ATTY, CLOSED, HBF

U.S. District Court
United States District Court for the District of Connecticut (New Haven)
CRIMINAL DOCKET FOR CASE #: 3:00-cr-00217-EBB-1


Case title: USA v. Triumph Capital, et al

Date Filed: 10/10/2000
Date Terminated: 02/26/2004

Assigned to: Judge Ellen Bree Burns

Defendant (1)
Triumph Capital Group,Inc.
TERMINATED: 03/04/2004
represented byEric Neyman
Gadsby & Hannah
State St. Bank Bldg.
225 Franklin St., 22nd Fl.
Boston, MA 02110-2811
617-345-7000
TERMINATED: 03/04/2004
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Ethan A. Levin-Epstein
Garrison Levin-Epstein Chimes & Richardson
405 Orange St.
New Haven, CT 06511
203-777-4425
Email: elevin-epstein@garrisonlaw.com
TERMINATED: 03/04/2004
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Richard M. Egbert
Law Office of Richard M. Egbert
99 Summer Street
Boston, MA 02110
617-737-8222
Fax: 617-737-8223
Email: regbert@egbertlaw.com
TERMINATED: 03/04/2004
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Robert A. Richardson
Garrison Levin-Epstein Chimes & Richardson
405 Orange St.
New Haven, CT 06511
203-777-4425
Email: rrichardson@garrisonlaw.com
TERMINATED: 03/04/2004
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Tracy A. Miner
Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C.
One Financial Center
Boston, MA 02111
617-542-6000
Fax: 617-542-2241
Email: taminer@mintz.com
TERMINATED: 03/04/2004
LEAD ATTORNEY
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:1962-4390.F EMBEZZLEMENT, OTHER
(1s)
Defendant shall pay a fine in the amount of $4,000,000.00; special assessment of $800.00 due immediately
18:1962-4390.F EMBEZZLEMENT, OTHER
(2s)
Defendant shall pay a fine in the amount of $4,000,000.00; special assessment of $800.00 due immediately
18:666C.F BRIBERY INVOLVING FEDERAL PROGRAMS
(19s)
Defendant shall pay a fine in the amount of $4,000,000.00; special assessment of $800.00 due immediately
18:1343.F FRAUD BY WIRE, RADIO, OR TELEVISION
(20s-23s)
Defendant shall pay a fine in the amount of $4,000,000.00; special assessment of $800.00 due immediately
18:1503.F INFLUENCE/INJURING OFFICER/JUROR/WITNESS
(24s)
Defendant shall pay a fine in the amount of $4,000,000.00; special assessment of $800.00 due immediately

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
18:1962-4390.F EMBEZZLEMENT, OTHER
(1)
Dismissed
18:666C.F BRIBERY INVOLVING FEDERAL PROGRAMS
(2)
Dismissed
18:666C.F BRIBERY INVOLVING FEDERAL PROGRAMS
(15)
Dismissed
18:666C.F BRIBERY INVOLVING FEDERAL PROGRAMS
(15s)
Acquitted
18:1341.F FRAUDS AND SWINDLES
(16-18)
Dismissed
18:1341.F FRAUDS AND SWINDLES
(16s-17s)
Acquitted
18:666C.F BRIBERY INVOLVING FEDERAL PROGRAMS
(20)
Dismissed
18:1343.F FRAUD BY WIRE, RADIO, OR TELEVISION
(21-24)
Dismissed
18:1503.F INFLUENCE/INJURING OFFICER/JUROR/WITNESS
(25)
Dismissed

Highest Offense Level (Terminated)
Felony

Complaints

Disposition
None


Notice
US Court of Appeals represented byUSCA
40 Foley Square
New York, NY 10007
LEAD ATTORNEY
ATTORNEY TO BE NOTICED


Interested Party
Securities & Exchange Commission


Interested Party
Office of Office of Treasurer of the State of CT
Keeper of the Records
represented bySusan Quinn Cobb
Attorney General's Office
55 Elm St., PO Box 120
Hartford, CT 06101-0120
860-808-5020
Email: melissa.gordon@ct.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Interested Party
Day, Berry & Howard represented byStanley A. Twardy , Jr.
Day Pitney LLP-Stmfd
One Canterbury Green
Stamford, CT 06901
203-977-7300
Fax: 203-977-7301
Email: satwardy@daypitney.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Interested Party
Public Employees' Retirement Association of Colorado
also known as
PERA
represented byMichael O. Sheehan
Sheehan & Reeve
139 Orange St., Suite 301
New Haven, CT 06510
203-787-9026
Fax: 203-787-9031
Email: msheehan@sheehanandreeve.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Interested Party
Esq Christine Olson represented byEugene J. Riccio
Gulash & Riccio
350 Fairfield Ave., PO Box 9118
Bridgeport, CT 06601
203-367-7440
Fax: 203-336-8379
Email: admin@gulashandriccio.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Interested Party
John F. Droney, Jr. represented byR. Bartley Halloran
Law Office of R. Bartley Halloran
74 Batterson Park Rd.
PO Box 887
Farmington, CT 06032
860-676-3222
Fax: 860-676-3200
Email: rhalloran@ldlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Interested Party
Levy & Droney, PC represented byR. Bartley Halloran
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Interested Party
Mary Phil Guinan represented byKevin F. Rennie
1708 Ellington Rd.
S. Windsor, CT 06074
203-644-5618
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Interested Party
Robert Trevisani represented byCraig A. Raabe
Robinson & Cole
280 Trumbull St.
Hartford, CT 06103-3597
860-275-8200
Email: craabe@rc.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Eric Neyman
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained


Plaintiff
USA represented byDavid A. Ring
U.S. Attorney's Office - HTFD
450 Main Street
Room328
Hartford, CT 06103
860-947-1101
Fax: 860-240-3291
TERMINATED: 04/28/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

David J. Stander
U.S. Department of Justice
Criminal Div
1301 New York Ave., NW, 7th Fl.
Organized Crime & Racketeering Section
Washington, DC 20530
202-514-3955
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

John H. Durham
U.S. Attorney's Office-NH
157 Church St., 23rd floor
PO Box 1824
New Haven, CT 06510
203-821-3700
Email: john.durham@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Linda B. Bridgman
U.S. Securities & Exchange Comm.
73 Tremont St.
Suite 600
Boston, MA 02108
617-573-8900
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Mark G. Califano
U.S. Attorney's Office-BPT
915 Lafayette Blvd. Room 309
Bridgeport, CT 06604
203-696-3029
Fax: 203-579-5550
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Michael E. Runowicz
U.S. Attorney's Office-NH
157 Church St., 23rd floor
New Haven, CT 06510
203-821-3700
Fax: 203-773-5391
Email: Mike.Runowicz@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Nora R. Dannehy
U.S. Attorney's Office-HFD
450 Main St. Room 328
Hartford, CT 06103
860-947-1101
Fax: 860-240-3291
TERMINATED: 12/27/2010
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Thomas V. Daily
U.S. Attorney's Office-HFD
450 Main St. Room 328
Hartford, CT 06103
860-947-1101
Fax: 860-240-3291
Email: tom.daily@usdoj.gov
TERMINATED: 01/30/2008
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

William J. Nardini
U.S. Attorney's Office-NH
157 Church St., 23rd floor
New Haven, CT 06510
+39-06-4674-2680
Email: william.nardini@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
10/11/2000INDICTMENT returned in Hartford before TPS as to Triumph Capital (1) count(s) 1, 2, 15, 16-18, 20, 21-24, 25, Frederick W. McCarthy (2) count(s) 1, 2, 15, 16-18, 20, 21-24, Charles B. Spadoni (3) count(s) 1, 2, 15, 16-18, 20, 21-24, 25, Lisa A. Thiesfield (4) count(s) 1, 2, 14, 16-18, 19, 21-24, Ben F. Andrews (5) count(s) 1, 2, 3, 4, 5-6, 7, 8-10, 11, 12, 13 Hartford rotation. Warrants to issue. (Sunbury, B.) (Entered: 10/11/2000)
10/11/2000  Arrest WARRANTS issued as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Sunbury, B.) (Entered: 10/11/2000)
10/12/2000  ARREST of Triumph Capital (Sunbury, B.) (Entered: 10/12/2000)
10/12/2000Initial presentment held as to Triumph Capital Defendant informed of rights. ( TPS) (Sunbury, B.) (Entered: 10/12/2000)
10/12/2000  PLEA entered by Triumph Capital . Not Guilty: Triumph Capital (1) count(s) 1, 2, 15, 16-18, 20, 21-24, 25 accepts plea. ( TPS) (Sunbury, B.) (Entered: 10/12/2000)
10/12/200021 Appearance for Triumph Capital, Frederick W. McCarthy by Attorney Tracy A. Miner (Jefferson, V.) (Entered: 10/17/2000)
10/16/200020 SCHEDULING ORDER as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews setting Substantive Motions due by 11/2/00 Government Response due by 11/13/00 Jury Selection tentatively set for 9:00 a.m. on 12/6/00, telephonic pretrial conference is scheduled for 11/21/00 @3:00 p.m. for Triumph Capital, for Frederick W. McCarthy, for Charles B. Spadoni, for Lisa A. Thiesfield, for Ben F. Andrews ( signed by Judge Janet B. Arterton ) (Moore, P.) (Entered: 10/17/2000)
10/27/200031 ASSENTED TO MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to Amend [20-1] Scheduling order (Moore, P.) (Entered: 10/30/2000)
11/13/200034 Appearance for Triumph Capital by Attorney Robert A. Richardson (Jefferson, V.) (Entered: 11/13/2000)
11/13/200035 Appearance for Triumph Capital by Attorney Ethan A. Levin-Epstein (Jefferson, V.) (Entered: 11/13/2000)
11/13/200036 ORDER of Transfer of Case ( signed by Judge Janet B. Arterton ) to Chief Judge Alfred V. Covello (Jefferson, V.) (Entered: 11/13/2000)
11/15/200037 ORDER of Transfer of Case ( signed by Chief Judge Alfred V. Covello ) to Judge Dominic J. Squatrito (Sunbury, B.) (Entered: 11/15/2000)
11/17/200038 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION to Seal this Motion and Motion #39 (document filed separate from case file) (Sunbury, B.) (Entered: 11/20/2000)
11/17/200039 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Sunbury, B.) (Entered: 11/20/2000)
12/06/200044 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Speedy Trial Act (Sunbury, B.) (Entered: 12/06/2000)
12/08/200045 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to Adopt Motion [23-1] motion to Dismiss the indictment by Ben F. Andrews (D'Onofrio, B.) (Entered: 12/08/2000)
12/18/2000  ENDORSEMENT as to Triumph Capital granting [38-1] motion SEALED MOTION to Seal this Motion and Motion #39 as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Dominic J. Squatrito ) (Sunbury, B.) (Entered: 12/18/2000)
12/18/200047 Protective ORDER as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews granting [39-1] motion SEALED MOTION ( Signed by Judge J. Squatrito ) (Sunbury, B.) (Entered: 12/18/2000)
12/18/200048 Proposed SCHEDULING ORDER as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield setting Discovery Motions due by 3/15/01 Government Response due by 4/13/01 Substantive Motions due by 5/4/01 Government Response due by 6/4/01 ( signed by Judge Dominic J. Squatrito ) (Sunbury, B.) (Entered: 12/18/2000)
12/18/200050 ORDER Re Exclusion of Time From Speedy Trial Act C alculation as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews, to pursuant to 18:3161(h)(8) Time Excluded from 10/27/00 to 10/2/01 ( Signed by Judge Dominic J. Squatrito ) (Sunbury, B.) (Entered: 12/19/2000)
01/02/2001  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni granting [45-1] motion to Adopt Motion [23-1] motion to Dismiss the indictment by Ben F. Andrews as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Dominic J. Squatrito ) (Sunbury, B.) (Entered: 01/03/2001)
01/02/2001  Motion(s) joined by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni : joinder in [23-1] motion to Dismiss the indictment (Sunbury, B.) (Entered: 01/03/2001)
01/04/200153 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION to Seal this motion,Document #54 and #55 (document filed separate from case file) (Sunbury, B.) (Entered: 01/04/2001)
01/04/200154 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Sunbury, B.) (Entered: 01/04/2001)
01/04/200155 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Sunbury, B.) (Entered: 01/04/2001)
01/09/200156 SUPERSEDING INDICTMENT as to Triumph Capital (1) count(s) 1s, 2s, 15s, 16s-17s, 19s, 20s-23s, 24s, Frederick W. McCarthy (2) count(s) 1s, 2s, 15s, 16s-17s, 19s, 20s-23s, Charles B. Spadoni (3) count(s) 1s, 2s, 15s, 16s-17s, 19s, 20s-23s, 24s, Lisa A. Thiesfield (4) count(s) 1s, 2s, 14s, 16s-17s, 18s, 20s-23s, Ben F. Andrews (5) count(s) 1s, 2s, 3s, 4s-6s, 7s, 8s-10s, 11s, 12s, 13s (Sunbury, B.) (Entered: 01/11/2001)
01/11/200157 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni SEALED MOTION to seal this motion and motion #58 (document filed separate from case file) (Sunbury, B.) (Entered: 01/12/2001)
01/11/200158 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni SEALED MOTION (document filed separate from case file) (Sunbury, B.) (Entered: 01/12/2001)
01/12/2001  SUMMONS(ES) issued for Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to appear on 1/23/01 10:00AM before TPS (Sunbury, B.) (Entered: 01/12/2001)
01/16/2001  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni denying [58-1] motion SEALED MOTION ( Signed by Judge Dominic J. Squatrito ) (Sunbury, B.) (Entered: 01/16/2001)
01/16/2001  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni granting [57-1] motion SEALED MOTION to seal this motion and motion #58 ( Signed by Judge Dominic J. Squatrito ) (Sunbury, B.) (Entered: 01/16/2001)
01/23/200160 Arraignment held as to Triumph Capital ( TPS) (Sunbury, B.) (Entered: 01/23/2001)
01/23/2001  PLEA entered by Triumph Capital . Not Guilty: Triumph Capital (1) count(s) 1s, 2s, 15s, 16s-17s, 19s, 20s-23s, 24s Court accepts plea. ( TPS) (Sunbury, B.) (Entered: 01/23/2001)
02/09/200162 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION to Seal this Motion and Motion #63 (document filed separate from case file) (Sunbury, B.) (Entered: 02/12/2001)
02/09/200163 In Camera MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews Requesting Hearing Re Conflict of Interest (Sunbury, B.) Modified on 11/26/2003 (Inferrera, L.). (Entered: 02/12/2001)
02/12/200168 MARSHAL'S RETURN of service on summons executed as to Triumph Capital on 1/12/01 (Sunbury, B.) (Entered: 02/13/2001)
02/16/200169 ORDER of Transfer of Case ( signed by Judge Dominic J. Squatrito ) to Judge Stefan R. Underhill (Sunbury, B.) (Entered: 02/16/2001)
02/16/2001  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews granting [53-1] motion SEALED MOTION to Seal this motion,Document #54 and #55 ( Signed by Judge Dominic J. Squatrito ) (Sunbury, B.) (Entered: 02/16/2001)
03/14/200175 Emergency MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to Extend Time to 4/2/01 to file discovery motions (Barrille, J.) (Entered: 03/14/2001)
03/15/200176  Assentend-to MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to Extend Time to file motion for discovery and for Bill of Particulars regarding computer evidence to April 2, 2001 (Krajcik, R.) (Entered: 03/15/2001)
03/15/2001  ENDORSEMENT granting [75-1] motion to Extend Time to 4/2/01 to file discovery motions to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Stefan R. Underhill ) (Krajcik, R.) (Entered: 03/15/2001)
03/19/2001  ENDORSEMENT granting [76-1] motion to Extend Time to file motion for discovery and for Bill of Particulars regarding computer evidence to April 2, 2001 as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Stefan R. Underhill ) (Krajcik, R.) (Entered: 03/19/2001)
03/20/2001132 LETTER to SRU dated 3/20/01 by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield filed under seal (Boroskey, C.) (Entered: 06/22/2001)
03/29/200181 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Extend Time to March 27 to respond to defendant's letter dated March 6 and defendant will file his discovery motions regarding computer evidence by April 10 (Krajcik, R.) (Entered: 03/29/2001)
03/29/200182 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for Bill of Particulars (Krajcik, R.) (Entered: 03/29/2001)
03/29/200183 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield in support of [82-1] motion for Bill of Particulars (Krajcik, R.) (Entered: 03/29/2001)
03/29/200184 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for exculpatory information (Krajcik, R.) (Entered: 03/29/2001)
03/29/200185 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield in support of [84-1] motion for exculpatory information (Krajcik, R.) (Entered: 03/29/2001)
03/29/200186 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to Preserve notes of law enforcement agents (Krajcik, R.) (Entered: 03/29/2001)
03/29/200187 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield in support of [86-1] motion to Preserve notes of law enforcement agents (Krajcik, R.) (Entered: 03/29/2001)
03/29/200188 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for Disclosure of pre trial witness and exhibit lists, Notice of Rule 404 (b) evidence, expert summaries and scientific reports (Krajcik, R.) (Entered: 03/29/2001)
03/29/200189 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield in support of [88-1] motion for Disclosure of pre trial witness and exhibit lists, Notice of Rule 404 (b) evidence, expert summaries and scientific reports (Krajcik, R.) (Entered: 03/29/2001)
03/29/200190 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for Disclosure of Jencks Material (Krajcik, R.) (Entered: 03/29/2001)
03/29/200191 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield in support of [90-1] motion for Disclosure of Jencks Material (Krajcik, R.) (Entered: 03/29/2001)
03/29/200192 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to Compel production of documents (Krajcik, R.) (Entered: 03/29/2001)
03/29/200193 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield in support of [92-1] motion to Compel production of documents (Krajcik, R.) (Entered: 03/29/2001)
03/30/2001  ENDORSEMENT granting [81-1] motion to Extend Time as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Stefan R. Underhill ) (Krajcik, R.) (Entered: 03/30/2001)
04/09/2001  ENDORSEMENT granting [62-1] motion SEALED MOTION to Seal this Motion Motion #63 as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Stefan R. Underhill ) (Krajcik, R.) (Entered: 04/09/2001)
04/09/2001  ENDORSEMENT granting [79-1] motion for Leave to File sealed document as to Frederick W. McCarthy (2) ( Signed by Judge Stefan R. Underhill ) (Barrille, J.) (Entered: 04/11/2001)
04/10/200194 Assented-To MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to Extend Time to 4/16/01 and 5/14/01 to file motion for discovery & Bill of Particulars regarding Computer Evidence (Barrille, J.) (Entered: 04/12/2001)
04/16/200195 MOTION by Triumph Capital, Charles B. Spadoni for Leave to File memorandum exceeding 40 pages (Barrille, J.) (Entered: 04/16/2001)
04/16/200196 MOTION by Triumph Capital, Charles B. Spadoni for Discovery concerning the charge of obstruction of justice (Barrille, J.) (Entered: 04/16/2001)
04/16/200197 MOTION by Triumph Capital, Charles B. Spadoni for Bill of Particulars relating to the charge of obstruction of justice (Barrille, J.) (Entered: 04/16/2001)
04/16/200198 MEMORANDUM by Triumph Capital, Charles B. Spadoni in support of [97-1] motion for Bill of Particulars relating to the charge of obstruction of justice (Barrille, J.) (Entered: 04/16/2001)
04/16/200199 Appendix to MEMORANDUM by Triumph Capital, Charles B. Spadoni in support of [96-1] motion for Discovery concerning the charge of obstruction of justice (Barrille, J.) (Entered: 04/16/2001)
04/16/2001  ENDORSEMENT granting [94-1] motion to Extend Time to 4/16/01 and 5/14/01 to file motion for discovery & Bill of Particulars regarding Computer Evidence as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Stefan R. Underhill ) (Barrille, J.) (Entered: 04/19/2001)
04/16/2001  ENDORSEMENT granting [94-1] motion to Extend Time to 4/16/01 and 5/14/01 to file motion for discovery & Bill of Particulars regarding Computer Evidence as to Frederick W. McCarthy (2) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/13/2002)
04/17/2001  ENDORSEMENT granting [95-1] motion for Leave to File memorandum exceeding 40 pages as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Stefan R. Underhill ) (Barrille, J.) (Entered: 04/17/2001)
04/17/2001100 MEMORANDUM by Triumph Capital, Charles B. Spadoni in support of [96-1] motion for Discovery concerning the charge of obstruction of justice (Barrille, J.) (Entered: 04/17/2001)
04/24/2001103 Status conference held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( SRU) (Barrille, J.) (Entered: 04/27/2001)
04/25/2001101 TRANSCRIPT of proceedings held on 4/24/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Susan E. Catucci) (Barrille, J.) (Entered: 04/25/2001)
04/26/2001102 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File omnibus discovery response in excess of 40 pages (Barrille, J.) (Entered: 04/27/2001)
04/26/2001105 Omnibus Discovery RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re [92-1] motion to Compel production of documents, [90-1] motion for Disclosure of Jencks Material, [88-1] motion for Disclosure of pre trial witness and exhibit lists, Notice of Rule 404 (b) evidence, expert summaries and scientific reports, [86-1] motion to Preserve notes of law enforcement agents, [84-1] motion for exculpatory information, [82-1] motion for Bill of Particulars (Barrille, J.) (Entered: 05/07/2001)
05/01/2001104 ORDER of Transfer of Case ( signed by Judge Stefan R. Underhill ) to Judge Alan H. Nevas (Barrille, J.) (Entered: 05/01/2001)
05/01/2001107 LETTER dated 4/30/01 by USA (Barrille, J.) (Entered: 06/26/2001)
05/07/2001106 Assented To MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to Extend Time to reply to Omnibus Discovery Response (Barrille, J.) (Entered: 05/07/2001)
05/10/2001  ENDORSEMENT granting [106-1] motion to Extend Time to reply to Omnibus Discovery Response as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 05/11/2001)
05/14/2001108 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for Leave to File reply brief in excess of ten pages (Krajcik, R.) (Entered: 05/14/2001)
05/15/2001  ENDORSEMENT granting [102-1] motion for Leave to File omnibus discovery response in excess of 40 pages as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 05/15/2001)
05/15/2001109 RESPONSE by USA as to Triumph Capital, Charles B. Spadoni re [97-1] motion for Bill of Particulars relating to the charge of obstruction of justice, [96-1] motion for Discovery concerning the charge of obstruction of justice (Barrille, J.) (Entered: 05/15/2001)
05/15/2001  ENDORSEMENT granting [108-1] motion for Leave to File reply brief in excess of ten pages as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 05/17/2001)
05/22/2001111 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for scheduling order (Boroskey, C.) (Entered: 05/22/2001)
05/22/2001112 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File affidavits exparte and under seal (Boroskey, C.) (Entered: 05/22/2001)
05/23/2001116 Proposed Scheduling Order by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Barrille, J.) (Entered: 05/25/2001)
05/24/2001  ENDORSEMENT granting [112-1] motion for Leave to File affidavits exparte and under seal as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 05/24/2001)
05/24/2001113 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 05/24/2001)
05/24/2001114 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 05/24/2001)
05/24/2001115 REPLY by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to response to Government's omnibus discovery response. (Barrille, J.) (Entered: 05/24/2001)
05/24/2001120 Status conference held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( AHN) (Barrille, J.) (Entered: 06/04/2001)
05/29/2001117 NOTICE of filing ex parte submission #2 by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Barrille, J.) (Entered: 05/29/2001)
05/29/2001118 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 05/29/2001)
05/31/2001119 Joint MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for Order Proposed Scheduling Order (Barrille, J.) (Entered: 05/31/2001)
06/01/2001  ENDORSEMENT granting [119-1] motion for Order Proposed Scheduling Order as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 06/11/2001)
06/04/2001122 MOTION by Triumph Capital, Charles B. Spadoni for Leave to File replies exceeding ten pages (Barrille, J.) (Entered: 06/06/2001)
06/04/2001123 MOTION by Triumph Capital, Charles B. Spadoni for statements of Government witnesses likely to be called to testify at a suppression hearing (Barrille, J.) (Entered: 06/06/2001)
06/04/2001124 REPLY by Triumph Capital, Charles B. Spadoni to response to [97-1] motion for Bill of Particulars relating to the charge of obstruction of justice (Barrille, J.) (Entered: 06/06/2001)
06/06/2001126 Supplemental MOTION by Triumph Capital, Charles B. Spadoni for Discovery concerning the charge of obstruction of justice re: Audit Logs (Barrille, J.) (Entered: 06/11/2001)
06/07/2001  ENDORSEMENT granting [122-1] motion for Leave to File replies exceeding ten pages as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 06/08/2001)
06/07/2001125 REPLY by Triumph Capital, Charles B. Spadoni to response to [96-1] motion for Discovery concerning the charge of obstruction of justice (Barrille, J.) (Entered: 06/08/2001)
06/12/2001127 RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re [96-1] motion for Discovery concerning the charge of obstruction of justice (Barrille, J.) (Entered: 06/14/2001)
06/13/2001129 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield re: [97-1] motion for Bill of Particulars relating to the charge of obstruction of justice, [96-1] motion for Discovery concerning the charge of obstruction of justice, [92-1] motion to Compel production of documents, [90-1] motion for Disclosure of Jencks Material, [88-1] motion for Disclosure of pre trial witness and exhibit lists, Notice of Rule 404 (b) evidence, expert summaries and scientific reports, [86-1] motion to Preserve notes of law enforcement agents, [84-1] motion for exculpatory information, [82-1] motion for Bill of Particulars ( AHN) (Barrille, J.) (Entered: 06/19/2001)
06/18/2001128 TRANSCRIPT of Discovery Motions held on 6/13/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Susan E. Catucci) (Barrille, J.) (Entered: 06/19/2001)
06/19/2001  ENDORSEMENT denying [86-1] motion to Preserve notes of law enforcement agents as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 06/19/2001)
06/19/2001  ENDORSEMENT denying [82-1] motion for Bill of Particulars as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 06/19/2001)
06/19/2001  ENDORSEMENT denying [90-1] motion for Disclosure of Jencks Material as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 06/19/2001)
06/20/2001131 ORDER granting in part, denying in part [92-1] motion to Compel production of documents as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), granting in part, denying in part [88-1] motion for Disclosure of pre trial witness and exhibit lists, Notice Rule 404 (b) evidence, expert summaries and scientific reports as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), granting in part, denying in part [84-1] motion for exculpatory information as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Boroskey, C.) (Entered: 06/21/2001)
07/03/2001135 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to exclude time and waiver or rights to speedy trial (Krajcik, R.) (Entered: 07/03/2001)
07/05/2001136 Joint Memorandum re: Joint memorandum re: Current status of discovery and bille of particulars concerning the charge of obstruction of justice by Triumph Capital, Charles B. Spadoni, USA (Krajcik, R.) (Entered: 07/05/2001)
07/05/2001137 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Disclosure of expert testimony Re: Motion to suppress the fruits of the search of the laptop computer (Krajcik, R.) (Entered: 07/05/2001)
07/06/2001138 ORDER granting [135-1] motion to exclude time and waiver or rights to speedy trial as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 07/06/2001)
07/06/2001139 MOTION by Triumph Capital, Charles B. Spadoni for Leave to File supplemental memorandum (Barrille, J.) (Entered: 07/06/2001)
07/06/2001140 TRANSCRIPT of Scheduling Conference held on 5/24/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Bowles Reporting Service) (Barrille, J.) (Entered: 07/08/2001)
07/10/2001141 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [137-1] motion for Disclosure of expert testimony Re: Motion to suppress the fruits of the search of the laptop computer, [97-1] motion for Bill of Particulars relating to the charge of obstruction of justice, [96-1] motion for Discovery concerning the charge of obstruction of justice ( AHN) (Krajcik, R.) (Entered: 07/12/2001)
07/13/2001  ENDORSEMENT granting [139-1] motion for Leave to File supplemental memorandum as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 07/16/2001)
07/13/2001143 Supplemental Memorandum RESPONSE by Triumph Capital, Charles B. Spadoni to [137-1] motion for Disclosure of expert testimony Re: Motion to suppress the fruits of the search of the laptop computer (Barrille, J.) (Entered: 07/16/2001)
07/13/2001  ENDORSEMENT granting [137-1] motion for Disclosure of expert testimony Re: Motion to suppress the fruits of the search of the laptop computer as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 07/16/2001)
07/13/2001  ENDORSEMENT granting in part, denying in part [96-1] motion for Discovery concerning the charge of obstruction of justice as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 07/16/2001)
07/17/2001144 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 07/17/2001)
07/17/2001145 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 07/17/2001)
07/17/2001146 TRANSCRIPT of Excerpt of Continued Hearing on Discovery Motions held on 7/10/01 as to Triumph Capital, Charles B. Spadoni, Lisa A. Thiesfield ( Court Reporter: Bowles Reporting Svc) (Barrille, J.) (Entered: 07/17/2001)
07/23/2001147 TRANSCRIPT of Vontinued hearing on discovery motions held on 7/10/01 as to Triumph Capital, Charles B. Spadoni, Lisa A. Thiesfield ( Court Reporter: Bowles Reporting Service) (Barrille, J.) (Entered: 07/23/2001)
07/25/2001148 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed document (Barrille, J.) (Entered: 07/25/2001)
07/25/2001  ENDORSEMENT granting [148-1] motion for Leave to File sealed document as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 07/25/2001)
07/25/2001149 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 07/25/2001)
07/26/2001150 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Protective Order Regarding Access to RCMP SOFTWARE (Krajcik, R.) (Entered: 07/26/2001)
07/26/2001151 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Protective Order Regarding CART Examination Policies (Krajcik, R.) (Entered: 07/26/2001)
07/27/2001  ENDORSEMENT granting [151-1] motion for Protective Order Regarding CART Examination Policies as to Triumph Capital (1), Frederick McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 07/27/2001)
07/27/2001152 Protective ORDER Re Document entitled Cart Examination Policies as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 07/27/2001)
07/27/2001153 Protective ORDER granting [150-1] motion for Protective Order Regarding Access to RCMP SOFTWARE as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 07/27/2001)
07/27/2001154 TRANSCRIPT of proceedings held on July 26, 2001 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield ( Court Reporter: Susan E. Catucci) (Krajcik, R.) (Entered: 07/27/2001)
07/30/2001  ENDORSEMENT denying [123-1] motion for statements of Government witnesses likely to be called to testify at a suppression hearing as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/01/2001)
07/30/2001  ENDORSEMENT denying [126-1] motion for Discovery concerning the charge of obstruction of justice re: Audit Logs as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/01/2001)
07/30/2001155 MOTION by Triumph Capital, Charles B. Spadoni for Access to OEOCD Submission (Barrille, J.) (Entered: 08/01/2001)
07/30/2001156 STATUS REPORT by Triumph Capital, Charles B. Spadoni re: Motions for Discovery & Bill of Particulars concerning the charge of obstruction of justice (Barrille, J.) (Entered: 08/01/2001)
07/30/2001157 Supplemental RULING on Defendants' Motion for Discovery as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/01/2001)
07/31/2001158 Status conference held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( AHN) (Barrille, J.) (Entered: 08/04/2001)
07/31/2001159 STATUS REPORT by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield (Barrille, J.) (Entered: 08/04/2001)
07/31/2001160 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [155-1] motion for Access to OEOCD Submission, [97-1] motion for Bill of Particulars relating to the charge of obstruction of justice ( AHN) (Barrille, J.) (Entered: 08/04/2001)
07/31/2001  Minute entry as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews :, denying [97-1] motion for Bill of Particulars relating to the charge of obstruction of justice as to Triumph Capital (1), Charles B. Spadoni (3) (Barrille, J.) (Entered: 08/04/2001)
08/01/2001  ENDORSEMENT denying [155-1] motion for Access to OEOCD Submission as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/02/2001)
08/07/2001161 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Protective Order Regarding Symantec and Microsoft (Krajcik, R.) (Entered: 08/08/2001)
08/08/2001162 TRANSCRIPT of proceedings held on 7/31/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Bowles) (Krajcik, R.) (Entered: 08/08/2001)
08/09/2001163 Marked Court Exhibit List (Barrille, J.) (Entered: 08/11/2001)
08/15/2001164 MOTION by Triumph Capital, Charles B. Spadoni to Extend Time to 9/17/01 to file Motion to Suppress (Barrille, J.) (Entered: 08/15/2001)
08/16/2001165 RESPONSE by USA as to Triumph Capital, Charles B. Spadoni re [164-1] motion to Extend Time to 9/17/01 to file Motion to Suppress (Moore, P.) (Entered: 08/20/2001)
08/21/2001166 JOINT MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for modified scheduling order (Boroskey, C.) (Entered: 08/22/2001)
08/23/2001  ENDORSEMENT granting [161-1] motion for Protective Order Regarding Symantec and Microsoft as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/24/2001)
08/23/2001167 Protective ORDER re SYMANTEC UTILITY as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/24/2001)
08/23/2001168 Protective ORDER re MICROSOFT UTILITY as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/24/2001)
08/24/2001  ENDORSEMENT granting [166-1] joint motion for modified scheduling order as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 08/27/2001)
08/28/2001169 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed document (Barrille, J.) (Entered: 08/28/2001)
08/28/2001  ENDORSEMENT granting [169-1] motion for Leave to File sealed document as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/28/2001)
08/28/2001170 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 08/28/2001)
08/28/2001171 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed document (Barrille, J.) (Entered: 08/28/2001)
08/28/2001  ENDORSEMENT granting [171-1] motion for Leave to File sealed document as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/28/2001)
08/28/2001172 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 08/28/2001)
08/28/2001173 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed document (Barrille, J.) (Entered: 08/28/2001)
08/28/2001  ENDORSEMENT granting [173-1] motion for Leave to File sealed document as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/28/2001)
08/28/2001174 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 08/28/2001)
08/28/2001175 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed document (Barrille, J.) (Entered: 08/28/2001)
08/28/2001  ENDORSEMENT granting [175-1] motion for Leave to File sealed document as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/28/2001)
08/28/2001176 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 08/28/2001)
08/30/2001177 NOTICE of Ex Parte Filing Under Seal by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Barrille, J.) (Entered: 08/30/2001)
09/05/2001178 NOTICE of sealed Filing Ex Parte Submission #4 by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Barrille, J.) (Entered: 09/05/2001)
09/05/2001179 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 09/05/2001)
09/11/2001180 MOTION by Securities as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to intervene , and for Protective Order Regarding non-public investigative files (Barrille, J.) (Entered: 09/11/2001)
09/11/2001  ENDORSEMENT granting [180-1] motion to intervene as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5), granting [180-2] motion for Protective Order Regarding non-public investigative files as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/17/2001)
09/12/2001181 NOTICE of Ex Parte Submission #5 by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Barrille, J.) (Entered: 09/12/2001)
09/12/2001182 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 09/12/2001)
09/13/2001184 MOTION by Securities as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed document (Barrille, J.) (Entered: 09/17/2001)
09/13/2001185 Sealed document by Securities as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 09/17/2001)
09/14/2001183 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (document filed separate from the case file) (Barrille, J.) (Entered: 09/17/2001)
09/14/2001186 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for statements of defense witnesses (Barrille, J.) (Entered: 09/17/2001)
09/14/2001187 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File memorandum exceeding forty pages (Barrille, J.) (Entered: 09/17/2001)
09/14/2001  ENDORSEMENT granting [187-1] motion for Leave to File memorandum exceeding forty pages as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/17/2001)
09/14/2001188 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File sealed documents (Barrille, J.) (Entered: 09/17/2001)
09/14/2001189 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to Suppress Fruits of Illegal Computer Search & Seizure (Barrille, J.) (Entered: 09/17/2001)
09/14/2001190 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni in support of [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure (Barrille, J.) (Entered: 09/17/2001)
09/14/2001191 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni in support of [190-1] support memorandum, [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure (Barrille, J.) (Entered: 09/17/2001)
09/14/2001192 ORDER granting intervention of U.S. Securities & Exchange Commission as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/17/2001)
09/14/2001193 PROTECTIVE ORDER as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/17/2001)
09/14/2001194 RULING on Ex Parte Submission No. 5 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/17/2001)
09/14/2001195 RULING on Ex Parte Submission No. 4 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/17/2001)
09/19/2001197 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for referral to and hearing before Magistrate Judge (Barrille, J.) (Entered: 09/20/2001)
09/19/2001198 RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni re [197-1] motion for referral to and hearing before Magistrate Judge (Barrille, J.) (Entered: 09/20/2001)
09/19/2001  ENDORSEMENT denying [164-1] motion to Extend Time to 9/17/01 to file Motion to Suppress as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/20/2001)
09/24/2001199 REPLY by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to response to [197-1] motion for referral to and hearing before Magistrate Judge (Barrille, J.) (Entered: 09/24/2001)
09/24/2001200 RESPONSE by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to [186-1] motion for statements of defense witnesses (Barrille, J.) (Entered: 09/24/2001)
09/25/2001201 TRANSCRIPT of Status Conference held on 9/14/01 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Bowles Reporting Svc.) (Barrille, J.) (Entered: 09/25/2001)
09/28/2001202 RULING Re: Ex Parte Filing Dated 8/28/01 by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/28/2001)
09/28/2001203 RULING granting in part, denying in part [197-1] motion for referral to and hearing before Magistrate Judge as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/28/2001)
09/28/2001203 ORDER referring for consideration whether four specific documents are protected by attorney client privilege to Mag. Judge Holly B. Fitzsimmons as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews regarding ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/02/2001)
10/02/2001204 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Protective Order Regarding document entitled "Administrative Operations" (Barrille, J.) (Entered: 10/02/2001)
10/02/2001205 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 10/02/2001)
10/02/2001206 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 10/02/2001)
10/02/2001207 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File sealed motion (Barrille, J.) (Entered: 10/02/2001)
10/02/2001208 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 10/02/2001)
10/02/2001209 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to place affidavit under seal (Barrille, J.) (Entered: 10/02/2001)
10/02/2001210 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File exhibit 27 of the appendix to memorandum in support of motion to Suppress Fruits of Illegal Computer Search and Seizure nunc pro tunc, ex parte and under seal (Barrille, J.) (Entered: 10/02/2001)
10/02/2001222 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (document filed separate from the case file) (Barrille, J.) (Entered: 10/10/2001)
10/03/2001  ENDORSEMENT granting [184-1] motion for Leave to File sealed document as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/03/2001)
10/03/2001211 RULING granting [185-1] seal document(s) as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/03/2001)
10/03/2001212 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re order to preclude testimony of identified government trial witnesses (Barrille, J.) (Entered: 10/03/2001)
10/03/2001213 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for leave to use certain equipment during evidentiary hearing (Barrille, J.) (Entered: 10/03/2001)
10/03/2001214 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for production of documents submitted to the court ex parte for in camera review (Barrille, J.) (Entered: 10/03/2001)
10/03/2001215 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to Compel production of Jencks statements for witnesses at evidentiary hearing (Barrille, J.) (Entered: 10/03/2001)
10/03/2001216 Bench Memorandum re: Jury Questionnaire by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield (Barrille, J.) (Entered: 10/03/2001)
10/03/2001217 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for Leave to File sealed motion (Barrille, J.) (Entered: 10/03/2001)
10/04/2001  ENDORSEMENT granting [207-1] motion for Leave to File sealed motion as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/09/2001)
10/04/2001  ENDORSEMENT granting [188-1] motion for Leave to File sealed documents as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/09/2001)
10/04/2001220 ORDER granting motion 207 for leave to file motion under seal as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/09/2001)
10/04/2001  ENDORSEMENT granting [209-1] motion to place affidavit under seal as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/09/2001)
10/04/2001221 ORDER sealing, nunc pro tunc, Exhibit 3 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/10/2001)
10/04/2001  ENDORSEMENT granting [210-1] motion for Leave to File exhibit 27 of the appendix to memorandum in support of motion to Suppress Fruits of Illegal Computer Search and Seizure nunc pro tunc, ex parte and under seal as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/10/2001)
10/04/2001223 ORDER granting motion for leave to file exhibit ex parte and under seal (Exhibit 27) as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/10/2001)
10/04/2001  ENDORSEMENT granting [217-1] motion for Leave to File sealed motion as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/10/2001)
10/04/2001224 Status conference held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews. The Court approves use of jury questionnaire. ( AHN) (Barrille, J.) Modified on 12/04/2001 (Entered: 10/10/2001)
10/04/2001  Minute entry : denying [214-1] motion for production of documents submitted to the court ex parte for in camera review as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) (Barrille, J.) (Entered: 10/10/2001)
10/04/2001  Minute entry : granting [213-1] motion for leave to use certain equipment during evidentiary hearing as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), granting [186-1] motion for statements of defense witnesses as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) (Barrille, J.) (Entered: 10/10/2001)
10/04/2001225 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [205-1] motion SEALED MOTION ( AHN) (Barrille, J.) (Entered: 10/10/2001)
10/04/2001  Minute entry : granting [205-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) (Barrille, J.) (Entered: 10/10/2001)
10/04/2001226 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 10/10/2001)
10/04/2001  ENDORSEMENT granting [204-1] motion for Protective Order Regarding document entitled "Administrative Operations" as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/11/2001)
10/04/2001227 Protective ORDER re: Document Entitled "Administrative Operations" as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/11/2001)
10/09/2001218 Sealed document (document filed separate from the case file) (Barrille, J.) (Entered: 10/09/2001)
10/09/2001219 TRANSCRIPT of Motions held on 10/4/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Susan E. Catucci) (Barrille, J.) (Entered: 10/09/2001)
10/10/2001228 Appearance for USA by Attorney William J. Nardini (Barrille, J.) (Entered: 10/11/2001)
10/10/2001229 Third Notice of Filing and MOTION by USA to Seal as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 10/11/2001)
10/10/2001230 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File Sealed Attachment A (Barrille, J.) (Entered: 10/11/2001)
10/10/2001231 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 10/11/2001)
10/10/2001  ENDORSEMENT granting [230-1] motion for Leave to File Sealed Attachment A as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/11/2001)
10/10/2001232 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed Attachment B (Barrille, J.) (Entered: 10/11/2001)
10/10/2001  ENDORSEMENT granting [232-1] motion for Leave to File sealed Attachment B as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/11/2001)
10/10/2001233 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 10/11/2001)
10/10/2001235 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File sealed document (Barrille, J.) (Entered: 10/12/2001)
10/10/2001236 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (document filed separate from the case file) (Barrille, J.) (Entered: 10/12/2001)
10/10/2001240 TRANSCRIPT of Status Conference held on 10/4/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Bowles Reporting Svc.) (Barrille, J.) (Entered: 10/15/2001)
10/11/2001  ENDORSEMENT granting [208-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/11/2001)
10/11/2001  ENDORSEMENT granting [206-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/13/2002)
10/12/2001234 Appearance for USA by Attorney David A. Ring (Barrille, J.) (Entered: 10/12/2001)
10/12/2001237 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to refer to sealed documents (Barrille, J.) (Entered: 10/15/2001)
10/12/2001238 RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure (Barrille, J.) (Entered: 10/15/2001)
10/12/2001239 Government's Appendix by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Barrille, J.) (Entered: 10/15/2001)
10/12/2001242 Marked Exhibit List as to Securities, Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews, USA (Barrille, J.) (Entered: 10/15/2001)
10/12/2001243 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni re: [241-1] motion for permission to use cart manuals at evidentiary hearing ( HBF) (Barrille, J.) (Entered: 10/15/2001)
10/12/2001244 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File Sealed Motion substituting original affidavits (Barrille, J.) (Entered: 10/15/2001)
10/12/2001  Minute entry as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni : granting [244-1] motion for Leave to File Sealed Motion substituting original affidavits as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) (Barrille, J.) (Entered: 10/15/2001)
10/12/2001245 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (document filed separate from the case file) (Barrille, J.) (Entered: 10/15/2001)
10/12/2001259 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to file response in excess of 40 pages to defendant's motion to suppress (Barrille, J.) (Entered: 10/17/2001)
10/15/2001241 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for permission to use cart manuals at evidentiary hearing (Barrille, J.) (Entered: 10/15/2001)
10/15/2001246 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 10/16/2001)
10/15/2001247 RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni re [241-1] motion for permission to use cart manuals at evidentiary hearing (Barrille, J.) (Entered: 10/16/2001)
10/15/2001253 RULING on Ex Parte Submission of Psychiatric Records as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Ruling Ordered SEALED 1/23/03. SEE Order, docket #542, by EBB) (Barrille, J.) Modified on 01/27/2003 (Entered: 10/16/2001)
10/16/2001248 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File additional document as Exhibit 19 of Government's appendix to the response to motion to suppress (Barrille, J.) (Entered: 10/16/2001)
10/16/2001249 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File supplemental affidavit of Henry A. Sullivan under seal (Barrille, J.) (Entered: 10/16/2001)
10/16/2001250 Sealed document by Securities, Triumph Capital, Frederick W. McCarthy (document filed separate from the case file) (Barrille, J.) (Entered: 10/16/2001)
10/16/2001251 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Disclosure of records (of events not occurring before a Grand Jury) relating to Grand Juries that were impaneled during the period May 1999 through April 2000 (Barrille, J.) (Entered: 10/16/2001)
10/16/2001254 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to sequester government witnesses (Barrille, J.) (Entered: 10/16/2001)
10/16/2001255 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File sealed Motion in Limine to limit references to contents of laptop or reasons for second laptop search warrant during evidentiary hearing and in post-hearing briefs (Barrille, J.) (Entered: 10/16/2001)
10/16/2001256 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 10/16/2001)
10/16/2001257 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed document (Barrille, J.) (Entered: 10/17/2001)
10/16/2001258 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 10/17/2001)
10/16/2001  ENDORSEMENT granting [259-1] motion to file response in excess of 40 pages to defendant's motion to suppress as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/17/2001)
10/16/2001  ENDORSEMENT granting [237-1] motion to refer to sealed documents as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/17/2001)
10/16/2001281 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [251-1] motion for Disclosure of records (of events not occurring before a Grand Jury) relating to Grand Juries that were impaneled during the period May 1999 through April 2000, [241-1] motion for permission to use cart manuals at evidentiary hearing, [215-1] motion to Compel production of Jencks statements for witnesses at evidentiary hearing ( AHN) (Barrille, J.) (Entered: 10/24/2001)
10/16/2001  Minute entry denying [251-1] motion for Disclosure of records (of events not occurring before a Grand Jury) relating to Grand Juries that were impaneled during the period May 1999 through April 2000 as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) (Barrille, J.) (Entered: 10/24/2001)
10/16/2001  Minute entry as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews : Granting use of cart manuals. (Barrille, J.) (Entered: 10/24/2001)
10/16/2001  Minute entry : denying [215-1] motion to Compel production of Jencks statements for witnesses at evidentiary hearing as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) (Barrille, J.) (Entered: 10/24/2001)
10/17/2001260 TRANSCRIPT of Suppression Hearing held on 10/17/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield ( Court Reporter: Susan E. Catucci) (Barrille, J.) (Entered: 10/22/2001)
10/17/2001268 RULING granting [212-1] motion re order to preclude testimony of identified government trial witnesses as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge H. Nevas ) (Krajcik, R.) (Entered: 10/22/2001)
10/17/2001329 Marked Exhibit and Witness List as to Securities, Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, USA (Montz, A.) (Entered: 11/29/2001)
10/18/2001  ENDORSEMENT granting [248-1] motion for Leave to File additional document as Exhibit 19 of Government's appendix to the response to motion to suppress as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan Nevas ) (Krajcik, R.) (Entered: 10/22/2001)
10/18/2001286 SCHEDULING ORDER Re: Exhibits A and B as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews setting ( signed by Mag. Judge Holly B. Fitzsimmons ) (Barrille, J.) (Entered: 10/24/2001)
10/19/2001271 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File under Seal Answers to Questions Posed by the Magistrate Judge (Barrille, J.) (Entered: 10/23/2001)
10/22/2001261 TRANSCRIPT of Suppression Hearing held on 10/18/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield ( Court Reporter: Susan E. Catucci) (Barrille, J.) (Entered: 10/22/2001)
10/22/2001262 TRANSCRIPT of Suppression Hearing held on 10/19/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield ( Court Reporter: Susan E. Catucci) (Barrille, J.) (Entered: 10/22/2001)
10/22/2001  ENDORSEMENT granting [263-1] motion for Leave to File sealed motion as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Mag. Judge Holly B. Fitzsimmons ) (Barrille, J.) (Entered: 10/22/2001)
10/22/2001263 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Seal (Barrille, J.) (Entered: 10/22/2001)
10/22/2001  ENDORSEMENT granting [263-1] motion to Seal as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Mag. Judge Holly B. Fitzsimmons ) (Barrille, J.) (Entered: 10/22/2001)
10/22/2001264 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 10/22/2001)
10/22/2001265 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File sealed document (Barrille, J.) (Entered: 10/22/2001)
10/22/2001  ENDORSEMENT granting [265-1] motion for Leave to File sealed document as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Mag. Judge Holly B. Fitzsimmons ) (Barrille, J.) (Entered: 10/22/2001)
10/22/2001266 Sealed document by Securities, Triumph Capital, Frederick W. McCarthy as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (document filed separate from the case file) (Barrille, J.) (Entered: 10/22/2001)
10/22/2001276 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni re: [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure; Motion hearing continued until 10/23/01 @ 9:00 am ( AHN) (Barrille, J.) (Entered: 10/23/2001)
10/22/2001283 FINDINGS on Exhibits A and B as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Mag. Judge Holly B. Fitzsimmons ) (Barrille, J.) (Entered: 10/24/2001)
10/23/2001  ENDORSEMENT granting [271-1] motion for Leave to File under Seal Answers to Questions Posed by the Magistrate Judge as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Mag. Judge Holly B. Fitzsimmons ) (Barrille, J.) (Entered: 10/23/2001)
10/23/2001272 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (document filed separate from the case file) (Barrille, J.) (Entered: 10/23/2001)
10/23/2001275 TRANSCRIPT of Suppression Hearing held on 10/22/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield ( Court Reporter: Susan E. Catucci) (Barrille, J.) (Entered: 10/23/2001)
10/23/2001277 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 10/23/2001)
10/23/2001278 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 10/23/2001)
10/23/2001279 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Seal and for an order directing defense counsel to return unredacted copies of notes (Barrille, J.) (Entered: 10/23/2001)
10/23/2001  ENDORSEMENT granting [279-1] motion to Seal and for an order directing defense counsel to return unredacted copies of notes as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/23/2001)
10/23/2001280 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 10/23/2001)
10/23/2001282 RULING - Findings on Exhibits C and D Upholding [236-1] seal document(s) as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Mag. Judge Holly B. Fitzsimmons ) (Barrille, J.) Modified on 10/24/2001 (Entered: 10/24/2001)
10/23/2001284 STIPULATION Re: Activities of SA Rovelli by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, USA (Barrille, J.) (Entered: 10/24/2001)
10/23/2001285 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni re: [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure - Under Advisement; Oral Argument on Motion to Suppress scheduled for November 19, 2001 @ 9:00 AM. ( AHN) (Barrille, J.) (Entered: 10/24/2001)
10/25/2001287 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for Leave to File Memorandum in excess of 40 pages (Krajcik, R.) (Entered: 10/25/2001)
10/25/2001290 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to Dismiss Counts One and Two of the Superseding Indictment (Krajcik, R.) (Entered: 10/25/2001)
10/25/2001291 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield in support of [290-1] motion to Dismiss Counts One and Two of the Superseding Indictment (Krajcik, R.) (Entered: 10/25/2001)
10/25/2001292 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to Dismiss Counts 14,15,18, and 19 of the Superseding Indictment (Krajcik, R.) (Entered: 10/25/2001)
10/25/2001293 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to Dismiss Counts 16 and 17 of ths Superseding Indictment (Krajcik, R.) (Entered: 10/25/2001)
10/25/2001294 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield in support of [293-1] motion to Dismiss Counts 16 and 17 of ths Superseding Indictment (Krajcik, R.) (Entered: 10/25/2001)
10/25/2001299 MOTION by Triumph Capital to Sever from Charles B. Spadoni in Counts 1,2, and 24 (Krajcik, R.) (Entered: 10/26/2001)
10/25/2001300 MEMORANDUM by Triumph Capital in support of [299-1] motion to Sever from Charles B. Spadoni in Counts 1,2, and 24 (Krajcik, R.) (Entered: 10/26/2001)
10/25/2001301 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to Sever from Ben F. Andrews (Krajcik, R.) (Entered: 10/26/2001)
10/25/2001978 Memorandum in Support of 292 motion to dismiss counts 14,15,18 & 19 of superseding indictment by Triumph Capital Group,Inc., Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield (Inferrera, L.) (Entered: 12/29/2006)
10/26/2001298 TRANSCRIPT of proceedings held on October 23, 2001 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield ( Court Reporter: Susan E. Catucci) (Krajcik, R.) (Entered: 10/26/2001)
10/26/2001302 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield in support of [301-1] motion to Sever from Ben F. Andrews (Krajcik, R.) (Entered: 10/26/2001)
10/29/2001303 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File Proposed Findings of Fact & Conclusions of Law on 11/5/01 (Barrille, J.) (Entered: 10/29/2001)
10/29/2001  ENDORSEMENT granting [241-1] motion for permission to use cart manuals at evidentiary hearing as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 10/30/2001)
11/01/2001304 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File sealed objection to Magistrate Judge's Findings on Exhibits A and B (Barrille, J.) (Entered: 11/01/2001)
11/01/2001305 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (document filed separate from the case file) (Barrille, J.) (Entered: 11/01/2001)
11/02/2001306 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Extend Time to 11/16/01 to respond to objection re Magistrate's Findings on Exhibits A and B. (Barrille, J.) (Entered: 11/05/2001)
11/05/2001307 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File Sealed Motion (Barrille, J.) (Entered: 11/06/2001)
11/05/2001308 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 11/06/2001)
11/05/2001309 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File Exhibit Ex Parte and Under Seal (Barrille, J.) (Entered: 11/06/2001)
11/05/2001310 Sealed document by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (document filed separate from the case file) (Barrille, J.) (Entered: 11/06/2001)
11/05/2001311 STIPULATION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, USA Correspondence (Barrille, J.) (Entered: 11/06/2001)
11/05/2001312 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni in support of [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure (Barrille, J.) (Entered: 11/06/2001)
11/05/2001313 PROPOSED Findings of Fact and Conclusions of Law re: [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure by Charles B. Spadoni, Frederick W. McCarthy, Triumph Capital by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (Barrille, J.) (Entered: 11/06/2001)
11/06/2001314 TRANSCRIPT of Attorney/Client Privilege Hearing held on 10/12/01 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Bowles Reporting Svc.) (Barrille, J.) (Entered: 11/06/2001)
11/08/2001315 PROPOSED Findings of Fact and Conclusions of Law re: [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure by Charles B. Spadoni, Frederick W. McCarthy, Triumph Capital by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (Barrille, J.) (Entered: 11/08/2001)
11/08/2001316 MEMORANDUM by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni in support of [315-1] Findings of Fact (Barrille, J.) (Entered: 11/08/2001)
11/09/2001317 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Extend Time to 11/13/01 to file Proposed Findings of Fact & Conclusions of Law Re Motion to Suppress (Barrille, J.) (Entered: 11/13/2001)
11/13/2001318 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File Proposed Findings of Fact & Conclusions of Law in Excess of 40 pages (Barrille, J.) (Entered: 11/14/2001)
11/13/2001319 STIPULATION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews, USA Correspondence (Barrille, J.) (Entered: 11/14/2001)
11/13/2001484 PROPOSED Findings of Fact and Conclusions of Law re: [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure by Charles B. Spadoni, Frederick W. McCarthy, Triumph Capital by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Barrille, J.) (Entered: 07/26/2002)
11/15/2001  ENDORSEMENT granting [317-1] motion to Extend Time to 11/13/01 to file Proposed Findings of Fact & Conclusions of Law Re Motion to Suppress as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 11/15/2001)
11/15/2001  ENDORSEMENT granting [309-1] motion for Leave to File Exhibit Ex Parte and Under Seal as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 11/15/2001)
11/15/2001  ENDORSEMENT granting [311-1] stipulation as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 11/15/2001)
11/16/2001320 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File corrected pages (Barrille, J.) (Entered: 11/16/2001)
11/19/2001323 Marked exhibit List as to USA (Krajcik, R.) (Entered: 11/21/2001)
11/20/2001  ENDORSEMENT granting [318-1] motion for Leave to File Proposed Findings of Fact & Conclusions of Law in Excess of 40 pages as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 11/21/2001)
11/21/2001  ENDORSEMENT granting [320-1] motion for Leave to File corrected pages to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 11/21/2001)
11/27/2001326 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni SEALED MOTION (document filed separate from case file) (Krajcik, R.) (Entered: 11/27/2001)
11/27/2001  ENDORSEMENT granting [326-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 11/27/2001)
11/27/2001327 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni (document filed separate from the case file) (Krajcik, R.) (Entered: 11/27/2001)
11/27/2001328 Assented to MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Extend Time in which to provide defendants with a preliminary exhibit list. (Krajcik, R.) (Entered: 11/27/2001)
11/28/2001  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews granting [328-1] motion to Extend Time in which to provide defendants with a preliminary exhibit list to December 10, 2001 as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 11/28/2001)
11/29/2001  ENDORSEMENT granting [235-1] motion for Leave to File sealed document as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 11/29/2001)
11/29/2001  ENDORSEMENT granting [249-1] motion for Leave to File supplemental affidavit of Henry A. Sullivan under seal as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 11/29/2001)
11/29/2001330 Canvass conducted by court as to McCarthy, Triumph, Spadoni & Theisfield - Defendants waived rights. (Barrille, J.) (Entered: 11/30/2001)
11/29/2001  Minute entry granting [308-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) (Barrille, J.) (Entered: 12/03/2001)
11/29/2001  Minute entry granting [63-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) (Barrille, J.) (Entered: 12/03/2001)
12/03/2001331 RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re [288-1] motion to Sever trial from Defendants Ben Andrews, Triumph Capital Group, Inc. Charles Spadoni and Lisa Thiesfield, [301-1] motion to Sever from Ben F. Andrews, [299-1] motion to Sever from Charles B. Spadoni in Counts 1,2, and 24, [273-1] motion to Sever (Barrille, J.) (Entered: 12/04/2001)
12/03/2001332 RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re [292-1] motion to Dismiss Counts 14,15,18, and 19 of the Superseding Indictment (Barrille, J.) (Entered: 12/04/2001)
12/03/2001333 RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re [290-1] motion to Dismiss Counts One and Two of the Superseding Indictment (Barrille, J.) (Entered: 12/04/2001)
12/03/2001335 RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield re [293-1] motion to Dismiss Counts 16 and 17 of ths Superseding Indictment (Barrille, J.) (Entered: 12/04/2001)
12/10/2001337 REPLY by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to response to [292-1] motion to Dismiss Counts 14,15,18, and 19 of the Superseding Indictment (Barrille, J.) (Entered: 12/10/2001)
12/10/2001338 REPLY by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to response to [293-1] motion to Dismiss Counts 16 and 17 of ths Superseding Indictment (Barrille, J.) (Entered: 12/10/2001)
12/10/2001339 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield for Leave to File reply in excess of page limitation imposed by Local Rule 9(g) (Barrille, J.) (Entered: 12/10/2001)
12/10/2001340 REPLY by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield to response to [290-1] motion to Dismiss Counts One and Two of the Superseding Indictment (Barrille, J.) (Entered: 12/10/2001)
12/10/2001341 REPLY by Triumph Capital to response to [299-1] motion to Sever from Charles B. Spadoni in Counts 1,2, and 24 (Barrille, J.) (Entered: 12/10/2001)
12/11/2001  ENDORSEMENT granting [339-1] motion for Leave to File reply in excess of page limitation imposed by Local Rule 9(g) as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 12/11/2001)
12/11/2001  ENDORSEMENT granting [343-1] motion for Leave to File sealed document as to Charles B. Spadoni (3) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/13/2002)
12/13/2001347 Appearance for USA by Attorney David J. Stander (Barrille, J.) (Entered: 12/20/2001)
12/13/2001348 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [297-1] motion to Adopt Motion [290-1] motion to Dismiss Counts One and Two of the Superseding Indictment by Lisa A. Thiesfield, Charles B. Spadoni, Frederick W. McCarthy, Triumph Capital, [295-1] motion to Dismiss Mail and Wire Fraud counts (16,17,20,23 of Superseding Indictment), [293-1] motion to Dismiss Counts 16 and 17 of ths Superseding Indictment, [292-1] motion to Dismiss Counts 14,15,18, and 19 of the Superseding Indictment, [290-1] motion to Dismiss Counts One and Two of the Superseding Indictment ( AHN) (Barrille, J.) (Entered: 12/20/2001)
12/14/2001349 Marked Court Exhibit List (Barrille, J.) (Entered: 12/20/2001)
12/18/2001346 TRANSCRIPT of Motions to Dismiss held on 12/13/01 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Diana Pereira, Courthouse Transcription Service, Inc.) (Montz, A.) (Entered: 12/18/2001)
12/19/2001  ENDORSEMENT [Doc 23] withdrawn in open court and stated on the record as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews, ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 12/20/2001)
12/20/2001350  United States' submitted proffer Re: Title 18 U.S.C. 666-Jurisdiction and Federal Nexus as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re [292-1] motion to Dismiss Counts 14,15,18,19 and of the Superseding Indictment (Krajcik, R.) (Entered: 12/21/2001)
01/03/2002  ENDORSEMENT After Review and over objection the Magistrate's ruling and findings are approved, adopted and ratified So Ordered. [283-1] order as to Triumph Capital (1), W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 01/03/2002)
01/03/2002352 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed document (Barrille, J.) Modified on 01/07/2002 (Entered: 01/04/2002)
01/03/2002353 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 01/04/2002)
01/03/2002354 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File brief in excess of 40 pages (Barrille, J.) (Entered: 01/04/2002)
01/08/2002356 Memorandum re: U.S. Submitted Proffer re: Title 18:666-Jurisdiction and Federal Nexus by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield (Krajcik, R.) (Entered: 01/08/2002)
01/10/2002  ENDORSEMENT granting [354-1] motion for Leave to File brief in excess of 40 pages as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 01/11/2002)
01/25/2002358 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Krajcik, R.) (Entered: 01/25/2002)
01/25/2002359 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Krajcik, R.) (Entered: 01/25/2002)
01/25/2002360 Supplemental MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Krajcik, R.) (Entered: 01/25/2002)
01/25/2002  ENDORSEMENT granting [358-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Mag. Holly B. Fitzsimmons ) (Krajcik, R.) (Entered: 01/25/2002)
01/25/2002  ENDORSEMENT granting [359-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Mag. Holly B. Fitzsimmons ) (Krajcik, R.) (Entered: 01/25/2002)
01/25/2002365 MOTION by Triumph Capital for Leave to File Document under seal (Krajcik, R.) (Entered: 01/25/2002)
01/25/2002366 Response by Triumph Capital to Govt Motion to Disqualify All Participants in the Joint Defense Agreement - unsealed 11/21/03 (Krajcik, R.) Modified on 11/26/2003 (Inferrera, L.). (Entered: 01/25/2002)
01/28/2002372 Memorandum re: Answer to the Court's Question about 18:666 by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Krajcik, R.) (Entered: 01/28/2002)
01/28/2002373 Memorandum re: United States' Response to the Court's Questions Title 18 U.S.C. 666-Jurisdiction and Federal Nexus by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Krajcik, R.) (Entered: 01/29/2002)
02/01/2002  ENDORSEMENT granting [368-1] motion for Leave to File over 40 pages as to Frederick W. McCarthy (2) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 02/06/2002)
02/04/2002374 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Modify Sealing Orders (Barrille, J.) (Entered: 02/04/2002)
02/04/2002375 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 02/04/2002)
02/04/2002376 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 02/04/2002)
02/04/2002377 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 02/04/2002)
02/04/2002378 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 02/04/2002)
02/04/2002379 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 02/04/2002)
02/12/2002386 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File Sealed Document (Barrille, J.) (Entered: 02/12/2002)
02/12/2002387 Ex Parte Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 02/12/2002)
02/13/2002390 MOTION by Triumph Capital for Leave to File sealed document (Barrille, J.) (Entered: 02/13/2002)
02/13/2002391 Response by Triumph Capital to Govt's Supplemental Motion for Disqualification - unsealed 11/21/03 (Barrille, J.) Modified on 11/26/2003 (Inferrera, L.). (Entered: 02/13/2002)
02/13/2002398 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed document (Barrille, J.) (Entered: 02/14/2002)
02/13/2002399 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 02/14/2002)
02/15/2002  ENDORSEMENT granting [390-1] motion for Leave to File sealed document as to Triumph Capital (1) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 02/15/2002)
02/19/2002  ENDORSEMENT granting [398-1] motion for Leave to File sealed document as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 02/19/2002)
02/19/2002405 ORDER as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews Sealing documents 398, 399 and 405 ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 02/20/2002)
02/21/2002407 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 02/22/2002)
02/21/2002408 ORDER Re Attorney's Affidavits as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 02/22/2002)
03/13/2002412 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni for Leave to File Supplemental Memorandum re Documents CBO2 and CBO3 (Barrille, J.) (Entered: 03/13/2002)
03/15/2002416 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed motion (Barrille, J.) (Entered: 03/15/2002)
03/15/2002417 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 03/15/2002)
03/15/2002418 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File sealed motion (Barrille, J.) (Entered: 03/15/2002)
03/15/2002419 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Barrille, J.) (Entered: 03/15/2002)
03/18/2002  ENDORSEMENT granting [418-1] motion for Leave to File sealed motion as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 03/18/2002)
03/18/2002  ENDORSEMENT granting [413-1] motion for Leave to File sealed documents as to Frederick W. McCarthy (2) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 03/18/2002)
03/18/2002  ENDORSEMENT granting [416-1] motion for Leave to File sealed motion as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 03/18/2002)
03/18/2002  ENDORSEMENT denying [414-1] motion SEALED MOTION as to Frederick W. McCarthy (2) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 03/18/2002)
03/18/2002422 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [414-1] motion SEALED MOTION ( AHN) (Barrille, J.) (Entered: 03/19/2002)
03/26/2002428 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Unseal Pleadings (Barrille, J.) (Entered: 03/26/2002)
04/01/2002430 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Extend Time to 4/16/02 to respond to Doc #412 (Barrille, J.) (Entered: 04/01/2002)
04/04/2002  ENDORSEMENT granting [430-1] motion to Extend Time to 4/16/02 to respond to Doc #412 as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 04/04/2002)
04/10/2002  ENDORSEMENT denied without prejudice to reconsideration following a ruling by the 2nd Circuit on the defendant McCarthy's pending appeal [428-1] motion to Unseal Pleadings as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Krajcik, R.) (Entered: 04/10/2002)
04/16/2002437 RESPONSE by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re [412-1] motion for Leave to File Supplemental Memorandum re Documents CBO2 and CBO3 by Charles B. Spadoni, Frederick W. McCarthy, Triumph Capital (Barrille, J.) (Entered: 04/17/2002)
04/17/2002  ENDORSEMENT granting [436-1] motion for Cristina D. Mernandez-Malaby to Withdraw as Attorney (Terminated attorney Cristina D. Hernandez-Malaby as to Frederick W. McCarthy (2) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 04/18/2002)
04/17/2002440 Scheduling Order from USCA as to Triumph Capital [425-1] appeal USCA Number: 02-1208(L) (Warren, C.) (Entered: 04/18/2002)
04/18/2002438 RULING denying [364-1] seal document(s) as to Charles B. Spadoni (3), denying [288-1] motion to Sever trial from Defendants Ben Andrews, Triumph Capital Group, Inc. Charles Spadoni and Lisa Thiesfield as to Frederick W. McCarthy (2), denying [301-1] motion to Sever from Ben F. Andrews as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), denying [299-1] motion to Sever from Charles B. Spadoni in Counts 1,2, and 24 as to Triumph Capital (1), denying [273-1] motion to Sever as to Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 04/18/2002)
04/18/2002439 RULING denying [295-1] motion to Dismiss Mail and Wire Fraud counts (16,17,20,23 of Superseding Indictment) as to Charles B. Spadoni (3), denying [293-1] motion to Dismiss Counts 16 and 17 of ths Superseding Indictment as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), denying [290-1] motion to Dismiss Counts One and Two of the Superseding Indictment as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 04/18/2002)
05/20/2002446 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Reconsideration of [0-0] order dated 4/10/02 re: [428-1] motion to Unseal Pleadings (Barrille, J.) (Entered: 05/21/2002)
05/21/2002447 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Reconsideration of [0-0] order dated 3/25/02 re: [426-1] motion to Seal transcript of hearing held on 11/29/01 & partially seal transcript of hearing held on 12/13/02 (Barrille, J.) (Entered: 05/21/2002)
06/12/2002453 Status conference held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield. The Motion to Suppress will be denied. Hearing continued until June 18, 2002 at 10:00 ( AHN) (Montz, A.) (Entered: 06/12/2002)
06/12/2002  Minute entry denying [189-1] motion to Suppress Fruits of Illegal Computer Search & Seizure as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) (Barrille, J.) (Entered: 11/01/2002)
06/14/2002454 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Order Disqualification Order (Barrille, J.) (Entered: 06/17/2002)
06/14/2002455 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Withdraw [353-1] seal document(s) by plaintiff (Barrille, J.) (Entered: 06/17/2002)
06/18/2002457 Status conference held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews; Status conference set for July 26, 2002 at 10:00 a.m. ( AHN) (Montz, A.) Modified on 06/18/2002 (Entered: 06/18/2002)
06/18/2002458 TRANSCRIPT of Status Conference on 6/12/02 ( Court Reporter: Bowles Reporting Services) (Gutierrez, Y.) (Entered: 06/19/2002)
06/19/2002  ENDORSEMENT granting [455-1] motion to Withdraw [353-1] seal document(s) by plaintiff as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 06/20/2002)
06/26/2002461 MOTION by Triumph Capital to file document Under Seal (Gutierrez, Y.) (Entered: 06/26/2002)
06/28/2002462 TRANSCRIPT of Hearing on Preliminary Issues held on 6/18/02 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Cunningham Group Inc) (Barrille, J.) (Entered: 06/28/2002)
07/02/2002470 MOTION by Triumph Capital for Order Granting Motion to Withdraw Waiver (Gutierrez, Y.) (Entered: 07/03/2002)
07/12/2002471 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Montz, A.) (Entered: 07/12/2002)
07/12/2002497 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File Fourth Supplemental Submission for Disqualification under seal (Barrille, J.) (Entered: 08/13/2002)
07/13/2002  ENDORSEMENT granting [137-1] motion for Disclosure of expert testimony Re: Motion to suppress the fruits of the search of the laptop computer as to Frederick W. McCarthy (2), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 08/13/2002)
07/15/2002475 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 07/16/2002)
07/24/2002476 MOTION by Triumph Capital for Leave to File sealed document (Barrille, J.) (Entered: 07/24/2002)
07/24/2002477 Sealed document by Triumph Capital (document filed separate from the case file) (Barrille, J.) (Entered: 07/24/2002)
07/26/2002483 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Barrille, J.) (Entered: 07/26/2002)
07/26/2002485 Status conference held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( AHN) (Barrille, J.) (Entered: 07/29/2002)
07/30/2002487 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for reconsideration & renewed request for unsealing (Barrille, J.) (Entered: 07/31/2002)
07/31/2002489 ORDER of Transfer of Case ( signed by Judge Alan H. Nevas ) to Judge Stefan R. Underhill (Barrille, J.) (Entered: 07/31/2002)
07/31/2002  ENDORSEMENT denying [487-1] motion for reconsideration & renewed request for unsealing as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) SEE DOCUMENT #489 ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 07/31/2002)
08/07/2002490 Status conference held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( SRU) (Gutierrez, Y.) (Entered: 08/08/2002)
08/09/2002491 RECUSAL ORDER as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Stefan R. Underhill ) (Barrille, J.) (Entered: 08/12/2002)
08/12/2002492 ORDER of Transfer of Case ( signed by Judge Stefan R. Underhill ) to Senior Judge Ellen Bree Burns (Barrille, J.) (Entered: 08/12/2002)
08/13/2002493 TRANSCRIPT of Hearing on Preliminary Issues held on 3/18/02 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Cunningham Group Inc) (Barrille, J.) (Entered: 08/13/2002)
08/13/2002494 TRANSCRIPT of Hearing on Preliminary Issues held on 3/18/02 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Cunningham Group Inc) (Barrille, J.) (Entered: 08/13/2002)
08/13/2002495 TRANSCRIPT of In Chambers Conference held on 7/26/02 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Cunningham Group Inc) (Barrille, J.) (Entered: 08/13/2002)
08/13/2002496 TRANSCRIPT of Status Conference and Oral Argument held on 7/26/02 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Cunningham Group Inc) (Barrille, J.) (Entered: 08/13/2002)
08/21/2002  ENDORSEMENT as to Triumph Capital granting [476-1] motion for Leave to File sealed document as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 08/21/2002)
08/21/2002  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews granting [497-1] motion for Leave to File Fourth Supplemental Submission for Disqualification under seal as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 08/21/2002)
08/21/2002  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews denying as moot [111-1] motion for scheduling order as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 08/21/2002)
08/21/2002  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield denying [31-1] motion to Amend [20-1] Scheduling order as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 08/21/2002)
08/21/2002  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews denying without prejudice to renewal [25-1] motion in Limine RE: evidentiary prohibitions against admitting evidence as to Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 08/21/2002)
08/21/2002  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews granting nunc pro tunc [44-1] motion for Speedy Trial Act as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 08/21/2002)
08/21/2002  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews granting [229-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 08/21/2002)
09/16/2002498 RULING denying [292-1] motion to Dismiss Counts 14,15,18, and 19 of the Superseding Indictment as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4) ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 09/17/2002)
09/20/2002499 MEMO TO FILE: as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews. Outcome of conference call of 9/19/02 - Motion in Limine of defendant McCarthy's to be filed on or before 10/3/02; government's response to be filed on or before 10/11/02; reply to be filed on or before 10/18/02. Any other defense counsel may also file a reply by 10/18/02. ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 09/20/2002)
09/20/2002500 TO ALL COUNSEL OF RECORD: as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews. re: Possible conflict. A telephone conference is intended after 10/1/02 to discuss this and other issues. ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 09/20/2002)
09/24/2002502 LETTER dated 09/24/02 by Kristine A. Paradis of Falzarano Court Reporters re: submitted copy of status conference hearing of 9/5/02 (Lopez, B.) (Entered: 09/25/2002)
09/24/2002503 TRANSCRIPT of status conference proceedings held on 09/05/02 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Court Reporter: Kristine A. Paradis of Falzarano Court Reporters) (Lopez, B.) (Entered: 09/25/2002)
10/17/2002509 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Order of Exclusion Under the Speedy Trial Act. (Jefferson, V.) (Entered: 10/18/2002)
10/18/2002514 REPLY by Triumph Capital to response to [505-1] motion SEALED MOTION (Ruocco, M.) (Entered: 10/18/2002)
10/21/2002515 MOTION by Triumph Capital to Seal Docket # 514 (Jefferson, V.) (Entered: 10/21/2002)
10/25/2002522 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews for Leave to File Sur-reply (Moore, P.) (Entered: 10/25/2002)
10/25/2002523 REPLY by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to response to [505-1] motion SEALED MOTION (Moore, P.) (Entered: 10/25/2002)
10/28/2002  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews granting [522-1] motion for Leave to File Sur-reply as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 10/28/2002)
11/04/2002528 RULING Denying Motion to Suppress [Doc 189] as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Judge Alan H. Nevas ) (Barrille, J.) (Entered: 11/05/2002)
11/18/2002529 ORDER as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [486-1] notice as to Frederick W. McCarthy (2). Two affidavits originally filed under seal with the Court as part of the Appendix of Exhibits and Affidavits to McCarthy's Memorandum in Opposition to the United States' Motion for Disqualification are to be filed with the Clerk of the Court and made available to the public (affidavits attached to order). ( Signed by Senior Judge Ellen Bree Burns ) (Ruocco, M.) (Entered: 11/18/2002)
12/11/2002531 SEALED RULING as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews denying [353-1] seal document(s) as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5), denying [360-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5), denying [399-1] seal document(s) as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5), denying [417-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5), denying [454-1] motion for Order Disqualification Order as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) DOCUMENT FILED SEPARATE FROM CASE FILE (Moore, P.) (Entered: 12/12/2002)
12/13/2002532 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews to Seal document #533 (Moore, P.) (Entered: 12/13/2002)
12/13/2002  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews granting [532-1] motion to Seal document #533 as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 12/13/2002)
12/13/2002533 Sealed document by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (document filed separate from the case file) (Moore, P.) (Entered: 12/13/2002)
12/13/2002534 ORDER to SEAL document #533 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 12/13/2002)
01/03/2003535 Status conference held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( EBB) (Ruocco, M.) (Entered: 01/06/2003)
01/08/2003536 ORDER as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews. The first trial in this mater scheduled for jury selection 6/10/03, the clerks office will send questionnaires to prospective jurors on 4/10/03. Counsel shall submit proposed questions on or before 3/24/03 and a conference on the submissions will be held on 4/28/03 @ 2:00 p.m. The government and defense counsel are encouraged to collaborate on the submissions with a view to agreement on the final product. ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 01/09/2003)
01/09/2003  Deadline updated as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews, set Jury Selection for 9:00 a.m. 6/10/03 for Triumph Capital, for Frederick W. McCarthy, for Charles B. Spadoni, for Lisa A. Thiesfield, for Ben F. Andrews (Moore, P.) (Entered: 01/09/2003)
01/16/2003540 MOTION by Triumph Capital to Adopt Motion [537-1] motion to Dismiss count 24 of the indictment and to strike recketeering act 5 of count 1 by Charles B. Spadoni (Jefferson, V.) (Entered: 01/17/2003)
01/21/2003  ENDORSEMENT as to Triumph Capital granting [540-1] motion to Adopt Motion [537-1] motion to Dismiss count 24 of the indictment and to strike recketeering act 5 of count 1 by Charles B. Spadoni as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 01/21/2003)
01/21/2003  Motion joined by Triumph Capital : joinder in [537-1] motion to Dismiss count 24 of the indictment and to strike racketeering act 5 of count 1 (Jefferson, V.) (Entered: 01/21/2003)
01/23/2003542 ORDER as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [253-1] Ruling of Judge Nevas on 10/4/01, on Ex Parte Submission of Psychiatric Records be SEALED. ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 01/27/2003)
02/11/2003544 TRANSCRIPT of proceedings held on 1/3/03 - Status Conference as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: Irma Sanchez) (Ruocco, M.) (Entered: 02/12/2003)
02/14/2003545 RESPONSE by USA as to Triumph Capital, Charles B. Spadoni re [537-1] motion to Dismiss count 24 of the indictment and to strike recketeering act 5 of count 1 (Moore, P.) (Entered: 02/19/2003)
03/04/2003546 Marked Exhibit & Witness List as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews, USA from hearing on 3/4/03 (Ruocco, M.) (Entered: 03/05/2003)
03/04/2003547 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [412-1] motion for Leave to File Supplemental Memorandum re Documents CBO2 and CBO3 (which is construed as a motion to suppress CBO2 & CBO3) (EBB) (Ruocco, M.) (Entered: 03/05/2003)
03/04/2003  Minute entry as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews : [412-1] motion for Leave to File Supplemental Memorandum re Documents CBO2 and CBO3 (which is construed as a motion to suppress CBO2 & CBO3) under advisement as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) (Ruocco, M.) (Entered: 03/05/2003)
03/20/2003552 TRANSCRIPT of proceedings held on 3/4/03 as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews ( Court Reporter: FALZARANO COURT REPORTERS) (Jefferson, V.) (Entered: 03/20/2003)
03/25/2003553 NOTICE of Filing Proposed Juror Questionnaire by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews (Jefferson, V.) (Entered: 03/26/2003)
03/31/2003556 MOTION by Triumph Capital to Adopt Motion [548-1] motion seeking a ruling regarding suppression of individual documents by Charles B. Spadoni (Moore, P.) (Entered: 03/31/2003)
04/03/2003557 LETTER dated 3/31/03 by USA re a witness, a partner in a Law Firm. No conflict from government or defense counsel. (Jefferson, V.) (Entered: 04/04/2003)
04/16/2003561 RULING on Motion to Dismiss: as to Triumph Capital, Charles B. Spadoni denying [537-1] motion to Dismiss count 24 of the indictment and to strike recketeering act 5 of count 1 as to Triumph Capital (1), Charles B. Spadoni (3). 13 pages. ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 04/17/2003)
05/06/2003563 Motion hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews re: [548-1] motion seeking a ruling regarding suppression of individual documents ( EBB) (Ruocco, M.) (Entered: 05/06/2003)
05/06/2003  Minute entry as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews : [548-1] motion seeking a ruling regarding suppression of individual documents under advisement as to Charles B. Spadoni (3) (Ruocco, M.) (Entered: 05/06/2003)
05/06/2003564 MOTION by Triumph Capital to Adopt #562 reply memorandum in support of the motion to suppress (Ruocco, M.) (Entered: 05/06/2003)
05/15/2003566 MOTION by USA as to Triumph Capital, Charles B. Spadoni SEALED MOTION (document filed separate from case file) (Jefferson, V.) (Entered: 05/16/2003)
05/15/2003  ENDORSEMENT as to Triumph Capital, Charles B. Spadoni granting [566-1] motion SEALED MOTION as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 05/16/2003)
05/15/2003567 SEALED ORDER as to Triumph Capital, Charles B. Spadoni granting [566-1] motion SEALED MOTION ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 05/16/2003)
05/19/2003571 MOTION by USA as to Triumph Capital, Charles B. Spadoni to Unseal the 5/15/03 Order of Immunity for Robert Trevisani, Docket #567 (Jefferson, V.) (Entered: 05/19/2003)
05/19/2003572 ORDER as to Triumph Capital, Charles B. Spadoni granting [571-1] motion to Unseal the 5/15/03 Order of Immunity for Robert Trevisani, Docket #567 as to Triumph Capital (1) ( Signed by Mag. Judge Joan G. Margolis ) (Jefferson, V.) (Entered: 05/19/2003)
05/21/2003573 Appearance for Public Employees' by Attorney Michael O. Sheehan (Jefferson, V.) (Entered: 05/21/2003)
05/21/2003574 MOTION by Public Employees' as to Triumph Capital to Quash Subpoena (Jefferson, V.) (Entered: 05/21/2003)
05/21/2003575 RULING as to Triumph Capital, Charles B. Spadoni granting in part, denying in part [412-1] (construed as a Motion to Suppress) motion for Leave to File Supplemental Memorandum re Documents CBO2 and CBO3 as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), denying [548-1] motion seeking a ruling regarding suppression of individual documents as to Charles B. Spadoni (3) 18 pages. ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 05/22/2003)
05/27/2003578 MOTION by Christine Olson as to Triumph Capital to Quash Subpoena (Jefferson, V.) (Entered: 05/28/2003)
05/27/2003579 MEMORANDUM by Christine Olson as to Triumph Capital in support of [578-1] motion to Quash Subpoena (Jefferson, V.) (Entered: 05/28/2003)
05/29/2003580 PROPOSED Jury Instructions by Triumph Capital as to Triumph Capital (Moore, P.) (Entered: 05/29/2003)
05/29/2003581 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni SEALED MOTION (document filed separate from case file) (Moore, P.) (Entered: 05/30/2003)
05/29/2003586 MOTION by Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni to Seal documents #581, #587 & #588 (Moore, P.) (Entered: 05/30/2003)
05/29/2003588 MOTION by Triumph Capital SEALED MOTION (document filed separate from case file) (Moore, P.) (Entered: 05/30/2003)
05/30/2003591 PROPOSED Jury Instructions by USA as to Triumph Capital, Charles B. Spadoni (Jefferson, V.) (Entered: 06/02/2003)
05/30/2003592 TRIAL Memorandum by USA as to Triumph Capital, Charles B. Spadoni (Jefferson, V.) (Entered: 06/02/2003)
05/30/2003593 MOTION by USA as to Triumph Capital, Charles B. Spadoni in Limine RE:Defenses to Bribery/Gratuity/Fraud Charges (Jefferson, V.) (Entered: 06/02/2003)
05/30/2003594 MOTION by USA as to Triumph Capital, Charles B. Spadoni in Limine RE: Prior Good Acts (Jefferson, V.) (Entered: 06/02/2003)
05/30/2003595 MEMORANDUM by Triumph Capital in opposition to [574-1] motion to Quash Subpoena (Ruocco, M.) (Entered: 06/02/2003)
06/02/2003596 Appearance for John F. Droney Jr., Levy & Droney, PC by Attorney R. Bartley Halloran. (Moore, P.) (Entered: 06/02/2003)
06/02/2003597 MEMORANDUM by Triumph Capital in opposition to [578-1] motion to Quash Subpoena filed by Christine Olsen (Jefferson, V.) (Entered: 06/02/2003)
06/02/2003626 Appearance for John F. Droney Jr., Levy & Droney, PC by Attorney R. Bartley Halloran (Moore, P.) (Entered: 06/10/2003)
06/03/2003600 REPLY by Triumph Capital to response to [574-1] motion to Quash Subpoena (Jefferson, V.) (Entered: 06/04/2003)
06/04/2003602 MOTION by Triumph Capital for Tracy Miner to Withdraw as Attorney (Jefferson, V.) (Entered: 06/04/2003)
06/04/2003603 Motion hearing held as to Triumph Capital, Charles B. Spadoni re: [590-1] motion SEALED MOTION, [578-1] motion to Quash Subpoena, [574-1] motion to Quash Subpoena, [568-1] motion to Quash Subpoena ( EBB) (Ruocco, M.) (Entered: 06/05/2003)
06/04/2003  Minute entry as to Triumph Capital, Charles B. Spadoni : [590-1] motion SEALED MOTION under advisement as to Frederick W. McCarthy (2), [578-1] motion to Quash Subpoena under advisement as to Triumph Capital (1), [574-1] motion to Quash Subpoena under advisement as to Triumph Capital (1), [568-1] motion to Quash Subpoena under advisement as to Charles B. Spadoni (3) (Ruocco, M.) (Entered: 06/05/2003)
06/05/2003604 MEMORANDUM by Triumph Capital (Sealed per Order to Seal 6/9/03) in opposition to [590-1] motion SEALED MOTION (Torretti, R.) Modified on 06/09/2003 (Entered: 06/05/2003)
06/05/2003605 MOTION by Triumph Capital for Richard Egbert to Appear Pro Hac Vice (Jefferson, V.) (Entered: 06/05/2003)
06/05/2003607 MOTION by Triumph Capital to Seal document #608 (Moore, P.) (Entered: 06/05/2003)
06/05/2003608 MOTION by Triumph Capital SEALED MOTION (document filed separate from case file) (Moore, P.) (Entered: 06/05/2003)
06/05/2003609 RULING as to Triumph Capital granting in part, denying in part [590-1] motion SEALED MOTION as to Frederick W. McCarthy (2) ( Signed by Senior Judge Ellen Bree Burns ) (Ruocco, M.) Modified on 06/05/2003 (Entered: 06/05/2003)
06/05/2003611 RULING as to Triumph Capital, Charles B. Spadoni granting in part, denying in part [574-1] motion to Quash Subpoena as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Ruocco, M.) (Entered: 06/05/2003)
06/05/2003613 MOTION by USA as to Triumph Capital, Charles B. Spadoni to Seal this Motion and Docket #s 614 and 615. (Jefferson, V.) (Entered: 06/09/2003)
06/05/2003614 Sealed document by USA as to Triumph Capital, Charles B. Spadoni (document filed separate from the case file) (Jefferson, V.) (Entered: 06/09/2003)
06/05/2003615 Sealed document by USA as to Triumph Capital, Charles B. Spadoni (document filed separate from the case file) (Jefferson, V.) (Entered: 06/09/2003)
06/05/2003617 MOTION by USA as to Triumph Capital, Charles B. Spadoni in Limine RE: to Preclude Argument that $10,000.00 received as Federal Benefits may not Include Bona Fide Salary, Wages or Compensation Under 666(c) (Jefferson, V.) (Entered: 06/09/2003)
06/05/2003625 RULING as to Frederick W. McCarthy, Triumph Capital, Charles B. Spadoni, Ben F. Andrews denying [505-1] motion SEALED MOTION as to Frederick W. McCarthy (2), Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) (Ruocco, M.) (Entered: 06/09/2003)
06/06/2003612 REVISED PROPOSED Jury Instructions by Triumph Capital re Corporate Liability (Jefferson, V.) (Entered: 06/09/2003)
06/06/2003619 Appearance for Robert Trevisani by Attorney Craig Raabe (Jefferson, V.) (Entered: 06/09/2003)
06/06/2003624 NOTICE of Filing Original Affidavit for Substitution of Facsimile Copy by Triumph Capital (Jefferson, V.) (Entered: 06/09/2003)
06/06/2003628 RESPONSE by USA as to Triumph Capital, Charles B. Spadoni re [584-1] motion for reargument of the motion to dismiss counts 1 & 2 of the indictment (Jefferson, V.) (Entered: 06/10/2003)
06/06/2003629 APPENDIX TO RESPONSE by USA as to Triumph Capital, Charles B. Spadoni re [584-1] motion for reargument of the motion to dismiss counts 1 & 2 of the indictment (Jefferson, V.) (Entered: 06/10/2003)
06/09/2003  ENDORSEMENT as to Triumph Capital, Charles B. Spadoni granting in part, denying in part [587-1] motion SEALED MOTION as to Charles B. Spadoni (3) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/09/2003)
06/09/2003616 SEALING ORDER as to Triumph Capital re: [604-1] opposition memorandum as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/09/2003)
06/09/2003  ENDORSEMENT as to Triumph Capital, Charles B. Spadoni granting [593-1] motion in Limine RE:Defenses to Bribery/Gratuity/Fraud Charges as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/09/2003)
06/09/2003  ENDORSEMENT as to Triumph Capital, Charles B. Spadoni granting [594-1] motion in Limine RE: Prior Good Acts as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/09/2003)
06/09/2003  ENDORSEMENT as to Triumph Capital, Charles B. Spadoni denying [588-1] motion SEALED MOTION as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/09/2003)
06/09/2003  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni denying [581-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/09/2003)
06/09/2003  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni granting [586-1] motion to Seal documents #581, #587 & #588 as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/09/2003)
06/09/2003  ENDORSEMENT as to Triumph Capital granting [605-1] motion for Richard Egbert to Appear Pro Hac Vice as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/09/2003)
06/10/2003627 NOTICE of Compliance with Subpoena Duces Tecum by John F. Droney Jr. as to Triumph Capital, as ordered by EBB, 6/5/03. (Jefferson, V.) (Entered: 06/10/2003)
06/10/2003632 Jury selection as to Triumph Capital, Charles B. Spadoni held, continued until 9:00 6/11/03 (EBB) (Ruocco, M.) (Entered: 06/12/2003)
06/10/2003  Voir dire begun as to Triumph Capital (1) count(s) 1s, 2s, 15s, 16s-17s, 19s, 20s-23s, 24s, Charles B. Spadoni (3) count(s) 1s, 2s, 15s, 16s-17s, 19s, 20s-23s, 24s (Ruocco, M.) (Entered: 06/12/2003)
06/11/2003633 Jury selection as to Triumph Capital, Charles B. Spadoni held ( EBB) (Ruocco, M.) (Entered: 06/12/2003)
06/11/2003634 Oral Argument Hearing held as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni ( EBB) (Ruocco, M.) (Entered: 06/12/2003)
06/12/2003640 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 10:00 6/13/03 EBB (Ruocco, M.) (Entered: 06/16/2003)
06/13/2003637 MOTION by USA as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews SEALED MOTION (document filed separate from case file) (Moore, P.) (Entered: 06/13/2003)
06/13/2003  ENDORSEMENT as to Triumph Capital, Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews granting [637-1] motion SEALED MOTION as to Triumph Capital (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 06/13/2003)
06/13/2003638 SEALED ORDER ( Signed by Senior Judge Ellen Bree Burns ) FILED SEPARATE FROM CASE FILE (Moore, P.) (Entered: 06/13/2003)
06/13/2003639 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 6/17/03 @ 10:00 EBB (Jefferson, V.) (Entered: 06/16/2003)
06/16/2003641 Motion hearing held as to Triumph Capital re: [578-1] motion to Quash Subpoena ( EBB) (Ruocco, M.) (Entered: 06/16/2003)
06/16/2003  Minute entry as to Triumph Capital : granting in part, denying in part [578-1] motion to Quash Subpoena as to Triumph Capital (1) (Ruocco, M.) (Entered: 06/16/2003)
06/16/2003  ENDORSEMENT as to Triumph Capital granting in part, denying in part [578-1] motion to Quash Subpoena in open court following hearing this date. ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/16/2003)
06/16/2003642 Appearance for Triumph Capital by Attorney Richard M. Egbert (Moore, P.) (Entered: 06/16/2003)
06/17/2003644 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 6/18/03 @ 10:00 EBB (Jefferson, V.) (Entered: 06/18/2003)
06/18/2003645 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 6/19/03 @ 10:00 EBB (Jefferson, V.) (Entered: 06/19/2003)
06/18/2003647 TRANSCRIPT of proceedings held on 6/13/03 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano) (Inferrera, L.) (Entered: 06/20/2003)
06/19/2003650 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 6/20/03 @ 10:00 EBB (Jefferson, V.) (Entered: 06/23/2003)
06/20/2003648 TRANSCRIPT of proceedings held on 6/16/03 (6/17/03) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano) (Inferrera, L.) Modified on 07/03/2003 (Entered: 06/20/2003)
06/20/2003649 TRANSCRIPT of proceedings held on 6/11/03 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano Court Reporters) (Moore, P.) (Entered: 06/23/2003)
06/20/2003651 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 6/24/03 @ 10:00 EBB (Jefferson, V.) (Entered: 06/23/2003)
06/23/2003652 MOTION by USA as to Triumph Capital, Charles B. Spadoni to Seal this Motion and Docket # 653 (Jefferson, V.) (Entered: 06/23/2003)
06/23/2003653 Sealed document by USA as to Triumph Capital, Charles B. Spadoni (document filed separate from the case file) (Jefferson, V.) (Entered: 06/23/2003)
06/23/2003  ENDORSEMENT as to Triumph Capital, Charles B. Spadoni granting [652-1] motion to Seal this Motion and Docket # 653 as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/23/2003)
06/23/2003654 MOTION by USA as to Triumph Capital, Charles B. Spadoni to Compel Law Firm of Goodwin Procter & Hoar to produce Subpoena request (Jefferson, V.) (Entered: 06/24/2003)
06/23/2003680 MOTION by Triumph Capital, Charles B. Spadoni to Compel GPH to comply with subpoena (Moore, P.) (Entered: 07/03/2003)
06/24/2003655 TRANSCRIPT of proceedings held on 6/18/03 (volume 4) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Dolores Falzarano) (Ruocco, M.) (Entered: 06/24/2003)
06/24/2003656 MOTION by Triumph Capital, Charles B. Spadoni for Protective Order Regarding Christine Olson & Confidentiality (Ruocco, M.) (Entered: 06/24/2003)
06/24/2003657 ORDER as to Triumph Capital, Charles B. Spadoni granting [656-1] motion for Protective Order Regarding Christine Olson & Confidentiality as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Senior Judge Ellen Bree Burns ) (Ruocco, M.) (Entered: 06/24/2003)
06/24/2003658 AFFIDAVIT of Douglas Anderson by Triumph Capital, Charles B. Spadoni Re: [656-1] motion for Protective Order Regarding Christine Olson & Confidentiality (Ruocco, M.) (Entered: 06/24/2003)
06/24/2003659 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 10:00 6/25/03 EBB (Ruocco, M.) (Entered: 06/25/2003)
06/25/2003660 TRANSCRIPT of proceedings held on 6/20/03 (volume 6) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Barbara Scott) (Ruocco, M.) (Entered: 06/25/2003)
06/25/2003661 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 10:00 6/26/03 EBB (Ruocco, M.) (Entered: 06/25/2003)
06/25/2003662 TRANSCRIPT of proceedings held on 6/12/03 (volume 1) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Kristine Paradis) (Ruocco, M.) (Entered: 06/25/2003)
06/25/2003663 TRANSCRIPT of proceedings held on 6/19/03 (volume 5) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Kristine Paradis) (Ruocco, M.) (Entered: 06/25/2003)
06/26/2003664 TRANSCRIPT of proceedings held on 5/6/03 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano) (Moore, P.) (Entered: 06/26/2003)
06/26/2003665 TRANSCRIPT of proceedings held on 5/6/03 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano) (Moore, P.) (Entered: 06/26/2003)
06/26/2003666 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 9:00 6/27/03 EBB (Ruocco, M.) (Entered: 06/26/2003)
06/26/2003669 MOTION by USA as to Triumph Capital, Charles B. Spadoni to Seal Accompanying Documents (Ruocco, M.) (Entered: 06/27/2003)
06/26/2003670 MOTION by USA as to Triumph Capital, Charles B. Spadoni to Unseal Accompanying Documents attached to [669-1] (Ruocco, M.) (Entered: 06/27/2003)
06/27/2003668 Sealed document by Triumph Capital (document filed separate from the case file) (Ruocco, M.) (Entered: 06/27/2003)
06/27/2003671 TRANSCRIPT of proceedings held on 6/25/03 (volume 8) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Barbara Scott) (Ruocco, M.) (Entered: 06/27/2003)
06/27/2003  ENDORSEMENT as to Triumph Capital, Lisa A. Thiesfield granting [669-1] motion to Seal Accompanying Documents as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/30/2003)
06/27/2003  ENDORSEMENT as to Triumph Capital, Charles B. Spadoni granting [670-1] motion to Unseal Accompanying Documents attached to [669-1] as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 06/30/2003)
06/27/2003673 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 10:00 6/30/03 EBB (Ruocco, M.) (Entered: 06/30/2003)
06/30/2003672 TRANSCRIPT of proceedings held on 6/27/03 (volume 10 - p.m. session) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Barbara Scott) (Ruocco, M.) (Entered: 06/30/2003)
06/30/2003674 TRANSCRIPT of proceedings held on 6/27/03 (volume 10 - a.m. session) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Brenda Granfield) (Ruocco, M.) (Entered: 06/30/2003)
06/30/2003675 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 10:00 7/1/03 EBB (Ruocco, M.) (Entered: 06/30/2003)
07/01/2003677 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 9:00 7/2/03 EBB (Ruocco, M.) (Entered: 07/02/2003)
07/02/2003676 TRANSCRIPT of proceedings held on 6/30/03 (volume 11) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Brenda Granfield) (Ruocco, M.) (Entered: 07/02/2003)
07/02/2003678 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 10:00 7/8/03 EBB (Ruocco, M.) (Entered: 07/02/2003)
07/02/2003679 TRANSCRIPT of proceedings held on 6/26/03 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano Reporting) (Moore, P.) (Entered: 07/03/2003)
07/02/2003  ENDORSEMENT as to Triumph Capital, Charles B. Spadoni denying [680-1], as moot per AUSA Danehy, motion to Compel GPH to comply with subpoena as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Senior Judge Ellen Bree Burns ) (Moore, P.) (Entered: 07/03/2003)
07/02/2003682 MOTION by Triumph Capital for Leave to File Motion for Judgment of Acquittal in excess of 40 pages (Moore, P.) (Entered: 07/03/2003)
07/03/2003683 MOTION by Triumph Capital for Judgment of Acquittal (Moore, P.) (Entered: 07/03/2003)
07/07/2003684 RESPONSE by USA as to Triumph Capital, Charles B. Spadoni re [683-1] motion for Judgment of Acquittal, [681-1] motion for Judgment of Acquittal (Jefferson, V.) (Entered: 07/08/2003)
07/07/2003685 MOTION by USA as to Triumph Capital, Charles B. Spadoni for Supplemental Jury Instruction (Jefferson, V.) (Entered: 07/08/2003)
07/07/2003686 PROPOSED Summaries of Rico and Mail/Wire Fraud Counts for Jury Instructions by USA as to Triumph Capital, Charles B. Spadoni (Jefferson, V.) (Entered: 07/08/2003)
07/08/2003687 TRANSCRIPT of proceedings held on 7/1/03 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano Court Reporters) (Moore, P.) (Entered: 07/09/2003)
07/08/2003688 TRANSCRIPT of proceedings held on 6/24/03 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano Court Reporters) (Moore, P.) (Entered: 07/09/2003)
07/08/2003689 SEALED TRANSCRIPT of proceedings held on 6/24/03 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano Court Reporters) SEALED DOCUMENT FILED SEPARATE FROM CASE FILE. (Moore, P.) (Entered: 07/09/2003)
07/08/2003690 Motion hearing held as to Triumph Capital, Charles B. Spadoni re: [683-1] motion for Judgment of Acquittal, [681-1] motion for Judgment of Acquittal, both UNDER ADVISEMENT ( EBB) (Jefferson, V.) (Entered: 07/09/2003)
07/08/2003  Minute entry as to Triumph Capital, Charles B. Spadoni : [683-1] motion for Judgment of Acquittal under advisement as to Triumph Capital (1), [681-1] motion for Judgment of Acquittal under advisement as to Charles B. Spadoni (3) (Jefferson, V.) (Entered: 07/09/2003)
07/09/2003695 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 7/10/03 @9:00 a.m. Triumph Capital and Charles Spadoin oral motion for mistrial- DENIED. EBB (Moore, P.) (Entered: 07/14/2003)
07/10/2003691 TRANSCRIPT of proceedings held on 7/2/03 (volume 13) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Kristine Paradis) (Ruocco, M.) (Entered: 07/10/2003)
07/10/2003692 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 9:30 7/11/03 EBB (Ruocco, M.) (Entered: 07/11/2003)
07/10/2003711 MOTION by Robert Trevisani as to Triumph Capital, Charles B. Spadoni for Eric Neyman to Appear Pro Hac Vice (Jefferson, V.) (Entered: 07/25/2003)
07/11/2003693 TRANSCRIPT of proceedings held on 6/4/03 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Barbara Scott) (Ruocco, M.) (Entered: 07/11/2003)
07/11/2003694 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 9:30 7/15/03 EBB (Ruocco, M.) (Entered: 07/14/2003)
07/15/2003696 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held Jury trial continued until 9:00 7/16/03 EBB (Ruocco, M.) (Entered: 07/16/2003)
07/15/2003699 TRANSCRIPT of proceedings held on 7/11/03 (volume 17) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Barbara Scott) (Ruocco, M.) (Entered: 07/16/2003)
07/15/2003700 TRANSCRIPT of proceedings held on 7/10/03 (volume 16) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Brenda Granfield) (Ruocco, M.) (Entered: 07/16/2003)
07/16/2003702 TRANSCRIPT of proceedings held on 7/9/03 (volume 14) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Kristine Paradis) (Ruocco, M.) (Entered: 07/18/2003)
07/16/2003703 JURY TRIAL as to Triumph Capital, Charles B. Spadoni held EBB (Ruocco, M.) (Entered: 07/18/2003)
07/16/2003704 VERDICT Form as to Triumph Capital, Charles B. Spadoni Verdict of GUILTY: Triumph Capital (1) count(s) 1s, 2s, 19s, 20s-23s, 24s, Charles B. Spadoni (3) count(s) 1s, 2s, 19s, 20s-23s, 24s Sentencing set for 9:00 10/3/03 for Triumph Capital, for Charles B. Spadoni , Verdict of NOT GUILTY: Triumph Capital (1) count(s) 15s, 16s-17s, Charles B. Spadoni (3) count(s) 15s, 16s-17s (Ruocco, M.) (Entered: 07/18/2003)
07/16/2003  ENDORSEMENT as to Triumph Capital granting [682-1] motion for Leave to File Motion for Judgment of Acquittal in excess of 40 pages as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 07/21/2003)
07/16/2003710 TRANSCRIPT of proceedings held on 7/8/03 (Hearing on Rule 29 Argument) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Falzarano) (Inferrera, L.) (Entered: 07/22/2003)
07/17/2003706 Marked Exhibit List as to Triumph Capital (Ruocco, M.) (Entered: 07/18/2003)
07/17/2003707 Marked Exhibit and Witness List as to USA (Ruocco, M.) (Entered: 07/18/2003)
07/17/2003708 Marked Court Exhibit List (Ruocco, M.) (Entered: 07/18/2003)
07/24/2003712 TRANSCRIPT of proceedings held on 7/16/03, Jury Trial, Vol 19 as to Triumph Capital, Charles B. Spadoni ( Court Reporter: FAKZARANO COURT REPORTERS) (Jefferson, V.) (Entered: 07/25/2003)
07/25/2003  ENDORSEMENT as to Triumph Capital, Charles B. Spadoni [711-1] motion for Eric Neyman to Appear Pro Hac Vice ordered accordingly as to Triumph Capital (1), Charles B. Spadoni (3) ( Signed by Clerk ) (Jefferson, V.) (Entered: 07/25/2003)
07/25/2003713 Acknowledged Receipt of Government's Trial Exhibits as to Triumph Capital, Charles B. Spadoni (Ruocco, M.) (Entered: 07/28/2003)
07/28/2003714 TRANSCRIPT of proceedings held on 7/15/03 (volume 18) as to Triumph Capital, Charles B. Spadoni ( Court Reporter: Brenda Granfield) (Ruocco, M.) (Entered: 07/28/2003)
07/30/2003716 MOTION by Triumph Capital, Charles B. Spadoni for New Trial (Moore, P.) (Entered: 07/31/2003)
08/01/2003717 Appearance for Robert Trevisani by Attorney Eric Neyman (Jefferson, V.) (Entered: 08/01/2003)
09/09/2003731 Marked Court Exhibit List (Ruocco, M.) (Entered: 09/09/2003)
09/12/2003740 MOTION by Triumph Capital by Attorney Darren G. Waggoner's Motion to Correct Court Records to remove his name from Sentencing Calendar (Jefferson, V.) (Entered: 09/12/2003)
09/12/2003  ENDORSEMENT as to Triumph Capital granting [740-1] motion by Attorney Darren G. Waggoner's Motion to Correct Court Records to remove his name from Sentencing Calendar as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 09/15/2003)
10/03/2003757 MOTION by USA as to Triumph Capital to Postpone Sentencing not scheduled for 10/3/03 to a future date (Moore, P.) (Entered: 10/03/2003)
10/03/2003  ENDORSEMENT as to Triumph Capital granting [757-1] motion to Postpone Sentencing to a future date reset Sentencing for 9:30 12/10/03 for Triumph Capital as to Triumph Capital (1) ( Signed by Senior Judge Ellen Bree Burns ) (Jefferson, V.) (Entered: 10/06/2003)
11/21/2003806ENDORSEMENT ORDER as to Triumph Capital Group,Inc. unsealing 366 Response by Triumph Capital Group,Inc. to Govt Motion to Disqualify All participants in the Joint Defense Agreement. Signed by Judge Ellen Bree Burns on 11/20/03. (Inferrera, L.) (Entered: 11/25/2003)
11/21/2003807ENDORSEMENT ORDER as to Triumph Capital Group,Inc. unsealing 391 Response by Triumph Capital Group,Inc. to Govt's Supplemental Motion for Disqualification. Signed by Judge Ellen Bree Burns on 11/20/03. (Inferrera, L.) (Entered: 11/25/2003)
11/21/2003810ENDORSEMENT ORDER as to Triumph Capital Group,Inc., Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews unsealing 63 In Camera Motion Requesting Hearing Re Conflict of Interest filed by USA . Signed by Judge Ellen Bree Burns on 11/20/03. (Inferrera, L.) (Entered: 11/26/2003)
12/01/2003812 MOTION to Continue Sentencing until end of January, 2004 by USA as to Triumph Capital Group,Inc.. (Jefferson, V.) (Entered: 12/03/2003)
12/03/2003815ENDORSEMENT ORDER granting 812 Motion to Continue Sentencing as to Triumph Capital Group,Inc. (1) Rescheduled for 1/30/04 @ 10:00. Signed by Judge Ellen Bree Burns on 12/3/03. (Jefferson, V.) (Entered: 12/04/2003)
12/03/2003  Reset Deadlines/Hearings as to Triumph Capital Group,Inc. : Sentencing set for 1/30/2004 10:00 AM in Courtroom Three - New Haven before Ellen Bree Burns. (Jefferson, V.) (Entered: 12/04/2003)
12/23/2003831EXHIBITS RETURNED and ACKNOWLEDGED by Charles B. Spadoni of Suppression Hearing held on 10/17/01 (Montz, A.) (Entered: 12/23/2003)
01/28/2004837 MOTION to Continue Sentencing until end of Februaryby USA as to Triumph Capital Group,Inc., Frederick W. McCarthy. (Jefferson, V.) (Entered: 01/29/2004)
01/29/2004840ENDORSEMENT ORDER granting 837 Motion to Continue Sentencing as to Triumph Capital Group,Inc. (1), Frederick W. McCarthy (2). Signed by Judge Ellen Bree Burns on 1/29/04. (Inferrera, L.) (Entered: 02/04/2004)
01/29/2004  Set/Reset Deadlines/Hearings as to Triumph Capital Group,Inc., Frederick W. McCarthy : Sentencing set for 2/26/2004 09:00 AM and 4:00 p.m. in Courtroom Three - New Haven before Ellen Bree Burns. (Inferrera, L.) (Entered: 02/04/2004)
02/26/2004845Acknowledgement of Receipt of Trial Exhibits by Triumph Capital Group,Inc. (Ruocco, M.) (Entered: 03/01/2004)
02/26/2004846Minute Entry for proceedings held before Judge Ellen Bree Burns :Sentencing held on 2/26/2004 (Court Reporter B. Granfield/Falzarano.) (Ruocco, M.) (Entered: 03/01/2004)
02/27/2004847JUDGMENT as to Triumph Capital Group,Inc. (1), Count(s) 15s, 16s-17s, Acquitted; Count(s) 19s, 1s, 20s-23s, 24s, 2s, Defendant shall pay a fine in the amount of $4,000,000.00; special assessment of $800.00 due immediately . Signed by Judge Ellen Bree Burns on 2/27/04. (Ruocco, M.) (Entered: 03/01/2004)
03/02/2004852 MOTION to Dismiss Indictmentby USA as to Triumph Capital Group,Inc., Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews. (Ruocco, M.) (Entered: 03/03/2004)
03/04/2004858Endorsement ORDER granting 852 Motion to Dismiss Indictment as to Triumph Capital Group, Inc. (1), Frederick W. McCarthy (2), Charles B. Spadoni (3), Lisa A. Thiesfield (4), Ben F. Andrews (5). Signed by Judge Ellen Bree Burns on 3/4/04. (Ruocco, M.) (Entered: 03/04/2004)
03/04/2004  DISMISSAL OF COUNTS of Indictment as to Triumph Capital Group, Inc., Frederick W. McCarthy, Charles B. Spadoni, Lisa A. Thiesfield, Ben F. Andrews. (Ruocco, M.) (Entered: 03/04/2004)
03/04/2004  Special Assessment Payment by Triumph Capital Group,Inc. in the amount of $800.00. Receipt #N011783. Full payment. (Carfora, C.) (Entered: 03/12/2004)
05/28/2008  Transmitted Supplemental Record on Appeal Consisting of Paper Documents Transcripts #699 and 700 as to Triumph Capital Group,Inc., Charles B. Spadoni re 971 Notice of Appeal - Final Judgment (Jefferson, V.) (Entered: 05/28/2008)