.,Inc., for James R. Baker ;, set Jury trial for May 20,2002 ' (ghh) (Entered: 02/12/2002)
03/04/200231 ****** SEALED ****** EX PARTE MOTION by USA , as to Test Lab N.A.,Inc., James R. Baker for Disclosure of documents and testimony to the civil division , filed. (seh) (Entered: 03/04/2002)
03/04/200232 ****** SEALED ****** MEMORANDUM by USA as to Test Lab N.A.,Inc., James R. Baker in support of [31-1] motion for Disclosure of documents and testimony to the civil division , filed. (seh) (Entered: 03/04/2002)
03/06/2002  ****** SEALED ****** Judge Morris E. Lasker . ENDORSED ORDER as to Test Lab N.A.,Inc., James R. Baker : granting [31-1] motion for Disclosure of documents and testimony to the civil division as to Test Lab N.A.,Inc. (1), James R. Baker (2). MOTION ALLOWED ON THE BASIS OF THE ARGUEMENTS AND AUTHORITIES CONTAINED IN THE BRIEF OF THE UNITES STATES IN SUPPORT OF THIS MOTION. (seh) Modified on 03/08/2002 (Entered: 03/08/2002)
03/06/200234  Judge Morris E. Lasker . ORDER entered as to Test Lab N.A.,Inc., James R. Baker re: EX PARTE Petition for disclosure of documents and testimony. THE PETITION IS HEREBY GRANTED. (seh) (Entered: 03/20/2002)
03/08/200233  Judge Morris E. Lasker . ORDER ON EXCLUDABLE DELAY entered as to Test Lab N.A.,Inc., James R. Baker . Time ordered excluded from 3/4/02 to 3/6/02. cc/cl (seh) (Entered: 03/14/2002)
04/24/2002  Change of Plea Hearing as to Test Lab N.A.,Inc. held . (seh) (Entered: 04/26/2002)
04/24/2002  PLEA entered by Test Lab N.A.,Inc. . Court accepts plea. Guilty: Test Lab N.A.,Inc. (1) count(s) 9, 11-13, 15, 17, 21, 29, 32 (seh) (Entered: 04/26/2002)
04/24/200235  Judge Morris E. Lasker . CLERK'S NOTES as to Test Lab N.A.,Inc., re: change of plea hearing; Corporate certificate filed; Court accepts plea; SET Sentencing for 2:15 7/8/02 for Test Lab N.A.,Inc. ; Court Reporter: Nemetz (seh) (Entered: 04/26/2002)
04/24/200236 Plea Agreement as to Test Lab N.A.,Inc. , filed. (seh) (Entered: 04/26/2002)
04/24/200237 Corporate certificate by Test Lab N.A.,Inc., filed. (seh) (Entered: 04/26/2002)
04/26/200238  Judge Morris E. Lasker . Procedural order re sentencing hearing as to Test Lab N.A.,Inc. entered. SET Sentencing for 2:15 7/8/02 for Test Lab N.A.,Inc. (seh) (Entered: 04/26/2002)
05/16/200242 NOTICE issued of Hearing/Conference as to Test Lab N.A.,Inc., James R. Baker, RESET Sentencing for 10:00 9/4/02 for Test Lab N.A.,Inc., for James R. Baker (seh) (Entered: 05/16/2002)
08/09/200243 Assented-to MOTION by USA as to Test Lab N.A.,Inc., James R. Baker to continue sentencing , filed; c/s. (sat) (Entered: 08/09/2002)
08/15/200244 NOTICE issued of Hearing/Conference as to Test Lab N.A.,Inc., James R. Baker, SET Sentencing for 3:00 9/25/02 for Test Lab N.A.,Inc., for James R. Baker . cc/cl (seh) (Entered: 08/16/2002)
08/22/2002   Judge Morris E. Lasker . ENDORSED ORDER as to Test Lab N.A.,Inc., James R. Baker : granting [43-1] motion to continue sentencing as to Test Lab N.A.,Inc. (1), James R. Baker (2). MOTION ALLOWED. cc/cl (seh) (Entered: 08/27/2002)
09/24/200248 SENTENCING MEMORANDUM by Test Lab N.A.,Inc. , filed. (seh) (Entered: 09/24/2002)
09/25/2002  Sentencing held Test Lab N.A.,Inc. (1) count(s) 9, 11-13, 15, 17, 26, 29, 32, James R. Baker (2) count(s) 1-36 . (seh) (Entered: 10/02/2002)
09/25/200249  Judge Morris E. Lasker . CLERK'S NOTES as to Test Lab N.A.,Inc., James R. Baker, re: Disposition; Court Ordered for Defendant Baker: 48 months probation (first 9 months home confinement on ea. count to run concurrently); Special Assessment of $3,600.00; Restitution in the amount of $100,000.00. Court Ordered for defendant Test Lab N.A.: 60 months probation on each count to run concurrently); Special assessment of $3,600.00; Fine in the amount of $5,000.00 and restitution in the amount of $306,742.31. ; Court Reporter: Scott (seh) (Entered: 10/02/2002)
09/26/200252 Judge Morris E. Lasker . JUDGMENT entered Test Lab N.A.,Inc. (1) count(s) 9, 11 -13 , 15 , 17 , 26 , 29 , 32 . Defendant pleaded guilty to Counts 9, 11-13, 15,17,26,29,32; Defendant sentenced to probation for a term of 60 months (each count to run concurrently); Defendant is to pay the balance of the restitution according to a court ordered repayment schedule; Defendant shall not possess a firearm, destructive device, or any other dangerous weapon; Defendant is prohibited from incurrring new credit charges or opening additional lines of credit without the approval of the probation officer unless the defendant is in compliance with the payment schedule; Defendant is to provide the probation officer access to any requested financial information; The financial information provided to the Probation Office by the defendant may be shared with the Financial Litigation Unit of the U.S. Attorneys Office; Defendant shall notify the Probation Office immediately upon learning of (a) any material adverse change in its business or financial condition or prospects, or (b) the commencement of any bankruptcy proceeding, major civil litigation, criminal prosecution, or administrative proceeding against the organization, or any investigation or formal inquiry by the govermental authorities regarding the organization; The organization shall submit to (a) a reasonable number of regular or unannounced examinations of its books and records at appropriate business premises by the Probation Officer or experts engaged by the Court; and (b) interrogation of knowledgeable individuals within the organization. Compensation to and costs of any experts engaged by the Court shall be paid by the organization. Defendant shall pay a special assessment in the amount of $3,600. due immediately; Defendant shall pay a fine in the amount of $5,000. Defendant shall pay restitution in the amount of $306,742.31 (see attached list). (seh) (Entered: 10/02/2002)
09/26/200253 Judge Morris E. Lasker . Statement of reasons as to Test Lab N.A.,Inc. (seh) (Entered: 10/02/2002)
10/02/2002  **JS3 Closing Card for Test Lab N.A.,Inc. Terminated Defendant Test Lab N.A.,Inc. (seh) (Entered: 10/02/2002)
10/02/2002  Case closed as to all defendants, as to Test Lab N.A.,Inc., James R. Baker (seh) (Entered: 10/02/2002)
10/07/2002  DISMISSAL of Count(s) on Government Motion as to Test Lab N.A.,Inc. . Counts Dismissed: Test Lab N.A.,Inc. (1) count(s) 1-8, 10, 14, 16, 18-20, 21, 22-25, 27-28, 30-31, 33-36 (seh) (Entered: 11/08/2002)
10/07/2002   Judge Morris E. Lasker . ENDORSEMENT as to Test Lab N.A.,Inc. , re: [0-0] dismissal of counts. (seh) (Entered: 11/08/2002)
10/08/200254  Judge Morris E. Lasker . AMENDED JUDGMENT ENTERED: Test Lab N.A.,Inc. (1) count(s) 1-8, 10 , 14 , 16 , 18 -20 , 21 , 22 -25 . AMENDED JUDGMENT Counts 1-8, 10, 14, 16, 18-25, 27, 28, 30, 31, and 33-36 of the indictment against the defendant Test Lab N.A., Inc. dismissed on the motion of the United states. . (seh) (Entered: 11/08/2002)
05/05/2004  ELECTRONIC Clerk's Notes for proceedings held before Judge Morris E. Lasker :Status Conference as to Test Lab N.A.,Inc. held on 5/5/2004.Hearing regarding request of Probation Officer. Counsel and Probation Officer present and the deft's counsel to submit to Gov't's counsel and probation a list of creditors of the sold business and the amount that is being held by third party.Further Status Conference to be held when other deft's atty available. (Court Reporter Carol Scott.) (Howarth, George) (Entered: 05/07/2004)
06/21/200455JOINT MOTION for Order of RESTITUTION PAYMENT as to Test Lab N.A.,Inc. . (Howarth, George) (Entered: 06/21/2004)
06/21/200456Judge Morris E. Lasker : ELECTRONIC ORDER entered granting 55 Motion for Order of RESTITUTION PAYMENT as to Test Lab N.A.,Inc. (1) (Howarth, George) (Entered: 06/21/2004)
04/13/200659Judge Morris E. Lasker : ORDER entered. Regarding restitution previously ordered to be paid to Litton Systems Canada, Ltd.,shall be paid instead to L-3 Communications Electronic Systems, Inc. as to Test Lab N.A.,Inc. (Howarth, George) (Entered: 04/28/2006)
04/13/200660Judge Morris E. Lasker : ORDER entered.That the restitution previously ordered to be paid to Computing Devices Canada, shall be paid instead to General Dynamics Canada Ltd. as to Test Lab N.A.,Inc. (Howarth, George) (Entered: 04/28/2006)
05/03/200661Judge Morris E. Lasker : ORDER entered. Restitution previously ordered to be paid to Baron Electronics as part of the sentence imposed September 25, 2002, shall be paid instead to Kimberly Baron-Mandis. as to Test Lab N.A.,Inc. (Howarth, George) (Entered: 05/03/2006)