Federal Organizational Prosecution Agreements

This library collection contains scanned federal organizational prosecution agreements. It is intended to provide a resource for research concerning federal prosecution of organizations. The website was created by Professor Brandon Garrett (bgarrett@virginia.edu) and Jon Ashley (jaa6c@virginia.edu) and will be periodically updated to reflect additional agreements or other developments. We welcome any inquiries or feedback, including questions, corrections or suggestions for additional material to be added to the collection. The agreements, as indicated below, may be displayed by name of entity, jurisdiction or date. Additional information concerning organizational prosecution agreements is in a 2007 Virginia Law Review article. A more detailed version of the list below can be found in this Excel spreadsheet (last updated 6/7/2011). Please cite to this resource collection as: Brandon L. Garrett and Jon Ashley, Federal Organizational Prosecution Agreements, University of Virginia School of Law, at http://lib.law.virginia.edu/Garrett/prosecution_agreements/home.suphp.

Number of agreements found: 246            Last document added: Bechdon Co.

Press Release
AB VolvoUSDOJ - Criminal Division - Fraud Section
2008-03DP
ABB Ltd.USDOJ - Criminal Division - Fraud Section
2010-10DP
ABT AssociatesMassachusetts
2007-01DP
AdelphiaNew York - Southern District
Press Release2005-04NP
Advanced Containment Systems, Inc.Texas - Southern District
not publicly available
2012-01NP
Advanced Cosmetics Research LabsCalifornia - Central District
2008-10NP
AEP Energy ServicesUSDOJ - Criminal Division - Fraud Section
Press Release2005-01DP
AetnaMassachusetts
1993-08NP
AGA MedicalUSDOJ - Criminal Division - Fraud Section
2008-06DP
AGCOUSDOJ - Criminal Division - Fraud Section
2009-09DP
Aibel Group Ltd.USDOJ - Criminal Division - Fraud Section
2007-01DP
AIGUSDOJ - Criminal Division - Fraud Section
Press Release2006-02NP
AIG FPUSDOJ - Criminal Division - Fraud Section
Press Release2004-11NP
AIG-FP PAGICUSDOJ - Criminal Division - Fraud Section
Pennsylvania - Western District
Press Release2004-11DP
Akzo NobelUSDOJ - Criminal Division - Fraud Section
Press Release2007-12NP
Alabama Contract SalesAlabama - Northern District
2007-04DP
Alcatel-LucentUSDOJ - Criminal Division - Fraud Section
Press Release2010-12DP
Alliance OneUSDOJ - Criminal Division - Fraud Section
Press Release2010-08NP
Alpha Natural Resources, Inc.West Virginia - Southern District
USDOJ
Press Release2011-12NP
American Express IntUSDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section
Press Release2007-08DP
American Italian PastaMissouri - Western District
2008-09NP
AmSouth BancorpMississippi - Southern District
2004-10DP
AOLUSDOJ - Criminal Division
Virginia - Eastern District
Press Release2004-12DP
Aon Corp.USDOJ - Criminal Division - Fraud Section
Press Release2011-12NP
Appalachian OilVirginia - Western District
2007-01DP
Armor Holdings, Inc.USDOJ - Criminal Division - Fraud Section
Press Release2011-07NP
Armour of AmericaCalifornia - Central District
1993-12DP
Arthur AndersonConnecticut
1996-04DP
Atrium CompaniesTexas - Southern District
not publicly available
Press Release2012-01NP
Aurora FoodsNew York - Southern District
2001-01NP
Baker HughesUSDOJ - Criminal Section - Fraud Section
Press Release2007-04DP
Banco Popular de Puerto RicoPuerto Rico
Press Release2003-01DP
Bank of New YorkNew York - Southern District
New York - Eastern District
Press Release2005-11NP
BankAtlanticUSDOJ - Criminal Division
Press Release2006-04DP
Barclays BankUSDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section
Press Release2010-08DP
BAWAG P.S.K.New York - Southern District
Press Release2006-06NP
Baystar Capital Management, LLCCalifornia - Northern District
Press Release2011-03DP
BDO SeidmanIllinois - Southern District
USDOJ - Criminal Division
2002-12DP
Beazer HomesNorth Carolina - Western District
Press Release2009-07DP
Bechdon Co.Maryland
Press Release2012-04NP
BiometNew Jersey
Press Release2007-09DP
BiometUSDOJ - Criminal Division - Fraud Section
Press Release2012-03DP
Biovail PharmaceuticalsMassachusetts
2008-05NP
Bixby Energy Systems, Inc.Minnesota
Press Release2011-12DP
BizJet Int'l Sales and Support, Inc.USDOJ - Criminal Division - Fraud Section
Press Release2012-03DP
BL TradingMassachusetts
Press Release2010-12DP
Blue Cross Blue Shield of Rhode IslandRhode Island
USDOJ - Criminal Division - Public Integrity Section
Press Release2007-12NP
BoeingCalifornia - Central District
Virginia - Eastern District
Press Release2006-06NP
Bristol-Myers SquibbNew Jersey
2005-06DP
British Petroleum (BP)USDOJ - Criminal Division - Fraud Section
Press Release2007-10DP
Canadian Imperial BankUSDOJ - Enron Task Force
Press Release2003-12DP
Ceramic Protection Corporation of AmericaDelaware
Press Release2010-01DP
ChevronNew York - Southern District
Press Release2007-11NP
CNH France S.A.USDOJ - Criminal Division - Fraud Section
Press Release2008-12DP
CNH Italia S.p.A.USDOJ - Criminal Division - Fraud Section
Press Release2008-12DP
Collins & Aikman Corp.New York - Southern District
Press Release2007-03NP
Columbia FarmsSouth Carolina
2009-11DP
CommunityOne BankNorth Carolina - Western District
USDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section
Press Release2011-04DP
Computer AssociatesNew York - Eastern District
2004-09DP
ComverseUSDOJ - Criminal Division - Fraud Section
New York - Eastern District
Press Release2011-04NP
ConAgra Poultry Co.Kentucky - Western District
1998-04NP
Coopers & Lybrand
1996-09NP
Cosmetics Laboratories of AmericaCalifornia - Central District
2008-06NP
Credit LyonnaisCalifornia - Central District
1999-06NP
Credit SuisseUSDOJ
Press Release2009-12DP
CSK Auto Corp.USDOJ - Criminal Division - Fraud Section
Press Release2011-08NP
CVS/PharmacyCalifornia - Central District
Nevada
2010-10NP
Daimler AGUSDOJ - Criminal Division - Fraud Section
Press Release2010-03DP
DaimlerChrysler China Ltd.USDOJ - Criminal Division - Fraud Section
2010-03DP
DePuy OrthopaedicsNew Jersey
Press Release2007-09DP
Deutsche Bank AGNew York - Southern District
USDOJ - Tax Division
Press Release2010-12NP
Deutsche Telekom AGUSDOJ - Criminal Division - Fraud Section
Virginia - Eastern District
Press Release2011-12NP
Diamondback Capital Management, LLCNew York - Southern District
Press Release2012-01NP
Doyon DrillingAlaska
USDOJ - Environmental Crimes Section
1998-04DP
Edward D. JonesMissouri - Eastern District
2004-12DP
El PasoNew York - Southern District
Press Release2007-02NP
Elan Corp.Massachusetts
2010-12NP
Electronic Clearing HouseNew York - Southern District
Press Release2007-03NP
EndocareCalifornia - Central District
2006-07NP
English Construction Co.Virginia - Western District
2007-03DP
ESI Entertainment SystemsNew York - Southern District
Press Release2008-06DP
ExactechNew Jersey
Press Release2010-12DP
Express Scripts Inc.Massachusetts
2007-09NP
Facility GroupMississippi - Northern District
2008-08NP
Faro TechnologiesUSDOJ - Criminal Division
Press Release2008-06NP
FiatUSDOJ - Criminal Division - Fraud Section
Press Release2008-12NP
Fine HostNew York - Southern District
2008-11NP
FirstEnergy Nuclear Operating Co.Ohio - Northern District
USDOJ - Environment and Natural Resources Division -
Environmental Crimes Section
Press Release2006-01DP
Fisher Sand & GravelUSDOJ - Tax Division
Press Release2009-04DP
FlowserveUSDOJ - Criminal Division - Fraud Section
Press Release2008-02DP
Forest LaboratoriesMassachusetts
USDOJ - Civil Division - Office of Consumer Litigation
2010-09NP
Friedman's Inc.New York - Eastern District
2005-11NP
Frosty Treats, Inc.Missouri - Western District
2007-09NP
GE Funding Capital Market Services, Inc.USDOJ - Antitrust Division
Press Release2011-12NP
General Electric (GE)USDOJ - Criminal Division - Fraud Section
Press Release2004-12NP
General ReinsuranceUSDOJ - Criminal Division - Fraud Section
Connecticut
Virginia - Eastern District
2010-01NP
German Bank HVBNew York - Southern District
Press Release2006-02DP
GlaxoSmithKlineMassachusetts
USDOJ - Criminal Division
Press Release2010-10NP
GoogleRhode Island
Press Release2011-08NP
HalliburtonUSDOJ - Criminal Division - Fraud Section
2009-02NP
HealthSouthAlabama - Northern District
USDOJ - Criminal Division - Fraud Section
2006-05NP
Helmerich & PayneUSDOJ - Criminal Division - Fraud Section
Press Release2009-07NP
Hitachi Corp.USDOJ - Antitrust Division
2006-01NP
Holy Spirit AssociationCalifornia - Northern District
not available - sealed by agreement between parties
2007-02NP
HSBCNew York - Southern District
2001-12NP
IFCO SystemsNew York - Northern District
2008-12NP
IMC PotashNew Mexico
2002-09NP
Imperial Holdings, Inc.New Hampshire
Press Release2012-04NP
Ingersoll RandUSDOJ - Criminal Division - Fraud Section
Press Release2007-10DP
InterMuneCalifornia - Northern District
Press Release2006-10DP
InVisionUSDOJ - Criminal Division - Fraud Section
Press Release2004-12NP
Islamic Investment Co. of the Gulf (Bahamas) Ltd.USDOJ - Tax Division
2011-08NP
ITT Corp.Virginia - Western District
USDOJ - Assistant Attorney General, National Security Division
Press Release2007-03DP
Iveco S.p.A.USDOJ - Criminal Division - Fraud Section
Press Release2008-12DP
Jackson Country ClubMississippi - Southern District
2008-02DP
Jazz PharmaceuticalsNew York - Eastern District
Press Release2007-07NP
JB Oxford HoldingsCalifornia - Central
2000-02NP
Jenkins GilchristNew York - Southern District
2007-03NP
JGCUSDOJ - Criminal Division - Fraud Section
Press Release2011-04DP
John Hancock Mutual LifeMassachusetts
1994-03NP
Johnson & JohnsonUSDOJ - Criminal Division - Fraud Section
Press Release2011-01DP
JPMorgan Chase & Co.USDOJ - Antitrust Division
Press Release2011-07NP
Kos PharmaceuticalsUSDOJ - Criminal Division - Fraud Section
Louisiana - Middle District
Press Release2010-12DP
KPMGNew York - Southern District
Press Release2005-08DP
Lawson ProductsIllinois - Northern District
Press Release2008-08DP
Lazard FreresMassachusetts
1996-10NP
Lend Lease (US) Construction LMB, Inc.New York - Eastern District
Press Release2012-04DP
Levlad LLCCalifornia - Central District
2008-10NP
Lloyds TSB BankUSDOJ
Press Release2009-01DP
Louis Berger GroupNew Jersey
Press Release2010-11DP
Lucent TechnologiesUSDOJ - Criminal Division - Fraud Section
Press Release2007-11NP
Lufthansa Technik AGUSDOJ - Criminal Division - Fraud Section
Press Release2011-12NP
MacKenzie Aircraft Parts, Inc.California - Southern District
2011-05DP
Magyar Telekom, Plc.USDOJ - Criminal Division - Fraud Section
Virginia - Eastern District
Press Release2011-12DP
Marubeni Corp.USDOJ - Criminal Division - Fraud Section
Press Release2012-01DP
Maxim Healthcare Services, Inc.New Jersey
Press Release2011-09DP
MaximusDistrict of Columbia
Press Release2007-07DP
Maxwell TechnologiesUSDOJ - Criminal Division - Fraud Section
California - Southern District
Press Release2011-01DP
MCINew York - Southern District
Press Release2005-08NP
McSha PropertiesOklahoma - Western District
2009-01NP
MedicisKansas
2006-10NP
Mellon BankPennsylvania - Western District
2006-08NP
Merck & Co., Inc.Massachusetts
2011-11NP
Merrill LynchUSDOJ - Enron Task Force
2003-09NP
Metropolitan Life Insurance Co. (MetLife)California - Southern District
Press Release2010-04NP
MicrusUSDOJ - Criminal Division - Fraud Section
Press Release2005-02DP
MilbergCalifornia - Central District
Press Release2008-06NP
Mirant Energy TradingUSDOJ - Criminal Division - Fraud Section
California - Northern District
Press Release2007-07DP
Monford Food Distribution Co.Arkansas - Eastern District
2000-02NP
MonsantoUSDOJ - Criminal Division - Fraud Section
Press Release2005-01DP
MRA HoldingsFlorida - Northern District
Press Release2006-09DP
National CompressorOhio - Southern District
2008-10NP
NECUSDOJ - Antitrust Division
Press Release2006-01NP
NETeller PLCNew York - Southern District
Press Release2007-07DP
NetVersantGeorgia - Northern District
USDOJ - Antitrust Division
2007-03NP
NeuroMetrixMassachusetts
2009-01DP
New York Racing AssociationNew York - Eastern District
2003-12DP
Newsday and HoyNew York - Eastern District
2007-12NP
Noble Corp.USDOJ - Criminal Division - Fraud Section
2010-11NP
Novo NordiskUSDOJ - Criminal Division - Fraud Section
Press Release2009-05DP
Ocean BankFlorida - Southern District
Press Release2011-08DP
Omega AdvisorsUSDOJ - Criminal Division - Fraud Section
New York - Southern District
Press Release2007-06NP
Operations ManagementConnecticut
2006-01DP
Optimal GroupNew York - Southern District
Press Release2009-10NP
Ortho-McNeil-Janssen Pharmaceuticals, Inc.Massachusetts
2010-04NP
OrthoscriptUSDOJ
2005-06NP
P.P. List Management &Transmonde USADelaware
2010-12DP
Panalpina World TransportUSDOJ - Criminal Division - Fraud Section
Press Release2010-11DP
Paradigm B.V.USDOJ - Criminal Division - Fraud Section
Press Release2007-09NP
Parkway VillageNew York - Eastern District
Press Release2008-08NP
PartyGamingNew York - Southern District
Press Release2009-04NP
Pasha ForwardersUSDOJ - Antitrust Division
2006-09NP
Penn TrafficNew York - Northern District
2008-10NP
Petrocelli Electric Co.New York - Southern District
Press Release2009-07NP
PfizerMassachusetts
2007-03NP
Pharmacia & UpjohnMassachusetts
Press Release2007-03DP
Pilgrim's PrideTexas - Eastern District
Press Release2009-12NP
PNC ICLCUSDOJ - Criminal Division - Fraud Section
Press Release2003-06DP
PPG IndustriesDistrict of Columbia
Press Release2010-12NP
Pride InternationalUSDOJ - Criminal Division - Fraud Section
2010-11DP
PrudentialNew York - Southern District
1994-10DP
Prudential Equity GroupMassachusetts
Press Release2006-08NP
Purdue PharmaVirginia - Western District
2007-05NP
Quest DiagnosticsNew York - Eastern District
USDOJ - Civil Division
Press Release2009-04NP
RAE SystemsCalifornia - Northern District
Press Release2010-12NP
Reliant Energy ServicesCalifornia - Northern District
2007-03DP
Renault Trucks SASUSDOJ - Criminal Division - Fraud Section
2008-03DP
Republic ServicesTexas - Southern District
Press Release2008-10NP
RFK InstituteCalifornia - Central District
2008-11NP
Roger Williams Medical CenterRhode Island
2006-01DP
Roman Catholic Archbishop of BostonMassachusetts
2005-11NP
Royal AholdNew York - Southern District
Press Release2006-09NP
Salomon Brothers
Press Release1992-05NP
SB Pharmco Puerto Rico, Inc.Massachusetts
USDOJ - Criminal Division
Press Release2010-10NP
Schering PloughMassachusetts
Press Release2006-08NP
Schiavone Construction Co. LLCNew York - Eastern District
Press Release2010-11NP
Schnitzer SteelUSDOJ - Criminal Division - Fraud Section
2006-10DP
Science Applications Int'l Corp. (SAIC)New York - Southern District
2012-03DP
SearsUSDOJ - Criminal Division
2001-12DP
Sequa
1993-06NP
SeronoMassachusetts
Press Release2005-10NP
Shell Nigeria Exploration and Production Co., Ltd.USDOJ - Criminal Division - Fraud Section
2010-11DP
Shoppers Food Warehouse Corp.Maryland
2010-09DP
SigueUSDOJ - Criminal Division
Press Release2008-01DP
Sirchie Acquisition Co.North Carolina - Eastern District
Press Release2010-02DP
SkanskaNew York - Southern District
USDOJ - Criminal Division
Press Release2011-03NP
Smith & Nephew PLCNew Jersey
Press Release2007-09DP
Smith & Nephew, Inc.USDOJ - Criminal Division - Fraud Section
Press Release2012-02DP
Snamprogetti NetherlandsUSDOJ - Criminal Division - Fraud Section
Press Release2010-07DP
SpectraneticsUSDOJ - Office of Consumer Litigation
Colorado
Press Release2009-12NP
Sportingbet PLCNew York - Southern District
Press Release2010-09NP
StatoilUSDOJ - Criminal Division - Fraud Section
New York - Southern District
Press Release2006-10DP
Stryker OrthopedicsNew Jersey
Press Release2005-10NP
Swift BeefIowa - Northern District
2002-10NP
Symbol TechnologiesNew York - Eastern District
2004-06NP
Tamimi Global Co., Ltd.Illinois - Central District
Press Release2001-09DP
TechnipUSDOJ - Criminal Division - Fraud Section
Press Release2010-06DP
Tenaris, S.A.USDOJ - Criminal Division - Fraud Section
Press Release2011-03NP
TextronUSDOJ - Criminal Division - Fraud Section
Press Release2007-08NP
Tidewater Marine InternationalUSDOJ - Criminal Division - Fraud Section
Press Release2010-11DP
Tommy HilfigerNew York - Southern District
2005-08NP
Trace AmericaNew York - Eastern District
2009-09NP
TransoceanUSDOJ - Criminal Division - Fraud Section
2010-11DP
Tyson FoodsUSDOJ - Criminal Division - Fraud Section
Press Release2011-02DP
UBSUSDOJ - Tax Division
Florida - Southern District
Press Release2009-02DP
UBS AGUSDOJ - Antitrust Division
Press Release2011-05NP
Union Bank of CaliforniaUSDOJ - Criminal Divison - Fraud Section
Press Release2007-09DP
United Bank for AfricaNew York - Southern District
2007-07NP
Universal Corp.USDOJ - Criminal Division - Fraud Section
Virginia - Eastern District
Press Release2010-08NP
University Medicine and Dentistry of New JerseyNew Jersey
2005-12DP
Unum GroupCalifornia - Southern District
2008-06NP
UTstarcomUSDOJ - Criminal Division - Fraud Section
2009-12NP
Volvo Construction Equipment AGUSDOJ - Criminal Division - Fraud Section
2008-03DP
WachoviaFlorida - Southern District
USDOJ - Criminal Division - Asset Forfeiture and Money Laundering Section
Press Release2010-03DP
WachoviaUSDOJ - Antitrust Division
Press Release2011-12NP
WellCare Health PlansFlorida - Middle District
2009-05DP
WesternGecoTexas - Southern District
2006-06DP
Westinghouse Air Brake Technologies Corp.USDOJ - Criminal Division - Fraud Section
2008-02NP
Whitehall JewellersNew York - Eastern District
2004-09NP
Willbros Group, Inc.USDOJ - Criminal Division - Fraud Section
Press Release2008-05DP
Willbros Int'l, Inc.USDOJ - Criminal Division - Fraud Section
Press Release2008-05DP
Williams Power Co.California - Northern District
Press Release2006-02DP
Wright Medical Technology, Inc.New Jersey
Press Release2010-10DP
Wright Medical Technology, Inc. (extension)New Jersey
Press Release2011-09DP
York International Corp.USDOJ - Criminal Division - Fraud Section
Press Release2007-10DP
Zimmer Holdings Inc.New Jersey
Press Release2007-09DP

Last updated 2012-05-10

Tracking opt-out