Non-Prosecution Agreements

Federal Organizational Prosecution Agreements


Please note this site is no longer being updated. Please visit our new site, Corporate Prosecution Registry, at:

This library collection contains scanned federal organizational prosecution agreements. It is intended to provide a resource for research concerning federal prosecution of organizations. The website was created by Professor Brandon Garrett ( and Jon Ashley ( and will be periodically updated to reflect additional agreements or other developments. We welcome any inquiries or feedback, including questions, corrections or suggestions for additional material to be added to the collection. The agreements, as indicated below, may be displayed by name of entity, jurisdiction or date. Additional information concerning organizational prosecution agreements is in a 2007 Virginia Law Review article. A more detailed version of the list below can be found in this Excel spreadsheet (last updated 6/7/2011). Please cite to this resource collection as: Brandon L. Garrett and Jon Ashley, Federal Organizational Prosecution Agreements, University of Virginia School of Law, at

Please note that we are currently updating the infrastructure for this site to better support search and sort capabilities. The new iteration of the site will include both corporate plea and prosecution agreements and will contain substantially more data for researchers and practitioners. In the meantime if there are particular features you would like to see incorporated drop us a line at:

The dockets below are unofficial and may be incomplete or out-of-date. The official docket is available on PACER (fees may apply).

Number of entries: 262
Titlesort descending USAO Other Agreement Press Release Docket Date Type
Aargauische Kantonalbank akb_pr.pdf 2015-11 NP
ABC Professional Tree Services, Inc. ABC_pr.pdf 2012-05 NP
ADA-ES, Inc. & ADA Environmental Solutions, LLC ADA-ES_pr.pdf 2013-09 NP
Adelphia Communications Adelphia.pdf 2005-04 NP
Advanced Containment Systems Inc. 2012-01 NP
Advanced Cosmetics Research Labs 2008-10 NP
Aetna 1993-08 NP
AIG SEC Consent Decree AIG.pdf 2006-02 NP
AIG Financial Products Corp. SEC Consent Decree AIG.pdf 2004-11 NP
Akzo Nobel Akzo_Nobel.pdf 2007-12 NP
Alliance One Alliance_One.pdf 2010-08 NP
Alpha Natural Resources Inc. Alpha_Natural_Resources.pdf 2011-12 NP
American Italian Pasta Co. 2008-09 NP
Aon Corp. Aon.pdf 2011-12 NP
Archer Daniels Midland Co. Archer_Daniels_Midland_pr.pdf 2013-12 NP
Armor Holdings Inc. ArmorHoldings.pdf 2011-07 NP
ARVEST Privatbank AG banque_pasche_pr.pdf 2015-06 NP
Aspen Square Management
Aspen_Square.pdf 2012-08 NP
Atrium Corp. Atrium.pdf 2012-01 NP
Aurora Foods 2001-01 NP
B. Braun Medical, Inc. 2016-05 NP
Banca Credinvest SA rothschild_pr.pdf 2015-06 NP
Banca dello Stato del Cantone Ticino bank_zweiplus_pr.pdf 2015-08 NP
Banca Intermobiliare di Investimenti e Gestioni (Suisse) SA reichmuth_pr.pdf 2015-07 NP
Bank CIC (Schweiz) bnpp_pr.pdf 2015-11 NP
Bank Coop, AG bank_coop_pr.pdf 2015-12 NP
Bank EKI Genossenschaft bank_eki_pr.pdf 2015-07 NP
Bank J. Safra Sarasin SA safra_sarasin_pr.pdf 2015-12 NP
Bank La Roche & Co. AG la_roche_pr.pdf 2015-09 NP
Bank Linth LLB AG bank_linth_pr.pdf 2015-06 NP
Bank Lombard Odier & Co. Ltd. lombard_odier.pdf 2015-12 NP
Bank of Mingo 2015-05 NP
Bank of New York Bank_of_New_York.pdf 2005-11 NP
Bank Sparhafen Zurich AG bank_linth_pr.pdf 2015-06 NP
Bank Zweiplus AG bank_zweiplus_pr.pdf 2015-08 NP
Banque Bohhote & Cie SA banque_bonhote_pr.pdf 2015-10 NP
Banque Cantonale du Jura SA reichmuth_pr.pdf 2015-07 NP
Banque Cantonale du Valais safra_sarasin_pr.pdf 2015-12 NP
Banque Cantonale du Vaudoise bc_vaudoise_pr.pdf 2015-12 NP
Banque Cantonale Neuch√Ęteloise mercantil_pr.pdf 2015-07 NP
Banque Heritage SA luzerner_kantonalbank_pr.pdf 2015-10 NP
Banque Internationale a Luxembourg (Suisse) SA banque_internationale_pr.pdf 2015-11 NP
Banque Pasche SA banque_pasche_pr.pdf 2015-07 NP
Banque Privee Edmond de Rothschild (Suisse) SA & Banca Privata Edmond de Rothschild (Lugano) S edr_switzerland_pr.pdf 2015-12 NP
Barclays Bank PLC CFTC Agmt. Barclays_2012_PR.pdf 2012-06 NP
Bashas, Inc. BashasPR.pdf 2013-08 NP
Baumann & Cie, Banquiers credit_agricole_suisse_pr.pdf 2015-12 NP
BAWAG P.S.K. BAWAG.pdf 2006-06 NP
BBVA (Suiza) SA bbva_suiza_pr.pdf 2015-10 NP
Bechdon Co. bechdon_pr.pdf 2012-04 NP
Berner Kantonalbank AG sgpb-suisse_pr.pdf 2015-06 NP
BHF-Bank (Schweiz) AG bhf_pr.pdf 2015-09 NP
Bio-Rad Laboratories, Inc. BioRad_PR.pdf 2014-11 NP
Biovail Pharmaceuticals Inc. & Biovail Corp. Corp. Integrity Agmt. 2008-05 NP
BK Medical ApS bk_medical.pdf 2016-06 NP
Blue Cross Blue Shield of Rhode Island BlueCrossBlueShieldofRhodeIsland.pdf 2007-12 NP
BNP-Paribus (Suisse) SA bnpp_pr.pdf 2015-11 NP
Boeing Co. Interim Admin. Agmt. Boeing.pdf 2006-06 NP
Bordier & CIE bordier_pr.pdf 2015-12 NP
BSI SA bsa_sa_pr.pdf 2015-03 NP
C.R. Bard, Inc. CRBard.pdf 2013-05 NP
Caddell Construction Co., Inc. Caddell.pdf 2012-12 NP
Cantor Gaming cantor_gaming.pdf 2016-10 NP
CareFusion Corp. 2013-04 NP
CH2M Hill Hanford Group Inc. hanford_pr.pdf 2013-03 NP
Chevron Chevron.pdf 2007-11 NP
Collins & Aikman Corp. CollinsandAikman.pdf 2007-03 NP
Comverse Technology Inc. Comverse.pdf 2011-04 NP
ConAgra Poultry Co. 1998-04 NP
Coopers & Lybrand
1996-09 NP
Corner Banca SA corner_banca_pr.pdf 2015-11 NP
Corning International Kabushiki Kaisha 2016-05 NP
Cosmetics Laboratories of America 2008-06 NP
Coutts & Co. Ltd. safra_sarasin_pr.pdf 2015-12 NP
Coventry Health Care, Inc. Coventry.pdf 2012-11 NP
Credit Agricole (Suisse) SA credit_agricole_suisse_pr.pdf 2015-12 NP
Credit Lyonnais 1999-06 NP
Credito Privato Commerciale in liquidazione SA pkb_pr.pdf 2015-07 NP
CSK Auto Corp. CSK_Auto.pdf 2011-08 NP
Curvature LLC curvature_pr.pdf 2015-04 NP
CVS/Pharmacy 2010-10 NP
Deutsche Bank (Suisse) SA deutsche_bank_suisse_pr.pdf 2015-11 NP
Deutsche Bank AG DeutscheBankAG.pdf 2010-12 NP
Deutsche Telekom AG DeutscheTelekom.pdf 2011-12 NP
Diamondback Capital Management LLC DiamondbackCapitalManagement.pdf 2012-01 NP
Digital Reveal LLC sweepstake_providers.pdf 2015-05 NP
Dreyfus Sons & Co. Ltd. Banquiers credit_agricole_suisse_pr.pdf 2015-12 NP
DZ Privatbank (Schweiz) AG dz_pr.pdf 2015-12 NP
E. Gutzwiller & Cie, Banquiers sgkb_pr.pdf 2015-09 NP
EFG Bank European Financial Group SA, Geneva (EFG Group) & EFG Bank AG (EFG Bank) efg_pr.pdf 2015-11 NP
El Paso ElPaso.pdf 2007-02 NP
Elan Corp. Corp. Integrity Agmt. 2010-12 NP
Electronic Clearing House echo.pdf 2007-03 NP
Endocare 2006-07 NP
Ernst & Young LLP EY_PR.pdf 2013-02 NP
Ersparniskasse Schaffhausen AG eks_pr.pdf 2015-06 NP
Essie Cosmetics LTD 2012-03 NP
Exide Technologies exide_technologies_pr.pdf 2015-03 NP
Express Scripts Inc. 2007-09 NP
Facility Holding Corp. 2008-08 NP
Falcon Private Bank AG pkb_pr.pdf 2015-07 NP
Faro Technologies Faro_Technologies.pdf 2008-06 NP
Finacor SA finacor_pr.pdf 2015-09 NP
Fine Host Corp. Fine_Host.pdf 2008-11 NP
Finter Bank Zurich AG finter_bank_pr.pdf 2015-05 NP
Finter Bank Zurich AG finter_pr.pdf 2015-05 NP
Forest Laboratories 2010-09 NP
Forrester Construction Co. forrester.pdf 2014-12 NP
Friedman's Inc. 2005-11 NP
Frosty Treats Inc. Frosty_Treats.pdf 2007-09 NP
GE Funding Capital Market Services Inc. GEFundingCapitalMarketServices.pdf 2011-12 NP
General Electric (GE) GeneralElectric.pdf 2004-12 NP
General Reinsurance 2010-01 NP
GlaxoSmithKline Corp. Integrity Agmt. 2010-10 NP
GNC Holdings, Inc. 2016-12 NP
Gonet & Cie safra_sarasin_pr.pdf 2015-12 NP
Google Google.pdf 2011-08 NP
Grand Junction Regional Airport Authority 2014-05 NP
Graubundner Kantonalbank graubundner_pr.pdf 2015-09 NP
Habib Bank AG Zurich luzerner_kantonalbank_pr.pdf 2015-10 NP
Hale Products Inc. 2016-10 NP
Halliburton Co. 2009-02 NP
HealthSouth Corp. 2006-05 NP
Helmerich & Payne Helmerich.pdf 2009-07 NP
Hewlett-Packard Mexico, S. de R.L. de C.V. & Hewlett-Packard Polska, SP. Z.O.O HP_Poland_pr.pdf 2014-04 NP
Hitachi Corp. 2006-01 NP
Holy Spirit Association Holy_Spirit_PR.pdf 2007-02 NP
Hong Kong Entertainment (Overseas) Investments, Ltd. Hong_Kong_pr.pdf 2015-07 NP
HSZH Verwaltungs AG HSZH_pr.pdf 2015-12 NP
Hunter Roberts Construction Group, LLC Hunter_Roberts_pr.pdf 2015-05 NP
Hyposwiss Private Bank Geneve S.A. luzerner_kantonalbank_pr.pdf 2015-10 NP
Hypothekarbank Lenzburg AG hypothekarbank_lenzburg_pr.pdf 2015-08 NP
IAP Worldwide Services, Inc. IAP_Worldwide_pr.pdf 2015-06 NP
IFCO Systems IFCO_PR.pdf 2008-12 NP
IMC Potash 2002-09 NP
Imperial Holdings Inc. imperial_PR.pdf 2012-04 NP
InVision GeneralElectric.pdf 2004-12 NP
Islamic Investment Co. of the Gulf (Bahamas) Ltd. 2011-08 NP
Jazz Pharmaceuticals Corp. Integrity Agmt., Settlement Agmt. JazzPharmaceuticals.pdf 2007-07 NP
JB Oxford Holdings 2000-02 NP
Jefferies Group LLC jefferies_pr.pdf 2014-01 NP
Jenkins Gilchrist jenkinsgilchrist_PR.pdf 2007-03 NP
John Hancock Mutual Life 1994-03 NP
JPMorgan Chase & Co. JPMorganChase.pdf 2011-07 NP
JPMorgan Securities (Asia Pacific) Limited 2016-11 NP
KBL (Switzerland) Ltd. bnpp_pr.pdf 2015-11 NP
Krones AG & Krones, Inc. Krones.pdf 2012-11 NP
Las Vegas Sands Corp. Sands_PR.pdf 2013-08 NP
Lazard Freres 1996-10 NP
LBBW (Schweiz) AG sgpb_pr.pdf 2015-05 NP
Lender Processing Services, Inc. (LPS) lps_pr.pdf 2013-04 NP
Leodan Privatbank AG leodan-phz_pr.pdf 2016-01 NP
Levlad, LLC 2008-10 NP
Liechtensteinische Landesbank AG LLB_PR.pdf 2013-07 NP
Lucent Technologies LucentTechnologies.pdf 2007-11 NP
Lufthansa Technik AG LufthansaTechnik.pdf 2011-12 NP
Luzerner Kantonalbank AG luzerner_kantonalbank_pr.pdf 2015-10 NP
Maerki Baumann & Co., AG maerki_baumann_pr.pdf 2015-11 NP
Mary's Gone Crackers, Inc. marys_gone_crackers_pr.pdf 2016-07 NP
MCI MCI.pdf 2005-08 NP
McSha Properties 2009-01 NP
MediBank AG sgpb_pr.pdf 2015-05 NP
Medicis Pharmaceutical Corp. 2006-10 NP
Mellon Bank, N.A. 2006-08 NP
Mercantil Bank (Schweiz) AG mercantil_pr.pdf 2015-07 NP
Merck & Co. Inc. 2011-11 NP
Merrill Lynch 2003-09 NP
Metropolitan Life Insurance Co. (MetLife) MetLife.pdf 2010-04 NP
Migros Bank AG migros_pr.pdf 2015-09 NP
Milberg Milberg.pdf 2008-06 NP
Miron Construction Co., Inc. Miron_pr.pdf 2014-02 NP
Monford Food Distribution Co. 2000-02 NP
National Compressor 2008-10 NP
NEC NEC.pdf 2006-01 NP
NetVersant-Atlanta Inc. & NetVersant Solutions Inc. 2007-03 NP
Newsday Inc. & Hoy Publications LLC 2007-12 NP
Nidwaldner Kantonalbank mercantil_pr.pdf 2015-07 NP
Noble Corp. 2010-11 NP
Octal Corp. 2016-10 NP
Omega Advisors OmegaAdvisors.pdf 2007-06 NP
Optimal Group OptimalGroup.pdf 2009-10 NP
Ortho-McNeil-Janssen Pharmaceuticals Inc. 2010-04 NP
Orthoscript Inc. 2005-06 NP
Paradigm B.V. ParadigmBV.pdf 2007-09 NP
Parametric Technology (Shanghai) Software Co. Ltd. and Parametric Technology (Hong Kong) Limited PTC_pr.pdf 2016-02 NP
Parkway Village ParkwayVillage.pdf 2008-08 NP
PartyGaming Plc. partygaming.pdf 2009-04 NP
Pasha Forwarders 2006-09 NP
PBZ Verwaltungs AG bordier_pr.pdf 2015-12 NP
PC Specialists, Inc. pc_specialists_pr.pdf 2015-08 NP
Penn Traffic Co. 2008-10 NP
Petrocelli Electric Co. PetrocelliElectric.pdf 2009-07 NP
Pfizer 2007-03 NP
Piguet Galland & Cie SA piguet_galland_pr.pdf 2015-10 NP
Pilgrim's Pride PilgrimsPride.pdf 2009-12 NP
PKB Privatbank AG pkb_pr.pdf 2015-07 NP
PostFinance AG bordier_pr.pdf 2015-12 NP
PPG Industries PPGIndustries.pdf 2010-12 NP
Privatbank Bellerive AG sb_saanen_pr.pdf 2015-07 NP
Privatbank IHAG Zurich AG ihag_pr.pdf 2015-11 NP
Privatbank Reichmuth & Co. reichmuth_pr.pdf 2015-08 NP
Privatbank Von Graffenried AG von_graffenried_pr.pdf 2015-07 NP
Prudential Equity Group PrudentialEquityGroup.pdf 2006-08 NP
Purdue Pharma 2007-05 NP
Quest Diagnostics QuestDiagnostics.pdf 2009-04 NP
RAE Systems RAESystems.pdf 2010-12 NP
Ralph Lauren Corp. SEC NPA Ralph_Lauren_PR.pdf 2013-04 NP
Republic Services RepublicServices.pdf 2008-10 NP
RFK Institute 2008-11 NP
Ripple Labs, Inc. ripple_labs_pr.pdf 2015-05 NP
Roman Catholic Archbishop of Boston 2005-11 NP
Rothschild Bank AG rothschild_pr.pdf 2015-06 NP
Royal Ahold RoyalAhold.pdf 2006-09 NP
Salomon Brothers
SalomonBrothers.pdf 1992-05 NP
SB Saanen Bank AG sb_saanen_pr.pdf 2015-07 NP
Schaffhauser Kantonalbank shkb_pr.pdf 2015-09 NP
Schering Plough ScheringPlough.pdf 2006-08 NP
Schiavone Construction Co. LLC Schiavone.pdf 2010-11 NP
Schroder & Co. Bank AG schroder_bank_pr.pdf 2015-09 NP
SCOBAG Privatbank AG sgpb_pr.pdf 2015-05 NP
1993-06 NP
Serono Holding Inc. / Serono Inc. / Serono S.A. / Ares-Trading S.A. Serono.pdf 2005-10 NP
Sierra Software LLC sweepstake_providers.pdf 2015-05 NP
Skanska Skanska.pdf 2011-03 NP
Societe Generale Private Banking (Lugano-Svizzera) SA sgpb_pr.pdf 2015-05 NP
Societe Generale Private Banking (Suisse) SA sgpb-suisse_pr.pdf 2015-06 NP
Spectranetics Corp. Spectranetics.pdf 2009-12 NP
Sportingbet PLC Sportingbet.pdf 2010-09 NP
St. Galler Kantonalbank AG sgkb_pr.pdf 2015-09 NP
Standard Chartered Bank (Switzerland) SA scb_switzerland_pr.pdf 2015-11 NP
Stryker Corp. 2014-09 NP
Stryker Orthopedics Biomet.pdf 2005-10 NP
SunTrust Mortgage, Inc. SunTrust_pr.pdf 2014-07 NP
Swift Beef 2002-10 NP
Swisspartners Investment Network AG swiss_partners_pr.pdf 2014-05 NP
Symbol Technologies 2004-06 NP
Tenaris S.A. Tenaris.pdf 2011-03 NP
Tenet Healthcare / Atlanta Medical Center Inc. (subsid.) / North Fulton Medical Center Inc. (subsid.) tenet_healthcare_pr.pdf 2016-10 NP
Textron Textron.pdf 2007-08 NP
The Gallup Organization Gallup_pr.pdf 2013-06 NP
The NORDAM Group Inc. NORDAM.pdf 2012-07 NP
TNT Software LLC sweepstake_providers.pdf 2015-05 NP
Tommy Hilfiger 2005-08 NP
Trace America 2009-09 NP
Tyco Int'l, Ltd. Tyco.pdf 2012-09 NP
UBS AG UBS_AG_2012.pdf 2012-12 NP
UBS AG UBS_AG.pdf 2011-05 NP
Union Bancaire Privee, UBP SA ubp_pr.pdf 2016-01 NP
United Bank for Africa 2007-07 NP
United Continental Holdings, Inc. 2016-07 NP
United Parcel Service, Inc. UPS_PR.pdf 2013-03 NP
Universal Corp. UniversalCorp.pdf 2010-08 NP
Unum Group 2008-06 NP
UTstarcom Inc. 2009-12 NP
Vadian Bank AG Vadian_Bank_pr.pdf 2015-05 NP
Valiant Bank AG valiant_pr.pdf 2015-09 NP
Wachovia Wachovia.pdf 2011-12 NP
Westinghouse Air Brake Technologies Corp. 2008-02 NP
White Sands Technology LLC sweepstake_providers.pdf 2015-05 NP
Whitehall Jewellers Inc. 2004-09 NP
Yonkers Contracting, Inc. yonkers_pr.pdf 2015-11 NP
Zuger Kantonalbank banque_internationale_pr.pdf 2015-11 NP