CLOSED, RELATE

U.S. District Court
California Northern District (San Francisco)
CRIMINAL DOCKET FOR CASE #: 3:01-cr-00018-SI-1


Case title: USA v. Ueno Fine Chemicals

Date Filed: 01/23/2001
Date Terminated: 03/02/2001

Assigned to: Judge Susan Illston

Defendant (1)
Ueno Fine Chemicals Industry, Ltd.
TERMINATED: 03/02/2001
represented byCharles John Smith , III
Hartnett, Smith & Associates
777 Marshall Street
Redwood City, CA 94063
650 568-2820
Fax: 650 568-2823
Email: cjsmith@hslawoffice.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
15:1 PRICE FIXING
(1)
FINE: $11,000,000.00; SA: $400.00

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byMichael L. Scott
U.S. Department of Justice
Antitrust Division
450 Golden Gate Ave.
P.O. Box 36046
San Francisco, CA 94102
(415) 556-6300
Email: Michael.Scott@USDOJ.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
01/23/2001INFORMATION by AUSA Michael L. Scott. Ueno Fine Chemicals (1) count(s) 1 (bug, COURT STAFF) (Entered: 01/24/2001)
01/24/2001NOTICE by Plaintiff USA of related case(s) CR00-392 SI as to defendant Ueno Fine Chemicals (bug, COURT STAFF) (Entered: 01/26/2001)
01/30/2001ORDER by Judge Susan Illston Case reassigned to Judge Susan Illston ; relating cases; CR00-392 and CR01-18 (cc: all counsel) (bug, COURT STAFF) (Entered: 02/06/2001)
03/01/2001MINUTES: filed on 3.1.01 before Mag. Judge Elizabeth D. Laporte; first appearance of Ueno Fine Chemicals; Attorney present ; dft Ueno Fine Chemicals arraigned; NOT GUILTY plea entered; Attorney present ; change of plea and sentencing hearing will be held at 11:00am on 3/2/01 for Ueno Fine Chemicals before Judge Susan Illston (Tape No.: 01/13) (bug, COURT STAFF) (Entered: 03/06/2001)
03/01/2001WAIVER of INDICTMENT by defendant Ueno Fine Chemicals (bug, COURT STAFF) (Entered: 03/06/2001)
03/02/2001PLEA Agreement as to Ueno Fine Chemicals (bug, COURT STAFF) (Entered: 03/06/2001)
03/02/2001MINUTES: filed on 3.5.01 before Judge Susan Illston; Ueno Fine Chemicals enters guilty plea to count(s) 1 ; sentencing Ueno Fine Chemicals (1) count(s) 1; FINE: $11,000,000.00; SA: $400.00 ; terminating case (C/R: S. Demos) (bug, COURT STAFF) (Entered: 03/08/2001)
03/06/2001JUDGMENT and Commitment issued as to Ueno Fine Chemicals (1) count(s) 1 Judge Susan Illston (cc: all counsel) (entered 03.08.01) (bug, COURT STAFF) (Entered: 03/08/2001)
04/02/200114 Payment Record Card: Payment of special assessment in the amount of $400.00 on behalf of defendant Ueno Fine Chemicals (lsk, COURT STAFF) (Entered: 04/25/2001)
04/06/2001LETTER dated 4.6.01 from Michael L. Scott from USA as to defendant Ueno Fine Chemicals re: amended judgment (bug, COURT STAFF) (Entered: 04/12/2001)
04/06/200110 AMENDED JUDGMENT and Commitment issued as to Ueno Fine Chemicals (1) count(s) 1 Judge Susan Illston (cc: all counsel) (Date Entered: 4.12.01) (bug, COURT STAFF) (Entered: 04/12/2001)
04/18/200111 REPORTER'S TRANSCRIPT; Date of proceedings: 3/2/1 (C/R: Sahar Demos) minutes [7-4] as to defendant Ueno Fine Chemicals (lsk, COURT STAFF) (Entered: 04/19/2001)
04/20/200113 LETTER dated 4/19/1 to Judge Illston re judgment from Michael L. Scott as to defendant Ueno Fine Chemicals (lsk, COURT STAFF) (Entered: 04/25/2001)
04/24/200112 Second amended JUDGMENT and Commitment issued as to Ueno Fine Chemicals, Ueno Fine Chemicals (1) count(s) 1 Judge Susan Illston (cc: all counsel) (Date Entered: 4/25/1) (lsk, COURT STAFF) (Entered: 04/25/2001)
04/29/200215 LETTER dated 4/26/2 to Judge Illston from Steinhart and Falconer re civil antitrust case, etc. as to defendant Ueno Fine Chemicals (lsk, COURT STAFF) (Entered: 04/29/2002)
05/01/200216 LETTER dated 4/30/2 from Charles J. Smith to Judge Illston re letter of 4/26/2, as to defendant Ueno Fine Chemicals (lsk, COURT STAFF) (Entered: 05/02/2002)
04/04/200617 PAYMENT RECORD CARD : payment of fine in the amount of 11,000,000 paid on 3/1/2006 on behalf of Ueno Fine Chemicals Industry, Ltd. (vlk, COURT STAFF) (Filed on 4/4/2006) (Entered: 04/04/2006)