CLOSED

U.S. District Court
Northern District of New York - Main Office (Syracuse) [LIVE - Version 4.1.1] (Albany)
CRIMINAL DOCKET FOR CASE #: 1:04-cr-00327-GLS-1


Case title: USA v. Waterblock Roofing and Sheetmetal, Inc.

Date Filed: 06/29/2004
Date Terminated: 05/20/2005

Assigned to: Judge Gary L. Sharpe

Defendant (1)
Waterblock Roofing and Sheetmetal, Inc.
TERMINATED: 05/20/2005
represented byRichard P. Walsh , Jr.
Lombardi, Reinhard Law Firm
Three Winners Circle
Albany, NY 12205
518-438-2000
Fax: 518-438-2471
Email: rpw@lrwhlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
ANTITRUST VIOLATIONS
(1)
Defendant is placed on probation for a period of 5 years as to Count 1 and 2 to run concurrently; Standard and Special Conditions; Special Assessment in the amount of $800.00 imposed; Defendant is fined the sum of $25,000.00; Restitution in the amount of $78,000.00 jointly and severally with defendant Walter J. Vivenzio.
CONSPIRACY TO DEFRAUD THE UNITED STATES
(2)
Defendant is placed on probation for a period of 5 years as to Count 1 and 2 to run concurrently; Standard and Special Conditions; Special Assessment in the amount of $800.00 imposed; Defendant is fined the sum of $25,000.00; Restitution in the amount of $78,000.00 jointly and severally with defendant Walter J. Vivenzio.

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byThomas Spina , Jr.
Office of United States Attorney - Albany
445 Broadway
218 James T. Foley U.S. Courthouse
Albany, NY 12207-2924
518-431-0247
Fax: 518-431-0249
Email: Thomas.Spina@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
06/29/20041WAIVER OF INDICTMENT by Waterblock Roofing and Sheetmetal, Inc. as to Waterblock Roofing and Sheetmetal, Inc. (jel, ) (Entered: 06/30/2004)
06/29/20042INFORMATION as to Waterblock Roofing and Sheetmetal, Inc. (1) count(s) 1, 2. (jel, ) (Entered: 06/30/2004)
06/29/20043Minute Entry for proceedings held before Judge Gary L. Sharpe : CRD: John Law; Change of Plea Hearing as to Waterblock Roofing and Sheetmetal, Inc. held on 6/29/2004, Initial Appearance as to Waterblock Roofing and Sheetmetal, Inc. held on 6/29/2004; Appearances Made: Edward Friedman, Esq., for the USA, Richard P. Walsh, Esq., for the defendant and Chuck Bell for Probation; Waiver of Indictment executed in open court; Waiver is accepted by the court; Information is filed; Defendant waives reading of information; Plea entered by Waterblock Roofing and Sheetmetal, Inc. (1) Count 1,2Waterblock Roofing and Sheetmetal, Inc. (1) Guilty Count 1,2. Court accepts plea and plea agreement is handed up for filing; Plea Agreement Accepted as to Waterblock Roofing and Sheetmetal, Inc., presentence report is ordered; Sentencing is scheduled for 10/13/2004 at 9:00 a.m. Time: 2:00-2:40 p.m. (Court Reporter Bonnie Buckley.) (jel, ) (Entered: 06/30/2004)
06/29/20044Unanimous Written Consent of Sole Director and Shareholders of Waterblock Roofing & Sheetmetal, Inc. in Lieu of Meeting (Corporate Resolution) by Waterblock Roofing and Sheetmetal, Inc. (jel, ) (Entered: 06/30/2004)
06/29/20045PLEA AGREEMENT as to Waterblock Roofing and Sheetmetal, Inc. (jel, ) (Entered: 06/30/2004)
06/29/20046GUIDELINE/UNIFORM PRESENTENCE ORDER as to Waterblock Roofing and Sheetmetal, Inc. Sentencing set for 10/13/2004 at 09:00 AM in Albany before Judge Gary L. Sharpe. Signed by Judge Gary L. Sharpe on 6/29/2004. (jel, ) (Entered: 06/30/2004)
08/02/2004  Attorney update in case as to Waterblock Roofing and Sheetmetal, Inc.. Attorney Thomas Spina for USA added. (wbl, ) (Entered: 08/02/2004)
10/05/20047LETTER REQUEST dated 10/4/2004 by Edward Friedman, Esq., and ORDER as to Waterblock Roofing and Sheetmetal, Inc. GRANTING request to adjourn sentencing scheduled for 10/13/2004 at 9:00 a.m. Sentencing has been reset for 2/1/2005 at 09:00 AM in Albany before Judge Gary L. Sharpe. Signed by Judge Gary L. Sharpe on 10/5/2004. (jel, ) (Entered: 10/05/2004)
01/14/20058LETTER REQUEST dated 1/12/2005 by Edward Friedman, Esq., for the USA and ORDER as to Waterblock Roofing and Sheetmetal, Inc. GRANTING request for a (60) sixty day adjournment of the sentencing date. Sentencing has been reset for 4/6/2005 at 10:00 AM in Albany before Judge Gary L. Sharpe. Signed by Judge Gary L. Sharpe on 1/14/2005. (jel, ) (Entered: 01/14/2005)
03/22/20059First SENTENCING MEMORANDUM by USA as to Waterblock Roofing and Sheetmetal, Inc. (Spina, Thomas) (Entered: 03/22/2005)
03/28/2005  TEXT ONLY NOTICE OF HEARING as to Waterblock Roofing and Sheetmetal, Inc. Sentencing has been reset for 5/17/2005 at 01:00 PM in Albany before Judge Gary L. Sharpe. (jel, ) (Entered: 03/28/2005)
05/02/200510 SENTENCING MEMORANDUM by Waterblock Roofing and Sheetmetal, Inc. (Walsh, Richard) (Entered: 05/02/2005)
05/17/200511Minute Entry for proceedings held before Judge Gary L. Sharpe : CRD: John Law; Sentencing held on 5/17/2005 for Waterblock Roofing and Sheetmetal, Inc. (1), Count(s) 1, 2; Appearances Made: Edward Friedman, Esq. for the USA, Richard P. Walsh, Esq., for the defendant and Chuck Bell for probation; Defendant is placed on probation for a period of 5 years as to Count 1 and 2 to run concurrently; Standard and Special Conditions; Special Assessment in the amount of $800.00 imposed; Defendant is fined the sum of $25,000.00; Restitution in the amount of $78,000.00 jointly and severally with defendant Walter J. Vivenzio. (Court Reporter Theresa Casal) Time: 1:00-1:35 p.m. (jel, ) (Entered: 05/17/2005)
05/20/200512JUDGMENT as to Waterblock Roofing and Sheetmetal, Inc. (1), Count(s) 1, 2, Defendant is placed on probation for a period of 5 years as to Count 1 and 2 to run concurrently; Standard and Special Conditions; Special Assessment in the amount of $800.00 imposed; Defendant is fined the sum of $25,000.00; Restitution in the amount of $78,000.00 jointly and severally with defendant Walter J. Vivenzio. Signed by Judge Gary L. Sharpe on 5/20/2005. (jel, ) (Entered: 05/20/2005)
05/26/200513 TRANSCRIPT of Proceedings as to Waterblock Roofing and Sheetmetal, Inc. held on May 17, 2005 before Judge Gary L. Sharpe (sentencing). Court Reporter: Theresa Casal. (tab) (Entered: 05/26/2005)
05/08/200814REPORT AND ORDER TERMINATING PROBATION/SUPERVISED RELEASE PRIOR TO ORIGINAL EXPIRATION DATE as to Waterblock Roofing and Sheetmetal, Inc.. Signed by Judge Gary L. Sharpe on 5/8/2008. (jel, ) (Entered: 05/08/2008)