CLOSED, INTERP

United States District Court
Eastern District of Pennsylvania (Philadelphia)
CRIMINAL DOCKET FOR CASE #: 2:99-cr-00233-CN-1


Case title: USA v. TOKAI CARBON CO LTD

Date Filed: 04/29/1999
Date Terminated: 05/20/1999

Assigned to: HONORABLE CLARENCE C. NEWCOMER

Defendant (1)
TOKAI CARBON CO., LTD.
TERMINATED: 05/24/1999
represented byCRAIG D. BACHMAN
1717 PENNSYLVANIA AVENUE, N.W.
WASHINGTON, DC 20006
TERMINATED: 05/24/1999
LEAD ATTORNEY
Designation: Retained

KEITH D. SHUGARMAN
1717 PENNSYLVANIA AVENUE, N.W.
WASHINGTON, DC 20006
TERMINATED: 05/24/1999
LEAD ATTORNEY
Designation: Retained

MATTHEW A. WHITE
BALLARD SPAHR ANDREWS & INGERSOLL
1735 MARKET STREET
51ST FLOOR
PHILADELPHIA, PA 19103-7599
215/864-8849
Fax: 215-568-0300
Email: WhiteMA@ballardspahr.com
TERMINATED: 05/24/1999
LEAD ATTORNEY
Designation: Retained

Pending Counts

Disposition
15:1 ANTITRUST VIOLATIONS
(1)
FINE $6,000,000.00, SPEC. ASSESS. $400.00

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byKAREN N. WALKER
KIRKLAND & ELLIS
655 FIFTEENTH STREET, NW
SUITE 1200
WASHINGTON, DC 20005
202-879-5000
Email: kwalker@kirkland.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
04/29/1999Information as to TOKAI CARBON CO LTD (1) count(s) 1. (tj) (Entered: 04/29/1999)
04/29/1999Rule 11 Memorandum by USA as to TOKAI CARBON CO LTD. (cmc) (Entered: 04/29/1999)
05/17/1999MOTION BY TOKAI CARBON CO LTD FOR THE ADMISSION APPEAR PRO HAC VICE OF CRAIG D. BACHMAN AND KEITH D. SHUGARMAN , CERT. OF SERVICE. (cmc) (Entered: 05/17/1999)
05/18/1999Sentencing Memorandum by USA as to TOKAI CARBON CO LTD., Cert. of Service. (cmc) (Entered: 05/18/1999)
05/19/1999ORDER OF 5/19/99 AS TO TOKAI CARBON CO LTD GRANTING [3-1] MOTION FOR THE ADMISSION APPEAR PRO HAC VICE OF CRAIG D. BACHMAN AND KEITH D. SHUGARMAN AND MAY PARTICIPATE IN THESE PROCEEDINGS AS PERMITTED BY RULE 83.5.2 OF THE L.R.CV.P., AS INCORPORATED BY RULE 1.2 OF THE L.R.CR.P. (SIGNED JUDGE CLARENCE C. NEWCOMER) 5/19/99 ENTERED AND COPIES FAXED. (cmc) (Entered: 05/19/1999)
05/20/1999  Plea and Sentence as to TOKAI CARBON CO LTD HELD count 1 (cmc) Modified on 05/25/1999 (Entered: 05/25/1999)
05/24/1999Waiver of Indictment by TOKAI CARBON CO LTD. (cmc) (Entered: 05/24/1999)
05/24/1999WAIVER OF PRESENTENCE INVESTIGATION REPORT by TOKAI CARBON CO LTD. (cmc) (Entered: 05/24/1999)
05/24/1999Plea Agreement as to TOKAI CARBON CO LTD. (cmc) (Entered: 05/24/1999)
05/24/1999Minutes of Meeting of Board of Directors of TOKAI CARBON CO LTD. (cmc) (Entered: 05/24/1999)
05/24/199911 Minute entry as to TOKAI CARBON CO LTD. re: Sentencing- Deft to pay fine $6,000,000.00, spec. assess. $400.00 (cmc) (Entered: 05/24/1999)
05/24/199912 JUDGMENT TOKAI CARBON CO LTD (1) Count 1. FINE $6,000,000.00, SPEC. ASSESS. $400.00 (SIGNED BY JUDGE CLARENCE C. NEWCOMER) 5/24/99 ENTERED. (cmc) (Entered: 05/24/1999)
05/24/199910 Minute entry as to TOKAI CARBON CO LTD. dated 5/20/99 re: Plea Hrg.- GUILTY to Ct. 1, Waiver of Indictment signed. (cmc) Modified on 05/25/1999 (Entered: 05/25/1999)
05/26/1999  **Set Interpreter Flag for Japanese for TOKAI CARBON CO LTD (cb) (Entered: 05/26/1999)
06/23/199913 Transcript filed in case as to TOKAI CARBON CO LTD for dates of 5/20/99 re: Plea & Sentencing. (cmc) (Entered: 06/23/1999)
01/18/200114 Praecipe to satisfy judgment by USA as to TOKAI CARBON CO LTD . (cmc) (Entered: 01/18/2001)