Federal Organizational Prosecution Agreements
This library collection contains scanned federal organizational prosecution agreements. It is intended to provide a resource for research concerning federal prosecution of organizations. The website was created by Professor Brandon Garrett (bgarrett@virginia.edu) and Jon Ashley (jaa6c@virginia.edu) and will be periodically updated to reflect additional agreements or other developments. We welcome any inquiries or feedback, including questions, corrections or suggestions for additional material to be added to the collection. The agreements, as indicated below, may be displayed by name of entity, jurisdiction or date. Additional information concerning organizational prosecution agreements is in a 2007 Virginia Law Review article. A more detailed version of the list below can be found in this Excel spreadsheet (last updated 6/7/2011). Please cite to this resource collection as: Brandon L. Garrett and Jon Ashley, Federal Organizational Prosecution Agreements, University of Virginia School of Law, at http://lib.law.virginia.edu/Garrett/prosecution_agreements/home.suphp.
Number of agreements found: 246            Last document added: Bechdon Co.
Press Release | ||||
| AB Volvo | USDOJ - Criminal Division - Fraud Section | 2008-03 | DP | |
| ABB Ltd. | USDOJ - Criminal Division - Fraud Section | 2010-10 | DP | |
| ABT Associates | Massachusetts | 2007-01 | DP | |
| Adelphia | New York - Southern District | Press Release | 2005-04 | NP |
| Advanced Containment Systems, Inc. | Texas - Southern District not publicly available | 2012-01 | NP | |
| Advanced Cosmetics Research Labs | California - Central District | 2008-10 | NP | |
| AEP Energy Services | USDOJ - Criminal Division - Fraud Section | Press Release | 2005-01 | DP |
| Aetna | Massachusetts | 1993-08 | NP | |
| AGA Medical | USDOJ - Criminal Division - Fraud Section | 2008-06 | DP | |
| AGCO | USDOJ - Criminal Division - Fraud Section | 2009-09 | DP | |
| Aibel Group Ltd. | USDOJ - Criminal Division - Fraud Section | 2007-01 | DP | |
| AIG | USDOJ - Criminal Division - Fraud Section | Press Release | 2006-02 | NP |
| AIG FP | USDOJ - Criminal Division - Fraud Section | Press Release | 2004-11 | NP |
| AIG-FP PAGIC | USDOJ - Criminal Division - Fraud Section Pennsylvania - Western District | Press Release | 2004-11 | DP |
| Akzo Nobel | USDOJ - Criminal Division - Fraud Section | Press Release | 2007-12 | NP |
| Alabama Contract Sales | Alabama - Northern District | 2007-04 | DP | |
| Alcatel-Lucent | USDOJ - Criminal Division - Fraud Section | Press Release | 2010-12 | DP |
| Alliance One | USDOJ - Criminal Division - Fraud Section | Press Release | 2010-08 | NP |
| Alpha Natural Resources, Inc. | West Virginia - Southern District USDOJ | Press Release | 2011-12 | NP |
| American Express Int | USDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section | Press Release | 2007-08 | DP |
| American Italian Pasta | Missouri - Western District | 2008-09 | NP | |
| AmSouth Bancorp | Mississippi - Southern District | 2004-10 | DP | |
| AOL | USDOJ - Criminal Division Virginia - Eastern District | Press Release | 2004-12 | DP |
| Aon Corp. | USDOJ - Criminal Division - Fraud Section | Press Release | 2011-12 | NP |
| Appalachian Oil | Virginia - Western District | 2007-01 | DP | |
| Armor Holdings, Inc. | USDOJ - Criminal Division - Fraud Section | Press Release | 2011-07 | NP |
| Armour of America | California - Central District | 1993-12 | DP | |
| Arthur Anderson | Connecticut | 1996-04 | DP | |
| Atrium Companies | Texas - Southern District not publicly available | Press Release | 2012-01 | NP |
| Aurora Foods | New York - Southern District | 2001-01 | NP | |
| Baker Hughes | USDOJ - Criminal Section - Fraud Section | Press Release | 2007-04 | DP |
| Banco Popular de Puerto Rico | Puerto Rico | Press Release | 2003-01 | DP |
| Bank of New York | New York - Southern District New York - Eastern District | Press Release | 2005-11 | NP |
| BankAtlantic | USDOJ - Criminal Division | Press Release | 2006-04 | DP |
| Barclays Bank | USDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section | Press Release | 2010-08 | DP |
| BAWAG P.S.K. | New York - Southern District | Press Release | 2006-06 | NP |
| Baystar Capital Management, LLC | California - Northern District | Press Release | 2011-03 | DP |
| BDO Seidman | Illinois - Southern District USDOJ - Criminal Division | 2002-12 | DP | |
| Beazer Homes | North Carolina - Western District | Press Release | 2009-07 | DP |
| Bechdon Co. | Maryland | Press Release | 2012-04 | NP |
| Biomet | New Jersey | Press Release | 2007-09 | DP |
| Biomet | USDOJ - Criminal Division - Fraud Section | Press Release | 2012-03 | DP |
| Biovail Pharmaceuticals | Massachusetts | 2008-05 | NP | |
| Bixby Energy Systems, Inc. | Minnesota | Press Release | 2011-12 | DP |
| BizJet Int'l Sales and Support, Inc. | USDOJ - Criminal Division - Fraud Section | Press Release | 2012-03 | DP |
| BL Trading | Massachusetts | Press Release | 2010-12 | DP |
| Blue Cross Blue Shield of Rhode Island | Rhode Island USDOJ - Criminal Division - Public Integrity Section | Press Release | 2007-12 | NP |
| Boeing | California - Central District Virginia - Eastern District | Press Release | 2006-06 | NP |
| Bristol-Myers Squibb | New Jersey | 2005-06 | DP | |
| British Petroleum (BP) | USDOJ - Criminal Division - Fraud Section | Press Release | 2007-10 | DP |
| Canadian Imperial Bank | USDOJ - Enron Task Force | Press Release | 2003-12 | DP |
| Ceramic Protection Corporation of America | Delaware | Press Release | 2010-01 | DP |
| Chevron | New York - Southern District | Press Release | 2007-11 | NP |
| CNH France S.A. | USDOJ - Criminal Division - Fraud Section | Press Release | 2008-12 | DP |
| CNH Italia S.p.A. | USDOJ - Criminal Division - Fraud Section | Press Release | 2008-12 | DP |
| Collins & Aikman Corp. | New York - Southern District | Press Release | 2007-03 | NP |
| Columbia Farms | South Carolina | 2009-11 | DP | |
| CommunityOne Bank | North Carolina - Western District USDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section | Press Release | 2011-04 | DP |
| Computer Associates | New York - Eastern District | 2004-09 | DP | |
| Comverse | USDOJ - Criminal Division - Fraud Section New York - Eastern District | Press Release | 2011-04 | NP |
| ConAgra Poultry Co. | Kentucky - Western District | 1998-04 | NP | |
| Coopers & Lybrand | 1996-09 | NP | ||
| Cosmetics Laboratories of America | California - Central District | 2008-06 | NP | |
| Credit Lyonnais | California - Central District | 1999-06 | NP | |
| Credit Suisse | USDOJ | Press Release | 2009-12 | DP |
| CSK Auto Corp. | USDOJ - Criminal Division - Fraud Section | Press Release | 2011-08 | NP |
| CVS/Pharmacy | California - Central District Nevada | 2010-10 | NP | |
| Daimler AG | USDOJ - Criminal Division - Fraud Section | Press Release | 2010-03 | DP |
| DaimlerChrysler China Ltd. | USDOJ - Criminal Division - Fraud Section | 2010-03 | DP | |
| DePuy Orthopaedics | New Jersey | Press Release | 2007-09 | DP |
| Deutsche Bank AG | New York - Southern District USDOJ - Tax Division | Press Release | 2010-12 | NP |
| Deutsche Telekom AG | USDOJ - Criminal Division - Fraud Section Virginia - Eastern District | Press Release | 2011-12 | NP |
| Diamondback Capital Management, LLC | New York - Southern District | Press Release | 2012-01 | NP |
| Doyon Drilling | Alaska USDOJ - Environmental Crimes Section | 1998-04 | DP | |
| Edward D. Jones | Missouri - Eastern District | 2004-12 | DP | |
| El Paso | New York - Southern District | Press Release | 2007-02 | NP |
| Elan Corp. | Massachusetts | 2010-12 | NP | |
| Electronic Clearing House | New York - Southern District | Press Release | 2007-03 | NP |
| Endocare | California - Central District | 2006-07 | NP | |
| English Construction Co. | Virginia - Western District | 2007-03 | DP | |
| ESI Entertainment Systems | New York - Southern District | Press Release | 2008-06 | DP |
| Exactech | New Jersey | Press Release | 2010-12 | DP |
| Express Scripts Inc. | Massachusetts | 2007-09 | NP | |
| Facility Group | Mississippi - Northern District | 2008-08 | NP | |
| Faro Technologies | USDOJ - Criminal Division | Press Release | 2008-06 | NP |
| Fiat | USDOJ - Criminal Division - Fraud Section | Press Release | 2008-12 | NP |
| Fine Host | New York - Southern District | 2008-11 | NP | |
| FirstEnergy Nuclear Operating Co. | Ohio - Northern District USDOJ - Environment and Natural Resources Division - Environmental Crimes Section | Press Release | 2006-01 | DP |
| Fisher Sand & Gravel | USDOJ - Tax Division | Press Release | 2009-04 | DP |
| Flowserve | USDOJ - Criminal Division - Fraud Section | Press Release | 2008-02 | DP |
| Forest Laboratories | Massachusetts USDOJ - Civil Division - Office of Consumer Litigation | 2010-09 | NP | |
| Friedman's Inc. | New York - Eastern District | 2005-11 | NP | |
| Frosty Treats, Inc. | Missouri - Western District | 2007-09 | NP | |
| GE Funding Capital Market Services, Inc. | USDOJ - Antitrust Division | Press Release | 2011-12 | NP |
| General Electric (GE) | USDOJ - Criminal Division - Fraud Section | Press Release | 2004-12 | NP |
| General Reinsurance | USDOJ - Criminal Division - Fraud Section Connecticut Virginia - Eastern District | 2010-01 | NP | |
| German Bank HVB | New York - Southern District | Press Release | 2006-02 | DP |
| GlaxoSmithKline | Massachusetts USDOJ - Criminal Division | Press Release | 2010-10 | NP |
| Rhode Island | Press Release | 2011-08 | NP | |
| Halliburton | USDOJ - Criminal Division - Fraud Section | 2009-02 | NP | |
| HealthSouth | Alabama - Northern District USDOJ - Criminal Division - Fraud Section | 2006-05 | NP | |
| Helmerich & Payne | USDOJ - Criminal Division - Fraud Section | Press Release | 2009-07 | NP |
| Hitachi Corp. | USDOJ - Antitrust Division | 2006-01 | NP | |
| Holy Spirit Association | California - Northern District not available - sealed by agreement between parties | 2007-02 | NP | |
| HSBC | New York - Southern District | 2001-12 | NP | |
| IFCO Systems | New York - Northern District | 2008-12 | NP | |
| IMC Potash | New Mexico | 2002-09 | NP | |
| Imperial Holdings, Inc. | New Hampshire | Press Release | 2012-04 | NP |
| Ingersoll Rand | USDOJ - Criminal Division - Fraud Section | Press Release | 2007-10 | DP |
| InterMune | California - Northern District | Press Release | 2006-10 | DP |
| InVision | USDOJ - Criminal Division - Fraud Section | Press Release | 2004-12 | NP |
| Islamic Investment Co. of the Gulf (Bahamas) Ltd. | USDOJ - Tax Division | 2011-08 | NP | |
| ITT Corp. | Virginia - Western District USDOJ - Assistant Attorney General, National Security Division | Press Release | 2007-03 | DP |
| Iveco S.p.A. | USDOJ - Criminal Division - Fraud Section | Press Release | 2008-12 | DP |
| Jackson Country Club | Mississippi - Southern District | 2008-02 | DP | |
| Jazz Pharmaceuticals | New York - Eastern District | Press Release | 2007-07 | NP |
| JB Oxford Holdings | California - Central | 2000-02 | NP | |
| Jenkins Gilchrist | New York - Southern District | 2007-03 | NP | |
| JGC | USDOJ - Criminal Division - Fraud Section | Press Release | 2011-04 | DP |
| John Hancock Mutual Life | Massachusetts | 1994-03 | NP | |
| Johnson & Johnson | USDOJ - Criminal Division - Fraud Section | Press Release | 2011-01 | DP |
| JPMorgan Chase & Co. | USDOJ - Antitrust Division | Press Release | 2011-07 | NP |
| Kos Pharmaceuticals | USDOJ - Criminal Division - Fraud Section Louisiana - Middle District | Press Release | 2010-12 | DP |
| KPMG | New York - Southern District | Press Release | 2005-08 | DP |
| Lawson Products | Illinois - Northern District | Press Release | 2008-08 | DP |
| Lazard Freres | Massachusetts | 1996-10 | NP | |
| Lend Lease (US) Construction LMB, Inc. | New York - Eastern District | Press Release | 2012-04 | DP |
| Levlad LLC | California - Central District | 2008-10 | NP | |
| Lloyds TSB Bank | USDOJ | Press Release | 2009-01 | DP |
| Louis Berger Group | New Jersey | Press Release | 2010-11 | DP |
| Lucent Technologies | USDOJ - Criminal Division - Fraud Section | Press Release | 2007-11 | NP |
| Lufthansa Technik AG | USDOJ - Criminal Division - Fraud Section | Press Release | 2011-12 | NP |
| MacKenzie Aircraft Parts, Inc. | California - Southern District | 2011-05 | DP | |
| Magyar Telekom, Plc. | USDOJ - Criminal Division - Fraud Section Virginia - Eastern District | Press Release | 2011-12 | DP |
| Marubeni Corp. | USDOJ - Criminal Division - Fraud Section | Press Release | 2012-01 | DP |
| Maxim Healthcare Services, Inc. | New Jersey | Press Release | 2011-09 | DP |
| Maximus | District of Columbia | Press Release | 2007-07 | DP |
| Maxwell Technologies | USDOJ - Criminal Division - Fraud Section California - Southern District | Press Release | 2011-01 | DP |
| MCI | New York - Southern District | Press Release | 2005-08 | NP |
| McSha Properties | Oklahoma - Western District | 2009-01 | NP | |
| Medicis | Kansas | 2006-10 | NP | |
| Mellon Bank | Pennsylvania - Western District | 2006-08 | NP | |
| Merck & Co., Inc. | Massachusetts | 2011-11 | NP | |
| Merrill Lynch | USDOJ - Enron Task Force | 2003-09 | NP | |
| Metropolitan Life Insurance Co. (MetLife) | California - Southern District | Press Release | 2010-04 | NP |
| Micrus | USDOJ - Criminal Division - Fraud Section | Press Release | 2005-02 | DP |
| Milberg | California - Central District | Press Release | 2008-06 | NP |
| Mirant Energy Trading | USDOJ - Criminal Division - Fraud Section California - Northern District | Press Release | 2007-07 | DP |
| Monford Food Distribution Co. | Arkansas - Eastern District | 2000-02 | NP | |
| Monsanto | USDOJ - Criminal Division - Fraud Section | Press Release | 2005-01 | DP |
| MRA Holdings | Florida - Northern District | Press Release | 2006-09 | DP |
| National Compressor | Ohio - Southern District | 2008-10 | NP | |
| NEC | USDOJ - Antitrust Division | Press Release | 2006-01 | NP |
| NETeller PLC | New York - Southern District | Press Release | 2007-07 | DP |
| NetVersant | Georgia - Northern District USDOJ - Antitrust Division | 2007-03 | NP | |
| NeuroMetrix | Massachusetts | 2009-01 | DP | |
| New York Racing Association | New York - Eastern District | 2003-12 | DP | |
| Newsday and Hoy | New York - Eastern District | 2007-12 | NP | |
| Noble Corp. | USDOJ - Criminal Division - Fraud Section | 2010-11 | NP | |
| Novo Nordisk | USDOJ - Criminal Division - Fraud Section | Press Release | 2009-05 | DP |
| Ocean Bank | Florida - Southern District | Press Release | 2011-08 | DP |
| Omega Advisors | USDOJ - Criminal Division - Fraud Section New York - Southern District | Press Release | 2007-06 | NP |
| Operations Management | Connecticut | 2006-01 | DP | |
| Optimal Group | New York - Southern District | Press Release | 2009-10 | NP |
| Ortho-McNeil-Janssen Pharmaceuticals, Inc. | Massachusetts | 2010-04 | NP | |
| Orthoscript | USDOJ | 2005-06 | NP | |
| P.P. List Management &Transmonde USA | Delaware | 2010-12 | DP | |
| Panalpina World Transport | USDOJ - Criminal Division - Fraud Section | Press Release | 2010-11 | DP |
| Paradigm B.V. | USDOJ - Criminal Division - Fraud Section | Press Release | 2007-09 | NP |
| Parkway Village | New York - Eastern District | Press Release | 2008-08 | NP |
| PartyGaming | New York - Southern District | Press Release | 2009-04 | NP |
| Pasha Forwarders | USDOJ - Antitrust Division | 2006-09 | NP | |
| Penn Traffic | New York - Northern District | 2008-10 | NP | |
| Petrocelli Electric Co. | New York - Southern District | Press Release | 2009-07 | NP |
| Pfizer | Massachusetts | 2007-03 | NP | |
| Pharmacia & Upjohn | Massachusetts | Press Release | 2007-03 | DP |
| Pilgrim's Pride | Texas - Eastern District | Press Release | 2009-12 | NP |
| PNC ICLC | USDOJ - Criminal Division - Fraud Section | Press Release | 2003-06 | DP |
| PPG Industries | District of Columbia | Press Release | 2010-12 | NP |
| Pride International | USDOJ - Criminal Division - Fraud Section | 2010-11 | DP | |
| Prudential | New York - Southern District | 1994-10 | DP | |
| Prudential Equity Group | Massachusetts | Press Release | 2006-08 | NP |
| Purdue Pharma | Virginia - Western District | 2007-05 | NP | |
| Quest Diagnostics | New York - Eastern District USDOJ - Civil Division | Press Release | 2009-04 | NP |
| RAE Systems | California - Northern District | Press Release | 2010-12 | NP |
| Reliant Energy Services | California - Northern District | 2007-03 | DP | |
| Renault Trucks SAS | USDOJ - Criminal Division - Fraud Section | 2008-03 | DP | |
| Republic Services | Texas - Southern District | Press Release | 2008-10 | NP |
| RFK Institute | California - Central District | 2008-11 | NP | |
| Roger Williams Medical Center | Rhode Island | 2006-01 | DP | |
| Roman Catholic Archbishop of Boston | Massachusetts | 2005-11 | NP | |
| Royal Ahold | New York - Southern District | Press Release | 2006-09 | NP |
| Salomon Brothers | Press Release | 1992-05 | NP | |
| SB Pharmco Puerto Rico, Inc. | Massachusetts USDOJ - Criminal Division | Press Release | 2010-10 | NP |
| Schering Plough | Massachusetts | Press Release | 2006-08 | NP |
| Schiavone Construction Co. LLC | New York - Eastern District | Press Release | 2010-11 | NP |
| Schnitzer Steel | USDOJ - Criminal Division - Fraud Section | 2006-10 | DP | |
| Science Applications Int'l Corp. (SAIC) | New York - Southern District | 2012-03 | DP | |
| Sears | USDOJ - Criminal Division | 2001-12 | DP | |
| Sequa | 1993-06 | NP | ||
| Serono | Massachusetts | Press Release | 2005-10 | NP |
| Shell Nigeria Exploration and Production Co., Ltd. | USDOJ - Criminal Division - Fraud Section | 2010-11 | DP | |
| Shoppers Food Warehouse Corp. | Maryland | 2010-09 | DP | |
| Sigue | USDOJ - Criminal Division | Press Release | 2008-01 | DP |
| Sirchie Acquisition Co. | North Carolina - Eastern District | Press Release | 2010-02 | DP |
| Skanska | New York - Southern District USDOJ - Criminal Division | Press Release | 2011-03 | NP |
| Smith & Nephew PLC | New Jersey | Press Release | 2007-09 | DP |
| Smith & Nephew, Inc. | USDOJ - Criminal Division - Fraud Section | Press Release | 2012-02 | DP |
| Snamprogetti Netherlands | USDOJ - Criminal Division - Fraud Section | Press Release | 2010-07 | DP |
| Spectranetics | USDOJ - Office of Consumer Litigation Colorado | Press Release | 2009-12 | NP |
| Sportingbet PLC | New York - Southern District | Press Release | 2010-09 | NP |
| Statoil | USDOJ - Criminal Division - Fraud Section New York - Southern District | Press Release | 2006-10 | DP |
| Stryker Orthopedics | New Jersey | Press Release | 2005-10 | NP |
| Swift Beef | Iowa - Northern District | 2002-10 | NP | |
| Symbol Technologies | New York - Eastern District | 2004-06 | NP | |
| Tamimi Global Co., Ltd. | Illinois - Central District | Press Release | 2001-09 | DP |
| Technip | USDOJ - Criminal Division - Fraud Section | Press Release | 2010-06 | DP |
| Tenaris, S.A. | USDOJ - Criminal Division - Fraud Section | Press Release | 2011-03 | NP |
| Textron | USDOJ - Criminal Division - Fraud Section | Press Release | 2007-08 | NP |
| Tidewater Marine International | USDOJ - Criminal Division - Fraud Section | Press Release | 2010-11 | DP |
| Tommy Hilfiger | New York - Southern District | 2005-08 | NP | |
| Trace America | New York - Eastern District | 2009-09 | NP | |
| Transocean | USDOJ - Criminal Division - Fraud Section | 2010-11 | DP | |
| Tyson Foods | USDOJ - Criminal Division - Fraud Section | Press Release | 2011-02 | DP |
| UBS | USDOJ - Tax Division Florida - Southern District | Press Release | 2009-02 | DP |
| UBS AG | USDOJ - Antitrust Division | Press Release | 2011-05 | NP |
| Union Bank of California | USDOJ - Criminal Divison - Fraud Section | Press Release | 2007-09 | DP |
| United Bank for Africa | New York - Southern District | 2007-07 | NP | |
| Universal Corp. | USDOJ - Criminal Division - Fraud Section Virginia - Eastern District | Press Release | 2010-08 | NP |
| University Medicine and Dentistry of New Jersey | New Jersey | 2005-12 | DP | |
| Unum Group | California - Southern District | 2008-06 | NP | |
| UTstarcom | USDOJ - Criminal Division - Fraud Section | 2009-12 | NP | |
| Volvo Construction Equipment AG | USDOJ - Criminal Division - Fraud Section | 2008-03 | DP | |
| Wachovia | Florida - Southern District USDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section | Press Release | 2010-03 | DP |
| Wachovia | USDOJ - Antitrust Division | Press Release | 2011-12 | NP |
| WellCare Health Plans | Florida - Middle District | 2009-05 | DP | |
| WesternGeco | Texas - Southern District | 2006-06 | DP | |
| Westinghouse Air Brake Technologies Corp. | USDOJ - Criminal Division - Fraud Section | 2008-02 | NP | |
| Whitehall Jewellers | New York - Eastern District | 2004-09 | NP | |
| Willbros Group, Inc. | USDOJ - Criminal Division - Fraud Section | Press Release | 2008-05 | DP |
| Willbros Int'l, Inc. | USDOJ - Criminal Division - Fraud Section | Press Release | 2008-05 | DP |
| Williams Power Co. | California - Northern District | Press Release | 2006-02 | DP |
| Wright Medical Technology, Inc. | New Jersey | Press Release | 2010-10 | DP |
| Wright Medical Technology, Inc. (extension) | New Jersey | Press Release | 2011-09 | DP |
| York International Corp. | USDOJ - Criminal Division - Fraud Section | Press Release | 2007-10 | DP |
| Zimmer Holdings Inc. | New Jersey | Press Release | 2007-09 | DP |
Last updated 2012-05-10
