RELATE

U.S. District Court
California Northern District (Oakland)
CRIMINAL DOCKET FOR CASE #: 4:05-cr-00017-PJH-1


Case title: USA v. Zeon Chemicals L.P.

Date Filed: 01/12/2005
Date Terminated: 03/17/2005

Assigned to: Hon. Phyllis J. Hamilton

Defendant (1)
Zeon Chemicals L.P.
TERMINATED: 03/17/2005
represented byFranklin R. Liss
Arnold & Porter
555 Twelfth Street, NW
Washingotn, DC 20004
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Gary W. Grindrod
Zeon Chemicals L.P.
P.O. Box 34320
Louisville, KY 40232-4320
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
15:1 Price Fixing
(1)
$10,500,000 fine; $400 special assessment

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
None

Highest Offense Level (Terminated)
None

Complaints

Disposition
None


Plaintiff
USA represented byBarbara J. Nelson
U.S. Department of Justice
450 Golden Gate Avenue
Box 36046, Room 10-0101
San Francisco, CA 94102
415-436-6660
Fax: 415-436-6687
Email: barbara.nelson@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
01/12/2005INFORMATION as to Zeon Chemicals L.P. (1) count(s) 1. (vlk, COURT STAFF) (Filed on 1/12/2005) (Entered: 01/13/2005)
01/12/2005NOTICE of Related Case to Case no CR04-331 PJH filed by USA as to Zeon Chemicals L.P. (vlk, COURT STAFF) (Filed on 1/12/2005) (Entered: 01/13/2005)
02/02/2005ORDER RELATING CASE to CR 04-0331 PJH. Case reassigned to Judge Phyllis J. Hamilton for all further proceedings. Judge Susan Illston no longer assigned to case . Signed by Judge Phyllis J. Hamilton on 2/2/05. (rhw, COURT STAFF) (Filed on 2/2/2005) (Entered: 02/07/2005)
02/08/2005Letter by Brigid Biermann dated 2/8/05 re: dates for hearings (vlk, COURT STAFF) (Filed on 2/8/2005) (Entered: 02/10/2005)
02/15/2005Disclosure Statement by USA as to Zeon Chemicals L.P. (vlk, COURT STAFF) (Filed on 2/15/2005) (Entered: 02/16/2005)
02/15/2005Letter from Brigid Biermann dated 2/15/05 re: plea and sentencing hearing (vlk, COURT STAFF) (Filed on 2/15/2005) (Entered: 02/16/2005)
02/16/2005Letter from Brigid Biermann dated 2/15/05 re: initial appearance and appearance (vlk, COURT STAFF) (Filed on 2/16/2005) (Entered: 02/16/2005)
03/07/2005SENTENCING MEMORANDUM and Request for Expedited Sentencing by USA as to Zeon Chemicals L.P. (vlk, COURT STAFF) (Filed on 3/7/2005) (Entered: 03/08/2005)
03/09/2005STIPULATION AND ORDER for expedited sentencing Sentencing set for 3/16/2005 02:30 PM before Hon. Phyllis J. Hamilton.. Signed by Judge Phyllis J. Hamilton on 3/9/058. (vlk, COURT STAFF) (Filed on 3/9/2005) (Entered: 03/10/2005)
03/16/200510 Minute Entry for proceedings held before Judge Joseph C. Spero :Initial Appearance as to Zeon Chemicals L.P. held on 3/16/2005, Added attorney Gary W. Grindrod for Zeon Chemicals L.P., Franklin R. Liss for Zeon Chemicals L.P.. Plea and Sentence set for 3/16/2005 02:30 PM before Hon. Phyllis J. Hamilton. (Tape #9:54-9:57.) (vlk, COURT STAFF) (Filed on 3/16/2005) (Entered: 03/17/2005)
03/16/200511 WAIVER OF INDICTMENT by Zeon Chemicals L.P. (vlk, COURT STAFF) (Filed on 3/16/2005) (Entered: 03/17/2005)
03/16/200512 Resolutions of the Board of Directors of Zeon GP LLC by Zeon Chemicals L.P. (vlk, COURT STAFF) (Filed on 3/16/2005) (Entered: 03/21/2005)
03/16/200513 PLEA AGREEMENT as to Zeon Chemicals L.P. (vlk, COURT STAFF) (Filed on 3/16/2005) (Entered: 03/21/2005)
03/16/200514 Minute Entry for proceedings held before Judge Phyllis J. Hamilton :Sentencing held on 3/16/2005 for Zeon Chemicals L.P. (1), Count(s) 1, $10,500,000 fine; $400 special assessment. (Court Reporter Kathy Wyatt.) (vlk, COURT STAFF) (Filed on 3/16/2005) (Entered: 03/21/2005)
03/17/200515 JUDGMENT as to Zeon Chemicals L.P. (1), Count(s) 1, $10,500,000 fine; $400 special assessment . Signed by Judge Phyllis J. Hamilton on 3/17/05. (vlk, COURT STAFF) (Filed on 3/17/2005) (Entered: 03/21/2005)
04/01/200516 TRANSCRIPT of Proceedings as to Zeon Chemicals L.P. held on 3/16/05 before Judge Hamilton. Court Reporter: Wyatt. (vlk, COURT STAFF) (Filed on 4/1/2005) (Entered: 04/04/2005)
04/01/200517 PAYMENT RECORD CARD : payment of special assessment in the amount of 400.00 paid on 3/16/05 on behalf of Zeon Chemicals L.P. (vlk, COURT STAFF) (Filed on 4/1/2005) (Entered: 04/04/2005)
04/04/200518 PAYMENT RECORD CARD : payment of Fine in the amount of $10,500,000 paid on 3/31/05 on behalf of Zeon Chemicals L.P. (vlk, COURT STAFF) (Filed on 4/4/2005) (Entered: 04/05/2005)