CLOSED

U.S. District Court
Northern District of Alabama (Southern)
CRIMINAL DOCKET FOR CASE #: 2:05-cr-00299-LSC-PWG-1


Case title: USA v. Union Foundry Company

Date Filed: 07/28/2005
Date Terminated: 09/07/2005

Assigned to: Judge L Scott Coogler
Referred to: Magistrate Judge Paul W Greene

Defendant (1)
Union Foundry Company
TERMINATED: 09/07/2005
represented byG Douglas Jones
HASKELL SLAUGHTER YOUNG & REDIKER LLC
2001 Park Place North, Suite 1400
Birmingham, AL 35203
205-251-1000
Fax: 205-324-1133
Email: gdj@hsy.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

W Warren Hamel
VENABLE LLP
Two Hopkins Plaza, Suite 1800
Baltimore, MD 21201-2978
410-244-7563
Fax: 410-244-7742
Email: whamel@venable.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
None

Highest Offense Level (Opening)
None

Terminated Counts

Disposition
29:666(e); 18:2 WILLFUL VIOLATION OF STANDARDS RULES - ORDER
(1)
Prob 36 mos; Fine $3,500,000.00 w/interest; AF $450.00
42:6928(d)(2)(A); 18:2 STORES/TREATS/TRANSPORTS ETC. - RE-USED OIL
(2)
Prob 36 mos; Fine $3,500,000.00 w/interest; AF $450.00

Highest Offense Level (Terminated)
Felony

Complaints

Disposition
None


Plaintiff
USA represented byAlice H Martin, US Attorney
US ATTORNEY'S OFFICE
1801 4th Avenue North
Birmingham, AL 35203-2101
244-2001
Email: usa-aln-ecf-usa@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

US Marshal
UNITED STATES MARSHAL'S OFFICE
Hugo Black Federal Courthouse, Room 240
1729 5th Avenue North
Birmingham, AL 35203
205-731-1712
Email: usms-aln-courts@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

US Probation
UNITED STATES PROBATION OFFICE
Robert Vance Bldg.
1800 5th Avenue North
Birmingham, AL 35203
716-2900
Email: alnpdb_cmecf@alnp.uscourts.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Christopher J Costantini
DEPARTMENT OF JUSTICE, ENVIRONMENTAL CRIMES SECTION
PO Box 23985
Washington, DC 20026-3985
1-202-305-0375
Email: christopher.costantini@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Daniel W Dooher
U S DEPARTMENT OF JUSTICE
601 D Street NW
Washington, DC 20003
202-305-0351
Fax: 202-305-0396
Email: daniel.dooher@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

James A Sullivan
US ATTORNEY'S OFFICE
1801 4th Avenue North
Birmingham, AL 35203-2101
205-244-2240
Fax: 205-244-2182
Email: jim.sullivan@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Robert O Posey
US ATTORNEY'S OFFICE
1801 4th Avenue North
Birmingham, AL 35203-2101
244-2001
Email: robert.posey@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
07/28/2005  Case sealed as to Union Foundry Company (HBB, ) (Entered: 07/29/2005)
07/28/20051Sealed INFORMATION as to Union Foundry Company (1) count(s) 1, 2. (DWC, ) (Entered: 08/03/2005)
07/28/20052 MOTION to Seal Information and Plea Agreementby USA as to Union Foundry Company. (DWC, ) (Entered: 08/03/2005)
07/28/2005  ORDER granting 2 Motion to Seal Information and Plea Agreement as to Union Foundry Company (1); Information to be unsealed at initial appearance. Signed by Judge Paul W Greene on 7/28/2005. (DWC, ) (Entered: 08/03/2005)
07/28/20053Sealed Document (Plea Agreement) filed by pla USA as to dft Union Foundry Company (DWC, ) UNSEALED on 8/29/2005 (DWC, ). (Entered: 08/03/2005)
07/29/20054ORDER OF RECUSAL in case as to Union Foundry Company Judge U W Clemon recused. Case reassigned to Judge Virginia Emerson Hopkins for all further proceedings . Signed by Judge U W Clemon on 7/29/2005. (DWC, ) (Entered: 08/03/2005)
08/04/20055ORDER OF RECUSAL in case as to Union Foundry Company Judge Virginia Emerson Hopkins recused. Case reassigned to Judge L Scott Coogler for all further proceedings . Signed by Judge Virginia Emerson Hopkins on 8/4/2005. (DWC, ) (Entered: 08/04/2005)
08/12/2005  Set/Reset Hearings: Plea and Sentencing Hearing set for 8/30/2005 at 2:00 PM in Courtroom 7B before Judge L Scott Coogler. (ADF, ) (Entered: 08/12/2005)
08/17/20056NOTICE OF HEARING as to Union Foundry Company Arraignment set for 8/30/2005 01:30 PM in Courtroom 2-C before Magistrate-Judge Paul W Greene. (DWC, ) (Entered: 08/17/2005)
08/29/20057 MOTION to Unseal Information and Plea Agreement by USA as to Union Foundry Company. (DWC, ) (Entered: 08/29/2005)
08/29/20058NOTICE OF ATTORNEY APPEARANCE US Attorney, Robert O Posey appearing for USA. (DWC, ) (Entered: 08/29/2005)
08/29/20059Joint Request for WAIVER of Presentence Investigation Report by USA and dft Union Foundry Company (DWC, ) (Entered: 08/29/2005)
08/29/2005  Case unsealed as to Union Foundry Company (DWC, ) (Entered: 08/29/2005)
08/29/2005  ORDER granting 7 Motion to Unseal Information and Plea Agreement as to Union Foundry Company (1). Signed by Judge Paul W Greene on 8/29/2005. (DWC, ) (Entered: 08/29/2005)
08/29/2005  CLERK'S NOTICE as to Union Foundry Company: Arraignment RESET for 9/6/2005 at 1:30 PM in Courtroom 2-C before Magistrate Judge Paul W Greene; Plea and Sentence RESET for 9/6/2005 at 2:00 PM in Courtroom 7-B before Judge L Scott Coogler. (ADF, ) (Entered: 08/29/2005)
09/06/200510 MOTION for Leave to Appear Pro Hac Vice Attorney: William Warren Hamel. by Union Foundry Company. (Attachments: # 2 Exhibit B)(Jones, G) (Entered: 09/06/2005)
09/06/2005  Minute Entry for proceedings held before Judge Paul W Greene:Arr as to Union Foundry Company (1) Count 1,2 held on 9/6/2005; dft served w/info, orally waived indictment, waived reading, & NG plea entered; hrg adj; (Court Reporter Virginia Flowers)(CJV) (Entered: 09/06/2005)
09/06/2005  Minute Entry for proceedings held before Judge L Scott Coogler :Plea and Sentence Hearing held on 9/6/2005 as to dft Union Foundry Company (1)- Exec VP David Green dft representative present; GUILTY PLEA entered by dft as to Counts 1 and 2 of the information; PSI report waived by parties; SENTENCE: Probation 3 yrs w/spec cond as set out in J&C - Fine of $3,500,000 with interest - $450 asmt fee; (Court Reporter Lindy Fuller.) (ADF, ) (Entered: 09/07/2005)
09/07/200511JUDGMENT as to Union Foundry Company (1), Count(s) 1, 2, Prob 36 mos; Fine $3,500,000.00 w/interest; AF $450.00 . Signed by Judge L Scott Coogler on 9/7/05. (SDA, ) (Entered: 09/07/2005)
05/03/2006  EXHIBITS from 9/6/05 plea/sentencing hrg destroyed (ADF) (Entered: 05/03/2006)