CLOSED

U.S. District Court
Northern District of New York - Main Office (Syracuse) [LIVE - Version 4.1.1] (Albany)
CRIMINAL DOCKET FOR CASE #: 1:02-cr-00444-RFT-1


Case title: USA v. Trinity Railcar Repa

Date Filed: 11/21/2002
Date Terminated: 03/07/2003

Assigned to: Magistrate Judge Randolph F. Treece

Defendant (1)
Trinity Railcar Repair, Inc.
as Successor to Trinity Industries, Inc., Plant 25, Saginaw, Texas
TERMINATED: 03/07/2003
represented byScott N. Fein
Whiteman, Osterman Law Firm - Albany Office
One Commerce Plaza
Suite 1900
Albany, NY 12260
518-487-7600
Fax: 518-487-7777
Email: SFein@woh.com
TERMINATED: 03/07/2003
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
42:7413.M FEDERAL ENFORCEMENT PROCEDURES, PENALTY
(1)
Deft sentenced to $200,000.00 fine, $441,372.00 restitution, $200.000.00 total penalties and a $125 special assessment.

Highest Offense Level (Opening)
Misdemeanor

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA
TERMINATED: 03/07/2003
represented byJames C. Woods
Office of United States Attorney - Albany
445 Broadway
218 James T. Foley U.S. Courthouse
Albany, NY 12207-2924
518-431-0247
Fax: 518-431-0249
Email: Jamie.Woods2@usdoj.gov
TERMINATED: 03/07/2003
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
11/21/20021MISDEMEANOR INFORMATION as to Trinity Railcar Repa, Trinity Railcar Repa (1) count(s) 1 (wjg) (Entered: 11/25/2002)
11/21/2002  Initial appearance as to Trinity Railcar Repa held (Defendant informed of rights.) before Judge Treece (wjg) (Entered: 11/25/2002)
11/21/2002CONSENT to Trial/Proceed by Magistrate by Trinity Railcar Repa (wjg) (Entered: 11/25/2002)
11/21/2002Plea Agreement as to Trinity Railcar Repa (wjg) (Entered: 11/25/2002)
11/21/20024Minute entry as to Trinity Railcar Repa : Court Reporter/ECRO: L. Vroman; CRD-R. Hinman; Tape #: 02T48@4; Interpreter: none; PLEA AND SENTENCE BEFORE MJ TREECE IN ALBANY ON 11/21/02; APP-James Woods for USA, Scott Fein for deft; deft pleads GUILTY to Count 1 of Information; PSI Ordered; sentencing scheduled for 2/19/03 @ 1:30pm; Court requests that deft atty submit a Board Resolution bestowing authority on him by 12/2/02. (wjg) (Entered: 11/25/2002)
11/21/2002  PLEA of Guilty: Trinity Railcar Repa (1) count(s) 1 ; Court accepts plea. Remaining counts, if any, to be dismissed at sentencing. (wjg) (Entered: 11/25/2002)
11/21/2002  Sentencing set for 1:30 2/19/03 for Trinity Railcar Repa in Albany, NY before MJ Treece , Trinity Railcar Repa (1) count(s) 1 (wjg) (Entered: 11/25/2002)
11/21/2002  Rec'd several large checks from Trinity Industries (totaling over $1,000,000);checks have not been receipted and are to be held until sentencing on 2/19/03; all checks located in 2nd drawer of safe in Albany vault. See judge envelope for copies of checks. (wjg) (Entered: 11/25/2002)
12/03/2002LETTER to AUSA Woods from Drew Springer, President of Defendant Trinity Railcar confirming that deft is successor for all purposes, including assumption of liabilities to Trinity Industries Inc.'s Plant 25 railcar repair facility at Saginaw, TX and that Scott Fein of Whiteman, Osterman Law Firm is authorized to execute the plea agreement on behalf of deft. (wjg) (Entered: 12/03/2002)
12/30/2002APPLICATION/AFFIDAVIT IN SUPPORT by Scott Fein on behalf of Trinity Railcar Repa Re: for an order directing the Clerk to send a check (already made payable) to Federal Railroad Admin. (fce) (Entered: 12/30/2002)
12/30/20027ORDER as to Trinity Railcar Repa granting [6-1] application to send the check (already made payable) to Federal Railroad Admin. (Signed by Magistrate Judge Randolph F. Treece on 12/30/02 ) (fce) (Entered: 12/30/2002)
12/30/2002  **Check made payable to Federal Railroad Administration was sent 12/30/02 via certified mail, return receipt requested** (fce) (Entered: 12/30/2002)
01/13/2003**Return Receipt received as to check mailed to the Federal Railroad Admin., pursuant to order [7-1].** (fce) (Entered: 01/13/2003)
01/27/2003TRANSCRIPT filed in case as to Trinity Railcar Repa for dates of 11/21/02 (plea) (wjg) (Entered: 01/27/2003)
03/04/200310 Minute entry as to Trinity Railcar Repair : CRD R.Hinman; ECRO: L.Vroman Tape #: 03-T-6 @ 4452; James C. Woods, for Govt; Scott Fein, Esq. for defendant; Sentencing is held; Judgment in favor of Pltf USA and against Deft Trinity Railcar; sentence is imposed; defts are informed of their right to appeal. (rzh) (Entered: 03/04/2003)
03/07/2003  Sentencing held Trinity Railcar Repa (1) count(s) 1 (wjg) (Entered: 03/10/2003)
03/07/200311JUDGMENT Trinity Railcar Repa (1) count(s) 1. Deft sentenced to $200,000.00 fine, $441,372.00 restitution, $200.000.00 total penalties and a $125 special assessment. ( Signed by Magistrate Judge Randolph F. Treece on 3/5/03 ) Date Served: 3/10/03 (wjg) (Entered: 03/10/2003)
03/13/200312 Return Receipt Received for various Trinity checks, receipt for USDC checks and copies of criminal Judgment sent Certified Mail to Scott Fein, Esq., Service Date: 3/12/03. (wjg) (Entered: 03/14/2003)
03/14/200313 Return Receipt Received for certified mail sent to Atty Scott Fein, Service Date: 3/13/03. (wjg) (Entered: 03/17/2003)