Federal Organizational Prosecution Agreements

Description

This library collection contains scanned federal organizational prosecution agreements. It is intended to provide a resource for research concerning federal prosecution of organizations. The website was created by Professor Brandon Garrett (bgarrett@virginia.edu) and Jon Ashley (jaa6c@virginia.edu) and will be periodically updated to reflect additional agreements or other developments. We welcome any inquiries or feedback, including questions, corrections or suggestions for additional material to be added to the collection. The agreements, as indicated below, may be displayed by name of entity, jurisdiction or date. Additional information concerning organizational prosecution agreements is in a 2007 Virginia Law Review article. A more detailed version of the list below can be found in this Excel spreadsheet (last updated 6/7/2011). Please cite to this resource collection as: Brandon L. Garrett and Jon Ashley, Federal Organizational Prosecution Agreements, University of Virginia School of Law, at http://lib.law.virginia.edu/Garrett/prosecution_agreements/home.suphp.

Please note that we are currently updating the infrastructure for this site to better support search and sort capabilities. The new iteration of the site will include both corporate plea and prosecution agreements and will contain substantially more data for researchers and practitioners. In the meantime if there are particular features you would like to see incorporated drop us a line at: jaa6c@virginia.edu

The dockets below are unofficial and may be incomplete or out-of-date. The official docket is available on PACER (fees may apply).

Number of entries: 89
Companysort descending USAO Other Agreement Press Release Docket Date Type
AB Volvo / Renault Truck SAS (subsid.) / Volvo Construction Equipment AB (subsid.) Docket 2008-03 DP
ABB Ltd. Docket 2010-10 DP
AEP Energy Services Press Release 2005-01 DP
AGA Medical Docket 2008-06 DP
AGCO Corp. Docket 2009-09 DP
Aibel Group Ltd. Docket 2007-01 DP
AIG SEC Consent Decree Press Release 2006-02 NP
AIG Financial Products Corp. SEC Consent Decree Press Release 2004-11 NP
AIG-FP PAGIC Equity Holding Corp. SEC Consent Decree Press Release 2004-11 DP
Akzo Nobel Press Release 2007-12 NP
Alcatel-Lucent Press Release 2010-12 DP
Alliance One Press Release 2010-08 NP
Aon Corp. Press Release 2011-12 NP
Archer Daniels Midland Co. Press Release 2013-12 NP
Armor Holdings Inc. Press Release 2011-07 NP
ArthroCare Corp. Press Release 2014-01 DP
Baker Hughes Press Release Docket 2007-04 DP
Barclays Bank PLC CFTC Agmt. Press Release 2012-06 NP
Bilfinger SE Press Release 2013-12 DP
Biomet Inc. Press Release 2012-03 DP
BizJet Int'l Sales and Support Inc. Press Release Docket 2012-03 DP
British Petroleum (BP) Press Release Docket 2007-10 DP
Caddell Construction Co., Inc. Press Release 2012-12 NP
Comverse Technology Inc. Press Release 2011-04 NP
ConvergEx Group, LLC Press Release 2013-12 DP
Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A. ("Rabobank") Press Release 2013-10 DP
CSK Auto Corp. Press Release 2011-08 NP
Daimler AG & DaimlerChrysler China (subsid.) Press Release Docket 2010-03 DP
Data Systems & Solutions LLC Press Release 2012-06 DP
Deutsche Telekom AG Press Release 2011-12 NP
Diebold, Inc. 2013-10 DP
Fiat S.p.A. / Iveco (subsid.) / CNF Italia (subsid.) / CNF France (subsid.) Press Release 2008-12 NP
Flowserve / Flowserve Pompes SAS (subsid.) Press Release Docket 2008-02 DP
General Electric (GE) Press Release 2004-12 NP
General Reinsurance 2010-01 NP
Halliburton Co. 2009-02 NP
HealthSouth Corp. 2006-05 NP
Helmerich & Payne Press Release 2009-07 NP
Hewlett-Packard Mexico, S. de R.L. de C.V. Press Release 2014-04 NP
Hewlett-Packard Polska, SP. Z.O.O Press Release 2014-04 DP
Ingersoll Rand Press Release Docket 2007-10 DP
InVision Press Release 2004-12 NP
JGC Press Release Docket 2011-04 DP
Johnson & Johnson Press Release 2011-01 DP
Kos Pharmaceuticals Press Release Docket 2010-12 DP
Lender Processing Services, Inc. (LPS) Press Release 2013-04 NP
Lloyds Banking Group plc Press Release 2014-07 DP
Lucent Technologies Press Release 2007-11 NP
Lufthansa Technik AG Press Release 2011-12 NP
Magyar Telekom Plc. Press Release Docket 2011-12 DP
Marubeni Corp. Press Release Docket 2012-01 DP
Maxwell Technologies Press Release Docket 2011-01 DP
Micrus Press Release 2005-02 DP
Mirant Energy Trading Press Release 2007-07 DP
Monsanto Press Release Docket 2005-01 DP
Noble Corp. 2010-11 NP
Novo Nordisk Press Release Docket 2009-05 DP
Omega Advisors Press Release 2007-06 NP
Orthofix Int'l N.V. Press Release 2012-06 DP
Panalpina World Transport Press Release Docket 2010-11 DP
Paradigm B.V. Press Release 2007-09 NP
Parker Drilling Co. Press Release 2013-04 DP
Pfizer H.C.P. Corp. Press Release 2012-08 DP
PNC ICLC Corp. Press Release 2003-06 DP
Pride Int'l Inc. Docket 2010-11 DP
Ralph Lauren Corp. SEC NPA Press Release 2013-04 NP
Royal Bank of Scotland plc 2013-02 DP
Schnitzer Steel 2006-10 DP
Shell Nigeria Exploration and Production Co. Ltd. Docket 2010-11 DP
Smith & Nephew Inc. Press Release 2012-02 DP
Snamprogetti Netherlands Press Release Docket 2010-07 DP
Statoil, ASA Press Release 2006-10 DP
Technip S.A. Press Release Docket 2010-06 DP
Tenaris S.A. Press Release 2011-03 NP
Textron Press Release 2007-08 NP
The NORDAM Group Inc. Press Release 2012-07 NP
Tidewater Marine Int'l Press Release Docket 2010-11 DP
Total S.A. SEC Order Press Release 2013-05 DP
Transocean Docket 2010-11 DP
Tyco Int'l, Ltd. Press Release 2012-09 NP
Tyson Foods Press Release Docket 2011-02 DP
UBS AG Press Release 2012-12 NP
Union Bank of California Press Release Docket 2007-09 DP
Universal Corp. Press Release 2010-08 NP
UTstarcom Inc. 2009-12 NP
Weatherford Int'l Ltd. Press Release 2013-11 DP
Westinghouse Air Brake Technologies Corp. 2008-02 NP
Willbros Group Inc. & Willbros Int'l Inc. Press Release Docket 2008-05 DP
York Int'l Corp. Press Release Docket 2007-10 DP